Hong Kong SFC licence institution AAI359, Bear Stearns Asia Limited 貝爾斯登亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAI359 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD227 SIM Su Fen 沈素芬 RE Dealing in Securities 2007-07-03 2008-05-30
AAD227 SIM Su Fen 沈素芬 RE Dealing in Futures Contracts 2007-07-03 2008-05-30
AAD227 SIM Su Fen 沈素芬 RE Providing Automated Trading Services 2007-07-03 2008-05-30
AAD646 WONG Lai Che 黃麗姿 RE Dealing in Securities 2003-04-01 2008-05-30
AAD646 WONG Lai Che 黃麗姿 RE Advising on Securities 2003-04-01 2004-12-09
AAD646 WONG Lai Che 黃麗姿 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AAD646 WONG Lai Che 黃麗姿 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AAD646 WONG Lai Che 黃麗姿 RE Asset Management 2003-04-01 2004-12-09
AAI342 SO Sun Cheung, Sammy 蘇伸昌 RE Dealing in Securities 2003-04-01 2003-10-16
AAI342 SO Sun Cheung, Sammy 蘇伸昌 RE Advising on Securities 2003-04-01 2003-10-16
AAI342 SO Sun Cheung, Sammy 蘇伸昌 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAI342 SO Sun Cheung, Sammy 蘇伸昌 RE Providing Automated Trading Services 2003-04-01 2003-10-16
AAI342 SO Sun Cheung, Sammy 蘇伸昌 RE Asset Management 2003-04-01 2003-10-16
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Dealing in Securities 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Dealing in Futures Contracts 2005-11-29 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Advising on Securities 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Advising on Futures Contracts 2005-11-29 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Advising on Corporate Finance 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Providing Automated Trading Services 2003-04-01 2008-10-01
AAI356 MAO Tsao Yu, Frank 毛昭宇 RO Asset Management 2003-04-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Dealing in Securities 2003-04-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Dealing in Futures Contracts 2005-12-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Advising on Securities 2003-04-01 2004-12-13
AAJ343 HO Shek Chung 何石中 RE Advising on Futures Contracts 2005-12-01 2008-10-01
AAJ343 HO Shek Chung 何石中 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AAJ343 HO Shek Chung 何石中 RE Providing Automated Trading Services 2003-04-01 2004-12-13
AAJ343 HO Shek Chung 何石中 RE Asset Management 2003-04-01 2004-12-13
AAN830 CHAN Man Hon 陳文康 RE Dealing in Securities 2003-04-01 2008-10-01
AAN830 CHAN Man Hon 陳文康 RE Dealing in Futures Contracts 2005-12-01 2008-10-01
AAN830 CHAN Man Hon 陳文康 RE Advising on Securities 2003-04-01 2004-12-13
AAN830 CHAN Man Hon 陳文康 RE Advising on Futures Contracts 2005-12-01 2008-10-01
AAN830 CHAN Man Hon 陳文康 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AAN830 CHAN Man Hon 陳文康 RE Providing Automated Trading Services 2003-04-01 2004-12-13
AAN830 CHAN Man Hon 陳文康 RE Asset Management 2003-04-01 2004-12-13
AAU939 WOO Henry Siungai 胡小毅 RE Dealing in Securities 2003-04-01 2008-10-01
AAU939 WOO Henry Siungai 胡小毅 RE Dealing in Futures Contracts 2005-12-02 2008-10-01
AAU939 WOO Henry Siungai 胡小毅 RE Advising on Securities 2003-04-01 2004-12-15
AAU939 WOO Henry Siungai 胡小毅 RE Advising on Futures Contracts 2005-12-02 2008-10-01
AAU939 WOO Henry Siungai 胡小毅 RE Advising on Corporate Finance 2003-04-01 2004-12-15
AAU939 WOO Henry Siungai 胡小毅 RE Providing Automated Trading Services 2003-04-01 2004-12-15
AAU939 WOO Henry Siungai 胡小毅 RE Asset Management 2003-04-01 2004-12-15
AAV787 TSANG Henry Yuk Wong 曾玉煌 RO Dealing in Securities 2005-07-21 2007-11-30
AAV787 TSANG Henry Yuk Wong 曾玉煌 RO Advising on Corporate Finance 2005-07-21 2007-11-30
AAY753 FAN Chik Chuen, Daniel 樊植全 RE Advising on Securities 2006-06-23 2009-11-23
AAZ788 PICKETT Iain William RE Dealing in Securities 2003-09-22 2005-09-06
AAZ788 PICKETT Iain William RE Advising on Securities 2003-09-22 2005-09-06
ABA513 WOO Mi Ying 胡美英 RE Dealing in Securities 2003-04-01 2008-10-01
ABA513 WOO Mi Ying 胡美英 RE Dealing in Futures Contracts 2005-12-01 2008-10-01
ABA513 WOO Mi Ying 胡美英 RE Advising on Securities 2003-04-01 2004-12-09
ABA513 WOO Mi Ying 胡美英 RE Advising on Futures Contracts 2005-12-01 2008-10-01
ABA513 WOO Mi Ying 胡美英 RE Advising on Corporate Finance 2003-04-01 2004-12-09
ABA513 WOO Mi Ying 胡美英 RE Providing Automated Trading Services 2003-04-01 2004-12-09
ABA513 WOO Mi Ying 胡美英 RE Asset Management 2003-04-01 2004-12-09
ABB057 LAM Chi Wai, Dave 林志偉 RE Dealing in Securities 2003-04-01 2009-07-06
ABB057 LAM Chi Wai, Dave 林志偉 RE Advising on Securities 2003-04-01 2004-12-13
ABB057 LAM Chi Wai, Dave 林志偉 RE Advising on Corporate Finance 2003-04-01 2004-12-13
ABB057 LAM Chi Wai, Dave 林志偉 RE Providing Automated Trading Services 2003-04-01 2004-12-13
ABB057 LAM Chi Wai, Dave 林志偉 RE Asset Management 2003-04-01 2004-12-13
ABG651 GATES Stuart James RE Dealing in Securities 2005-02-07 2008-05-30
ABG651 GATES Stuart James RE Dealing in Futures Contracts 2007-07-09 2008-05-30
ABG651 GATES Stuart James RE Advising on Securities 2005-02-07 2008-05-30
ABH919 NGAN Wai Hung 顏偉洪 RE Advising on Securities 2007-07-03 2008-05-30
ABL821 CHUI David Kam Hung 崔錦雄 RE Dealing in Securities 2003-04-01 2006-02-10
ABL821 CHUI David Kam Hung 崔錦雄 RE Dealing in Futures Contracts 2005-12-12 2006-02-10
ABL821 CHUI David Kam Hung 崔錦雄 RE Advising on Securities 2003-04-01 2006-02-10
ABL821 CHUI David Kam Hung 崔錦雄 RE Advising on Corporate Finance 2003-04-01 2006-02-10
ABL821 CHUI David Kam Hung 崔錦雄 RE Providing Automated Trading Services 2003-04-01 2004-12-13
ABL821 CHUI David Kam Hung 崔錦雄 RE Asset Management 2003-04-01 2004-12-13
ABQ525 BUGEL Michael Bartus RE Dealing in Securities 2006-08-03 2006-08-22
ABQ525 BUGEL Michael Bartus RO Dealing in Securities 2006-08-22 2008-08-01
ABQ525 BUGEL Michael Bartus RE Dealing in Futures Contracts 2006-08-03 2008-04-01
ABQ525 BUGEL Michael Bartus RE Advising on Securities 2006-08-03 2006-08-22
ABQ525 BUGEL Michael Bartus RO Advising on Securities 2006-08-22 2008-08-01
ABQ684 CONWAY Michael John RE Dealing in Securities 2005-01-05 2005-02-04
ABR209 LUK Man Hang, Vincent 陸文鏗 RE Dealing in Securities 2003-04-01 2004-02-24
ABR209 LUK Man Hang, Vincent 陸文鏗 RE Advising on Securities 2003-04-01 2004-02-24
ABR209 LUK Man Hang, Vincent 陸文鏗 RE Advising on Corporate Finance 2003-04-01 2004-02-24
ABR209 LUK Man Hang, Vincent 陸文鏗 RE Providing Automated Trading Services 2003-04-01 2004-02-24
ABR209 LUK Man Hang, Vincent 陸文鏗 RE Asset Management 2003-04-01 2004-02-24
ABR710 CHENG Kin Lung, David 鄭建龍 RE Dealing in Securities 2005-07-11 2005-07-21
