Hong Kong SFC licence institution AAI635, South China Capital Limited 南華融資有限公司

These are the licence-holders that were found for SFC licence institution AAI635 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA085 LIM John Barclay 林坤海 RO Advising on Corporate Finance 2009-02-09 2010-06-01
AAA637 NG Chun Sang 吳春生 RO Advising on Securities 2003-04-01 2003-09-04
AAA637 NG Chun Sang 吳春生 RO Advising on Corporate Finance 2003-04-01 2008-01-04
AAA637 NG Chun Sang 吳春生 RO Asset Management 2003-04-01 2003-09-04
AAA815 CHEUNG Choi Ngor 張賽娥 RO Advising on Securities 2003-04-01 2003-09-04
AAA815 CHEUNG Choi Ngor 張賽娥 RO Advising on Corporate Finance 2003-04-01
AAA815 CHEUNG Choi Ngor 張賽娥 RO Asset Management 2003-04-01 2003-09-04
AAA820 GORGES Richard Howard RO Advising on Securities 2003-04-01 2003-09-04
AAA820 GORGES Richard Howard RE Advising on Corporate Finance 2007-11-29 2009-06-26
AAA820 GORGES Richard Howard RO Advising on Corporate Finance 2003-04-01 2007-12-21
AAA820 GORGES Richard Howard RO Asset Management 2003-04-01 2003-09-04
AAC469 CHEUNG Wai Kwok, Gary 張為國 RO Advising on Corporate Finance 2009-09-22 2011-06-09
AAE164 SZE Cho Man, Colin 施祖文 RE Advising on Corporate Finance 2011-01-19 2012-01-04
AAJ578 FOX Robin Jonathan Gibbs RE Advising on Securities 2003-04-01 2004-01-12
AAJ578 FOX Robin Jonathan Gibbs RE Advising on Corporate Finance 2003-04-01 2006-04-06
AAJ578 FOX Robin Jonathan Gibbs RE Asset Management 2003-04-01 2004-01-12
AAV288 WU Tsz Yee 胡子宜 RE Advising on Securities 2003-04-01 2003-07-18
AAV288 WU Tsz Yee 胡子宜 RE Advising on Corporate Finance 2003-04-01 2003-07-18
AAV288 WU Tsz Yee 胡子宜 RE Asset Management 2003-04-01 2003-07-18
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Advising on Corporate Finance 2012-05-21 2013-03-10
ABY523 YUEN Hon Ming, Edwin 袁漢明 RE Advising on Corporate Finance 2008-09-18 2009-01-01
ACA837 CHENG Yuk Yin 鄭育彥 RO Advising on Corporate Finance 2003-04-01 2004-01-05
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RO Advising on Corporate Finance 2013-07-19 2015-03-31
ACH258 TSANG Hon Yee, David 曾煥義 RO Advising on Corporate Finance 2011-10-03 2013-07-02
ACO473 LAM Ka Wai, Graham 林家威 RE Advising on Corporate Finance 2006-10-09 2006-11-06
ACO473 LAM Ka Wai, Graham 林家威 RO Advising on Corporate Finance 2006-11-06 2008-04-11
ACV410 CHAN Shun Kuen, Eric 陳舜權 RE Advising on Securities 2003-04-01 2003-11-19
ACV410 CHAN Shun Kuen, Eric 陳舜權 RE Advising on Corporate Finance 2003-04-01 2003-11-19
ACV410 CHAN Shun Kuen, Eric 陳舜權 RE Asset Management 2003-04-01 2003-11-19
ADS601 SHIU Shu Ming 蕭恕明 RE Advising on Corporate Finance 2008-07-15 2009-01-02
ADS601 SHIU Shu Ming 蕭恕明 RO Advising on Corporate Finance 2009-01-02 2010-08-17
AEJ317 TSUI Fung, Jack 徐鋒 RE Advising on Securities 2003-09-29 2005-06-03
