Hong Kong SFC licence institution AAJ177, Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAJ177 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB920 SO Hon Ming, Francis 蘇漢明 RE Advising on Securities 2003-04-01 2003-08-18
AAB920 SO Hon Ming, Francis 蘇漢明 RE Advising on Futures Contracts 2003-04-01 2004-12-15
AAB920 SO Hon Ming, Francis 蘇漢明 RO Advising on Futures Contracts 2004-12-15 2005-11-18
AAB920 SO Hon Ming, Francis 蘇漢明 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AAB920 SO Hon Ming, Francis 蘇漢明 RE Asset Management 2003-04-01 2004-12-15
AAB920 SO Hon Ming, Francis 蘇漢明 RO Asset Management 2004-12-15 2005-11-18
AAK414 SEETOH Lin Yoke 司徒蓮玉 RO Dealing in Securities 2003-08-29 2004-10-08
AAK414 SEETOH Lin Yoke 司徒蓮玉 RE Advising on Securities 2003-04-01 2004-10-08
AAK414 SEETOH Lin Yoke 司徒蓮玉 RE Advising on Futures Contracts 2003-08-27 2004-10-08
AAK414 SEETOH Lin Yoke 司徒蓮玉 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AAK414 SEETOH Lin Yoke 司徒蓮玉 RE Asset Management 2003-04-01 2004-10-08
AAX343 LI Sek Fu 李錫富 RE Dealing in Securities 2003-09-01 2004-11-09
AAX343 LI Sek Fu 李錫富 RO Dealing in Securities 2004-11-09 2015-03-03
AAX343 LI Sek Fu 李錫富 RE Advising on Securities 2003-04-01 2004-11-09
AAX343 LI Sek Fu 李錫富 RO Advising on Securities 2004-11-09 2015-03-03
AAX343 LI Sek Fu 李錫富 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AAX343 LI Sek Fu 李錫富 RE Asset Management 2003-04-01 2003-08-16
AAZ321 CONN Adam Howard Joseph RE Dealing in Securities 2012-07-03 2012-08-03
ABM486 SQUIRE James St. John RE Advising on Securities 2003-04-01 2004-08-31
ABM486 SQUIRE James St. John RE Advising on Futures Contracts 2003-04-01 2004-08-31
ABM486 SQUIRE James St. John RE Advising on Corporate Finance 2003-04-01 2003-08-16
ABM486 SQUIRE James St. John RE Asset Management 2003-04-01 2004-08-31
ABM600 LEE Lung Kwong, Vincent 李龍光 RE Advising on Securities 2004-02-25 2004-06-02
ABM600 LEE Lung Kwong, Vincent 李龍光 RE Advising on Futures Contracts 2004-02-25 2004-06-02
ABM600 LEE Lung Kwong, Vincent 李龍光 RE Asset Management 2004-02-25 2004-06-02
ABN716 YIP Sui Lin 葉瑞蓮 RE Dealing in Securities 2003-09-01 2008-02-14
ABN716 YIP Sui Lin 葉瑞蓮 RO Dealing in Securities 2008-02-14 2014-06-26
ABN716 YIP Sui Lin 葉瑞蓮 RE Advising on Securities 2003-04-01 2003-08-16
ABN716 YIP Sui Lin 葉瑞蓮 RE Advising on Futures Contracts 2003-04-01 2008-02-14
ABN716 YIP Sui Lin 葉瑞蓮 RO Advising on Futures Contracts 2008-02-14 2014-06-26
ABN716 YIP Sui Lin 葉瑞蓮 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ABN716 YIP Sui Lin 葉瑞蓮 RE Asset Management 2003-04-01 2008-02-14
ABN716 YIP Sui Lin 葉瑞蓮 RO Asset Management 2008-02-14 2014-06-26
ABT384 AU Yu Ching 區裕正 RE Dealing in Securities 2008-06-02 2011-03-01
ABT384 AU Yu Ching 區裕正 RE Advising on Securities 2007-08-14 2007-09-11
ABT384 AU Yu Ching 區裕正 RO Advising on Securities 2007-09-11 2011-03-01
ABT384 AU Yu Ching 區裕正 RE Advising on Futures Contracts 2007-08-14 2007-09-11
ABT384 AU Yu Ching 區裕正 RO Advising on Futures Contracts 2007-09-11 2011-03-01
ABT384 AU Yu Ching 區裕正 RE Asset Management 2007-08-14 2007-09-11
ABT384 AU Yu Ching 區裕正 RO Asset Management 2007-09-11 2011-03-01
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Dealing in Securities 2017-07-19
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Advising on Securities 2017-07-19 2018-12-12
ACC013 LEUNG Wang Kit, James 梁宏傑 RO Advising on Securities 2018-12-12
ACC013 LEUNG Wang Kit, James 梁宏傑 RO Advising on Futures Contracts 2018-12-12
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Asset Management 2017-07-19 2018-12-12
ACC013 LEUNG Wang Kit, James 梁宏傑 RO Asset Management 2018-12-12
ACC976 NG Joo Yeow Gerry 黃祖耀 RE Dealing in Securities 2004-12-07 2005-01-20
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Dealing in Securities 2005-01-20
ACC976 NG Joo Yeow Gerry 黃祖耀 RE Advising on Securities 2004-12-07 2005-01-20
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Advising on Securities 2005-01-20
ACC976 NG Joo Yeow Gerry 黃祖耀 RE Asset Management 2004-12-07 2005-01-20
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Asset Management 2005-01-20
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Dealing in Securities 2004-09-22 2004-09-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Dealing in Securities 2011-05-30 2011-07-12
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Dealing in Securities 2004-09-24 2007-02-18
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Dealing in Securities 2011-07-12 2017-01-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Dealing in Futures Contracts 2015-09-07 2017-01-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Advising on Securities 2004-09-22 2004-09-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Advising on Securities 2011-05-30 2011-07-12
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Advising on Securities 2004-09-24 2007-02-18