ABR710 CHENG Kin Lung, David 鄭建龍 RO Dealing in Securities 2005-07-21 2008-04-09
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Corporate Finance 2005-07-11 2005-07-21
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Corporate Finance 2005-07-21 2008-04-09
ABT650 TANG Wei, Donald 唐偉 RO Dealing in Securities 2003-04-01 2008-10-01
ABT650 TANG Wei, Donald 唐偉 RO Advising on Securities 2003-04-01 2008-10-01
ABT650 TANG Wei, Donald 唐偉 RO Advising on Corporate Finance 2003-04-01 2008-10-01
ABT650 TANG Wei, Donald 唐偉 RO Providing Automated Trading Services 2003-04-01 2008-10-01
ABT650 TANG Wei, Donald 唐偉 RO Asset Management 2003-04-01 2008-10-01
ABT973 LAU Kan Wah 劉勤華 RE Dealing in Securities 2008-09-09 2009-11-23
ABT973 LAU Kan Wah 劉勤華 RE Dealing in Futures Contracts 2008-09-09 2009-11-23
ABT973 LAU Kan Wah 劉勤華 RE Advising on Securities 2008-09-09 2009-11-23
ABT973 LAU Kan Wah 劉勤華 RE Advising on Futures Contracts 2008-09-09 2009-11-23
ABV523 LAMBERT Pascal Jean-Louis RO Dealing in Securities 2008-01-03 2009-04-27
ABV523 LAMBERT Pascal Jean-Louis RO Advising on Securities 2008-01-03 2009-04-27
ABV523 LAMBERT Pascal Jean-Louis RO Providing Automated Trading Services 2008-01-03 2008-10-01
ABZ257 TANIZAR Kuntjono RE Dealing in Securities 2003-04-01 2008-05-30
ABZ257 TANIZAR Kuntjono RE Advising on Securities 2003-04-01 2004-12-09
ABZ257 TANIZAR Kuntjono RE Advising on Corporate Finance 2003-04-01 2008-05-30
ABZ257 TANIZAR Kuntjono RE Providing Automated Trading Services 2003-04-01 2004-12-09
ABZ257 TANIZAR Kuntjono RE Asset Management 2003-04-01 2004-12-09
ACA475 CHENG Vivinne 鄭慧玄 RE Dealing in Securities 2007-05-07 2008-05-30
ACB078 LEE Kwok Kuen 李國權 RE Dealing in Securities 2005-07-22 2005-09-09
ACB078 LEE Kwok Kuen 李國權 RE Advising on Securities 2005-07-22 2005-09-09
ACB082 DONG Ming 董明 RE Advising on Corporate Finance 2006-02-14 2007-07-16
ACG004 LEUNG Sze Tien 梁仕天 RE Dealing in Securities 2003-04-01 2005-06-13
ACG004 LEUNG Sze Tien 梁仕天 RO Dealing in Securities 2005-06-13 2008-06-01
ACG004 LEUNG Sze Tien 梁仕天 RE Advising on Securities 2003-04-01 2004-12-09
ACG004 LEUNG Sze Tien 梁仕天 RE Advising on Corporate Finance 2003-04-01 2008-06-01
ACG004 LEUNG Sze Tien 梁仕天 RE Providing Automated Trading Services 2003-04-01 2004-12-09
ACG004 LEUNG Sze Tien 梁仕天 RE Asset Management 2003-04-01 2008-06-01
ACI723 CHEUNG Kin Sang 張健生 RO Dealing in Securities 2005-01-10 2008-04-28
ACI723 CHEUNG Kin Sang 張健生 RO Dealing in Futures Contracts 2007-01-26 2008-04-28
ACI723 CHEUNG Kin Sang 張健生 RO Advising on Securities 2007-06-15 2008-04-28
ACI723 CHEUNG Kin Sang 張健生 RO Advising on Futures Contracts 2007-06-15 2008-04-28
ACI723 CHEUNG Kin Sang 張健生 RO Providing Automated Trading Services 2007-06-15 2008-04-28
ACN539 LAM Fen, Katharine 藍玉芬 RE Dealing in Securities 2005-08-10 2008-05-30
ACN969 BO Shuk Chee 布淑芝 RE Dealing in Securities 2004-03-29 2007-07-13
ACN969 BO Shuk Chee 布淑芝 RE Dealing in Futures Contracts 2005-12-01 2007-07-13
ACN969 BO Shuk Chee 布淑芝 RE Advising on Securities 2004-04-13 2004-11-19
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Dealing in Securities 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Dealing in Securities 2005-06-10 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Dealing in Futures Contracts 2005-11-29 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Advising on Securities 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Advising on Securities 2005-06-10 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Advising on Futures Contracts 2005-11-29 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Advising on Corporate Finance 2003-04-01 2004-12-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Providing Automated Trading Services 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Providing Automated Trading Services 2005-06-10 2008-08-01
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Asset Management 2003-04-01 2005-06-10
ACO160 GARWAY-TEMPLEMAN Hugh Garway RO Asset Management 2005-06-10 2008-08-01
ACR410 BURCH Bradley Drew RE Dealing in Securities 2003-04-01 2004-06-01
ACR410 BURCH Bradley Drew RE Advising on Securities 2003-04-01 2004-06-01
ACR410 BURCH Bradley Drew RE Advising on Corporate Finance 2003-04-01 2004-06-01
ACR410 BURCH Bradley Drew RE Providing Automated Trading Services 2003-04-01 2004-06-01
ACR410 BURCH Bradley Drew RE Asset Management 2003-04-01 2004-06-01
ACS225 HO Wai Wa 何偉華 RE Advising on Securities 2004-11-30 2006-07-11
ACV298 LIM Choot RE Dealing in Securities 2006-06-26 2007-09-18
ACV298 LIM Choot RO Dealing in Securities 2007-09-18 2008-06-13
ACV298 LIM Choot RE Dealing in Futures Contracts 2006-06-26 2007-09-18
ACV298 LIM Choot RO Dealing in Futures Contracts 2007-09-18 2008-06-13
ACX074 WONG Ling Mui, Emily 王菱梅 RE Dealing in Securities 2003-04-01 2006-08-01
ACX074 WONG Ling Mui, Emily 王菱梅 RE Dealing in Futures Contracts 2005-12-01 2006-08-01
ACX074 WONG Ling Mui, Emily 王菱梅 RE Advising on Securities 2003-04-01 2004-12-09
ACX074 WONG Ling Mui, Emily 王菱梅 RE Advising on Futures Contracts 2005-12-01 2006-08-01
ACX074 WONG Ling Mui, Emily 王菱梅 RE Advising on Corporate Finance 2003-04-01 2004-12-09
ACX074 WONG Ling Mui, Emily 王菱梅 RE Providing Automated Trading Services 2003-04-01 2004-12-09
ACX074 WONG Ling Mui, Emily 王菱梅 RE Asset Management 2003-04-01 2004-12-09
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Dealing in Securities 2003-04-01 2008-10-01
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Dealing in Futures Contracts 2005-12-01 2008-10-01
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Advising on Securities 2003-04-01 2004-12-09
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Advising on Futures Contracts 2005-12-01 2008-10-01
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Advising on Corporate Finance 2003-04-01 2004-12-09
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Providing Automated Trading Services 2003-04-01 2004-12-09
ACX079 WONG Sau Chun, Carrie 王秀珍 RE Asset Management 2003-04-01 2004-12-09
ACZ032 CHEUNG Leung, Gordon 張亮 RE Dealing in Securities 2007-08-01 2008-08-13
ACZ032 CHEUNG Leung, Gordon 張亮 RE Dealing in Futures Contracts 2007-08-01 2008-08-13
ACZ333 HUNG Siu Pang 洪兆鵬 RE Dealing in Securities 2008-01-02 2008-06-30
ACZ333 HUNG Siu Pang 洪兆鵬 RE Dealing in Futures Contracts 2008-01-02 2008-06-30
ADB589 WOO Mei Wah 吳美華 RE Dealing in Securities 2006-09-11 2008-02-13
ADB589 WOO Mei Wah 吳美華 RE Dealing in Futures Contracts 2007-06-07 2008-02-13
