Hong Kong SFC licence institution AAI605, Chelsea Securities Limited 昭海金融證券有限公司

These are the licence-holders that were found for SFC licence institution AAI605 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE797 HOBBS John Charles RE Dealing in Securities 2003-04-01 2007-03-31
AAE797 HOBBS John Charles RE Advising on Securities 2003-04-01 2007-03-31
AAE797 HOBBS John Charles RE Advising on Corporate Finance 2003-04-01 2007-03-31
AAE797 HOBBS John Charles RE Asset Management 2003-04-01 2007-03-31
AAI608 FILMER-WILSON James Arthur 范偉崇 RO Dealing in Securities 2003-04-01 2018-06-30
AAI608 FILMER-WILSON James Arthur 范偉崇 RO Advising on Securities 2003-04-01 2018-06-30
AAI608 FILMER-WILSON James Arthur 范偉崇 RO Advising on Corporate Finance 2003-04-01 2018-06-30
AAI608 FILMER-WILSON James Arthur 范偉崇 RO Asset Management 2003-04-01 2018-06-30
AAI609 LINKER Lola Priska RO Dealing in Securities 2003-04-01 2016-08-15
AAI609 LINKER Lola Priska RO Advising on Securities 2003-04-01 2016-08-15
AAI609 LINKER Lola Priska RO Advising on Corporate Finance 2003-04-01 2016-08-15
AAI609 LINKER Lola Priska RO Asset Management 2003-04-01 2016-08-15
AAI611 CHEANG Kok Chong, Allan 鄭國重 RE Dealing in Securities 2003-04-01 2016-08-01
AAI611 CHEANG Kok Chong, Allan 鄭國重 RE Advising on Securities 2003-04-01 2003-09-04
AAI611 CHEANG Kok Chong, Allan 鄭國重 RE Advising on Corporate Finance 2003-04-01 2003-09-04
AAI611 CHEANG Kok Chong, Allan 鄭國重 RE Asset Management 2003-04-01 2003-09-04
AAI612 WONG Pui Yuk 黃佩玉 RE Dealing in Securities 2003-04-01 2004-01-19
AAI612 WONG Pui Yuk 黃佩玉 RE Dealing in Securities 2004-09-20 2005-07-25
AAI612 WONG Pui Yuk 黃佩玉 RE Dealing in Securities 2012-10-31 2014-09-01
AAI612 WONG Pui Yuk 黃佩玉 RO Dealing in Securities 2004-01-19 2004-09-20
AAI612 WONG Pui Yuk 黃佩玉 RO Dealing in Securities 2005-07-25 2012-10-31
AAI612 WONG Pui Yuk 黃佩玉 RE Advising on Securities 2003-04-01 2003-09-19
AAI612 WONG Pui Yuk 黃佩玉 RE Advising on Corporate Finance 2003-04-01 2003-09-19
AAI612 WONG Pui Yuk 黃佩玉 RE Asset Management 2003-04-01 2003-09-19
ABQ923 WESEMANN Hans Lothar RE Advising on Securities 2012-12-12 2018-06-30
ABQ923 WESEMANN Hans Lothar RO Advising on Securities 2003-04-01 2012-12-12
ABQ923 WESEMANN Hans Lothar RO Advising on Corporate Finance 2003-04-01 2012-11-12
ABQ923 WESEMANN Hans Lothar RE Asset Management 2012-12-12 2018-06-30
ABQ923 WESEMANN Hans Lothar RO Asset Management 2003-04-01 2012-12-12
ABU626 SIU Kam Fong, Remy 蕭錦芳 RE Dealing in Securities 2003-04-01 2014-05-01
ABU626 SIU Kam Fong, Remy 蕭錦芳 RE Advising on Securities 2003-04-01 2003-09-19
ABU626 SIU Kam Fong, Remy 蕭錦芳 RE Advising on Corporate Finance 2003-04-01 2003-09-19
ABU626 SIU Kam Fong, Remy 蕭錦芳 RE Asset Management 2003-04-01 2003-09-19
ADR152 BHATT Jay Hemant RE Dealing in Securities 2011-01-14 2011-09-22
ADR152 BHATT Jay Hemant RO Dealing in Securities 2011-09-22 2012-05-28
ADR152 BHATT Jay Hemant RE Advising on Securities 2011-01-14 2011-09-22
ADR152 BHATT Jay Hemant RO Advising on Securities 2011-09-22 2012-05-28
ADR152 BHATT Jay Hemant RE Asset Management 2011-01-14 2011-09-22
