Hong Kong SFC licence institution AAI872, UOB Finance (HK) Limited 大華金融(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAI872 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI759 CHAN Tze Leung 陳子亮 RO Dealing in Securities 2003-04-01 2005-12-09
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Securities 2003-04-01 2005-12-09
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Corporate Finance 2003-04-01 2005-12-09
AAI759 CHAN Tze Leung 陳子亮 RO Asset Management 2003-04-01 2005-12-09
ADD017 KWONG Sek Yuen 鄺錫源 RE Dealing in Securities 2003-04-01 2006-01-13
ADD017 KWONG Sek Yuen 鄺錫源 RE Advising on Securities 2003-04-01 2004-03-02
ADD017 KWONG Sek Yuen 鄺錫源 RE Advising on Securities 2005-01-14 2006-01-13
ADD017 KWONG Sek Yuen 鄺錫源 RE Advising on Corporate Finance 2003-04-01 2004-03-02
ADD017 KWONG Sek Yuen 鄺錫源 RE Asset Management 2003-04-01 2004-03-02
AFD836 TANG Poon Wing 鄧本榮 RO Dealing in Securities 2005-03-31 2005-12-09
AFD836 TANG Poon Wing 鄧本榮 RO Advising on Securities 2005-03-31 2005-12-09
AFD836 TANG Poon Wing 鄧本榮 RO Advising on Corporate Finance 2005-03-31 2005-10-01
AFD836 TANG Poon Wing 鄧本榮 RO Asset Management 2005-03-31 2005-10-01

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