AEJ317 TSUI Fung, Jack 徐鋒 RE Advising on Corporate Finance 2003-09-29 2005-06-03
AEJ317 TSUI Fung, Jack 徐鋒 RE Asset Management 2003-09-29 2005-06-03
AEK747 IP Wai Lun, William 葉偉倫 RE Advising on Corporate Finance 2007-03-21 2007-10-16
AEK747 IP Wai Lun, William 葉偉倫 RO Advising on Corporate Finance 2007-10-16 2010-03-28
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RE Advising on Corporate Finance 2010-11-23 2010-12-17
AEM344 CHOY Kwong Man, Edmond 蔡廣孟 RO Advising on Corporate Finance 2010-12-17 2011-06-16
AEN382 TO Kwok Chien, Ronald 杜國鍵 RE Advising on Corporate Finance 2012-10-29 2014-11-07
AEZ347 WONG Kam Wah 黃錦華 RE Advising on Corporate Finance 2006-04-10 2006-12-21
AEZ347 WONG Kam Wah 黃錦華 RO Advising on Corporate Finance 2006-12-21 2007-04-14
AFD223 WU Yinong 吳亦農 RE Advising on Securities 2003-04-01 2006-03-07
AFD223 WU Yinong 吳亦農 RE Advising on Corporate Finance 2003-04-01 2005-04-21
AFD223 WU Yinong 吳亦農 RO Advising on Corporate Finance 2005-04-21 2006-08-08
AFD223 WU Yinong 吳亦農 RE Asset Management 2003-04-01 2006-03-07
AFG775 TANG Wing Chung 鄧榮宗 RE Advising on Corporate Finance 2012-03-30 2015-07-01
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Advising on Corporate Finance 2009-02-26 2009-03-19
AFV839 WONG Shin Yee, Freda 黃倩而 RE Advising on Corporate Finance 2015-09-09 2015-09-15
AFV839 WONG Shin Yee, Freda 黃倩而 RO Advising on Corporate Finance 2015-09-15
AFX948 LAM Chi Kan 林志勤 RE Advising on Corporate Finance 2016-04-28 2016-07-13
AFX948 LAM Chi Kan 林志勤 RO Advising on Corporate Finance 2016-07-13 2017-04-07
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Corporate Finance 2015-09-09
AFZ453 CHAN Hoi Yan 陳凱茵 RE Advising on Corporate Finance 2003-04-25 2004-03-02
AGE545 YIP Po Ching 葉寶貞 RE Advising on Corporate Finance 2004-05-19 2006-10-10
AGF471 LIU Chi Wai 廖子慧 RE Advising on Corporate Finance 2004-06-09 2005-03-30
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Advising on Corporate Finance 2004-06-14 2006-04-02
AGL509 LEE Chi Hwa, Joshua 李智華 RE Advising on Corporate Finance 2013-11-20 2015-04-17
AGL509 LEE Chi Hwa, Joshua 李智華 RO Advising on Corporate Finance 2015-04-17 2015-09-29
AGP655 TAM Kin Fong 譚建方 RE Advising on Securities 2003-04-01 2004-01-12
AGP655 TAM Kin Fong 譚建方 RE Advising on Corporate Finance 2003-04-01 2006-02-13
AGP655 TAM Kin Fong 譚建方 RE Asset Management 2003-04-01 2004-01-12
AGV468 NG Yuk Fung, Peter 吳旭峰 RE Advising on Securities 2003-04-01 2006-04-07
AGV468 NG Yuk Fung, Peter 吳旭峰 RE Advising on Corporate Finance 2003-04-01 2009-08-31
AGV468 NG Yuk Fung, Peter 吳旭峰 RE Asset Management 2003-04-01 2006-04-07
AHC681 WU Edward Wen Guang 吳文廣 RE Advising on Securities 2003-04-01 2004-05-04
