Hong Kong SFC licence institution AAI751, UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAI751 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Dealing in Securities 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Asset Management 2003-04-01 2005-08-23
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Dealing in Securities 2005-01-18 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Securities 2003-04-01 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Corporate Finance 2003-04-01 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Asset Management 2005-01-18 2005-10-31
AAI759 CHAN Tze Leung 陳子亮 RO Dealing in Securities 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Securities 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Corporate Finance 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Asset Management 2003-04-01 2008-04-01
AAI778 YUNG Wai Kai 翁偉佳 RO Dealing in Securities 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Advising on Securities 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Advising on Corporate Finance 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Asset Management 2003-04-01 2004-06-04
ABM002 LEE Man Sau, Patricia 李文秀 RE Dealing in Securities 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Dealing in Securities 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Advising on Securities 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Advising on Securities 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Advising on Corporate Finance 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Advising on Corporate Finance 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Asset Management 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Asset Management 2005-04-01 2008-04-01
ABX510 YIP Kwok Kwan 葉國均 RE Dealing in Securities 2005-07-12 2005-08-29
ABX510 YIP Kwok Kwan 葉國均 RO Dealing in Securities 2005-08-29 2011-03-01
ABX510 YIP Kwok Kwan 葉國均 RE Advising on Securities 2005-07-12 2005-08-29
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Securities 2005-08-29 2011-03-01
ABX510 YIP Kwok Kwan 葉國均 RE Advising on Corporate Finance 2005-07-12 2005-08-29
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Corporate Finance 2005-08-29 2011-03-01
ACH474 CHEUNG Mo Yin 張舞燕 RE Dealing in Securities 2004-10-08 2005-10-07
ACH474 CHEUNG Mo Yin 張舞燕 RO Dealing in Securities 2005-10-07 2006-04-02
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Securities 2004-10-08 2005-10-07
ACH474 CHEUNG Mo Yin 張舞燕 RO Advising on Securities 2005-10-07 2006-04-02
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Corporate Finance 2004-07-10 2005-10-07
ACH474 CHEUNG Mo Yin 張舞燕 RO Advising on Corporate Finance 2005-10-07 2006-04-02
ADE459 GUO Tianjue 郭天覺 RE Dealing in Securities 2003-08-18 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Advising on Securities 2003-04-01 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Advising on Corporate Finance 2003-04-01 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Asset Management 2003-04-01 2005-10-03
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Dealing in Securities 2004-12-16 2005-09-06
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Advising on Securities 2004-12-16 2005-09-06
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Advising on Corporate Finance 2004-08-05 2005-09-06
AFP991 CHOY Kam Lun 蔡錦倫 RE Dealing in Securities 2006-03-29 2007-05-18
AFP991 CHOY Kam Lun 蔡錦倫 RE Advising on Securities 2005-12-09 2007-05-18
AFP991 CHOY Kam Lun 蔡錦倫 RE Advising on Corporate Finance 2005-12-09 2007-05-18
AFS967 WONG Susan 王素珊 RE Dealing in Securities 2003-08-18 2003-10-23
AFS967 WONG Susan 王素珊 RE Advising on Securities 2003-04-01 2003-10-23
AFS967 WONG Susan 王素珊 RE Advising on Corporate Finance 2003-04-01 2003-10-23
AFS967 WONG Susan 王素珊 RE Asset Management 2003-04-01 2003-10-23
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Dealing in Securities 2005-07-15 2006-10-09
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Dealing in Securities 2006-10-09 2009-11-28
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Securities 2005-07-15 2006-10-09
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Advising on Securities 2006-10-09 2009-11-28
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Corporate Finance 2005-07-15 2006-10-09
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Advising on Corporate Finance 2006-10-09 2009-11-28
AFX948 LAM Chi Kan 林志勤 RE Dealing in Securities 2003-08-18 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Advising on Securities 2003-04-01 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Advising on Corporate Finance 2003-04-01 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Asset Management 2003-04-01 2004-06-04
AGE924 TESLUK Timothy Michael RE Dealing in Securities 2003-08-18 2005-08-31
AGE924 TESLUK Timothy Michael RE Advising on Securities 2003-04-01 2005-08-31
AGE924 TESLUK Timothy Michael RE Advising on Corporate Finance 2003-04-01 2005-08-31
AGE924 TESLUK Timothy Michael RE Asset Management 2003-04-01 2005-08-31
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Dealing in Securities 2003-08-18 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Securities 2003-04-01 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Corporate Finance 2003-04-01 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Asset Management 2003-04-01 2005-09-22