ADC274 CHANDER Vijaykumar RE Dealing in Securities 2007-04-16 2008-06-30
ADG964 HO Man Tat 何聞達 RE Dealing in Securities 2005-03-22 2006-02-22
ADG964 HO Man Tat 何聞達 RO Dealing in Securities 2006-02-22 2008-05-30
ADG964 HO Man Tat 何聞達 RE Dealing in Futures Contracts 2006-01-16 2008-04-09
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Securities 2007-03-19 2009-05-08
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Futures Contracts 2007-03-19 2009-05-08
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Advising on Securities 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Providing Automated Trading Services 2003-04-01 2004-05-07
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Asset Management 2003-04-01 2004-05-07
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2006-10-16 2008-05-30
ADI935 KALRA Gurinder Singh RE Dealing in Securities 2003-04-01 2004-12-13
ADI935 KALRA Gurinder Singh RE Advising on Securities 2003-04-01 2008-08-01
ADI935 KALRA Gurinder Singh RE Advising on Corporate Finance 2003-04-01 2004-12-13
ADI935 KALRA Gurinder Singh RE Providing Automated Trading Services 2003-04-01 2004-12-13
ADI935 KALRA Gurinder Singh RE Asset Management 2003-04-01 2004-12-13
ADM297 PARDOE Richard Ewart RE Advising on Securities 2005-06-06 2008-05-30
ADQ686 NGUYEN Thanh Cao RE Dealing in Securities 2003-04-01 2005-06-14
ADQ686 NGUYEN Thanh Cao RO Dealing in Securities 2005-06-14 2008-05-30
ADQ686 NGUYEN Thanh Cao RE Dealing in Futures Contracts 2005-12-01 2008-05-30
ADQ686 NGUYEN Thanh Cao RE Advising on Securities 2003-04-01 2004-12-09
ADQ686 NGUYEN Thanh Cao RE Advising on Corporate Finance 2003-04-01 2004-12-09
ADQ686 NGUYEN Thanh Cao RE Providing Automated Trading Services 2003-04-01 2004-12-09
ADQ686 NGUYEN Thanh Cao RE Asset Management 2003-04-01 2004-12-09
ADR803 STRINE David Ronald RE Dealing in Securities 2003-04-01 2004-12-09
ADR803 STRINE David Ronald RE Advising on Securities 2003-04-01 2007-03-16
ADR803 STRINE David Ronald RE Advising on Corporate Finance 2003-04-01 2004-12-09
ADR803 STRINE David Ronald RE Providing Automated Trading Services 2003-04-01 2004-12-09
ADR803 STRINE David Ronald RE Asset Management 2003-04-01 2004-12-09
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Securities 2007-05-29 2008-06-01
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Futures Contracts 2007-06-28 2008-06-01
ADS695 CHIU Wing Fai 趙永輝 RE Dealing in Securities 2003-04-01 2004-07-21
ADS695 CHIU Wing Fai 趙永輝 RE Advising on Securities 2003-04-01 2004-07-21
ADS695 CHIU Wing Fai 趙永輝 RE Advising on Corporate Finance 2003-04-01 2004-07-21
ADS695 CHIU Wing Fai 趙永輝 RE Providing Automated Trading Services 2003-04-01 2004-07-21
ADS695 CHIU Wing Fai 趙永輝 RE Asset Management 2003-04-01 2004-07-21
ADS757 YIEN Ling Ying, Linen 顏令仍 RE Dealing in Securities 2006-06-05 2007-08-28
ADS757 YIEN Ling Ying, Linen 顏令仍 RE Dealing in Futures Contracts 2006-06-05 2007-08-28
ADT573 CHIK Hak Kan, Leon 植克勤 RE Advising on Securities 2007-05-14 2008-05-30
ADV807 SAPCHAROEN Achara RE Dealing in Securities 2003-04-01 2003-08-30
ADV807 SAPCHAROEN Achara RE Advising on Securities 2003-04-01 2003-08-30
ADV807 SAPCHAROEN Achara RE Advising on Corporate Finance 2003-04-01 2003-08-30
ADV807 SAPCHAROEN Achara RE Providing Automated Trading Services 2003-04-01 2003-08-30
ADV807 SAPCHAROEN Achara RE Asset Management 2003-04-01 2003-08-30
ADV855 FOK Woon Bik 霍奐璧 RE Dealing in Securities 2003-07-08 2004-11-16
ADV855 FOK Woon Bik 霍奐璧 RE Advising on Securities 2003-07-08 2005-05-09
ADW265 REILLY Craig Joseph RO Dealing in Securities 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RO Advising on Securities 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RO Advising on Corporate Finance 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RO Providing Automated Trading Services 2003-04-01 2004-12-11
ADW265 REILLY Craig Joseph RO Asset Management 2003-04-01 2004-12-11
ADX061 JUNG Christopher Lam 曾俊文 RO Dealing in Securities 2008-09-24 2009-11-30
ADX061 JUNG Christopher Lam 曾俊文 RO Dealing in Futures Contracts 2008-09-24 2009-11-30
ADX061 JUNG Christopher Lam 曾俊文 RO Advising on Securities 2008-09-24 2009-11-30
ADX061 JUNG Christopher Lam 曾俊文 RO Advising on Futures Contracts 2008-09-24 2009-11-30
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Dealing in Securities 2008-08-15 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Dealing in Futures Contracts 2008-08-15 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Securities 2008-08-15 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Futures Contracts 2008-08-15 2009-08-10
ADY268 CHEUNG Pui Pui, Hazel 張佩佩 RE Dealing in Securities 2006-02-09 2008-05-30
AEB334 TAMBUNAN Antonio Ibrahim RE Advising on Securities 2005-10-14 2007-04-13
AEB368 TSE Kam Nam 謝淦楠 RE Dealing in Securities 2003-04-01 2004-12-09
AEB368 TSE Kam Nam 謝淦楠 RE Advising on Securities 2003-04-01 2008-05-30
AEB368 TSE Kam Nam 謝淦楠 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AEB368 TSE Kam Nam 謝淦楠 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AEB368 TSE Kam Nam 謝淦楠 RE Asset Management 2003-04-01 2004-12-09
AED925 TSANG Kai Yin 曾啟賢 RE Dealing in Securities 2003-04-01 2005-09-25
AED925 TSANG Kai Yin 曾啟賢 RE Advising on Securities 2003-04-01 2004-12-09
AED925 TSANG Kai Yin 曾啟賢 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AED925 TSANG Kai Yin 曾啟賢 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AED925 TSANG Kai Yin 曾啟賢 RE Asset Management 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Dealing in Securities 2003-04-01 2008-07-01
AEE525 LEE Yick Chung 李易聰 RE Dealing in Futures Contracts 2005-12-01 2008-07-01
AEE525 LEE Yick Chung 李易聰 RE Advising on Securities 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AEE525 LEE Yick Chung 李易聰 RE Asset Management 2003-04-01 2004-12-09
AEE550 LEUNG Suk Yee 梁淑儀 RE Dealing in Securities 2006-12-12 2007-09-08
AEE550 LEUNG Suk Yee 梁淑儀 RE Dealing in Futures Contracts 2006-12-12 2007-09-08
AEH939 OBANDO Marta Joann RE Dealing in Securities 2006-09-01 2008-05-31
AEI016 LEE Andrew Yeng 李英揚 RE Dealing in Securities 2003-04-01 2008-05-30
AEI016 LEE Andrew Yeng 李英揚 RE Dealing in Futures Contracts 2005-12-01 2008-05-30
AEI016 LEE Andrew Yeng 李英揚 RE Advising on Securities 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AEI016 LEE Andrew Yeng 李英揚 RE Asset Management 2003-04-01 2004-12-09
AEJ927 MORIN Douglas Craham RE Dealing in Securities 2003-04-01 2007-12-19
AEJ927 MORIN Douglas Craham RE Advising on Securities 2003-04-01 2004-12-09