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Advising on Securities 2011-07-12 2017-01-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Advising on Futures Contracts 2004-09-22 2004-09-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Advising on Futures Contracts 2004-09-24 2007-02-18
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Advising on Futures Contracts 2012-04-23 2017-01-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Asset Management 2004-09-22 2004-09-24
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RE Asset Management 2011-05-30 2011-07-12
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Asset Management 2004-09-24 2007-02-18
ACJ160 SIT Wing Fai, Wilfred 薛永輝 RO Asset Management 2011-07-12 2017-01-24
ACW763 LAU Hing Sang 劉慶生 RE Advising on Securities 2003-04-01 2004-07-15
ACW763 LAU Hing Sang 劉慶生 RE Advising on Futures Contracts 2003-04-01 2003-08-27
ACW763 LAU Hing Sang 劉慶生 RO Advising on Futures Contracts 2003-08-27 2004-07-15
ACW763 LAU Hing Sang 劉慶生 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ACW763 LAU Hing Sang 劉慶生 RE Asset Management 2003-04-01 2003-08-27
ACW763 LAU Hing Sang 劉慶生 RO Asset Management 2003-08-27 2004-07-15
ACW769 CHUNG Ka Fai Franki 鍾家輝 RO Dealing in Securities 2007-05-09 2009-11-30
ACW769 CHUNG Ka Fai Franki 鍾家輝 RO Advising on Securities 2007-05-09 2009-11-30
ACW769 CHUNG Ka Fai Franki 鍾家輝 RO Advising on Futures Contracts 2007-05-09 2009-11-30
ACW769 CHUNG Ka Fai Franki 鍾家輝 RO Asset Management 2007-05-09 2009-11-30
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Dealing in Securities 2004-09-22 2004-09-24
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Dealing in Securities 2005-05-23 2005-07-18
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Dealing in Securities 2004-09-24 2005-05-23
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Dealing in Securities 2005-07-18 2010-07-01
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Advising on Securities 2004-09-22 2004-09-24
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Advising on Securities 2005-05-23 2005-07-18
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Advising on Securities 2004-09-24 2005-05-23
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Advising on Securities 2005-07-18 2010-07-01
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Advising on Futures Contracts 2004-09-22 2004-09-24
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Advising on Futures Contracts 2004-09-24 2010-07-01
ADB611 CHAN Yue Hung, Henry 陳裕雄 RE Asset Management 2004-09-22 2004-09-24
ADB611 CHAN Yue Hung, Henry 陳裕雄 RO Asset Management 2004-09-24 2010-07-01
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Dealing in Securities 2006-04-19 2007-04-13
ADJ380 ANG Tai Yue, Eric 洪大裕 RO Dealing in Securities 2007-04-13 2007-08-18
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Advising on Futures Contracts 2006-04-19 2007-04-13
ADJ380 ANG Tai Yue, Eric 洪大裕 RO Advising on Futures Contracts 2007-04-13 2007-08-18
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Asset Management 2006-04-19 2007-04-13
ADJ380 ANG Tai Yue, Eric 洪大裕 RO Asset Management 2007-04-13 2007-08-18
ADJ631 LUO Laura Ying 羅瑩 RE Dealing in Securities 2013-09-12
ADJ631 LUO Laura Ying 羅瑩 RE Advising on Securities 2013-09-12 2018-02-28
ADJ631 LUO Laura Ying 羅瑩 RO Advising on Securities 2018-02-28
ADJ631 LUO Laura Ying 羅瑩 RE Advising on Futures Contracts 2013-09-12
ADJ631 LUO Laura Ying 羅瑩 RE Asset Management 2013-09-12 2018-02-28
ADJ631 LUO Laura Ying 羅瑩 RO Asset Management 2018-02-28
ADL512 CHANG Tat Sean 鄭達成 RE Dealing in Securities 2012-05-08 2012-07-10
ADL512 CHANG Tat Sean 鄭達成 RO Dealing in Securities 2012-07-10 2018-01-26
ADL512 CHANG Tat Sean 鄭達成 RE Advising on Securities 2012-05-08 2012-07-10
ADL512 CHANG Tat Sean 鄭達成 RO Advising on Securities 2012-07-10 2018-01-26
ADL512 CHANG Tat Sean 鄭達成 RE Advising on Futures Contracts 2012-06-01 2013-12-10
ADL512 CHANG Tat Sean 鄭達成 RO Advising on Futures Contracts 2013-12-10 2018-01-26
ADL512 CHANG Tat Sean 鄭達成 RE Asset Management 2012-05-08 2012-07-10
ADL512 CHANG Tat Sean 鄭達成 RO Asset Management 2012-07-10 2018-01-26
ADS441 CO Lai Ling 許麗玲 RE Advising on Securities 2003-04-01 2004-11-16
ADS441 CO Lai Ling 許麗玲 RO Advising on Securities 2004-11-16 2007-09-04
ADS441 CO Lai Ling 許麗玲 RE Advising on Futures Contracts 2003-04-01 2004-11-16
ADS441 CO Lai Ling 許麗玲 RO Advising on Futures Contracts 2004-11-16 2007-09-04
ADS441 CO Lai Ling 許麗玲 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ADS441 CO Lai Ling 許麗玲 RE Asset Management 2003-04-01 2004-11-16
ADS441 CO Lai Ling 許麗玲 RO Asset Management 2004-11-16 2007-09-04
ADT127 DO Khiem Trong RO Dealing in Securities 2004-10-08
ADT127 DO Khiem Trong RO Dealing in Futures Contracts 2016-12-30
ADT127 DO Khiem Trong RO Advising on Securities 2003-04-01
ADT127 DO Khiem Trong RO Advising on Futures Contracts 2003-04-01
ADT127 DO Khiem Trong RO Advising on Corporate Finance 2003-04-01 2003-08-20
ADT127 DO Khiem Trong RO Asset Management 2003-04-01
ADT525 YIU Wai Yu 姚惠瑜 RE Advising on Securities 2003-04-01 2003-08-18