AGJ902 KO Wilson Wai Shun 高偉舜 RE Dealing in Securities 2003-08-18 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Securities 2003-04-01 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Corporate Finance 2003-04-01 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Asset Management 2003-04-01 2004-06-04
AHC408 JEN Christopher Weiyuan 任維遠 RE Dealing in Securities 2003-08-18 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Advising on Securities 2003-04-01 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Advising on Corporate Finance 2003-04-01 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Asset Management 2003-04-01 2004-08-09
AHJ433 YEUNG Tin Long 楊天朗 RE Dealing in Securities 2003-08-18 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Securities 2003-04-01 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Corporate Finance 2003-04-01 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Asset Management 2003-04-01 2005-11-02
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2005-08-03 2005-11-24
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Dealing in Securities 2005-11-24 2008-03-01
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Securities 2005-08-03 2005-11-24
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Securities 2005-11-24 2008-03-01
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2005-08-03 2005-11-24
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Corporate Finance 2005-11-24 2008-03-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Dealing in Securities 2007-05-14 2008-03-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Securities 2007-05-14 2008-03-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2007-05-14 2008-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RE Dealing in Securities 2006-04-27 2010-10-27
AJK800 KWOK Lai Tsui 郭麗翠 RO Dealing in Securities 2010-10-27 2011-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RE Advising on Securities 2006-04-27 2010-10-27
AJK800 KWOK Lai Tsui 郭麗翠 RO Advising on Securities 2010-10-27 2011-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RE Advising on Corporate Finance 2006-01-09 2010-10-27
AJK800 KWOK Lai Tsui 郭麗翠 RO Advising on Corporate Finance 2010-10-27 2011-03-01
ALU744 YUE Ho Tung, Tony 余浩東 RE Dealing in Securities 2005-03-29 2005-11-26
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Securities 2005-03-29 2005-11-26
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Corporate Finance 2005-03-29 2005-11-26
ALU917 HUA Ni 華霓 RE Dealing in Securities 2005-03-29 2005-11-01
ALU917 HUA Ni 華霓 RE Advising on Securities 2005-03-29 2005-11-01
ALU917 HUA Ni 華霓 RE Advising on Corporate Finance 2005-03-29 2005-11-01
AMS243 WONG Wing Wah 黃穎華 RE Dealing in Securities 2006-01-03 2008-03-01
AMS243 WONG Wing Wah 黃穎華 RE Advising on Securities 2006-01-03 2008-03-01
AMS243 WONG Wing Wah 黃穎華 RE Advising on Corporate Finance 2006-01-03 2008-03-01
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Dealing in Securities 2006-04-20 2008-02-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Securities 2006-04-20 2008-02-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2006-04-20 2008-02-10
ANG973 LEE Ka Fai 李嘉輝 RE Dealing in Securities 2006-05-26 2009-08-11
ANG973 LEE Ka Fai 李嘉輝 RE Advising on Securities 2006-05-26 2009-08-11
ANG973 LEE Ka Fai 李嘉輝 RE Advising on Corporate Finance 2006-05-26 2009-08-11
ANH409 CHAN Kwok Chun 陳國俊 RE Dealing in Securities 2006-05-26 2010-05-07
ANH409 CHAN Kwok Chun 陳國俊 RE Advising on Securities 2006-05-26 2010-05-07
ANH409 CHAN Kwok Chun 陳國俊 RE Advising on Corporate Finance 2006-05-26 2010-05-07
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Dealing in Securities 2006-06-23 2007-04-06
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Advising on Securities 2006-06-23 2007-04-06
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Advising on Corporate Finance 2006-06-23 2007-04-06
APH097 KOH Kwai Yim 高貴艷 RE Dealing in Securities 2007-08-21 2008-01-08
APH097 KOH Kwai Yim 高貴艷 RO Dealing in Securities 2008-01-08 2011-03-01
APH097 KOH Kwai Yim 高貴艷 RE Advising on Securities 2007-08-21 2008-01-08
APH097 KOH Kwai Yim 高貴艷 RO Advising on Securities 2008-01-08 2011-03-01
APH097 KOH Kwai Yim 高貴艷 RE Advising on Corporate Finance 2007-08-21 2008-01-08
APH097 KOH Kwai Yim 高貴艷 RO Advising on Corporate Finance 2008-01-08 2011-03-01
APH114 LAM Sau Yi 林秀儀 RE Dealing in Securities 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Advising on Securities 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Advising on Corporate Finance 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Asset Management 2007-08-21 2008-04-01
APL664 YIM Yee Kei 嚴依淇 RE Dealing in Securities 2007-09-25 2008-01-10
APL664 YIM Yee Kei 嚴依淇 RE Advising on Securities 2007-09-25 2008-01-10
APL664 YIM Yee Kei 嚴依淇 RE Advising on Corporate Finance 2007-09-25 2008-01-10
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Dealing in Securities 2009-09-11 2010-11-06
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Advising on Securities 2009-09-11 2010-11-06
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Advising on Corporate Finance 2009-09-11 2010-11-06
AUX369 LAM Long Hin, Hiram 林朗軒 RE Dealing in Securities 2010-05-04 2011-03-01
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Securities 2010-05-04 2011-03-01
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Corporate Finance 2010-05-04 2011-03-01

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