AEJ927 MORIN Douglas Craham RE Advising on Corporate Finance 2003-04-01 2007-12-19
AEJ927 MORIN Douglas Craham RE Providing Automated Trading Services 2003-04-01 2004-12-09
AEJ927 MORIN Douglas Craham RE Asset Management 2003-04-01 2004-12-09
AEJ927 MORIN Douglas Craham RE Asset Management 2007-07-09 2007-12-19
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2007-02-08 2007-11-21
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Futures Contracts 2007-02-08 2007-11-21
AEL565 HU Yiru 胡亦茹 RE Dealing in Securities 2005-09-05 2008-05-30
AEO870 ZAU Chwan Yeu, Stanley 邵傳禹 RE Dealing in Securities 2006-06-20 2008-06-30
AEO870 ZAU Chwan Yeu, Stanley 邵傳禹 RE Dealing in Futures Contracts 2006-06-20 2008-06-30
AEW792 TAN Kok Wee RE Dealing in Securities 2003-04-01 2008-05-30
AEW792 TAN Kok Wee RE Advising on Securities 2003-04-01 2008-05-30
AEW792 TAN Kok Wee RE Advising on Corporate Finance 2003-04-01 2008-05-30
AEW792 TAN Kok Wee RE Providing Automated Trading Services 2003-04-01 2004-12-09
AEW792 TAN Kok Wee RE Asset Management 2003-04-01 2008-05-30
AEY447 LAM Ze Wa, Monica 林詩華 RE Dealing in Securities 2007-05-02 2008-05-30
AFB389 WILLIAMS David Charles RE Dealing in Securities 2008-08-20 2009-11-23
AFB389 WILLIAMS David Charles RE Dealing in Futures Contracts 2008-08-20 2009-11-23
AFB389 WILLIAMS David Charles RE Advising on Securities 2008-08-20 2009-11-23
AFB389 WILLIAMS David Charles RE Advising on Futures Contracts 2008-08-20 2009-11-23
AFD147 SUEN Chi Kong, Brian 孫志剛 RE Dealing in Securities 2005-10-03 2005-10-20
AFH002 CHEN John Zhong 陳忠 RE Dealing in Securities 2003-04-01 2008-05-30
AFH002 CHEN John Zhong 陳忠 RE Advising on Securities 2003-04-01 2004-12-13
AFH002 CHEN John Zhong 陳忠 RE Advising on Corporate Finance 2003-04-01 2005-07-21
AFH002 CHEN John Zhong 陳忠 RO Advising on Corporate Finance 2005-07-21 2008-05-30
AFH002 CHEN John Zhong 陳忠 RE Providing Automated Trading Services 2003-04-01 2004-12-13
AFH002 CHEN John Zhong 陳忠 RE Asset Management 2003-04-01 2004-12-13
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Securities 2006-09-29 2008-04-22
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Futures Contracts 2006-09-29 2008-04-22
AFH227 HU Yongmin 胡勇敏 RE Dealing in Securities 2003-04-01 2004-07-17
AFH227 HU Yongmin 胡勇敏 RE Advising on Securities 2003-04-01 2004-07-17
AFH227 HU Yongmin 胡勇敏 RE Advising on Corporate Finance 2003-04-01 2004-07-17
AFH227 HU Yongmin 胡勇敏 RE Providing Automated Trading Services 2003-04-01 2004-07-17
AFH227 HU Yongmin 胡勇敏 RE Asset Management 2003-04-01 2004-07-17
AFJ242 CHAN Ho Lim, Joseph 陳浩濂 RE Dealing in Securities 2005-03-24 2008-05-30
AFJ242 CHAN Ho Lim, Joseph 陳浩濂 RE Dealing in Futures Contracts 2005-12-14 2008-05-30
AFM266 ERLANSON Evan Harmon RE Dealing in Securities 2003-04-01 2004-12-13
AFM266 ERLANSON Evan Harmon RE Advising on Securities 2003-04-01 2008-05-30
AFM266 ERLANSON Evan Harmon RE Advising on Corporate Finance 2003-04-01 2004-12-13
AFM266 ERLANSON Evan Harmon RE Providing Automated Trading Services 2003-04-01 2004-12-13
AFM266 ERLANSON Evan Harmon RE Asset Management 2003-04-01 2004-12-13
AFO928 SUH Young Suk RE Dealing in Securities 2006-03-31 2008-05-30
AFO928 SUH Young Suk RE Dealing in Futures Contracts 2006-03-31 2008-05-30
AFP611 HO Gerwin Cheuk Wing 何卓榮 RE Advising on Securities 2004-06-14 2008-05-30
AFR449 LO Michael Sai Cheong 盧世昌 RE Advising on Securities 2004-05-05 2005-05-17
AFS990 PARK Jung RE Dealing in Securities 2007-03-28 2008-05-30
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Dealing in Securities 2003-04-01 2007-03-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Advising on Securities 2003-04-01 2007-03-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Advising on Corporate Finance 2003-04-01 2007-03-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Providing Automated Trading Services 2003-04-01 2007-03-09
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Asset Management 2003-04-01 2004-12-09
AFT708 KWAN Man Ki 關敏琪 RE Dealing in Securities 2007-03-13 2008-06-30
AFV085 SINGH Manmohan RE Advising on Securities 2007-05-14 2008-05-30
AFV477 LO Chi Hang 盧志恆 RE Advising on Securities 2006-10-18 2008-05-30
AFW689 LAM Che Jung, Dennis 林子津 RE Advising on Securities 2007-06-15 2007-09-22
AFW957 PARK Se Hoon 朴世訓 RE Dealing in Securities 2007-04-13 2008-05-30
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Dealing in Securities 2003-04-01 2004-12-13
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Advising on Securities 2003-04-01 2005-02-05
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Providing Automated Trading Services 2003-04-01 2004-12-13
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Asset Management 2003-04-01 2004-12-13
AFY551 RHEE James Kwanwoo 李寬雨 RE Dealing in Securities 2003-04-01 2004-12-09
AFY551 RHEE James Kwanwoo 李寬雨 RE Advising on Securities 2003-04-01 2005-06-06
AFY551 RHEE James Kwanwoo 李寬雨 RE Advising on Securities 2006-06-23 2008-05-30
AFY551 RHEE James Kwanwoo 李寬雨 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AFY551 RHEE James Kwanwoo 李寬雨 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AFY551 RHEE James Kwanwoo 李寬雨 RE Asset Management 2003-04-01 2004-12-09
AFY564 YU Ka Leung, Andrew 余家樑 RE Dealing in Securities 2004-10-14 2008-06-30
AFY564 YU Ka Leung, Andrew 余家樑 RE Advising on Securities 2004-10-14 2008-06-30
AFZ880 WONG Lok Sang 黃樂生 RE Dealing in Securities 2003-04-01 2004-12-09
AFZ880 WONG Lok Sang 黃樂生 RE Advising on Securities 2003-04-01 2008-05-30
AFZ880 WONG Lok Sang 黃樂生 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AFZ880 WONG Lok Sang 黃樂生 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AFZ880 WONG Lok Sang 黃樂生 RE Asset Management 2003-04-01 2004-12-09
AGA424 CLARK Adam Bramble RE Dealing in Securities 2004-03-01 2005-05-18
AGA424 CLARK Adam Bramble RE Advising on Securities 2004-03-01 2004-11-16
AGA424 CLARK Adam Bramble RE Advising on Securities 2005-05-18 2008-05-30
AGA424 CLARK Adam Bramble RE Advising on Corporate Finance 2004-03-01 2005-05-18
AGA904 LEUNG Long Chee 梁朗芝 RE Dealing in Securities 2003-04-01 2004-12-09
AGA904 LEUNG Long Chee 梁朗芝 RE Advising on Securities 2003-04-01 2005-04-20
AGA904 LEUNG Long Chee 梁朗芝 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AGA904 LEUNG Long Chee 梁朗芝 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AGA904 LEUNG Long Chee 梁朗芝 RE Asset Management 2003-04-01 2004-12-09
AGA905 MOORJANI Dinesh Hiranand RE Dealing in Securities 2003-04-01 2004-12-13
