Hong Kong SFC licence institution AAI430, Sun Hung Kai International Limited 新鴻基國際有限公司

These are the licence-holders that were found for SFC licence institution AAI430 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB666 KWONG Kai Hong 鄺啟康 RO Dealing in Securities 2012-03-13 2012-12-06
AAB666 KWONG Kai Hong 鄺啟康 RE Advising on Corporate Finance 2007-07-24 2012-12-06
AAB974 WONG Kwok Hing, Patrick 黃國興 RO Dealing in Securities 2016-06-08
ABE784 TAM Ping Chung 譚炳松 RO Dealing in Securities 2005-03-30 2016-12-31
ABE784 TAM Ping Chung 譚炳松 RO Advising on Corporate Finance 2003-04-01 2016-12-31
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Dealing in Securities 2011-05-27 2012-05-16
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Advising on Corporate Finance 2011-07-13 2012-05-16
ABZ849 MAK King Sau 麥敬修 RE Advising on Corporate Finance 2003-07-22 2005-09-12
ADF451 SHUM Kam Chi, Eric 岑錦志 RO Dealing in Securities 2005-03-30 2010-07-10
ADF451 SHUM Kam Chi, Eric 岑錦志 RO Advising on Corporate Finance 2003-04-01 2010-07-10
ADF453 HUI Lam Chiu 許林釗 RE Advising on Securities 2003-04-01 2003-06-05
ADF453 HUI Lam Chiu 許林釗 RE Advising on Corporate Finance 2003-04-01 2003-06-12
ADF453 HUI Lam Chiu 許林釗 RE Asset Management 2003-04-01 2003-06-05
ADQ206 KWOK Wing Ho Felix 郭永晧 RE Dealing in Securities 2009-08-06 2012-11-15
ADQ206 KWOK Wing Ho Felix 郭永晧 RE Advising on Corporate Finance 2009-08-06 2012-11-15
ADR463 YEU Chiu Wah 姚昭華 RO Dealing in Securities 2005-04-27 2006-09-26
ADR463 YEU Chiu Wah 姚昭華 RE Advising on Securities 2003-04-01 2004-01-27
ADR463 YEU Chiu Wah 姚昭華 RE Advising on Corporate Finance 2003-04-01 2004-12-09
ADR463 YEU Chiu Wah 姚昭華 RO Advising on Corporate Finance 2004-12-09 2006-09-26
ADR463 YEU Chiu Wah 姚昭華 RE Asset Management 2003-04-01 2004-01-27
AED619 YEUNG Kin Sing 楊健聲 RE Dealing in Securities 2015-02-03 2017-12-15
AED619 YEUNG Kin Sing 楊健聲 RO Dealing in Securities 2017-12-15
AED619 YEUNG Kin Sing 楊健聲 RO Advising on Corporate Finance 2015-02-03
AEK749 WONG Ka Man 黃家文 RE Dealing in Securities 2005-02-03 2007-02-26
AEK749 WONG Ka Man 黃家文 RO Dealing in Securities 2007-02-26 2007-08-22
AEK749 WONG Ka Man 黃家文 RE Advising on Securities 2003-04-01 2004-01-27
AEK749 WONG Ka Man 黃家文 RE Advising on Corporate Finance 2003-04-01 2007-02-26
AEK749 WONG Ka Man 黃家文 RO Advising on Corporate Finance 2007-02-26 2007-08-22
AEK749 WONG Ka Man 黃家文 RE Asset Management 2003-04-01 2004-01-27
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RE Dealing in Securities 2007-07-24 2008-04-22
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RO Dealing in Securities 2008-04-22 2010-03-25
