Hong Kong SFC licence institution AAI619, South China Research Limited 南華資料研究有限公司

These are the licence-holders that were found for SFC licence institution AAI619 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA085 LIM John Barclay 林坤海 RO Advising on Securities 2009-02-09 2010-06-01
AAA747 WONG Ding Pong, Allan 黃定邦 RE Advising on Securities 2016-12-19
AAA815 CHEUNG Choi Ngor 張賽娥 RO Advising on Securities 2008-12-03
AAA820 GORGES Richard Howard RE Advising on Securities 2007-11-29 2009-12-22
AAA820 GORGES Richard Howard RO Advising on Securities 2003-04-01 2007-12-21
AAA820 GORGES Richard Howard RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAA820 GORGES Richard Howard RO Asset Management 2003-04-01 2005-01-31
AAC020 YEN Tai Wai, David 閻大偉 RE Advising on Securities 2005-11-17 2007-06-01
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Advising on Securities 2009-09-22 2011-06-09
AAC947 LAU Wing Hong 劉永康 RE Advising on Securities 2017-12-22
AAJ445 TEOH Tean Chai, Anthony 張展才 RE Advising on Securities 2003-04-01 2007-09-01
AAJ445 TEOH Tean Chai, Anthony 張展才 RE Advising on Securities 2010-08-20 2016-06-01
AAJ445 TEOH Tean Chai, Anthony 張展才 RO Advising on Securities 2016-06-01
AAJ445 TEOH Tean Chai, Anthony 張展才 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAJ445 TEOH Tean Chai, Anthony 張展才 RE Asset Management 2003-04-01 2004-01-12
AAK140 LOK Wan Wai, Sam 駱穩威 RE Advising on Securities 2006-04-10 2009-11-23
AAY751 TUNG Chung Yin, Williams 童忠賢 RE Advising on Securities 2018-08-22 2018-10-02
AAZ383 YIU Kwok Keung 姚國強 RE Advising on Securities 2005-02-02 2005-08-15
ABS052 LAM Chi Fu 林志富 RE Advising on Securities 2006-04-10 2007-05-31
ABV019 MAN Kong Yui 文剛銳 RE Advising on Securities 2009-07-20 2009-08-28
ABV019 MAN Kong Yui 文剛銳 RO Advising on Securities 2009-08-28 2011-01-16
ACB074 WONG Shu Cheung 黃樹祥 RE Advising on Securities 2007-06-20 2008-07-19
ACQ237 YUNG Hung Wa 翁鴻華 RE Advising on Securities 2018-09-19
ADC440 CHU Chia Hsien 朱家軒 RE Advising on Securities 2006-09-25 2008-09-30
ADJ156 LAI Kai Yiu 賴繼堯 RE Advising on Securities 2006-06-23 2008-10-15
ADK810 CHEUNG Chi Wing 張志永 RE Advising on Securities 2003-05-30 2004-10-07
ADS601 SHIU Shu Ming 蕭恕明 RE Advising on Securities 2009-03-05 2009-11-23
ADT261 WONG Hok Ko Gordon 黃學高 RE Advising on Securities 2004-02-05 2006-05-22
ADT261 WONG Hok Ko Gordon 黃學高 RE Advising on Securities 2006-11-28 2007-12-01
ADT261 WONG Hok Ko Gordon 黃學高 RE Advising on Securities 2009-11-02 2010-06-03
ADT261 WONG Hok Ko Gordon 黃學高 RO Advising on Securities 2006-05-22 2006-11-22
ADT261 WONG Hok Ko Gordon 黃學高 RO Advising on Securities 2010-06-03 2012-09-18