AHC681 WU Edward Wen Guang 吳文廣 RE Advising on Corporate Finance 2003-04-01 2004-05-04
AHC681 WU Edward Wen Guang 吳文廣 RE Asset Management 2003-04-01 2004-05-04
AHF293 SHIN Chuck Yin 單婥然 RE Advising on Corporate Finance 2009-06-29 2010-03-25
AHF293 SHIN Chuck Yin 單婥然 RO Advising on Corporate Finance 2010-03-25 2011-04-05
AHT200 KWOK Kelvin 郭永聰 RE Advising on Securities 2003-04-01 2003-04-26
AHT200 KWOK Kelvin 郭永聰 RE Advising on Corporate Finance 2003-04-01 2003-04-26
AHT200 KWOK Kelvin 郭永聰 RE Asset Management 2003-04-01 2003-04-26
AHZ631 NG Yuk Yeung, Paul 吳旭洋 RE Advising on Securities 2003-04-01 2003-07-07
AHZ631 NG Yuk Yeung, Paul 吳旭洋 RE Advising on Corporate Finance 2003-04-01 2003-07-07
AHZ631 NG Yuk Yeung, Paul 吳旭洋 RE Asset Management 2003-04-01 2003-07-07
AHZ637 CHOI Ho Yi, Phyllis 蔡可兒 RE Advising on Securities 2003-04-01 2004-01-12
AHZ637 CHOI Ho Yi, Phyllis 蔡可兒 RE Advising on Corporate Finance 2003-04-01 2005-09-20
AHZ637 CHOI Ho Yi, Phyllis 蔡可兒 RE Asset Management 2003-04-01 2004-01-12
AIR609 CHAN Suet Ying 陳雪瑩 RE Advising on Securities 2003-04-01 2004-01-12
AIR609 CHAN Suet Ying 陳雪瑩 RE Advising on Corporate Finance 2003-04-01 2005-10-25
AIR609 CHAN Suet Ying 陳雪瑩 RE Asset Management 2003-04-01 2004-01-12
AIU275 TSOI Man 蔡雯 RE Advising on Corporate Finance 2003-06-11 2004-08-24
AIU314 LEUNG Man Kwong 梁文光 RE Advising on Corporate Finance 2003-06-11 2003-09-23
AIU532 LOCK Pik Shan, Ivy 駱碧珊 RE Advising on Corporate Finance 2003-06-11 2004-01-16
AJD184 WONG Kin Chung 黃健聰 RE Advising on Corporate Finance 2003-10-07 2004-03-30
AJD606 YIP Shek Hung 葉錫洪 RE Advising on Corporate Finance 2003-11-03 2003-11-15
AJF259 WONG Yin Chi 王彥慈 RE Advising on Corporate Finance 2006-12-30 2007-06-01
AJG658 SO Pak Ming 蘇柏鳴 RE Advising on Corporate Finance 2014-11-03 2015-10-05
AJK773 SING Ruoh Chi 忻若琪 RE Advising on Corporate Finance 2006-10-03 2007-11-29
AJK773 SING Ruoh Chi 忻若琪 RO Advising on Corporate Finance 2007-11-29 2008-03-27
AKP392 FANG Cheng 方征 RE Advising on Corporate Finance 2004-05-24 2006-07-15
AKR463 LUI Tin Shun 呂天舜 RE Advising on Corporate Finance 2015-10-13
ALI325 TSANG On Yee 曾安儀 RE Advising on Corporate Finance 2013-12-04 2015-04-08
ALI571 SOO Ching Ling 蘇慶齡 RE Advising on Corporate Finance 2004-10-14 2005-11-20
AMM129 HO Ka Yin, Karen 何家賢 RE Advising on Corporate Finance 2006-02-17 2006-02-24
AMS539 YAU Shing Yam, Angela 邱聖音 RE Advising on Corporate Finance 2014-07-24 2014-09-16
AMS539 YAU Shing Yam, Angela 邱聖音 RO Advising on Corporate Finance 2014-09-16 2015-08-29
AMS710 LAM Chun Yin 林進賢 RE Advising on Corporate Finance 2006-02-20 2006-05-13
AMS710 LAM Chun Yin 林進賢 RE Advising on Corporate Finance 2007-01-08 2008-04-15
AMX117 CHEUNG Shui Kan 張瑞芹 RE Advising on Corporate Finance 2006-01-05 2006-05-13