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RE Advising on Corporate Finance 2007-06-14 2007-12-07
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RO Advising on Corporate Finance 2007-12-07 2010-03-25
AEO767 CHAU Shamrock Roy 周尚立 RE Dealing in Securities 2005-02-03 2005-07-18
AEO767 CHAU Shamrock Roy 周尚立 RE Advising on Securities 2003-04-01 2004-01-09
AEO767 CHAU Shamrock Roy 周尚立 RE Advising on Corporate Finance 2003-04-01 2005-07-18
AEO767 CHAU Shamrock Roy 周尚立 RE Asset Management 2003-04-01 2004-01-09
AEY999 WONG Danny F. 汪曉峰 RO Advising on Corporate Finance 2003-04-01 2005-04-12
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Dealing in Securities 2010-11-05 2012-03-14
AFM323 CHAN Kwun Wah Derek 陳冠樺 RO Dealing in Securities 2012-03-14 2013-10-10
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Advising on Corporate Finance 2010-11-05 2010-12-22
AFM323 CHAN Kwun Wah Derek 陳冠樺 RO Advising on Corporate Finance 2010-12-22 2013-10-10
AFN050 LEE Pui Hang Julian 李沛鏗 RO Dealing in Securities 2016-09-22
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Corporate Finance 2016-09-22
AGA420 LAI King Yan, Anthony 黎敬恩 RE Dealing in Securities 2007-10-05 2010-07-13
AGA420 LAI King Yan, Anthony 黎敬恩 RO Dealing in Securities 2010-07-13 2011-10-22
AGA420 LAI King Yan, Anthony 黎敬恩 RE Advising on Corporate Finance 2007-10-05 2010-07-13
AGA420 LAI King Yan, Anthony 黎敬恩 RO Advising on Corporate Finance 2010-07-13 2011-10-22
AGE022 CHONG Kian Shing 張建成 RE Dealing in Securities 2007-08-09 2010-04-01
AGE022 CHONG Kian Shing 張建成 RE Advising on Corporate Finance 2007-08-09 2009-11-02
AGH833 NG Tan Hung Charlotte 吳騰紅 RE Dealing in Securities 2007-08-23 2011-06-16
AGH833 NG Tan Hung Charlotte 吳騰紅 RE Dealing in Securities 2013-09-26 2014-01-03
AGH833 NG Tan Hung Charlotte 吳騰紅 RO Dealing in Securities 2014-01-03 2015-02-07
AGH833 NG Tan Hung Charlotte 吳騰紅 RE Advising on Corporate Finance 2007-08-23 2011-06-16
AGH833 NG Tan Hung Charlotte 吳騰紅 RE Advising on Corporate Finance 2013-09-26 2014-01-03
AGH833 NG Tan Hung Charlotte 吳騰紅 RO Advising on Corporate Finance 2014-01-03 2015-02-07
AHG860 WONG Wai Ki, Vicky 黃慧琪 RE Advising on Securities 2003-04-01 2003-11-07
AHG860 WONG Wai Ki, Vicky 黃慧琪 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AHG860 WONG Wai Ki, Vicky 黃慧琪 RE Asset Management 2003-04-01 2003-11-07
AHH822 YU Wai Ping 俞維平 RE Dealing in Securities 2010-06-02 2011-07-06
AHH822 YU Wai Ping 俞維平 RE Advising on Securities 2003-04-01 2004-01-27
AHH822 YU Wai Ping 俞維平 RE Advising on Corporate Finance 2003-04-01 2011-07-06
AHH822 YU Wai Ping 俞維平 RE Asset Management 2003-04-01 2004-01-27
AHK041 GAN Fang 甘芳 RE Advising on Corporate Finance 2007-02-13 2007-05-25