AGA905 MOORJANI Dinesh Hiranand RE Advising on Securities 2003-04-01 2008-08-01
AGA905 MOORJANI Dinesh Hiranand RE Advising on Corporate Finance 2003-04-01 2004-12-13
AGA905 MOORJANI Dinesh Hiranand RE Providing Automated Trading Services 2003-04-01 2004-12-13
AGA905 MOORJANI Dinesh Hiranand RE Asset Management 2003-04-01 2004-12-13
AGB206 CHAN Wing Fu 陳永富 RE Advising on Securities 2005-10-13 2008-05-30
AGB779 MULYANA Budi 王健翰 RE Advising on Securities 2003-04-09 2003-09-18
AGB779 MULYANA Budi 王健翰 RE Advising on Corporate Finance 2003-04-09 2003-09-18
AGE030 KODA Ritsubun 黃田立文 RE Dealing in Securities 2007-11-22 2008-02-05
AGE030 KODA Ritsubun 黃田立文 RO Dealing in Securities 2008-02-05 2008-07-01
AGE030 KODA Ritsubun 黃田立文 RE Dealing in Futures Contracts 2007-11-22 2008-02-05
AGE030 KODA Ritsubun 黃田立文 RO Dealing in Futures Contracts 2008-02-05 2008-07-01
AGH024 BAGAMAN Farrah RE Dealing in Securities 2004-04-14 2008-05-30
AGH024 BAGAMAN Farrah RE Dealing in Futures Contracts 2005-12-01 2008-05-30
AGH024 BAGAMAN Farrah RE Advising on Securities 2004-04-14 2004-11-19
AGI658 DOWNES Larissa Anne RE Dealing in Securities 2003-04-01 2004-12-13
AGI658 DOWNES Larissa Anne RE Advising on Securities 2003-04-01 2005-06-15
AGI658 DOWNES Larissa Anne RO Advising on Securities 2005-06-15 2008-06-30
AGI658 DOWNES Larissa Anne RE Advising on Corporate Finance 2003-04-01 2004-12-13
AGI658 DOWNES Larissa Anne RE Providing Automated Trading Services 2003-04-01 2004-12-13
AGI658 DOWNES Larissa Anne RE Asset Management 2003-04-01 2004-12-13
AGM460 GARRICK Jonathan RE Dealing in Securities 2007-05-17 2008-05-30
AGN539 KANG Jie 康捷 RE Advising on Corporate Finance 2004-05-17 2008-07-25
AGN555 CHAN Pui Ching 陳佩貞 RE Dealing in Securities 2003-06-06 2004-11-16
AGN555 CHAN Pui Ching 陳佩貞 RE Advising on Securities 2003-06-06 2004-11-26
AGN569 HUI Kam Ying 許金迎 RE Dealing in Securities 2003-04-01 2004-12-13
AGN569 HUI Kam Ying 許金迎 RE Advising on Securities 2003-04-01 2008-05-30
AGN569 HUI Kam Ying 許金迎 RE Advising on Corporate Finance 2003-04-01 2004-12-13
AGN569 HUI Kam Ying 許金迎 RE Providing Automated Trading Services 2003-04-01 2004-12-13
AGN569 HUI Kam Ying 許金迎 RE Asset Management 2003-04-01 2004-12-13
AGO296 TSE Man Ting, Sunny 謝文廷 RE Dealing in Securities 2006-07-03 2006-12-06
AGO296 TSE Man Ting, Sunny 謝文廷 RE Dealing in Futures Contracts 2006-07-03 2006-12-06
AGT475 LINSCHOTEN Jean-Paul RE Dealing in Securities 2008-07-25 2009-11-23
AGT475 LINSCHOTEN Jean-Paul RE Dealing in Futures Contracts 2008-07-25 2009-11-23
AGT475 LINSCHOTEN Jean-Paul RE Advising on Securities 2008-07-25 2009-11-23
AGT475 LINSCHOTEN Jean-Paul RE Advising on Futures Contracts 2008-07-25 2009-11-23
AGT677 LEE Melisa Gaik Lin RE Dealing in Securities 2003-04-01 2007-11-29
AGT677 LEE Melisa Gaik Lin RE Advising on Securities 2003-04-01 2004-12-09
AGT677 LEE Melisa Gaik Lin RE Advising on Corporate Finance 2003-04-01 2004-12-09
AGT677 LEE Melisa Gaik Lin RE Providing Automated Trading Services 2003-04-01 2004-12-09
AGT677 LEE Melisa Gaik Lin RE Asset Management 2003-04-01 2004-12-09
AGW598 KURTZ Michael David RE Dealing in Securities 2003-04-01 2004-12-13
AGW598 KURTZ Michael David RE Advising on Securities 2003-04-01 2005-06-10
AGW598 KURTZ Michael David RO Advising on Securities 2005-06-10 2008-05-30
AGW598 KURTZ Michael David RE Advising on Corporate Finance 2003-04-01 2004-12-13
AGW598 KURTZ Michael David RE Providing Automated Trading Services 2003-04-01 2004-12-13
AGW598 KURTZ Michael David RE Asset Management 2003-04-01 2004-12-13
AHA576 YOON Jerry Chan 尹燦 RE Dealing in Securities 2007-04-03 2009-11-23
AHA576 YOON Jerry Chan 尹燦 RE Dealing in Futures Contracts 2007-04-03 2009-11-23
AHP766 LEE Kei Leung, William 李基樑 RO Dealing in Securities 2008-07-17 2009-11-30
AHP766 LEE Kei Leung, William 李基樑 RO Dealing in Futures Contracts 2008-07-17 2009-11-30
AHP766 LEE Kei Leung, William 李基樑 RO Advising on Securities 2008-07-17 2009-11-30
AHP766 LEE Kei Leung, William 李基樑 RO Advising on Futures Contracts 2008-07-17 2009-11-30
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Securities 2007-02-01 2008-12-15
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Futures Contracts 2007-02-01 2008-12-15
AHX553 XU Yan 許彥 RE Advising on Corporate Finance 2007-08-01 2007-08-16
AHY906 CHOW Mun Chung, Terence 周敏中 RE Advising on Corporate Finance 2006-07-12 2006-08-10
AHY906 CHOW Mun Chung, Terence 周敏中 RO Advising on Corporate Finance 2006-08-10 2008-10-01
AIH078 CLARKE Adam Quinton Harvey RE Dealing in Securities 2003-04-01 2004-12-13
AIH078 CLARKE Adam Quinton Harvey RE Advising on Securities 2003-04-01 2008-05-30
AIH078 CLARKE Adam Quinton Harvey RE Advising on Corporate Finance 2003-04-01 2004-12-13
AIH078 CLARKE Adam Quinton Harvey RE Providing Automated Trading Services 2003-04-01 2004-12-13
AIH078 CLARKE Adam Quinton Harvey RE Asset Management 2003-04-01 2004-12-13
AIN831 LAM Kwan 林崑 RE Dealing in Securities 2003-04-01 2004-12-09
AIN831 LAM Kwan 林崑 RE Advising on Securities 2003-04-01 2008-05-30
AIN831 LAM Kwan 林崑 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AIN831 LAM Kwan 林崑 RE Providing Automated Trading Services 2003-04-01 2004-12-09
AIN831 LAM Kwan 林崑 RE Asset Management 2003-04-01 2004-12-09
AIR845 ANTOS James R RE Dealing in Securities 2003-04-10 2004-11-16
AIR845 ANTOS James R RE Advising on Securities 2003-04-10 2008-05-30
AIU565 SALGAOCAR Rohit Anil RE Dealing in Securities 2003-04-10 2004-01-16
AIU565 SALGAOCAR Rohit Anil RE Advising on Securities 2003-04-10 2004-01-16
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Securities 2007-02-28 2008-06-01
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Futures Contracts 2007-04-10 2008-06-01
AJC307 LAU Hwa Jen 劉華仁 RE Dealing in Securities 2003-10-31 2004-03-11
AJC307 LAU Hwa Jen 劉華仁 RE Dealing in Securities 2004-04-13 2004-07-21
AJC307 LAU Hwa Jen 劉華仁 RE Advising on Securities 2003-10-22 2004-03-11
AJC307 LAU Hwa Jen 劉華仁 RE Advising on Securities 2004-04-13 2004-07-21
AJD976 WONG Man Chun, Anthony 黃文俊 RE Dealing in Securities 2006-08-23 2008-03-27
AJE674 LIN Rung-Yan 林榮彥 RE Advising on Securities 2004-10-05 2004-11-03
AJF934 HUI Jonathan Kim Pong 許建邦 RE Dealing in Securities 2007-07-16 2008-06-01
AJF934 HUI Jonathan Kim Pong 許建邦 RE Advising on Securities 2007-07-16 2008-06-01
AJF934 HUI Jonathan Kim Pong 許建邦 RE Advising on Corporate Finance 2007-07-16 2008-06-01
AJH983 LEE Tony Sai Kuen 李世權 RE Dealing in Securities 2007-04-02 2009-11-23
AJH983 LEE Tony Sai Kuen 李世權 RE Dealing in Futures Contracts 2007-04-02 2009-11-23