ADT525 YIU Wai Yu 姚惠瑜 RE Advising on Futures Contracts 2003-04-01 2003-07-25
ADT525 YIU Wai Yu 姚惠瑜 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ADT525 YIU Wai Yu 姚惠瑜 RE Asset Management 2003-04-01 2005-08-15
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Advising on Securities 2003-04-01 2003-10-27
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Advising on Futures Contracts 2003-04-01 2003-10-27
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Asset Management 2003-04-01 2003-10-27
ADX373 LEE Hyung Jin 李烱陳 RE Dealing in Securities 2008-06-02 2015-07-13
ADX373 LEE Hyung Jin 李烱陳 RO Dealing in Securities 2015-07-13
ADX373 LEE Hyung Jin 李烱陳 RE Dealing in Futures Contracts 2018-10-10
ADX373 LEE Hyung Jin 李烱陳 RO Dealing in Futures Contracts 2018-03-08 2018-10-10
ADX373 LEE Hyung Jin 李烱陳 RE Advising on Securities 2004-12-30 2015-07-13
ADX373 LEE Hyung Jin 李烱陳 RO Advising on Securities 2015-07-13
ADX373 LEE Hyung Jin 李烱陳 RE Advising on Futures Contracts 2004-12-30 2018-03-08
ADX373 LEE Hyung Jin 李烱陳 RE Advising on Futures Contracts 2018-10-10
ADX373 LEE Hyung Jin 李烱陳 RO Advising on Futures Contracts 2018-03-08 2018-10-10
ADX373 LEE Hyung Jin 李烱陳 RE Asset Management 2004-12-30 2018-03-08
ADX373 LEE Hyung Jin 李烱陳 RE Asset Management 2018-10-10
ADX373 LEE Hyung Jin 李烱陳 RO Asset Management 2018-03-08 2018-10-10
ADY284 CHAN Chi Chow 陳致洲 RE Advising on Securities 2003-04-01 2004-10-14
ADY284 CHAN Chi Chow 陳致洲 RE Advising on Futures Contracts 2003-04-01 2004-10-14
ADY284 CHAN Chi Chow 陳致洲 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ADY284 CHAN Chi Chow 陳致洲 RE Asset Management 2003-04-01 2004-10-14
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Dealing in Securities 2008-05-28 2010-03-31
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Advising on Securities 2008-05-28 2010-03-31
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Asset Management 2008-05-28 2010-03-31
AEA299 LEUNG Chor Ming 梁礎銘 RE Dealing in Securities 2004-09-14 2004-12-06
AEA299 LEUNG Chor Ming 梁礎銘 RE Advising on Futures Contracts 2004-09-14 2004-12-06
AEA299 LEUNG Chor Ming 梁礎銘 RE Asset Management 2004-09-14 2004-12-06
AEG179 WONG Wai Man, Patricia 王瑋雯 RE Asset Management 2003-11-10 2007-03-17
AEH759 YUNG Pui Man, Jamie 容佩文 RE Dealing in Securities 2003-09-01 2005-05-10
AEH759 YUNG Pui Man, Jamie 容佩文 RE Advising on Securities 2003-04-01 2005-05-10
AEH759 YUNG Pui Man, Jamie 容佩文 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AEH759 YUNG Pui Man, Jamie 容佩文 RE Asset Management 2003-04-01 2003-08-16
AEI864 RICHARDSON Alan Jack Newman RE Advising on Securities 2003-04-01 2003-08-18
AEI864 RICHARDSON Alan Jack Newman RE Advising on Futures Contracts 2003-04-01 2003-07-25
AEI864 RICHARDSON Alan Jack Newman RE Advising on Futures Contracts 2006-06-23 2006-11-14
AEI864 RICHARDSON Alan Jack Newman RE Advising on Corporate Finance 2003-04-01 2003-08-18
AEI864 RICHARDSON Alan Jack Newman RE Asset Management 2003-04-01 2006-11-14
AEM141 LO Sing 盧勝 RE Dealing in Securities 2005-03-02 2005-05-04
AEM141 LO Sing 盧勝 RO Dealing in Securities 2005-05-04 2015-11-10
AEM141 LO Sing 盧勝 RO Advising on Securities 2005-05-04 2015-11-10
AEM141 LO Sing 盧勝 RO Advising on Futures Contracts 2005-05-04 2015-11-10
AEM141 LO Sing 盧勝 RO Asset Management 2005-05-04 2015-11-10
AEM645 TAM Zumin Patrick Jr. 譚祖岷 RE Dealing in Securities 2007-07-19 2016-04-24
AEM645 TAM Zumin Patrick Jr. 譚祖岷 RE Advising on Securities 2007-07-19 2016-04-24
AEN139 CHAN Ivy 陳亭希 RE Dealing in Securities 2007-10-18 2015-09-07
AEN139 CHAN Ivy 陳亭希 RO Dealing in Securities 2015-09-07
AEN139 CHAN Ivy 陳亭希 RO Dealing in Futures Contracts 2015-09-07
AEN139 CHAN Ivy 陳亭希 RE Advising on Securities 2014-10-13 2016-01-22
AEN139 CHAN Ivy 陳亭希 RO Advising on Securities 2016-01-22
AEN139 CHAN Ivy 陳亭希 RE Advising on Futures Contracts 2008-12-22 2016-01-22
AEN139 CHAN Ivy 陳亭希 RO Advising on Futures Contracts 2016-01-22
AEN139 CHAN Ivy 陳亭希 RE Asset Management 2007-09-10
AEN692 BONE Sydney Maurice RO Dealing in Securities 2003-08-29 2004-10-22
AEN692 BONE Sydney Maurice RO Advising on Securities 2003-04-01 2004-10-22
AEN692 BONE Sydney Maurice RO Advising on Futures Contracts 2003-08-29 2004-10-22
AEN692 BONE Sydney Maurice RO Advising on Corporate Finance 2003-04-01 2003-08-25
AEN692 BONE Sydney Maurice RO Asset Management 2003-04-01 2004-10-22
AEQ438 CHENG Pui Yan 鄭珮欣 RE Dealing in Securities 2005-08-01 2011-08-01
AEQ438 CHENG Pui Yan 鄭珮欣 RE Advising on Securities 2005-08-01 2011-08-01
AEX954 FUNG Yuen Fun 馮婉芬 RE Dealing in Securities 2007-02-07 2007-05-11
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Securities 2007-02-07 2007-05-11
AFF231 TSE Pui Kwan 謝佩坤 RE Dealing in Securities 2013-07-12 2018-06-27
AFF231 TSE Pui Kwan 謝佩坤 RE Advising on Securities 2013-07-12 2018-06-27
AFF231 TSE Pui Kwan 謝佩坤 RE Asset Management 2013-07-12 2018-06-27
AFM342 TANG Ka Nam 鄧嘉南 RE Dealing in Securities 2013-05-13 2014-01-27
AFM342 TANG Ka Nam 鄧嘉南 RO Dealing in Securities 2014-01-27 2014-04-30
