These are the licence-holders that were found for SFC licence institution AAJ337 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ACD840 | TSANG Yiu Fat, Peter | 曾耀發 | RO | Advising on Securities | 2003-04-01 | 2005-02-04 |
| ACD840 | TSANG Yiu Fat, Peter | 曾耀發 | RO | Asset Management | 2003-04-01 | 2009-02-18 |
| ACR693 | HUNG Hing On | 孔慶安 | RO | Asset Management | 2010-09-29 | |
| ACV637 | LEUNG Wing Tak, Rocky | 梁永德 | RO | Asset Management | 2005-04-12 | 2005-12-22 |
| ADZ149 | HO Yin Ming | 何燕明 | RO | Asset Management | 2006-07-13 | 2015-08-28 |
| ATO806 | CHAN Coburn | 陳浩斌 | RO | Asset Management | 2015-10-13 |
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