AEA299 LEUNG Chor Ming 梁礎銘 RE Advising on Securities 2006-04-20 2006-05-03
AEJ317 TSUI Fung, Jack 徐鋒 RE Advising on Securities 2003-04-01 2003-09-25
AEJ317 TSUI Fung, Jack 徐鋒 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AEJ317 TSUI Fung, Jack 徐鋒 RE Asset Management 2003-04-01 2003-09-25
AEJ691 CHENG Andes 鄭安達 RE Advising on Securities 2005-03-16 2006-11-21
AEJ844 CHEN Yuan 陳遠 RE Advising on Securities 2005-07-15 2006-04-08
AEK747 IP Wai Lun, William 葉偉倫 RE Advising on Securities 2009-03-11 2009-11-23
AEL747 PONG Kwok Hung, Patrick 龐國鴻 RE Advising on Securities 2003-04-01 2007-09-05
AEL747 PONG Kwok Hung, Patrick 龐國鴻 RE Advising on Securities 2016-11-18 2017-03-02
AEL747 PONG Kwok Hung, Patrick 龐國鴻 RO Advising on Securities 2017-03-02
AEL747 PONG Kwok Hung, Patrick 龐國鴻 RE Advising on Corporate Finance 2003-04-01 2004-01-14
AEL747 PONG Kwok Hung, Patrick 龐國鴻 RE Asset Management 2003-04-01 2004-01-14
AEN150 POON Yuk Ki 潘玉琪 RO Advising on Securities 2008-04-01 2009-09-13
AET272 CHAN Hing Wah 陳慶華 RO Advising on Securities 2011-09-28 2014-06-30
AEW096 KIM Yong Moon RE Advising on Securities 2017-05-09 2017-07-03
AEW096 KIM Yong Moon RO Advising on Securities 2017-07-03 2017-12-08
AFD223 WU Yinong 吳亦農 RE Advising on Securities 2006-04-12 2006-08-08
AFS557 PAO Chi King, Kim 包子敬 RE Advising on Securities 2003-07-24 2003-10-24
AFT552 YAU Cheuk Man 丘卓文 RE Advising on Securities 2003-04-01 2005-01-11
AFT552 YAU Cheuk Man 丘卓文 RE Advising on Corporate Finance 2003-04-01 2004-01-14
AFT552 YAU Cheuk Man 丘卓文 RE Asset Management 2003-04-01 2004-01-14
AFV839 WONG Shin Yee, Freda 黃倩而 RE Advising on Securities 2015-09-09 2015-09-15
AFV839 WONG Shin Yee, Freda 黃倩而 RO Advising on Securities 2015-09-15
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Securities 2015-09-09
AFZ881 FUNG Koon Wah 馮冠華 RO Advising on Securities 2015-02-11 2015-12-28
AGN808 SUN Yuen Han 孫婉嫻 RE Advising on Securities 2016-12-05 2017-02-11
AGV468 NG Yuk Fung, Peter 吳旭峰 RE Advising on Securities 2006-04-28 2009-08-31
AIJ099 CHAN Lap Chung 陳立中 RE Advising on Securities 2017-01-04 2017-03-20
AIJ099 CHAN Lap Chung 陳立中 RO Advising on Securities 2017-03-20 2018-01-15
AJB468 LOK Suen Hong 駱遜康 RE Advising on Securities 2006-03-15 2008-07-06
AJD670 TSE Sze Chun 謝思進 RE Advising on Securities 2007-03-15 2007-04-18
AKR463 LUI Tin Shun 呂天舜 RE Advising on Securities 2015-10-13
ALL346 SO Cheuk Yin 蘇卓賢 RE Advising on Securities 2004-11-23 2005-10-16
ALQ658 POON Yin Ling 潘燕玲 RE Advising on Securities 2017-03-10 2018-05-15
ALW487 YUEN Ka Lok, David 阮家洛 RE Advising on Securities 2007-12-31 2008-09-20
ALZ814 MA Hsiao-hung, Alisha 馬奕彤 RE Advising on Securities 2017-07-31 2017-07-31