AFM342 TANG Ka Nam 鄧嘉南 RE Advising on Securities 2013-05-13 2014-01-27
AFM342 TANG Ka Nam 鄧嘉南 RO Advising on Securities 2014-01-27 2014-04-30
AFM342 TANG Ka Nam 鄧嘉南 RE Asset Management 2013-05-13 2014-01-27
AFM342 TANG Ka Nam 鄧嘉南 RO Asset Management 2014-01-27 2014-04-30
AFT405 LI Kong, James 李剛 RE Dealing in Securities 2014-07-04 2014-10-14
AFT405 LI Kong, James 李剛 RO Dealing in Securities 2014-10-14
AFT405 LI Kong, James 李剛 RE Dealing in Futures Contracts 2015-11-18 2017-10-31
AFT405 LI Kong, James 李剛 RO Dealing in Futures Contracts 2017-10-31
AFT405 LI Kong, James 李剛 RE Advising on Securities 2014-07-04 2014-10-14
AFT405 LI Kong, James 李剛 RO Advising on Securities 2014-10-14
AFT405 LI Kong, James 李剛 RE Advising on Futures Contracts 2014-07-04 2017-10-31
AFT405 LI Kong, James 李剛 RO Advising on Futures Contracts 2017-10-31
AFT405 LI Kong, James 李剛 RE Asset Management 2014-07-04
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Dealing in Securities 2015-04-08 2017-07-06
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RO Dealing in Securities 2017-07-06 2018-10-12
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Advising on Securities 2015-04-08 2017-07-06
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RO Advising on Securities 2017-07-06 2018-10-12
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Asset Management 2015-04-08 2018-10-12
AGB717 KWAN Chi Wang 關子宏 RE Dealing in Securities 2011-04-04 2012-01-02
AGB717 KWAN Chi Wang 關子宏 RE Advising on Securities 2011-04-04 2012-01-02
AGB717 KWAN Chi Wang 關子宏 RE Advising on Futures Contracts 2011-04-04 2012-01-02
AGB717 KWAN Chi Wang 關子宏 RE Asset Management 2011-04-04 2012-01-02
AGJ508 LEUNG Alan 梁起麟 RE Advising on Securities 2003-04-01 2003-08-18
AGJ508 LEUNG Alan 梁起麟 RE Advising on Futures Contracts 2003-04-01 2004-08-29
AGJ508 LEUNG Alan 梁起麟 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AGJ508 LEUNG Alan 梁起麟 RE Asset Management 2003-04-01 2004-08-29
AGK719 YU Tin Yau, Elvin 余天佑 RE Dealing in Securities 2005-05-04 2008-12-11
AGK719 YU Tin Yau, Elvin 余天佑 RE Advising on Securities 2005-05-04 2008-12-11
AGK719 YU Tin Yau, Elvin 余天佑 RE Asset Management 2005-05-04 2008-12-11
AGK783 LEE Ada Man Wai 李敏慧 RE Advising on Securities 2003-04-01 2003-07-06
AGK783 LEE Ada Man Wai 李敏慧 RE Advising on Securities 2004-11-23 2006-04-30
AGK783 LEE Ada Man Wai 李敏慧 RE Advising on Futures Contracts 2003-04-01 2003-07-06
AGK783 LEE Ada Man Wai 李敏慧 RE Advising on Futures Contracts 2004-11-23 2006-04-30
AGK783 LEE Ada Man Wai 李敏慧 RE Advising on Corporate Finance 2003-04-01 2003-07-06
AGK783 LEE Ada Man Wai 李敏慧 RE Asset Management 2003-04-01 2003-07-06
AGK783 LEE Ada Man Wai 李敏慧 RE Asset Management 2004-11-23 2006-04-30
AGK822 LEE Wing Loy, Joyce 李詠萊 RE Advising on Securities 2003-04-01 2003-08-19
AGK822 LEE Wing Loy, Joyce 李詠萊 RE Advising on Futures Contracts 2003-04-01 2003-07-25
AGK822 LEE Wing Loy, Joyce 李詠萊 RE Advising on Corporate Finance 2003-04-01 2003-08-19
AGK822 LEE Wing Loy, Joyce 李詠萊 RE Asset Management 2003-04-01 2003-09-01
AGL868 POON Ka Yee Joanna 潘嘉怡 RE Dealing in Securities 2010-04-12 2010-09-16
AGL868 POON Ka Yee Joanna 潘嘉怡 RE Advising on Securities 2010-04-12 2010-09-16
AGL868 POON Ka Yee Joanna 潘嘉怡 RE Asset Management 2010-04-12 2010-09-16
AHJ589 SHUM Wai Chun 沈偉俊 RE Dealing in Securities 2010-08-02 2010-12-20
AHJ589 SHUM Wai Chun 沈偉俊 RO Dealing in Securities 2010-12-20 2012-02-01
AHJ589 SHUM Wai Chun 沈偉俊 RE Advising on Securities 2010-08-02 2010-12-20
AHJ589 SHUM Wai Chun 沈偉俊 RO Advising on Securities 2010-12-20 2012-02-01
AHJ589 SHUM Wai Chun 沈偉俊 RE Asset Management 2010-08-02 2010-12-20
AHJ589 SHUM Wai Chun 沈偉俊 RO Asset Management 2010-12-20 2012-02-01
AJA981 POON Chi Lik, Eric 潘智力 RE Dealing in Securities 2012-05-21 2013-07-22
AJA981 POON Chi Lik, Eric 潘智力 RO Dealing in Securities 2013-07-22 2017-12-31
AJA981 POON Chi Lik, Eric 潘智力 RE Advising on Securities 2012-05-21 2013-07-22
AJA981 POON Chi Lik, Eric 潘智力 RO Advising on Securities 2013-07-22 2017-12-31
AJA981 POON Chi Lik, Eric 潘智力 RE Advising on Futures Contracts 2012-06-22 2017-12-31
AJA981 POON Chi Lik, Eric 潘智力 RE Asset Management 2012-05-21 2012-11-14
AJA981 POON Chi Lik, Eric 潘智力 RO Asset Management 2012-11-14 2017-12-31
AJF234 LEUNG Hung Piu 梁鴻標 RE Asset Management 2003-10-29 2004-10-12
AJI712 ZHONG Anna Hua RE Dealing in Securities 2017-08-31
AJI712 ZHONG Anna Hua RE Advising on Securities 2007-12-18 2009-05-06
AJI712 ZHONG Anna Hua RE Advising on Securities 2017-08-31
AJI712 ZHONG Anna Hua RE Asset Management 2007-08-15 2007-11-06
AJI712 ZHONG Anna Hua RE Asset Management 2017-08-31
AJI712 ZHONG Anna Hua RO Asset Management 2007-11-06 2009-05-06
AJJ580 DENG Hong Wen 鄧鴻文 RE Dealing in Securities 2008-06-02 2012-11-22
AJJ580 DENG Hong Wen 鄧鴻文 RO Dealing in Securities 2012-11-22 2013-08-30
AJJ580 DENG Hong Wen 鄧鴻文 RE Advising on Securities 2008-01-02 2012-11-22
AJJ580 DENG Hong Wen 鄧鴻文 RO Advising on Securities 2012-11-22 2013-08-30
AJJ580 DENG Hong Wen 鄧鴻文 RE Advising on Futures Contracts 2007-10-10 2013-04-16
