Hong Kong SFC licence institution AAJ358, Regent Financial Services Limited 勵晶財務顧問有限公司

These are the licence-holders that were found for SFC licence institution AAJ358 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACR126 TSE Win Yee, Annie 謝永怡 RE Advising on Securities 2003-04-01 2003-09-17
ACR126 TSE Win Yee, Annie 謝永怡 RE Advising on Futures Contracts 2003-04-01 2003-09-17
ACR126 TSE Win Yee, Annie 謝永怡 RE Advising on Corporate Finance 2003-04-01 2003-09-17
ACR126 TSE Win Yee, Annie 謝永怡 RE Asset Management 2003-04-01 2003-09-17
ADL741 MAYO Julian Peter RO Advising on Securities 2003-04-01 2005-02-08
ADL741 MAYO Julian Peter RO Advising on Futures Contracts 2003-04-01 2005-02-08
ADL741 MAYO Julian Peter RO Asset Management 2003-04-01 2005-11-17

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