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Advising on Corporate Finance 2017-06-26 2017-08-22
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RO Advising on Corporate Finance 2017-08-22
ANJ833 SHEN Yang 沈揚 RE Advising on Corporate Finance 2006-05-18 2006-11-30
AOD293 LIU Haojia 劉昊嘉 RE Advising on Corporate Finance 2006-11-06 2007-09-01
AOE445 KWAN Tak Wai 關德瑋 RE Advising on Corporate Finance 2006-11-21 2008-04-14
AOJ327 IP Angel Kwok Yen 葉國欣 RE Advising on Corporate Finance 2007-01-10 2007-06-09
APK770 CHAN Lai Suen 陳麗璇 RE Advising on Corporate Finance 2016-10-12 2017-04-25
APK770 CHAN Lai Suen 陳麗璇 RO Advising on Corporate Finance 2017-04-25
APV159 CHAN Janice Wing Yee 陳穎怡 RE Advising on Corporate Finance 2016-02-01 2018-02-28
APV971 WU Sheung Chi, Steven 胡尚智 RE Advising on Corporate Finance 2017-11-23 2018-04-09
APV971 WU Sheung Chi, Steven 胡尚智 RO Advising on Corporate Finance 2018-04-09
APZ793 HUI Wai Yan, Kelly 許慧欣 RE Advising on Corporate Finance 2007-11-19 2008-04-10
AQU404 HON Ying Sum, Jeanly 韓應心 RE Advising on Corporate Finance 2008-04-11 2008-04-15
AQY465 ZHANG Ying 張穎 RE Advising on Corporate Finance 2008-12-24 2010-02-26
ARH793 WONG Yin Kwan, Brenda 黃衍筠 RE Advising on Corporate Finance 2014-03-21 2015-04-01
ARM750 YEN Chanan 霍震南 RE Advising on Corporate Finance 2008-08-18 2010-06-13
ARM848 LU Qinghua 陸清華 RE Advising on Corporate Finance 2008-08-19 2010-08-06
ARN601 AU Chi Ming 歐智明 RE Advising on Corporate Finance 2015-10-29 2015-12-11
ARO960 CHENG Tai Wai, David 鄭大衛 RE Advising on Corporate Finance 2016-11-15 2016-12-20
ARR599 CHAN Pui Ka 陳貝嘉 RE Advising on Corporate Finance 2013-04-25 2014-06-21
ARU536 LIM Kim Huat RE Advising on Corporate Finance 2013-11-18 2015-04-01
ASO298 PANG Man Hin 彭文軒 RE Advising on Corporate Finance 2009-06-03 2010-10-08
ATO427 TO Man Chau 杜文就 RE Advising on Corporate Finance 2009-09-29 2010-06-01
AUB778 YUNG Muk Tsz 翁木子 RE Advising on Corporate Finance 2012-05-17 2012-06-27
AVA754 CHOI Tung Yin, Patrick 蔡東賢 RE Advising on Corporate Finance 2010-05-06 2011-04-30
AVR641 LAM Wai Kei, Denis 林煒淇 RE Advising on Corporate Finance 2011-03-28 2011-09-01
AWT804 SHUM Ching Hei 岑政熹 RE Advising on Corporate Finance 2016-07-12 2017-04-21
AWT804 SHUM Ching Hei 岑政熹 RO Advising on Corporate Finance 2017-04-21
AWY509 XU Yuliang 胥宇亮 RE Advising on Corporate Finance 2011-04-08 2013-08-27
AXH621 SIU Mei Kee Maggie 蕭美琪 RE Advising on Corporate Finance 2013-09-05 2015-04-30
AZF870 WONG Ka Fook, Nigel 王家福 RE Advising on Corporate Finance 2017-12-20
BAT977 LAU Yau Leong 劉友亮 RE Advising on Corporate Finance 2013-01-22 2015-01-09
BBN347 KWAN Ying 關瑩 RE Advising on Corporate Finance 2017-05-22 2017-12-08
BCE890 LEE Chun Him 李俊謙 RE Advising on Corporate Finance 2016-12-22