AJJ580 DENG Hong Wen 鄧鴻文 RO Advising on Futures Contracts 2013-04-16 2013-08-30
AJJ580 DENG Hong Wen 鄧鴻文 RE Asset Management 2007-09-10 2007-10-25
AJJ580 DENG Hong Wen 鄧鴻文 RO Asset Management 2007-10-25 2013-08-30
AKN196 FONG Wai Cheong 方偉昌 RE Dealing in Securities 2004-09-15
AKN196 FONG Wai Cheong 方偉昌 RE Advising on Securities 2004-09-15 2018-08-16
AKN196 FONG Wai Cheong 方偉昌 RO Advising on Securities 2018-08-16
AKN196 FONG Wai Cheong 方偉昌 RE Advising on Futures Contracts 2004-09-15
AKN196 FONG Wai Cheong 方偉昌 RE Asset Management 2004-09-15 2018-08-16
AKN196 FONG Wai Cheong 方偉昌 RO Asset Management 2018-08-16
ALN045 LEUNG Lap Wai 梁立偉 RE Dealing in Securities 2011-07-22
ALN045 LEUNG Lap Wai 梁立偉 RE Advising on Securities 2011-07-22
ALN045 LEUNG Lap Wai 梁立偉 RE Asset Management 2011-07-22
ALN773 TSANG Sui Yu, Edith 曾瑞如 RE Dealing in Securities 2007-02-08 2007-07-06
ALN773 TSANG Sui Yu, Edith 曾瑞如 RE Advising on Securities 2007-02-08 2007-07-06
ALO251 CHEN Ji 陳濟 RE Dealing in Securities 2012-02-06 2015-07-24
ALO251 CHEN Ji 陳濟 RE Advising on Securities 2010-07-02 2015-07-24
ALO251 CHEN Ji 陳濟 RE Advising on Futures Contracts 2012-02-06 2015-07-24
ALO251 CHEN Ji 陳濟 RE Asset Management 2010-07-02 2015-07-24
ALU743 WANG Xiaoting 王晓亭 RE Advising on Securities 2006-09-18 2007-10-23
ALU743 WANG Xiaoting 王晓亭 RE Advising on Futures Contracts 2006-09-22 2007-10-23
ALU743 WANG Xiaoting 王晓亭 RE Asset Management 2006-09-22 2007-10-23
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Dealing in Securities 2015-07-06
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Advising on Securities 2011-01-19
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Advising on Futures Contracts 2015-07-06
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Asset Management 2011-01-19
AMI233 SITTON Jose Daniel RE Dealing in Securities 2016-09-22 2016-10-02
AMI233 SITTON Jose Daniel RE Advising on Securities 2016-09-22 2016-10-02
AMR299 LIM Soo Hai RE Dealing in Securities 2008-06-02 2018-09-11
AMR299 LIM Soo Hai RO Dealing in Securities 2018-09-11
AMR299 LIM Soo Hai RO Dealing in Futures Contracts 2018-09-11
AMR299 LIM Soo Hai RE Advising on Securities 2007-05-15 2018-09-11
AMR299 LIM Soo Hai RO Advising on Securities 2018-09-11
AMR299 LIM Soo Hai RE Advising on Futures Contracts 2006-06-23 2018-09-11
AMR299 LIM Soo Hai RO Advising on Futures Contracts 2018-09-11
AMR299 LIM Soo Hai RE Asset Management 2005-11-07 2018-09-11
AMR299 LIM Soo Hai RO Asset Management 2018-09-11
AMR825 LIN Ka Ho 連嘉豪 RE Dealing in Securities 2008-06-02 2010-02-24
AMR825 LIN Ka Ho 連嘉豪 RE Advising on Securities 2008-01-31 2010-02-24
AMR825 LIN Ka Ho 連嘉豪 RE Asset Management 2008-02-14 2010-02-24
ANK516 CHIN Sydney Chung Hin 陳松興 RE Dealing in Securities 2017-06-07
ANK516 CHIN Sydney Chung Hin 陳松興 RE Dealing in Futures Contracts 2017-06-07
ANK516 CHIN Sydney Chung Hin 陳松興 RE Asset Management 2017-06-07
ANM031 LEUNG Yiu Pan 梁耀斌 RE Dealing in Securities 2008-05-27 2016-10-01
ANM031 LEUNG Yiu Pan 梁耀斌 RE Advising on Securities 2008-05-27 2016-10-01
ANM031 LEUNG Yiu Pan 梁耀斌 RE Advising on Futures Contracts 2008-05-27 2016-10-01
ANM031 LEUNG Yiu Pan 梁耀斌 RE Asset Management 2008-05-27 2016-10-01
ANP432 CHOW Wai Kwong 周偉光 RE Dealing in Securities 2018-07-24
ANP432 CHOW Wai Kwong 周偉光 RE Advising on Securities 2018-07-24
AOA395 YE Lin 葉林 RE Dealing in Securities 2015-08-17 2016-04-07
AOA395 YE Lin 葉林 RE Advising on Securities 2015-08-17 2016-04-07
AOA395 YE Lin 葉林 RE Asset Management 2015-08-17 2016-04-07
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Securities 2008-07-25 2008-12-11
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Securities 2015-11-24 2016-10-15
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Futures Contracts 2015-11-24 2016-10-15
AOC914 HO Hoi Lam, Anita 何海琳 RE Advising on Securities 2015-11-24 2016-10-15
AOC914 HO Hoi Lam, Anita 何海琳 RE Advising on Futures Contracts 2008-08-07 2008-12-11
AOC914 HO Hoi Lam, Anita 何海琳 RE Advising on Futures Contracts 2015-11-24 2016-10-15
AOC914 HO Hoi Lam, Anita 何海琳 RE Asset Management 2008-08-07 2008-12-11
AOC914 HO Hoi Lam, Anita 何海琳 RE Asset Management 2015-11-24 2016-10-15
AOJ010 SHROFF Manoj Mahesh RE Dealing in Securities 2008-06-02 2010-06-16
AOJ010 SHROFF Manoj Mahesh RE Dealing in Securities 2012-03-19
AOJ010 SHROFF Manoj Mahesh RE Advising on Securities 2007-12-20 2010-06-16
AOJ010 SHROFF Manoj Mahesh RE Advising on Securities 2012-03-19
AOJ010 SHROFF Manoj Mahesh RE Advising on Futures Contracts 2007-01-02 2010-06-16
AOJ010 SHROFF Manoj Mahesh RE Advising on Futures Contracts 2012-03-19
AOJ010 SHROFF Manoj Mahesh RE Asset Management 2007-01-02 2010-06-16
AOJ010 SHROFF Manoj Mahesh RE Asset Management 2012-03-19
AOJ012 LEE Kai Yang 李凱揚 RE Dealing in Securities 2008-06-04 2014-08-28
AOJ012 LEE Kai Yang 李凱揚 RE Advising on Securities 2007-04-20 2014-08-28
AOJ012 LEE Kai Yang 李凱揚 RE Advising on Futures Contracts 2006-12-23 2014-08-28
AOJ012 LEE Kai Yang 李凱揚 RE Asset Management 2006-12-23 2014-08-28
