These are the licence-holders that were found for SFC licence institution AAJ238 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAE826 | PANG Yuk Wing, Joseph | 彭玉榮 | RO | Advising on Securities | 2003-04-01 | 2003-06-18 |
| AAE826 | PANG Yuk Wing, Joseph | 彭玉榮 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-06-18 |
| AAE826 | PANG Yuk Wing, Joseph | 彭玉榮 | RO | Asset Management | 2003-04-01 | 2003-06-18 |
| AEE606 | KWAN Ka Chung | 關加聰 | RE | Advising on Securities | 2003-04-01 | 2003-06-18 |
| AEE606 | KWAN Ka Chung | 關加聰 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-18 |
| AEE606 | KWAN Ka Chung | 關加聰 | RE | Asset Management | 2003-04-01 | 2003-06-18 |
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