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Securities 2007-07-10 2009-11-23
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Futures Contracts 2007-07-10 2009-11-23
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Securities 2005-04-22 2009-11-23
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Futures Contracts 2006-01-20 2009-11-23
AJJ606 CHUARD Julien RE Dealing in Securities 2007-08-15 2009-11-23
AJJ606 CHUARD Julien RE Dealing in Futures Contracts 2007-08-15 2009-11-23
AJL240 PRELLER Raoul Gustav RE Dealing in Securities 2006-09-11 2008-07-23
AJL240 PRELLER Raoul Gustav RE Dealing in Futures Contracts 2006-09-11 2008-07-23
AKJ245 GUAN Zheng Michael 管征 RE Advising on Corporate Finance 2004-04-23 2005-03-31
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Securities 2006-02-01 2009-11-23
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Futures Contracts 2006-11-27 2009-11-23
AKP102 FAN Sai Kit, Gregory 范世傑 RE Dealing in Securities 2006-08-28 2007-09-14
AKP102 FAN Sai Kit, Gregory 范世傑 RE Dealing in Futures Contracts 2006-11-27 2007-09-14
AKQ177 CHATTERJEE Anindya RE Advising on Securities 2004-06-15 2006-04-07
AKV344 ZHANG Jeff Wei 張偉 RE Dealing in Securities 2006-06-12 2009-11-23
AKX072 CHANG Celene 張詩璉 RE Advising on Securities 2004-08-04 2007-05-23
AKX237 ADERMAN Gary Ephraim RE Advising on Securities 2004-09-09 2005-01-08
AKX258 WONG Chi Tai 黃志泰 RE Dealing in Securities 2006-06-01 2007-11-29
AKX258 WONG Chi Tai 黃志泰 RE Dealing in Futures Contracts 2006-06-01 2007-11-29
AKX681 AZZI Daniel W RE Dealing in Securities 2006-09-11 2007-08-28
AKX681 AZZI Daniel W RO Dealing in Securities 2007-08-28 2008-05-31
AKX681 AZZI Daniel W RE Dealing in Futures Contracts 2006-09-11 2007-08-28
AKX681 AZZI Daniel W RO Dealing in Futures Contracts 2007-08-28 2008-05-31
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Dealing in Securities 2004-07-16 2005-09-06
ALA854 SUN George H 孫鴻志 RE Dealing in Securities 2007-03-21 2007-07-30
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Dealing in Securities 2008-08-15 2009-11-23
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Dealing in Futures Contracts 2008-08-15 2009-11-23
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Advising on Securities 2008-08-15 2009-11-23
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Advising on Futures Contracts 2008-08-15 2009-11-23
ALF359 KAO Kuo-Chou 高國洲 RE Dealing in Securities 2008-03-03 2008-05-30
ALH981 LARSEN Nathan Andrew RE Dealing in Securities 2007-05-14 2008-05-30
ALH981 LARSEN Nathan Andrew RE Dealing in Futures Contracts 2007-06-21 2008-05-30
ALH983 FEDER Leonard RO Dealing in Securities 2005-06-01 2007-07-20
ALI021 MADIGAN Ronald William Andrew RE Dealing in Securities 2004-10-06 2005-01-05
ALK935 ERIM Gary Levent RO Dealing in Securities 2005-01-10 2008-10-15
ALK935 ERIM Gary Levent RO Dealing in Futures Contracts 2006-01-10 2008-10-15
ALL414 IP Ho Yin, Godwin 葉浩然 RE Dealing in Securities 2004-12-15 2005-02-02
ALN492 SHIU Vanessa Cherlyne Marie 邵芍如 RE Advising on Securities 2004-12-08 2005-04-11
ALO557 SONG Jung Yun RE Dealing in Securities 2006-06-09 2008-06-30
ALO557 SONG Jung Yun RE Dealing in Futures Contracts 2006-06-09 2008-06-30
ALO622 LAM Hino Yu Hin 林宇軒 RE Advising on Securities 2004-12-31 2008-03-11
ALQ521 HERMAN Ellen Ruth RE Advising on Corporate Finance 2005-01-19 2005-04-18
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2008-03-12 2009-11-23
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Futures Contracts 2008-04-30 2009-11-23
ALS667 CHIU Pit Lap, Philip 趙必立 RE Dealing in Securities 2006-03-07 2008-10-27
ALS667 CHIU Pit Lap, Philip 趙必立 RE Dealing in Futures Contracts 2006-03-07 2008-10-27
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Dealing in Securities 2005-03-03 2006-07-01
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Advising on Securities 2005-03-03 2006-07-01
ALU441 LI Chun Kit, Joseph 李駿傑 RE Dealing in Securities 2005-08-15 2008-06-30
ALU751 KWAN Wing Kin 關永堅 RE Dealing in Securities 2007-06-25 2008-06-01
ALU751 KWAN Wing Kin 關永堅 RE Advising on Securities 2007-05-18 2008-06-01
ALU751 KWAN Wing Kin 關永堅 RE Advising on Futures Contracts 2007-06-25 2008-06-01
ALV179 YOUN Un Sik, Christian 尹彥植 RE Advising on Securities 2006-08-01 2007-02-13
ALV315 WONG Claudio 王久昌 RE Dealing in Securities 2007-08-09 2009-11-23
ALV315 WONG Claudio 王久昌 RE Dealing in Futures Contracts 2007-08-09 2009-11-23
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Securities 2008-08-15 2009-11-23
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Futures Contracts 2008-08-15 2009-11-23
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Securities 2008-08-15 2009-11-23
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Futures Contracts 2008-08-15 2009-11-23
ALW649 KHAN Mustufa Shah RE Dealing in Securities 2006-08-12 2008-05-31
ALY351 CHANG Jui-wen 張瑞紋 RE Dealing in Securities 2007-06-14 2008-12-15
ALY351 CHANG Jui-wen 張瑞紋 RE Dealing in Futures Contracts 2007-06-14 2008-12-15
ALY616 HONG Chien Han 洪千涵 RE Advising on Securities 2007-06-11 2008-05-30
ALZ455 HUANG Xiaobo 黃小波 RE Advising on Securities 2005-05-12 2006-06-22
ALZ456 LIM Hock Leong, Elvin 林福良 RE Advising on Securities 2005-05-12 2006-09-12
AMB401 FOOT Martin Kevin RE Advising on Securities 2005-06-06 2008-05-30
AME580 LO Wing Ki, Vickie 羅穎琦 RE Advising on Securities 2005-06-30 2009-11-23
AMF137 ZHANG Hao 張浩 RE Dealing in Securities 2005-07-06 2008-05-30
AMG019 DUAN Yang 段楊 RE Dealing in Securities 2005-07-21 2008-05-30
AMI200 LAU Fu Man 劉富民 RE Dealing in Securities 2005-08-08 2009-11-23
AMI200 LAU Fu Man 劉富民 RE Dealing in Futures Contracts 2006-08-18 2009-11-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Securities 2008-03-18 2009-11-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Futures Contracts 2008-04-23 2009-11-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Securities 2008-04-23 2009-11-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Futures Contracts 2008-04-23 2009-11-23
AMJ331 LEUNG Ming Hym, Wyndham 梁鳴謙 RE Dealing in Securities 2005-08-22 2007-11-29
AMJ331 LEUNG Ming Hym, Wyndham 梁鳴謙 RE Providing Automated Trading Services 2005-08-22 2007-11-29
AMJ780 CASTILLO Eric Alberto RE Dealing in Securities 2005-08-22 2009-11-23
AMJ780 CASTILLO Eric Alberto RE Dealing in Futures Contracts 2006-11-28 2009-11-23
AMJ965 ZHANG Fufei 張符飛 RE Dealing in Securities 2005-08-25 2009-11-23
AMM435 CHU Charlene Marie RE Advising on Securities 2005-09-23 2005-12-30