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Dealing in Securities 2017-08-29 2018-02-22
AOQ704 LAU Ho Yee, Tracy 劉可兒 RO Dealing in Securities 2018-02-22
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Advising on Securities 2017-08-29 2018-02-22
AOQ704 LAU Ho Yee, Tracy 劉可兒 RO Advising on Securities 2018-02-22
AOV150 WEBMAN Jerry Allan RE Dealing in Securities 2007-04-23 2007-04-27
AOV150 WEBMAN Jerry Allan RE Advising on Securities 2007-04-23 2007-04-27
APD706 HONG Nahyoon 洪那玧 RE Dealing in Securities 2008-06-02
APD706 HONG Nahyoon 洪那玧 RE Advising on Securities 2007-06-29
APD706 HONG Nahyoon 洪那玧 RE Advising on Futures Contracts 2007-06-29
APD706 HONG Nahyoon 洪那玧 RE Asset Management 2007-06-29
APF754 LAU Wai Tat, Victor 劉偉達 RE Dealing in Securities 2016-09-30
APF754 LAU Wai Tat, Victor 劉偉達 RE Advising on Securities 2016-09-30
APH607 CHAN Chung Leung 陳頌良 RE Advising on Securities 2017-08-11
APH607 CHAN Chung Leung 陳頌良 RE Asset Management 2017-08-11
APV617 UGURTAS Ecehan RE Dealing in Securities 2007-10-22 2007-11-22
APV617 UGURTAS Ecehan RE Dealing in Securities 2011-01-13 2011-02-12
APV617 UGURTAS Ecehan RE Dealing in Securities 2012-04-23 2012-05-23
APV617 UGURTAS Ecehan RE Dealing in Securities 2012-09-27 2012-12-27
APV617 UGURTAS Ecehan RE Advising on Securities 2007-10-22 2007-11-22
APV617 UGURTAS Ecehan RE Advising on Securities 2011-01-13 2011-02-12
APV617 UGURTAS Ecehan RE Advising on Securities 2015-10-13 2015-10-16
APV617 UGURTAS Ecehan RE Advising on Futures Contracts 2015-10-13 2015-10-16
AQA848 JIANG Xiaojing 姜曉菁 RE Dealing in Securities 2010-04-12 2017-01-17
AQA848 JIANG Xiaojing 姜曉菁 RE Advising on Securities 2010-04-12 2017-01-17
AQA848 JIANG Xiaojing 姜曉菁 RE Asset Management 2010-04-12 2017-01-17
AQI007 BLAKE Jonathan Robert RE Dealing in Securities 2008-01-21 2008-02-21
AQI007 BLAKE Jonathan Robert RE Dealing in Securities 2011-03-23 2011-03-30
AQI007 BLAKE Jonathan Robert RE Advising on Securities 2008-01-21 2008-02-21
AQI007 BLAKE Jonathan Robert RE Advising on Securities 2011-03-23 2011-03-30
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Dealing in Securities 2016-03-30
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Advising on Securities 2016-03-30
ARD525 WU Hongqi 吳宏奇 RE Advising on Securities 2015-08-14
ARD525 WU Hongqi 吳宏奇 RE Asset Management 2015-08-14
ASH883 YEUNG Ka Man, Theresa 楊嘉雯 RE Dealing in Securities 2011-10-18 2014-10-17
ASH883 YEUNG Ka Man, Theresa 楊嘉雯 RE Advising on Securities 2011-10-18 2014-10-17
ASH883 YEUNG Ka Man, Theresa 楊嘉雯 RE Asset Management 2011-10-18 2014-10-17
ASY018 NG Chee Kwong Colin 吳志光 RE Dealing in Securities 2012-02-13 2012-08-07
ASY018 NG Chee Kwong Colin 吳志光 RE Advising on Securities 2009-12-23 2012-08-07
ASY018 NG Chee Kwong Colin 吳志光 RE Advising on Futures Contracts 2009-12-23 2012-08-07
ASY018 NG Chee Kwong Colin 吳志光 RE Asset Management 2009-12-23 2012-08-07
ATY167 WEI Zhenghui 韋正輝 RE Dealing in Securities 2015-04-10
ATY167 WEI Zhenghui 韋正輝 RE Advising on Securities 2015-04-10
ATY167 WEI Zhenghui 韋正輝 RE Asset Management 2015-04-10
AUF111 SCANDELLA Jean-Louis Patrick RE Dealing in Securities 2016-09-15 2016-10-01
AUF111 SCANDELLA Jean-Louis Patrick RE Advising on Securities 2015-10-14 2015-10-17
AUF111 SCANDELLA Jean-Louis Patrick RE Advising on Securities 2016-09-15 2016-10-01
AUF111 SCANDELLA Jean-Louis Patrick RE Advising on Futures Contracts 2015-10-14 2015-10-17
AUJ708 RONG Baiding 榮白丁 RE Advising on Securities 2016-08-18
AUZ101 LIU Danqing 劉丹青 RE Dealing in Securities 2017-09-07
AUZ101 LIU Danqing 劉丹青 RE Advising on Securities 2017-09-07
AUZ101 LIU Danqing 劉丹青 RE Asset Management 2017-09-07
AUZ498 KE Lei 柯雷 RE Dealing in Securities 2010-04-12 2015-03-27
AUZ498 KE Lei 柯雷 RE Advising on Securities 2010-04-12 2015-03-27
AUZ498 KE Lei 柯雷 RE Advising on Futures Contracts 2010-04-12 2015-03-27
AUZ498 KE Lei 柯雷 RE Asset Management 2010-04-12 2015-03-27
AUZ499 WANG Guoguang 王國光 RE Dealing in Securities 2010-04-12 2011-04-11
AUZ499 WANG Guoguang 王國光 RE Advising on Securities 2010-04-12 2011-04-11
AUZ499 WANG Guoguang 王國光 RE Advising on Futures Contracts 2010-04-12 2011-04-11
AUZ499 WANG Guoguang 王國光 RE Asset Management 2010-04-12 2011-04-11
AVY842 TANG Lin 唐琳 RE Dealing in Securities 2010-10-04 2014-12-17
AVY842 TANG Lin 唐琳 RE Advising on Securities 2010-10-04 2014-12-17
AVY842 TANG Lin 唐琳 RE Advising on Futures Contracts 2010-10-04 2014-12-17
AVY842 TANG Lin 唐琳 RE Asset Management 2010-10-04 2014-12-17
AWJ024 LIU Zhaoying 劉兆熒 RE Dealing in Securities 2018-06-11
AWJ024 LIU Zhaoying 劉兆熒 RE Advising on Securities 2018-06-11
AWQ219 PETRONIKOLOS Athanasios RE Dealing in Securities 2011-01-13 2011-02-12
AWQ219 PETRONIKOLOS Athanasios RE Advising on Securities 2011-01-13 2011-02-12
AWT374 LEE Calista Wuen Nee RE Dealing in Securities 2015-01-06
AWT374 LEE Calista Wuen Nee RE Advising on Securities 2015-01-06
AWT374 LEE Calista Wuen Nee RE Advising on Futures Contracts 2015-01-06
AWT374 LEE Calista Wuen Nee RE Asset Management 2015-01-06
