Below are the licence-holders that were found for SFC licence institution AAI641 on the SFC website.
SPS Investment Services Limited
新寶城投資顧問有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAD423 | LAU Chi Ching, Vincent | 劉志楨 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| AAD425 | POON Cheung Fung, David | 潘長風 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| AAD425 | POON Cheung Fung, David | 潘長風 | RO | Advising on Securities | 2003-04-01 | |
| AAD425 | POON Cheung Fung, David | 潘長風 | RO | Advising on Corporate Finance | 2003-04-01 | 2018-04-13 |
| AAD425 | POON Cheung Fung, David | 潘長風 | RE | Asset Management | 2005-01-25 | 2005-01-26 |
| AAD425 | POON Cheung Fung, David | 潘長風 | RO | Asset Management | 2003-04-01 | 2005-01-25 |
| AAY364 | LAM Ming Hing, Albert | 林明興 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| ACB661 | TING Kwok Hing | 丁國慶 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| ACD916 | LAU Wai Ming | 劉偉明 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| ACD916 | LAU Wai Ming | 劉偉明 | RO | Advising on Securities | 2005-01-26 | |
| ACD916 | LAU Wai Ming | 劉偉明 | RO | Advising on Corporate Finance | 2005-01-26 | 2018-04-13 |
| ACQ501 | LAM Hoi Fung | 林海峰 | RE | Dealing in Securities | 2003-04-01 | 2003-08-19 |
| ADI950 | WONG Wai Chi | 黃偉志 | RE | Dealing in Securities | 2003-04-01 | 2003-10-02 |
| AZL821 | LI Man Hong | 李民康 | RE | Advising on Securities | 2016-02-23 |
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