ALZ814 MA Hsiao-hung, Alisha 馬奕彤 RO Advising on Securities 2017-07-17 2017-07-31
AMF376 LAM Chung Yin 林仲賢 RE Advising on Securities 2018-11-21
AMM095 CHIU Yu Ting 趙宇婷 RE Advising on Securities 2006-04-10 2009-11-23
AMN831 NGAI Tak Shun 倪德順 RE Advising on Securities 2016-12-15
AMR625 YANG Feng 楊峰 RE Advising on Securities 2005-11-08 2006-06-12
AMV034 CHOI Wing Kai, Kaiser 蔡榮楷 RE Advising on Securities 2005-12-19 2007-08-06
AMV034 CHOI Wing Kai, Kaiser 蔡榮楷 RE Advising on Securities 2010-02-18 2015-11-16
AMV034 CHOI Wing Kai, Kaiser 蔡榮楷 RO Advising on Securities 2015-11-16 2016-04-11
AMY822 YIM Ching Wai, Kevin 嚴政緯 RE Advising on Securities 2014-10-27 2015-04-30
AND687 TSUI Kwan 徐琨 RE Advising on Securities 2017-06-07
ANG569 LEUNG Ka Man 梁家文 RO Advising on Securities 2017-09-11
AOD765 TAM Sin Bun 譚善斌 RE Advising on Securities 2008-03-11 2012-08-09
AOD765 TAM Sin Bun 譚善斌 RO Advising on Securities 2012-08-09 2015-09-12
AOG184 CHING Man Wai, Raymond 程文偉 RE Advising on Securities 2006-11-28 2008-01-02
AON979 LAW Mang Kwan 羅孟君 RO Advising on Securities 2015-10-12 2016-01-09
AOS242 YEUNG Tsz Kin 楊子建 RE Advising on Securities 2007-03-21 2008-01-07
APK770 CHAN Lai Suen 陳麗璇 RE Advising on Securities 2016-10-12 2017-04-25
APK770 CHAN Lai Suen 陳麗璇 RO Advising on Securities 2017-04-25
APR850 SAM Chi Yung 岑智勇 RE Advising on Securities 2016-04-26 2016-07-05
APR850 SAM Chi Yung 岑智勇 RO Advising on Securities 2016-07-05 2018-10-31
APV159 CHAN Janice Wing Yee 陳穎怡 RE Advising on Securities 2016-02-01 2018-02-28
AQD578 WONG Yu Kai 黃宇佳 RE Advising on Securities 2007-12-21 2008-01-01
AQJ203 CHAN Raymond Ho Ming 陳浩銘 RE Advising on Securities 2008-01-25 2008-09-20
AQO247 SUEN Yi Nga 孫以雅 RE Advising on Securities 2008-07-24 2008-10-15
AQY465 ZHANG Ying 張穎 RE Advising on Securities 2008-05-02 2008-09-20
AQY465 ZHANG Ying 張穎 RE Advising on Securities 2010-03-01 2013-01-07
ARG937 CHAN Tsz Yeung, Jacky 陳子揚 RE Advising on Securities 2008-07-14 2008-07-18
ARJ538 LO Kin Kee 盧建基 RE Advising on Securities 2008-07-29 2008-10-14
ARN601 AU Chi Ming 歐智明 RE Advising on Securities 2015-10-29 2015-12-11
ART646 CHENG Wai Yang 鄭韋欣 RE Advising on Securities 2010-08-23 2010-11-15
ASZ668 CHAN Ka Lai 陳家澧 RE Advising on Securities 2009-06-05 2009-11-23
ATY066 TEH Chou Yuen RE Advising on Securities 2016-12-15
AUZ073 NG Wing Tai 吳永泰 RE Advising on Securities 2010-03-29 2014-08-30
AVH692 OR Kin 柯堅 RE Advising on Securities 2015-09-18 2016-02-12
AWC879 KO Ming Shan 高明山 RE Advising on Securities 2018-07-09
AWT804 SHUM Ching Hei 岑政熹 RE Advising on Securities 2016-07-12
AXE964 LAM Cheuk Ho 林卓豪 RE Advising on Securities 2012-06-05 2012-12-24