AMM436 LIU Dongmei, Amy 劉冬梅 RE Advising on Corporate Finance 2005-09-23 2008-06-18
AMN563 LEE Wee Siang 李偉祥 RE Dealing in Securities 2005-09-27 2009-04-13
AMP591 SEXTON Richard Anthony RE Dealing in Securities 2005-10-25 2008-05-30
AMP591 SEXTON Richard Anthony RE Dealing in Futures Contracts 2006-11-27 2008-05-30
AMP596 LIN Yanjun 林彥軍 RE Advising on Corporate Finance 2005-11-01 2008-06-21
AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Securities 2006-10-24 2008-06-01
AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Futures Contracts 2006-11-27 2008-06-01
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Securities 2007-07-24 2008-10-01
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Futures Contracts 2007-07-24 2008-10-01
AMW683 TISSIER DE MALLERAIS Henri P. B. RE Dealing in Securities 2006-01-09 2009-04-09
AMW683 TISSIER DE MALLERAIS Henri P. B. RE Dealing in Futures Contracts 2006-01-09 2009-04-09
ANB180 SALDANHA Joshua Gerard RE Advising on Securities 2007-08-17 2008-05-30
ANE128 KIM Sun Do RE Dealing in Securities 2007-05-09 2009-05-08
ANE282 HE George Xiaogang RE Advising on Corporate Finance 2006-03-14 2006-10-12
ANH227 KIM Jason Sung Dal RE Dealing in Securities 2006-05-15 2008-05-30
ANH689 CHEN Dennis C RE Dealing in Securities 2006-05-24 2007-02-08
ANJ194 CHEN Ke 陳可 RE Advising on Corporate Finance 2006-05-09 2006-07-01
ANJ759 YAP Yik Wah, Alicia RE Advising on Securities 2006-06-02 2007-06-07
ANK349 SAUREL Antoine Julien Pierre RE Dealing in Securities 2006-06-12 2009-11-23
ANK349 SAUREL Antoine Julien Pierre RE Dealing in Futures Contracts 2006-06-12 2009-11-23
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Securities 2006-06-09 2009-04-17
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Futures Contracts 2006-11-27 2009-04-17
ANN089 WONG Chi Ming 黃智明 RE Advising on Securities 2007-08-01 2008-05-30
ANQ023 LAU Ho Tung 劉豪東 RE Advising on Corporate Finance 2006-07-07 2006-10-07
ANR491 XU Xiaoxi 許曉曦 RE Dealing in Securities 2006-08-03 2009-11-23
ANR491 XU Xiaoxi 許曉曦 RE Dealing in Futures Contracts 2006-08-03 2009-11-23
ANR514 HO Jerry 何基樂 RE Advising on Securities 2006-08-01 2008-05-30
ANR697 TOMLINSON Howard Holmes RE Dealing in Securities 2006-07-31 2006-09-08
ANR697 TOMLINSON Howard Holmes RO Dealing in Securities 2006-09-08 2008-07-01
ANU206 GALLET Nicolas Gerard Rene RE Dealing in Securities 2006-08-21 2008-06-30
ANU206 GALLET Nicolas Gerard Rene RE Dealing in Futures Contracts 2006-08-21 2008-06-30
ANU274 WONG Chun Kau, David 王震球 RE Dealing in Securities 2006-11-27 2008-06-30
ANU274 WONG Chun Kau, David 王震球 RE Dealing in Futures Contracts 2006-08-17 2008-06-30
ANU302 COLBACK Elizabeth Anne Lucy RE Dealing in Securities 2006-08-24 2008-08-01
ANU302 COLBACK Elizabeth Anne Lucy RE Advising on Securities 2006-08-24 2008-08-01
ANU390 YEUNG Tsui Yan 楊翠茵 RE Dealing in Securities 2007-04-24 2009-02-28
ANU390 YEUNG Tsui Yan 楊翠茵 RE Dealing in Futures Contracts 2007-04-24 2009-02-28
ANU415 CHOY Yin Nga 蔡燕雅 RE Dealing in Securities 2006-08-15 2008-09-01
ANU415 CHOY Yin Nga 蔡燕雅 RE Dealing in Futures Contracts 2006-08-15 2008-09-01
ANU728 TSAI Angela Yi Feng 蔡逸棻 RE Dealing in Securities 2006-08-28 2008-07-01
ANU728 TSAI Angela Yi Feng 蔡逸棻 RE Advising on Securities 2006-11-20 2008-07-01
ANU728 TSAI Angela Yi Feng 蔡逸棻 RE Advising on Futures Contracts 2006-11-20 2008-07-01
ANW532 CATTON Brian David RE Dealing in Securities 2006-09-11 2008-07-01
ANW532 CATTON Brian David RE Dealing in Futures Contracts 2006-09-11 2008-07-01
AOB485 LI Xiang 李响 RE Advising on Corporate Finance 2006-10-20 2007-09-10
AOB496 ADLER Robert Craig RE Dealing in Securities 2006-10-23 2006-11-22
AOC797 SUN Jianfeng 孫劍鋒 RE Dealing in Securities 2006-10-27 2008-05-30
AOC797 SUN Jianfeng 孫劍鋒 RE Advising on Securities 2006-10-27 2008-05-30
AOC820 DE RIGGI Mark Manning RE Dealing in Securities 2006-11-01 2007-05-01
AOC820 DE RIGGI Mark Manning RE Dealing in Futures Contracts 2006-11-01 2007-05-01
AOD377 LOO Jon Pierre RE Dealing in Securities 2006-11-07 2008-09-01
AOD377 LOO Jon Pierre RE Dealing in Futures Contracts 2006-11-07 2008-09-01
AOG184 CHING Man Wai, Raymond 程文偉 RE Advising on Securities 2008-01-10 2008-05-30
AOG702 ZHOU Xiaoyu 周曉瑜 RE Dealing in Securities 2006-11-30 2008-05-30
AOH909 KOHN Benjamin Ross RE Dealing in Securities 2007-01-02 2008-03-02
AOH909 KOHN Benjamin Ross RE Dealing in Futures Contracts 2007-01-02 2008-03-02
AOI949 TIWARI Rishabh Kumbr RE Dealing in Securities 2007-01-02 2007-10-09
AOJ087 LAU Che Ho 劉志豪 RE Dealing in Securities 2007-01-04 2008-06-30
AOJ087 LAU Che Ho 劉志豪 RE Dealing in Futures Contracts 2007-02-22 2008-06-30
AOJ195 GHOSH Soujit RE Dealing in Securities 2007-01-02 2008-11-25
AOJ195 GHOSH Soujit RE Dealing in Futures Contracts 2007-01-02 2008-11-25
AOK738 HERVEY Edouard Vincent Philippe RE Dealing in Securities 2007-01-16 2008-05-30
AOM613 TAN Chin Pow, Edmund 陳錦豹 RE Dealing in Securities 2007-01-30 2008-05-30
AOM613 TAN Chin Pow, Edmund 陳錦豹 RE Dealing in Futures Contracts 2007-01-30 2008-05-30
AON876 MODIANO Camille RE Dealing in Securities 2007-02-14 2009-11-23
AON876 MODIANO Camille RE Dealing in Futures Contracts 2007-02-14 2009-11-23
AOO975 PIN Man Lan 卞文蘭 RE Dealing in Securities 2007-02-26 2008-05-30
AOO975 PIN Man Lan 卞文蘭 RE Dealing in Futures Contracts 2007-02-26 2008-05-30
AOP203 ZHAN XiaoXiao 詹瀟瀟 RE Advising on Corporate Finance 2007-02-28 2008-02-11
AOR616 MCDONALD Alexander James Donald RE Dealing in Securities 2007-03-14 2007-03-21
AOR814 YANG Richard C 楊志遠 RE Dealing in Securities 2007-03-16 2008-09-25
AOR814 YANG Richard C 楊志遠 RE Dealing in Futures Contracts 2007-03-16 2008-09-25
AOS483 JIN Yong J RE Dealing in Securities 2007-03-26 2008-06-30
AOS483 JIN Yong J RE Dealing in Futures Contracts 2007-07-09 2008-06-30
AOT361 MORAWSKI Colin Vinard RE Advising on Securities 2007-04-02 2008-05-30
AOT450 LIEW Woi Lang RE Dealing in Securities 2007-04-02 2007-10-01
AOT501 FAN Lili 范莉莉 RE Advising on Securities 2007-04-02 2008-05-30
AOT505 WALTERS Andrew James RE Dealing in Securities 2007-04-02 2009-04-29
AOT541 YI Zhengliang 易正亮 RE Dealing in Securities 2007-04-02 2008-09-16
AOT541 YI Zhengliang 易正亮 RE Advising on Securities 2007-04-02 2008-09-16
AOT625 GENG Xianjie 耿宪杰 RE Dealing in Securities 2007-04-02 2008-12-12
AOT625 GENG Xianjie 耿宪杰 RE Dealing in Futures Contracts 2007-04-02 2008-12-12
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Securities 2007-04-16 2008-05-30
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Futures Contracts 2007-04-16 2008-05-30
