Hong Kong SFC licence institution AAI641, SPS Investment Services Limited 新寶城投資顧問有限公司

These are the licence-holders that were found for SFC licence institution AAI641 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD423 LAU Chi Ching, Vincent 劉志楨 RE Dealing in Securities 2003-04-01 2003-10-02
AAD425 POON Cheung Fung, David 潘長風 RE Dealing in Securities 2003-04-01 2003-10-02
AAD425 POON Cheung Fung, David 潘長風 RO Advising on Securities 2003-04-01
AAD425 POON Cheung Fung, David 潘長風 RO Advising on Corporate Finance 2003-04-01 2018-04-13
AAD425 POON Cheung Fung, David 潘長風 RE Asset Management 2005-01-25 2005-01-26
AAD425 POON Cheung Fung, David 潘長風 RO Asset Management 2003-04-01 2005-01-25
AAY364 LAM Ming Hing, Albert 林明興 RE Dealing in Securities 2003-04-01 2003-10-02
ACB661 TING Kwok Hing 丁國慶 RE Dealing in Securities 2003-04-01 2003-10-02
ACD916 LAU Wai Ming 劉偉明 RE Dealing in Securities 2003-04-01 2003-10-02
ACD916 LAU Wai Ming 劉偉明 RO Advising on Securities 2005-01-26
ACD916 LAU Wai Ming 劉偉明 RO Advising on Corporate Finance 2005-01-26 2018-04-13
ACQ501 LAM Hoi Fung 林海峰 RE Dealing in Securities 2003-04-01 2003-08-19
ADI950 WONG Wai Chi 黃偉志 RE Dealing in Securities 2003-04-01 2003-10-02
AZL821 LI Man Hong 李民康 RE Advising on Securities 2016-02-23

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