AHK041 GAN Fang 甘芳 RO Advising on Corporate Finance 2007-05-25 2007-12-01
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Dealing in Securities 2005-02-03 2007-05-01
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Advising on Securities 2003-04-01 2004-01-27
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Advising on Corporate Finance 2003-04-01 2007-05-01
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Asset Management 2003-04-01 2004-01-27
AHX245 CHAN Man Sze, Mazy 陳敏思 RE Dealing in Securities 2010-11-19 2013-11-05
AHX245 CHAN Man Sze, Mazy 陳敏思 RE Advising on Corporate Finance 2010-11-19 2011-02-24
AHX245 CHAN Man Sze, Mazy 陳敏思 RO Advising on Corporate Finance 2011-02-24 2013-11-05
AIB172 LI Jack C F 李卓富 RE Advising on Corporate Finance 2010-01-18 2010-06-02
AIN958 ZHENG Gang 鄭鋼 RE Dealing in Securities 2006-11-14 2007-06-16
AIN958 ZHENG Gang 鄭鋼 RE Advising on Securities 2003-04-01 2004-01-27
AIN958 ZHENG Gang 鄭鋼 RE Advising on Corporate Finance 2003-04-01 2007-06-16
AIN958 ZHENG Gang 鄭鋼 RE Asset Management 2003-04-01 2004-01-27
AIU386 ZHANG Xigang 張溪岡 RE Advising on Corporate Finance 2003-05-17 2004-01-06
AJK669 CHEUNG Tze Man 張子文 RE Dealing in Securities 2005-10-14 2007-10-12
AJK669 CHEUNG Tze Man 張子文 RE Advising on Corporate Finance 2005-10-14 2007-10-12
AJO445 WONG Po Chun 黃寶珍 RE Dealing in Securities 2005-02-03 2007-09-27
AJO445 WONG Po Chun 黃寶珍 RE Advising on Corporate Finance 2004-05-31 2007-09-27
AKI913 LEE Man Na 李文娜 RE Dealing in Securities 2006-11-01 2008-12-17
AKI913 LEE Man Na 李文娜 RE Advising on Corporate Finance 2006-11-01 2008-12-17
AKJ195 WONG Chor Yan 黃楚恩 RE Advising on Corporate Finance 2004-06-14 2005-10-04
ALE977 WONG Wah Wing, Christopher 王華榮 RE Dealing in Securities 2006-07-07 2006-08-28
ALE977 WONG Wah Wing, Christopher 王華榮 RE Advising on Corporate Finance 2006-07-07 2006-08-28
AMB135 GAN Ker Wei 顏可為 RE Dealing in Securities 2009-07-27 2012-01-13
AMB135 GAN Ker Wei 顏可為 RO Dealing in Securities 2012-01-13 2016-03-25
AMB135 GAN Ker Wei 顏可為 RE Advising on Corporate Finance 2009-07-27 2016-03-25
AMJ236 SO Adam Chunfung 蘇俊豐 RE Dealing in Securities 2011-11-15 2014-06-25
AMJ236 SO Adam Chunfung 蘇俊豐 RE Advising on Corporate Finance 2011-11-15 2014-06-25
AML465 SHE Sam Ian 佘心恩 RE Dealing in Securities 2007-01-23 2007-07-14
AML465 SHE Sam Ian 佘心恩 RE Advising on Corporate Finance 2007-01-23 2007-07-14
ANH747 TAN Zi Lin, Vera 陳姿霖 RE Dealing in Securities 2011-11-15 2014-10-25
ANH747 TAN Zi Lin, Vera 陳姿霖 RE Advising on Corporate Finance 2011-11-15 2014-10-25
ANL837 YEN Tzu-han 嚴子涵 RE Dealing in Securities 2006-05-30 2006-11-17