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Securities 2007-04-23 2008-05-30
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Futures Contracts 2007-04-23 2008-05-30
AOV551 XUE Danyi 薛丹詒 RE Dealing in Securities 2007-04-30 2008-05-30
AOV566 GREENE Justin Alexander Howard RE Dealing in Securities 2007-04-30 2008-05-30
AOV566 GREENE Justin Alexander Howard RE Dealing in Futures Contracts 2007-04-30 2008-05-30
AOV703 WILCOX Rosanna Marie RE Dealing in Securities 2007-05-03 2008-05-30
AOX162 MURPHY Donough Thomas RE Dealing in Securities 2007-05-14 2009-05-20
AOX162 MURPHY Donough Thomas RE Dealing in Futures Contracts 2007-05-14 2009-05-20
AOX336 CHEN Lin 陳林 RE Advising on Securities 2007-05-14 2008-05-30
AOX769 TROCCOLI Gregory J RE Dealing in Securities 2007-05-17 2007-08-17
APB838 KIM Jae Yoon 金在潤 RE Dealing in Securities 2007-06-12 2009-06-01
APB838 KIM Jae Yoon 金在潤 RE Dealing in Futures Contracts 2007-09-04 2009-06-01
APB926 MUI Malcolm Hin-Ling 梅軒寧 RE Dealing in Securities 2007-06-18 2008-07-01
APD497 PARK Sung Joon 朴成晙 RE Advising on Securities 2007-06-28 2008-05-30
APD523 PHUNG Minh Tien 馮先明 RE Dealing in Securities 2007-06-29 2008-07-01
APD523 PHUNG Minh Tien 馮先明 RE Dealing in Futures Contracts 2007-06-29 2008-07-01
APF010 LAU Velda 劉慧德 RE Dealing in Securities 2008-07-25 2009-11-23
APF010 LAU Velda 劉慧德 RE Dealing in Futures Contracts 2008-07-25 2009-11-23
APF010 LAU Velda 劉慧德 RE Advising on Securities 2008-07-25 2009-11-23
APF010 LAU Velda 劉慧德 RE Advising on Futures Contracts 2008-07-25 2009-11-23
APH300 CHEUNG Kat Cheung 張吉祥 RE Dealing in Securities 2007-07-20 2008-06-01
APH300 CHEUNG Kat Cheung 張吉祥 RE Dealing in Futures Contracts 2007-07-20 2008-06-01
APH352 LAU Ching Long 劉正朗 RE Dealing in Securities 2007-07-20 2008-06-30
APH352 LAU Ching Long 劉正朗 RE Dealing in Futures Contracts 2007-07-20 2008-06-30
APJ744 TSANG Hing Shun, Thomas 曾慶淳 RE Advising on Corporate Finance 2007-08-13 2007-09-13
APJ937 TU Shuyi 屠樹毅 RE Advising on Corporate Finance 2007-08-15 2008-05-30
APJ943 HUANG Zhiyun 黃志芸 RE Advising on Securities 2007-08-15 2008-05-30
APK726 MAKHIJA Tarun Ram RE Dealing in Securities 2008-07-25 2009-11-23
APK726 MAKHIJA Tarun Ram RE Dealing in Futures Contracts 2008-07-25 2009-11-23
APK726 MAKHIJA Tarun Ram RE Advising on Securities 2008-07-25 2009-11-23
APK726 MAKHIJA Tarun Ram RE Advising on Futures Contracts 2008-07-25 2009-11-23
APK754 HE Chengeng RE Dealing in Securities 2007-08-20 2008-02-16
APK754 HE Chengeng RE Dealing in Futures Contracts 2007-08-20 2008-02-16
APO635 NG Mei See, Maisie 伍美詩 RE Advising on Corporate Finance 2007-09-10 2008-10-06
APQ177 LAI Dick Ngar, Dehlia 黎迪雅 RE Dealing in Securities 2007-09-19 2008-06-30
APQ177 LAI Dick Ngar, Dehlia 黎迪雅 RE Dealing in Futures Contracts 2007-09-19 2008-06-30
APR095 SEROWIK Jerry John RE Dealing in Securities 2007-09-20 2007-11-20
APR095 SEROWIK Jerry John RE Advising on Corporate Finance 2007-09-20 2007-11-20
APR773 PARK Yoonbum 朴允凡 RE Dealing in Securities 2007-10-02 2008-10-08
APR774 CHENG Kuang-Hung 鄭光宏 RE Advising on Securities 2007-10-02 2008-05-30
APV504 VAN DER GRAAF Roderik Cornelis RE Dealing in Securities 2007-10-15 2008-07-01
APV504 VAN DER GRAAF Roderik Cornelis RE Dealing in Futures Contracts 2007-10-15 2008-07-01
APW360 LU Zicheng 盧自成 RE Advising on Securities 2007-10-25 2008-05-30
APZ212 MOORE John James RO Dealing in Securities 2007-12-14 2008-11-11
APZ212 MOORE John James RO Advising on Securities 2007-12-14 2008-11-11
APZ212 MOORE John James RO Providing Automated Trading Services 2007-12-14 2008-10-01
APZ546 MUDGIL Shishir RE Advising on Securities 2007-11-15 2008-05-30
AQA273 XU Beilin 徐蓓琳 RE Dealing in Securities 2007-11-19 2008-07-25
AQA273 XU Beilin 徐蓓琳 RE Advising on Securities 2007-11-19 2008-07-25
AQA987 LAM Sabrina Cheuk Yee 林卓兒 RE Dealing in Securities 2007-11-27 2008-08-01
AQA987 LAM Sabrina Cheuk Yee 林卓兒 RE Dealing in Futures Contracts 2007-11-27 2008-08-01
AQC165 MA Kwok Ming 馬國明 RE Dealing in Securities 2007-11-30 2008-06-30
AQC165 MA Kwok Ming 馬國明 RE Dealing in Futures Contracts 2007-11-30 2008-06-30
AQC167 CHIU Yuen Ping, Amy 趙苑萍 RE Dealing in Securities 2007-12-03 2008-05-30
AQC167 CHIU Yuen Ping, Amy 趙苑萍 RE Dealing in Futures Contracts 2007-12-03 2008-05-30
AQE930 LEE Wei Ming RE Dealing in Securities 2007-12-31 2009-04-17
AQE930 LEE Wei Ming RE Advising on Corporate Finance 2007-12-31 2008-10-01
AQF041 KELLY Stephen Wood RE Dealing in Securities 2008-01-02 2009-11-23
AQF043 BROWNING John Leonard RE Dealing in Futures Contracts 2008-01-03 2008-06-30
AQG782 RILEY Samuel Fredrick 李森悟 RE Dealing in Securities 2008-01-14 2008-05-30
AQM571 LAI Kwan Pak 黎君柏 RE Dealing in Securities 2008-02-14 2008-09-11
AQQ199 VALTE III Fernando Shotwell RE Dealing in Securities 2008-03-04 2008-05-30
AQQ199 VALTE III Fernando Shotwell RE Advising on Corporate Finance 2008-03-04 2008-05-23
AQQ199 VALTE III Fernando Shotwell RO Advising on Corporate Finance 2008-05-23 2008-05-30
AQQ429 DUNCAN Michael Troy RE Dealing in Securities 2008-03-10 2008-09-11
AQQ765 SUN Weiyeh RE Dealing in Securities 2008-03-17 2008-05-30
AQQ765 SUN Weiyeh RE Advising on Corporate Finance 2008-03-17 2008-05-30
AQQ766 YAGI Kayo 八木佳代 RE Dealing in Securities 2008-03-17 2008-05-30
AQQ766 YAGI Kayo 八木佳代 RE Dealing in Futures Contracts 2008-03-17 2008-05-30
AQQ821 WOODROW Stephen Lawrence RE Dealing in Securities 2008-03-17 2009-11-23
AQR387 LI Jialie 李佳列 RE Dealing in Securities 2008-03-28 2008-10-01
AQS214 CANNAMELA Cyril RE Dealing in Securities 2008-03-26 2008-07-01
AQS214 CANNAMELA Cyril RE Dealing in Futures Contracts 2008-03-26 2008-07-01
AQS649 MUSSET Julien RE Dealing in Securities 2008-03-31 2008-06-01
AQS649 MUSSET Julien RE Dealing in Futures Contracts 2008-03-31 2008-06-01
AQT165 MINTZ Nathan Keith RE Dealing in Securities 2008-04-07 2008-05-30
AQT165 MINTZ Nathan Keith RE Dealing in Futures Contracts 2008-04-07 2008-05-30
AQU588 WANG Daina 王黛娜 RE Dealing in Securities 2008-04-14 2008-09-04
AQU596 STUERMER John Raymond RE Advising on Securities 2008-04-14 2008-06-30
AQU597 KIM Hyung Joon RE Dealing in Securities 2008-04-14 2008-06-30
AQV682 NICHOLS Robert RE Dealing in Securities 2008-08-20 2009-11-23
AQV682 NICHOLS Robert RE Dealing in Futures Contracts 2008-08-20 2009-11-23
AQV682 NICHOLS Robert RE Advising on Securities 2008-08-20 2009-11-23
AQV682 NICHOLS Robert RE Advising on Futures Contracts 2008-08-20 2009-11-23

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