AXH995 WONG Wing Kwan 王榮昆 RE Advising on Securities 2016-12-05
AXX670 TO Nga Fong 杜雅芳 RE Advising on Securities 2017-03-22
AYK753 LIU Beiqi 劉貝琪 RE Advising on Securities 2011-11-14 2013-08-06
BAM964 WONG Kei Yiu 王紀堯 RE Advising on Securities 2017-05-16
BAT977 LAU Yau Leong 劉友亮 RE Advising on Securities 2016-12-15 2017-01-16
BAT977 LAU Yau Leong 劉友亮 RE Advising on Securities 2017-05-26 2017-07-31
BCE890 LEE Chun Him 李俊謙 RE Advising on Securities 2016-12-22
BCV839 DAI Shi 戴十 RE Advising on Securities 2014-02-27 2015-08-31
BDF847 TAM Chun Kit 譚俊傑 RE Advising on Securities 2016-08-18
BFA701 CHOW Ching In 周靜姸 RE Advising on Securities 2016-02-01 2016-08-19
BFD043 LI King Hei, James 李敬禧 RE Advising on Securities 2016-06-24 2017-07-28
BFF150 TSUI Wan Li 徐韵妮 RE Advising on Securities 2017-11-24 2017-12-11
BFF357 LUK Wing Ki 陸頴琪 RE Advising on Securities 2017-05-26 2018-04-09
BFN097 YAN Han 嚴涵 RE Advising on Securities 2016-12-19
BFY122 CAO Wenjia 曹雯佳 RE Advising on Securities 2015-09-08 2018-11-30
BGC808 YEUNG Chun Yu 楊鎮宇 RE Advising on Securities 2016-08-18 2016-12-31
BGE246 LUK Wai Sum 陸偉琛 RE Advising on Securities 2015-09-09
BGI225 LEE Cheuk Yu, Charles 李卓瑜 RE Advising on Securities 2015-10-09 2017-07-14
BGP653 WANG Di RE Advising on Securities 2015-12-04 2017-01-07
BGU035 CHEN David Wai Chung 陳維忠 RE Advising on Securities 2017-02-06 2018-04-27
BGX951 FUNG Fang Shun 馮昉淳 RE Advising on Securities 2016-02-01 2016-11-30
BHP654 CHAN Chau Kam 陳周金 RE Advising on Securities 2016-06-28 2016-11-30
BHU275 KWOK Hiu Fu 郭曉芙 RE Advising on Securities 2016-07-15
BIG061 GE Yang 葛暘 RE Advising on Securities 2016-09-19 2016-11-22
BIJ852 CHAN Kin Yan 陳建因 RE Advising on Securities 2016-11-14
BIL558 LI Ran 李然 RE Advising on Securities 2016-10-27 2017-07-31
BIL926 GU Yi Fan RE Advising on Securities 2016-10-31 2017-03-03
BIV167 CHAN Tze Wang 陳子宏 RE Advising on Securities 2018-05-03
BIY807 YUEN Ka Lun 袁嘉麟 RE Advising on Securities 2017-02-01 2018-06-01
BJB934 SO Hoi Yan 蘇凱恩 RE Advising on Securities 2017-03-08 2017-11-24
BJH821 WANG Jiayu 王家玉 RE Advising on Securities 2017-04-03 2017-06-30
BJI909 YEUNG Ngo Ching 楊傲正 RE Advising on Securities 2017-04-10 2017-06-30
BKR693 CHAN Po Yan 陳寶欣 RE Advising on Securities 2017-09-18
BLI507 CHOI Kien Lun, Kevin 蔡建倫 RE Advising on Securities 2017-10-30 2017-11-27
BLP002 LAI Wing Yin 黎穎彥 RE Advising on Securities 2018-01-16 2018-07-13
BLU269 WONG Wan Vanness 王贇 RE Advising on Securities 2018-11-21
BMY037 CHAN Chun Kit 陳俊傑 RE Advising on Securities 2018-11-21
BNC581 QIN Yu 秦雨 RE Advising on Securities 2018-06-20
BNH088 JU Linlin 具霖臨 RE Advising on Securities 2018-07-26

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