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Dealing in Securities 2011-02-16 2012-05-21
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Advising on Securities 2011-02-16 2012-05-21
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Asset Management 2011-02-16 2012-05-21
AWW707 YANG Bo 楊博 RE Dealing in Securities 2014-06-03 2016-05-19
AWW707 YANG Bo 楊博 RE Advising on Securities 2014-06-03 2016-05-19
AWW707 YANG Bo 楊博 RE Advising on Futures Contracts 2014-07-14 2016-05-19
AWW707 YANG Bo 楊博 RE Asset Management 2014-07-14 2016-05-19
AXO912 LUI Anne 呂安妮 RE Dealing in Securities 2013-08-15 2014-09-30
AXO912 LUI Anne 呂安妮 RE Advising on Securities 2013-08-15 2014-09-30
AXO912 LUI Anne 呂安妮 RE Asset Management 2013-08-15 2014-09-30
AXS677 GOVAN James Alexander Thomas RE Dealing in Securities 2011-08-19 2011-08-26
AXS677 GOVAN James Alexander Thomas RE Advising on Securities 2011-08-19 2011-08-26
AXV576 ARGAL Ajay RE Dealing in Securities 2011-09-02 2013-04-16
AXV576 ARGAL Ajay RO Dealing in Securities 2013-04-16
AXV576 ARGAL Ajay RE Advising on Securities 2011-09-02 2013-04-16
AXV576 ARGAL Ajay RO Advising on Securities 2013-04-16
AXV576 ARGAL Ajay RE Advising on Futures Contracts 2011-09-02 2015-07-17
AXV576 ARGAL Ajay RO Advising on Futures Contracts 2015-07-17
AXV576 ARGAL Ajay RE Asset Management 2011-09-02 2013-11-13
AXV576 ARGAL Ajay RO Asset Management 2013-11-13
AXY646 BROMLEY Clive William RE Dealing in Securities 2011-08-30 2011-09-30
AXY953 LEE Tin Wing 李天穎 RE Dealing in Securities 2016-09-12
AXY953 LEE Tin Wing 李天穎 RE Advising on Securities 2016-09-12
AYI856 CHUN Chi Tsing 秦梓澄 RE Dealing in Securities 2018-05-16
AYI856 CHUN Chi Tsing 秦梓澄 RE Advising on Securities 2018-05-16
AYI977 LIU Tiebin 劉鉄彬 RE Dealing in Securities 2011-11-01 2014-12-31
AYI977 LIU Tiebin 劉鉄彬 RE Advising on Securities 2011-11-01 2014-12-31
AYI977 LIU Tiebin 劉鉄彬 RE Advising on Futures Contracts 2011-11-01 2014-12-31
AYI977 LIU Tiebin 劉鉄彬 RE Asset Management 2011-11-01 2014-12-31
AYQ567 TAN Zhizhi 譚智郅 RE Dealing in Securities 2011-12-14 2013-03-15
AYQ567 TAN Zhizhi 譚智郅 RE Advising on Securities 2011-12-14 2013-03-15
AYQ567 TAN Zhizhi 譚智郅 RE Advising on Futures Contracts 2011-12-14 2013-03-15
AYQ567 TAN Zhizhi 譚智郅 RE Asset Management 2011-12-14 2013-03-15
AYT894 PALMER William Arnold RE Dealing in Securities 2012-01-12 2012-02-12
AZB705 CHEN Tu Hsin, Christopher 陳篤信 RE Dealing in Securities 2017-04-13 2018-06-29
AZB705 CHEN Tu Hsin, Christopher 陳篤信 RE Advising on Securities 2017-04-13 2018-06-29
BAI757 LUI Man Lok Mandy 雷敏諾 RE Dealing in Securities 2018-11-05
BAI757 LUI Man Lok Mandy 雷敏諾 RE Advising on Securities 2018-11-05
BAI757 LUI Man Lok Mandy 雷敏諾 RE Asset Management 2018-11-05
BAL217 CHAN Ka Ning 陳加寧 RE Advising on Securities 2017-07-20
BAL217 CHAN Ka Ning 陳加寧 RE Asset Management 2017-07-20
BAN207 CHONG Kwok Chee 莊國幟 RE Dealing in Securities 2015-08-14
BAN207 CHONG Kwok Chee 莊國幟 RE Advising on Securities 2015-08-14
BAN207 CHONG Kwok Chee 莊國幟 RE Asset Management 2015-08-14
BBB058 FORSTER Shane Anthony RE Dealing in Securities 2017-08-31 2018-04-12
BBB058 FORSTER Shane Anthony RO Dealing in Securities 2018-04-12
BBB058 FORSTER Shane Anthony RE Advising on Securities 2017-08-31 2018-04-12
BBB058 FORSTER Shane Anthony RO Advising on Securities 2018-04-12
BBB058 FORSTER Shane Anthony RE Asset Management 2017-08-31 2018-04-12
BBB735 ZHANG Yuting 張雨婷 RE Advising on Securities 2014-12-23
BBB735 ZHANG Yuting 張雨婷 RE Asset Management 2014-12-23
BBC960 CHOI Ka Wing 蔡嘉穎 RE Dealing in Securities 2013-04-15 2014-05-23
BBC960 CHOI Ka Wing 蔡嘉穎 RE Advising on Securities 2013-04-15 2014-05-23
BBH436 YU Pui Man Gabriel 羽沛文 RE Dealing in Securities 2013-05-20
BBH436 YU Pui Man Gabriel 羽沛文 RE Advising on Securities 2013-05-20
BBH436 YU Pui Man Gabriel 羽沛文 RE Advising on Futures Contracts 2013-05-20
BBH436 YU Pui Man Gabriel 羽沛文 RE Asset Management 2013-05-20
BBK320 CHAI Albert Mei Khoon RE Dealing in Securities 2013-06-14
BBK320 CHAI Albert Mei Khoon RE Advising on Securities 2013-06-14
BBK320 CHAI Albert Mei Khoon RE Advising on Futures Contracts 2013-06-14
BBK320 CHAI Albert Mei Khoon RE Asset Management 2013-06-14
BBP703 LEE Lok Ming 李樂鳴 RE Dealing in Securities 2017-03-20
BBP703 LEE Lok Ming 李樂鳴 RE Advising on Securities 2017-03-20
BBP703 LEE Lok Ming 李樂鳴 RE Asset Management 2017-03-20
BBS858 LEVY Michael Jonathan RE Dealing in Securities 2013-09-09 2013-10-09
BBS861 SIMPSON Michael Duff RE Dealing in Securities 2013-09-09 2013-10-09
BBS864 PARK Chong Hak RE Dealing in Securities 2013-09-10 2013-10-10
BBS865 SCHOLEFIELD Timothy RE Dealing in Securities 2013-09-09 2013-10-09
BBZ467 CHUNG Man Yi 鍾聞怡 RE Dealing in Securities 2016-01-19
BBZ467 CHUNG Man Yi 鍾聞怡 RE Advising on Securities 2016-01-19
BCI303 CHAN Mo Yan 陳慕恩 RE Dealing in Securities 2018-10-22
BCI303 CHAN Mo Yan 陳慕恩 RE Advising on Securities 2018-10-22
BCW815 LIAN Daniel Da RE Dealing in Securities 2015-11-04 2016-08-24
BCW815 LIAN Daniel Da RE Advising on Securities 2015-11-04 2016-08-24