ADR152 BHATT Jay Hemant RO Asset Management 2011-09-22 2012-05-28
AEU883 LINKER David Sean RE Dealing in Securities 2008-04-28 2010-12-21
AEU883 LINKER David Sean RO Dealing in Securities 2010-12-21
AEU883 LINKER David Sean RE Advising on Securities 2008-04-28 2010-12-21
AEU883 LINKER David Sean RO Advising on Securities 2010-12-21
AEU883 LINKER David Sean RO Advising on Corporate Finance 2018-02-01
AEU883 LINKER David Sean RE Asset Management 2008-04-28 2010-12-21
AEU883 LINKER David Sean RO Asset Management 2010-12-21
AFA333 LOWE Adrian Phillip 劉世君 RE Dealing in Securities 2014-07-30
AFA333 LOWE Adrian Phillip 劉世君 RE Advising on Securities 2014-07-30
AFA333 LOWE Adrian Phillip 劉世君 RE Asset Management 2014-07-30
AFV352 LAI Kwok Cheung 黎國璋 RE Dealing in Securities 2004-07-08 2009-12-31
AFV352 LAI Kwok Cheung 黎國璋 RE Asset Management 2004-07-12 2007-05-16
AFV352 LAI Kwok Cheung 黎國璋 RO Asset Management 2007-05-16 2009-12-31
AGG546 HO Wai Man, Raymond 何偉文 RE Dealing in Securities 2017-09-01 2017-12-27
AGG546 HO Wai Man, Raymond 何偉文 RO Dealing in Securities 2017-12-27
AHV027 CHEANG Yee Chung 張而重 RE Dealing in Securities 2017-03-09 2017-06-30
AHV027 CHEANG Yee Chung 張而重 RE Advising on Corporate Finance 2017-02-23 2017-06-30
ALQ216 CHOI Chung Tin 蔡仲天 RE Dealing in Securities 2017-05-18 2017-07-17
ALQ216 CHOI Chung Tin 蔡仲天 RO Dealing in Securities 2017-07-17
ALQ216 CHOI Chung Tin 蔡仲天 RE Advising on Securities 2017-05-18 2017-07-17
ALQ216 CHOI Chung Tin 蔡仲天 RO Advising on Securities 2017-07-17
ALQ216 CHOI Chung Tin 蔡仲天 RE Asset Management 2017-05-18 2017-07-17
ALQ216 CHOI Chung Tin 蔡仲天 RO Asset Management 2017-07-17
AMJ378 LOK Lai Yin, Meko 陸麗賢 RE Dealing in Securities 2005-10-17 2008-12-01
ATD532 FAN Chuen Luen 樊全聯 RE Dealing in Securities 2009-07-08 2010-08-26
AVT459 YANG Nan 楊楠 RE Dealing in Securities 2018-04-12 2018-08-06
AVT459 YANG Nan 楊楠 RO Dealing in Securities 2018-08-06
AVT459 YANG Nan 楊楠 RE Advising on Securities 2018-04-12 2018-08-06
AVT459 YANG Nan 楊楠 RO Advising on Securities 2018-08-06
AVT459 YANG Nan 楊楠 RE Advising on Corporate Finance 2018-04-12 2018-08-06
AVT459 YANG Nan 楊楠 RO Advising on Corporate Finance 2018-08-06
AWC280 MU Hao 牟昊 RE Dealing in Securities 2016-07-07 2017-10-26
AWC280 MU Hao 牟昊 RE Advising on Corporate Finance 2016-07-07 2017-10-26
AWU568 SO Shun Wah 蘇順華 RE Dealing in Securities 2013-03-18 2014-06-30
AWU568 SO Shun Wah 蘇順華 RE Advising on Securities 2013-03-18 2014-06-30
AXG206 SHUM Yuen Fai 沈遠輝 RE Dealing in Securities 2017-04-07 2017-08-19
AXG303 ZHANG Fan 張帆 RE Dealing in Securities 2016-06-21 2016-07-29
AXG303 ZHANG Fan 張帆 RO Dealing in Securities 2016-07-29
AXG303 ZHANG Fan 張帆 RE Advising on Corporate Finance 2016-06-21 2016-07-29
AXG303 ZHANG Fan 張帆 RO Advising on Corporate Finance 2016-07-29
BHS033 HO Ting Fung 何霆鋒 RE Dealing in Securities 2016-06-29 2017-03-22
BHS033 HO Ting Fung 何霆鋒 RE Advising on Securities 2016-06-29 2017-03-22
BHS033 HO Ting Fung 何霆鋒 RE Asset Management 2016-06-29 2017-03-22

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