Hong Kong SFC licence institution AAI358, Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司

These are the licence-holders that were found for SFC licence institution AAI358 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Dealing in Futures Contracts 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Advising on Futures Contracts 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Asset Management 2003-04-01 2004-10-28
AAJ343 HO Shek Chung 何石中 RE Dealing in Futures Contracts 2003-04-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Advising on Futures Contracts 2003-04-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Asset Management 2003-04-01 2004-12-13
AAN830 CHAN Man Hon 陳文康 RE Dealing in Futures Contracts 2003-04-01 2008-10-01
AAN830 CHAN Man Hon 陳文康 RE Advising on Futures Contracts 2003-04-01 2008-10-01
AAN830 CHAN Man Hon 陳文康 RE Asset Management 2003-04-01 2004-12-13
AAU939 WOO Henry Siungai 胡小毅 RE Dealing in Futures Contracts 2003-04-01 2008-10-01
AAU939 WOO Henry Siungai 胡小毅 RE Advising on Futures Contracts 2003-04-01 2008-10-01
AAU939 WOO Henry Siungai 胡小毅 RE Asset Management 2003-04-01 2004-12-15
ABA513 WOO Mi Ying 胡美英 RE Dealing in Futures Contracts 2003-04-01 2008-10-01
ABA513 WOO Mi Ying 胡美英 RE Advising on Futures Contracts 2003-04-01 2008-10-01
ABA513 WOO Mi Ying 胡美英 RE Asset Management 2003-04-01 2004-12-09
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Dealing in Futures Contracts 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Dealing in Futures Contracts 2005-06-10 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Advising on Futures Contracts 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Advising on Futures Contracts 2005-06-10 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Asset Management 2003-04-01 2004-12-10
ACX074 WONG Ling Mui, Emily 王菱梅 RE Dealing in Futures Contracts 2003-04-01 2006-08-01
ACX074 WONG Ling Mui, Emily 王菱梅 RE Advising on Futures Contracts 2003-04-01 2006-08-01
ACX074 WONG Ling Mui, Emily 王菱梅 RE Asset Management 2003-04-01 2004-12-09
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Dealing in Futures Contracts 2003-04-01 2008-10-01
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Advising on Futures Contracts 2003-04-01 2008-10-01
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Asset Management 2003-04-01 2004-12-09
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Futures Contracts 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Advising on Futures Contracts 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Asset Management 2003-04-01 2004-05-07
ADQ686 NGUYEN Thanh Cao RE Dealing in Futures Contracts 2003-04-01 2004-12-09
ADQ686 NGUYEN Thanh Cao RE Advising on Futures Contracts 2003-04-01 2004-12-09
ADQ686 NGUYEN Thanh Cao RE Asset Management 2003-04-01 2004-12-09
ADW265 REILLY Craig Joseph RE Dealing in Futures Contracts 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RE Advising on Futures Contracts 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RE Asset Management 2003-04-01 2004-12-11
AEE525 LEE Yick Chung 李易聰 RE Dealing in Futures Contracts 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Advising on Futures Contracts 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Asset Management 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Dealing in Futures Contracts 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Advising on Futures Contracts 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Asset Management 2003-04-01 2004-12-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Dealing in Futures Contracts 2003-04-01 2004-12-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Advising on Futures Contracts 2003-04-01 2004-12-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Asset Management 2003-04-01 2004-12-09
AGO296 TSE Man Ting, Sunny 謝文廷 RE Dealing in Futures Contracts 2006-07-03 2006-12-06
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Dealing in Futures Contracts 2004-07-16 2004-11-23
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Futures Contracts 2007-08-28 2008-10-01

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