ANL837 YEN Tzu-han 嚴子涵 RE Advising on Corporate Finance 2006-05-30 2006-11-17
ANR765 MOK Man On 莫文安 RE Advising on Corporate Finance 2007-07-24 2012-12-07
AOG059 CHU Pui Fan 朱佩芬 RE Dealing in Securities 2010-04-13 2011-02-24
AOG059 CHU Pui Fan 朱佩芬 RE Advising on Corporate Finance 2010-04-13 2011-02-24
AOH101 YEUNG Tsun Yin 楊俊賢 RE Dealing in Securities 2011-06-21 2011-10-04
AOH101 YEUNG Tsun Yin 楊俊賢 RE Advising on Corporate Finance 2011-06-21 2011-10-04
AOJ327 IP Angel Kwok Yen 葉國欣 RE Dealing in Securities 2010-05-12 2010-09-23
AOJ327 IP Angel Kwok Yen 葉國欣 RE Advising on Corporate Finance 2010-05-12 2010-09-23
AOR644 KWAN Man Kit, Edmond 關文傑 RE Dealing in Securities 2010-08-13 2011-06-27
AOR644 KWAN Man Kit, Edmond 關文傑 RE Advising on Corporate Finance 2010-08-13 2010-10-13
AOR644 KWAN Man Kit, Edmond 關文傑 RO Advising on Corporate Finance 2010-10-13 2011-06-27
APO654 AU Chui Ying 歐翠瑩 RE Dealing in Securities 2007-09-07 2009-08-06
APO654 AU Chui Ying 歐翠瑩 RE Advising on Corporate Finance 2007-09-07 2009-08-06
APP351 PANG Ka Yin 彭嘉妍 RE Dealing in Securities 2017-01-13 2017-10-13
APP351 PANG Ka Yin 彭嘉妍 RE Advising on Corporate Finance 2017-01-13 2017-10-13
APR030 CHIN Sui Ying 錢瑞英 RE Dealing in Securities 2011-05-17 2013-10-09
APR030 CHIN Sui Ying 錢瑞英 RE Advising on Corporate Finance 2011-05-17 2013-10-09
APR795 SO Han Meng Julian 蘇漢明 RE Dealing in Securities 2011-11-15 2014-06-22
APR795 SO Han Meng Julian 蘇漢明 RE Advising on Corporate Finance 2011-11-15 2014-06-22
AQF110 CHAN Yu Hang, Hugo 陳宇恆 RE Advising on Corporate Finance 2009-09-14 2009-10-31
AQF112 CHAU Lok Yuen, Amy 周樂宛 RE Dealing in Securities 2010-06-30 2010-09-16
AQF112 CHAU Lok Yuen, Amy 周樂宛 RE Advising on Corporate Finance 2009-09-14 2010-09-16
AQY614 CHU Ying 儲穎 RE Dealing in Securities 2010-03-24 2011-05-10
AQY614 CHU Ying 儲穎 RE Advising on Corporate Finance 2010-03-24 2011-05-10
AQZ719 ZHAN Tao 詹濤 RE Dealing in Securities 2013-11-12 2014-09-26
AQZ719 ZHAN Tao 詹濤 RE Advising on Corporate Finance 2013-11-12 2014-09-26
ARJ059 FENG Shiran 馮詩然 RE Dealing in Securities 2018-07-18
ARJ059 FENG Shiran 馮詩然 RE Advising on Corporate Finance 2018-07-18
ARQ932 TIAN Xiaowei 田笑微 RE Dealing in Securities 2008-11-04 2009-05-19
ARQ932 TIAN Xiaowei 田笑微 RE Advising on Corporate Finance 2008-11-04 2009-05-19
ART651 SHIH Yiu Man, Veronica 施曉雯 RE Dealing in Securities 2011-05-23 2012-06-07
ART651 SHIH Yiu Man, Veronica 施曉雯 RE Advising on Corporate Finance 2011-03-24 2012-06-07
ATM959 LI Zhongxia 李仲夏 RE Dealing in Securities 2014-01-02 2014-06-09
ATM959 LI Zhongxia 李仲夏 RE Advising on Corporate Finance 2014-01-02 2014-06-09
ATY748 CHAN Yin Tsung 陳彥璁 RE Dealing in Securities 2009-10-20 2009-12-12