BCL715 CHUK Kai Cheong 祝啟昌 RE Advising on Corporate Finance 2013-12-06 2015-02-28
BDC135 CAO Chongnan 曹崇南 RE Advising on Corporate Finance 2014-04-01 2017-03-21
BDF847 TAM Chun Kit 譚俊傑 RE Advising on Corporate Finance 2016-08-18
BDJ762 OW Dennis Kian Jing 歐建仁 RE Advising on Corporate Finance 2016-04-08 2017-07-31
BDJ762 OW Dennis Kian Jing 歐建仁 RO Advising on Corporate Finance 2017-07-31
BDQ733 SUNG Adrian Kam Tung 孫淦彤 RE Advising on Corporate Finance 2014-07-29 2015-04-01
BEL470 LI Xiaoxuan 李小軒 RE Advising on Corporate Finance 2014-11-03 2015-06-12
BER124 LI Jianhao 李建昊 RE Advising on Corporate Finance 2015-01-27 2015-07-08
BET772 KWOK Tsz Kiu 郭梓翹 RE Advising on Corporate Finance 2017-12-19
BEW968 CHOW Yuen Ting 周婉婷 RE Advising on Corporate Finance 2015-03-13 2015-04-01
BEX431 PAN Miner 潘敏兒 RE Advising on Corporate Finance 2016-08-19 2018-09-30
BFA701 CHOW Ching In 周靜姸 RE Advising on Corporate Finance 2015-03-06 2015-09-01
BFA701 CHOW Ching In 周靜姸 RE Advising on Corporate Finance 2016-02-01 2016-08-19
BFF150 TSUI Wan Li 徐韵妮 RE Advising on Corporate Finance 2015-04-14 2015-09-24
BFY122 CAO Wenjia 曹雯佳 RE Advising on Corporate Finance 2015-09-08 2018-11-30
BGB944 KWONG Ka Leung 鄺嘉樑 RE Advising on Corporate Finance 2018-09-11
BGC808 YEUNG Chun Yu 楊鎮宇 RE Advising on Corporate Finance 2016-04-05 2016-12-31
BGE246 LUK Wai Sum 陸偉琛 RE Advising on Corporate Finance 2015-09-09
BGE288 YIU Ka Po 姚嘉寶 RE Advising on Corporate Finance 2016-12-08 2017-05-25
BGI225 LEE Cheuk Yu, Charles 李卓瑜 RE Advising on Corporate Finance 2015-10-09 2017-07-14
BGP653 WANG Di RE Advising on Corporate Finance 2015-12-04 2017-01-07
BGX951 FUNG Fang Shun 馮昉淳 RE Advising on Corporate Finance 2016-02-01 2016-11-30
BHA268 HO Garrick Chun Lim 何駿廉 RE Advising on Corporate Finance 2016-09-02 2017-03-28
BIG061 GE Yang 葛暘 RE Advising on Corporate Finance 2016-09-19 2016-11-22
BIJ840 LAU Wai Ho 柳蔚濠 RE Advising on Corporate Finance 2017-08-02 2018-10-06
BIJ852 CHAN Kin Yan 陳建因 RE Advising on Corporate Finance 2016-11-14
BIV167 CHAN Tze Wang 陳子宏 RE Advising on Corporate Finance 2018-04-09
BIX214 ZENG Shiru 曾詩茹 RE Advising on Corporate Finance 2017-01-13
BJH821 WANG Jiayu 王家玉 RE Advising on Corporate Finance 2017-04-03 2017-06-30
BJI628 DONG Chaojing 董朝京 RE Advising on Corporate Finance 2017-04-19 2017-06-30
BJT510 ZHAO Xinyue 趙欣悅 RE Advising on Corporate Finance 2017-07-10
BKR693 CHAN Po Yan 陳寶欣 RE Advising on Corporate Finance 2017-09-18
BKR873 QIAO Yashuang 喬雅霜 RE Advising on Corporate Finance 2018-11-02
BLI507 CHOI Kien Lun, Kevin 蔡建倫 RE Advising on Corporate Finance 2017-10-30 2017-11-27
BNC581 QIN Yu 秦雨 RE Advising on Corporate Finance 2018-06-20
BNH088 JU Linlin 具霖臨 RE Advising on Corporate Finance 2018-07-26

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