BDF595 DOWNES Michael James RE Dealing in Securities 2017-08-14
BDF595 DOWNES Michael James RE Advising on Securities 2017-08-14
BDF595 DOWNES Michael James RE Asset Management 2017-08-14
BDL752 CHOI Ka Lai 蔡嘉麗 RE Dealing in Securities 2014-05-21 2015-12-15
BDL752 CHOI Ka Lai 蔡嘉麗 RE Advising on Securities 2014-05-21 2015-12-15
BDL752 CHOI Ka Lai 蔡嘉麗 RE Asset Management 2014-05-21 2015-12-15
BDR804 CHOE Kyung Ho RE Dealing in Securities 2017-08-15
BDR804 CHOE Kyung Ho RE Advising on Securities 2017-08-15
BDW364 LO Yim On 盧艷安 RE Dealing in Securities 2018-05-07
BDW364 LO Yim On 盧艷安 RE Advising on Securities 2018-05-07
BED007 SHENG Bo 盛博 RE Advising on Securities 2016-11-23
BEN542 YU Shuet Ying 余雪凝 RE Dealing in Securities 2015-01-06 2018-01-07
BEN542 YU Shuet Ying 余雪凝 RE Advising on Securities 2015-01-06 2018-01-07
BEN542 YU Shuet Ying 余雪凝 RE Asset Management 2015-01-06 2015-07-30
BEZ683 MORGAN Paul RE Dealing in Securities 2015-04-16 2015-04-22
BEZ683 MORGAN Paul RE Advising on Securities 2015-04-16 2015-04-22
BEZ683 MORGAN Paul RE Advising on Securities 2015-10-13 2015-10-16
BEZ683 MORGAN Paul RE Advising on Futures Contracts 2015-04-16 2015-04-22
BEZ683 MORGAN Paul RE Advising on Futures Contracts 2015-10-13 2015-10-16
BEZ698 LAUD Sonja RE Advising on Securities 2015-03-02 2015-03-06
BEZ698 LAUD Sonja RE Advising on Securities 2015-10-13 2015-10-16
BEZ698 LAUD Sonja RE Advising on Futures Contracts 2015-03-02 2015-03-06
BEZ698 LAUD Sonja RE Advising on Futures Contracts 2015-10-13 2015-10-16
BFE977 NOWAK II Laurance Stanley Adam RE Dealing in Securities 2017-08-11 2017-11-03
BFE977 NOWAK II Laurance Stanley Adam RE Advising on Securities 2017-08-11 2017-11-03
BFS299 KHANAPURKAR Kuldeep Vishnukant RE Dealing in Securities 2015-07-06
BFS299 KHANAPURKAR Kuldeep Vishnukant RE Advising on Securities 2015-07-06
BFS299 KHANAPURKAR Kuldeep Vishnukant RE Advising on Futures Contracts 2015-07-06
BFS299 KHANAPURKAR Kuldeep Vishnukant RE Asset Management 2015-07-06
BGC385 VALENSISE Marino RE Dealing in Securities 2016-09-28 2016-09-30
BGC385 VALENSISE Marino RE Advising on Securities 2016-09-28 2016-09-30
BGE658 CHEUNG Wai Ho 張偉豪 RE Dealing in Securities 2017-08-21 2018-11-09
BGE658 CHEUNG Wai Ho 張偉豪 RE Advising on Securities 2017-08-21 2018-11-09
BGE658 CHEUNG Wai Ho 張偉豪 RE Asset Management 2017-08-21 2018-11-09
BGH169 BUCKLEY James Andrew RE Advising on Securities 2015-10-13 2015-10-17
BGH169 BUCKLEY James Andrew RE Advising on Futures Contracts 2015-10-13 2015-10-17
BGI061 CHOI Sanghyun RE Advising on Securities 2015-10-14 2015-10-17
BGI061 CHOI Sanghyun RE Advising on Futures Contracts 2015-10-14 2015-10-17
BGT832 ZHOU Qingyi 周清逸 RE Advising on Securities 2017-05-15
BHL123 JANG Euishik 張宜植 RE Dealing in Securities 2018-07-10
BHL123 JANG Euishik 張宜植 RE Advising on Securities 2018-07-10
BHU912 HSU Po Hsiang 許博翔 RE Dealing in Securities 2018-03-06 2018-08-10
BHU912 HSU Po Hsiang 許博翔 RE Advising on Securities 2018-03-06 2018-08-10
BID978 HENDERSON James Alan RE Dealing in Securities 2016-09-26 2016-10-02
BID978 HENDERSON James Alan RE Advising on Securities 2016-09-26 2016-10-02
BID984 MIHALICK David Martin RE Dealing in Securities 2016-09-28 2016-09-30
BID984 MIHALICK David Martin RE Advising on Securities 2016-09-28 2016-09-30
BID986 HUNG Jacqueline Chi-ching 孔芷晴 RE Dealing in Securities 2016-09-15 2018-04-15
BID986 HUNG Jacqueline Chi-ching 孔芷晴 RE Advising on Securities 2016-09-15 2018-04-15
BIE150 SILVER Benjamin Wolf RE Dealing in Securities 2016-09-28 2016-09-30
BIE150 SILVER Benjamin Wolf RE Advising on Securities 2016-09-28 2016-09-30
BIE338 BROWN Scott David RE Dealing in Securities 2016-09-26 2016-10-02
BIE338 BROWN Scott David RE Advising on Securities 2016-09-26 2016-10-02
BIG054 ADROGUE Ricardo RE Dealing in Securities 2016-09-28 2016-09-30
BIG054 ADROGUE Ricardo RE Advising on Securities 2016-09-28 2016-09-30
BIG055 NATCHARIAN Matthew Paul RE Dealing in Securities 2016-09-28 2016-09-30
BIG055 NATCHARIAN Matthew Paul RE Advising on Securities 2016-09-28 2016-09-30
BIG056 WEEKS Charles Anthony Jolyon RE Dealing in Securities 2016-09-28 2016-10-02
BIG056 WEEKS Charles Anthony Jolyon RE Advising on Securities 2016-09-28 2016-10-02
BIG438 WANG Ping 王平 RE Dealing in Securities 2018-05-31
BIG438 WANG Ping 王平 RE Advising on Securities 2018-05-31
BJW029 KIM Jung Kyong RE Advising on Securities 2017-07-10
BLH222 WONG Sz Wun 黃偲媛 RE Dealing in Securities 2017-10-17
BLH229 YUNG Ming Hong RE Dealing in Securities 2017-10-17 2018-04-22
BLK641 LIU Shiyan 劉詩妍 RE Advising on Securities 2017-11-17
BLL172 LIU Pok Man 廖博民 RE Dealing in Securities 2017-11-07
BME269 LAU Chi Wing Cynthia 劉智穎 RE Advising on Securities 2018-03-08
BNH562 KEUNG Yee Yee Lillian 姜義義 RE Dealing in Securities 2018-08-09
BNR304 HORNE Martin Scott RE Dealing in Securities 2018-11-05 2018-11-08
BNR304 HORNE Martin Scott RE Advising on Securities 2018-11-05 2018-11-08
BNU589 ZHANG Salinas Meng 張萌 RE Advising on Securities 2018-11-19

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