ATY748 CHAN Yin Tsung 陳彥璁 RE Advising on Corporate Finance 2009-10-20 2009-12-12
AUI064 LIN Yan Jenny RE Dealing in Securities 2011-07-22 2011-08-20
AUV167 KIM Simon Dae-Oun RE Dealing in Securities 2012-02-22 2014-05-28
AVW547 LAI Tung Ming 賴東明 RE Dealing in Securities 2010-09-10 2011-06-24
AVW547 LAI Tung Ming 賴東明 RE Advising on Corporate Finance 2010-09-10 2011-06-24
AVY251 WANG Yan 王昕 RE Dealing in Securities 2010-10-14 2011-03-01
AVY251 WANG Yan 王昕 RE Advising on Corporate Finance 2010-10-14 2011-03-01
AWC183 CHAN King Lun 陳景麟 RE Dealing in Securities 2010-10-20 2011-06-08
AWC183 CHAN King Lun 陳景麟 RE Advising on Corporate Finance 2010-10-20 2011-06-08
AWQ303 LAW On Yee 羅安怡 RE Dealing in Securities 2011-09-09 2015-01-05
AWQ303 LAW On Yee 羅安怡 RE Advising on Corporate Finance 2011-02-25 2015-01-05
AXE884 KONG Li Yi, Lorraine 龔立儀 RE Dealing in Securities 2011-04-19 2011-09-16
AXE884 KONG Li Yi, Lorraine 龔立儀 RE Advising on Corporate Finance 2011-04-19 2011-09-16
AXX645 WONG Ka Ho 王家豪 RE Dealing in Securities 2011-08-22 2016-02-14
AXX645 WONG Ka Ho 王家豪 RE Advising on Corporate Finance 2011-08-22 2016-02-14
AXX669 LEE Ka Yan 李嘉欣 RE Dealing in Securities 2011-08-24 2013-01-05
AXX669 LEE Ka Yan 李嘉欣 RE Advising on Corporate Finance 2011-08-24 2013-01-05
AYM415 WONG Chak Sang 王澤生 RE Dealing in Securities 2011-11-21 2013-05-03
AYM415 WONG Chak Sang 王澤生 RE Advising on Corporate Finance 2011-11-21 2013-05-03
AZB678 ZHANG Yanyu 張彥瑜 RE Dealing in Securities 2012-03-06 2012-07-17
AZB678 ZHANG Yanyu 張彥瑜 RE Advising on Corporate Finance 2012-03-06 2012-07-17
AZL831 CHEN Chuan Mei 陳傳美 RE Dealing in Securities 2012-05-14 2012-12-07
AZL831 CHEN Chuan Mei 陳傳美 RE Advising on Corporate Finance 2012-05-14 2012-12-07
BAB128 WU Haoyuan 伍浩元 RE Dealing in Securities 2014-01-15 2015-01-15
BAB128 WU Haoyuan 伍浩元 RE Advising on Corporate Finance 2014-01-15 2015-01-15
BCP862 YU Mengqi 于夢栖 RE Dealing in Securities 2014-01-02 2014-10-09
BCP862 YU Mengqi 于夢栖 RE Advising on Corporate Finance 2014-01-02 2014-10-09
BEA829 SO Kam Chung Kelvin 蘇錦聰 RE Dealing in Securities 2015-04-16 2016-07-04
BEA829 SO Kam Chung Kelvin 蘇錦聰 RE Advising on Corporate Finance 2015-04-16 2016-07-04
BFD848 KWOK Chi Hin 郭志軒 RE Dealing in Securities 2015-03-24 2017-02-03
BFD848 KWOK Chi Hin 郭志軒 RE Advising on Corporate Finance 2015-03-24 2017-02-03
BFM831 CHEN Lichen 陳力琛 RE Advising on Corporate Finance 2016-11-15
BHC470 MAN Hoi To 萬海韜 RE Advising on Corporate Finance 2016-03-04
BJV225 HONG Po Kat 孔宝吉 RE Dealing in Securities 2017-07-03
BJV225 HONG Po Kat 孔宝吉 RE Advising on Corporate Finance 2017-07-03

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