Hong Kong SFC licence institution AAJ408, Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)

These are the licence-holders that were found for SFC licence institution AAJ408 on the SFC website.

The JSON format for this data is here.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
CHAN Mei Shan 陳美珊 RO 1 2014-04-10 2014-07-31
CHAN Mei Shan 陳美珊 RO 4 2014-04-10 2014-07-31
CHAN Mei Shan 陳美珊 RO 9 2014-04-10 2014-07-31
CHAN Lai Sze 陳麗絲 RO 1 2013-09-17 2014-07-31
CHAN Lai Sze 陳麗絲 RO 4 2013-09-17 2014-07-31
CHAN Lai Sze 陳麗絲 RO 9 2013-09-17 2014-07-31
YUEN Yee Leng RE 9 2005-01-26 2014-07-31
CHAN Winnie 陳韻妮 RO 1 2013-10-22 2014-04-30
RIDGWAY Mark RE 1 2013-09-18 2014-04-30
CHAN Winnie 陳韻妮 RO 4 2012-10-12 2014-04-30
CHAN Winnie 陳韻妮 RO 9 2012-10-12 2014-04-30
SHI Lin 石琳 RE 1 2011-10-21 2014-04-30
SHI Lin 石琳 RE 9 2011-10-21 2014-04-30
CHAN Mei Shan 陳美珊 RE 1 2006-02-22 2014-04-10
CHAN Mei Shan 陳美珊 RE 4 2006-02-22 2014-04-10
CHAN Mei Shan 陳美珊 RE 9 2006-02-22 2014-04-10
HO Shuk Yee, Samantha 何淑懿 RO 1 2013-05-23 2013-11-29
HO Shuk Yee, Samantha 何淑懿 RO 4 2013-05-23 2013-11-29
HO Shuk Yee, Samantha 何淑懿 RO 9 2013-05-23 2013-11-29
KANDUNIAS Jim RO 1 2011-11-25 2013-10-04
LEUNG See Charm, Eugene 梁思湛 RO 1 2006-08-22 2013-05-31
LEUNG See Charm, Eugene 梁思湛 RO 4 2006-08-22 2013-05-31
LEUNG See Charm, Eugene 梁思湛 RO 9 2006-08-22 2013-05-31
HO Shuk Yee, Samantha 何淑懿 RE 1 2013-04-29 2013-05-23
HO Shuk Yee, Samantha 何淑懿 RE 4 2013-04-29 2013-05-23
HO Shuk Yee, Samantha 何淑懿 RE 9 2013-04-29 2013-05-23
CHAN Lai Sze 陳麗絲 RO 1 2006-04-06 2013-03-31
CHAN Lai Sze 陳麗絲 RO 4 2006-04-06 2013-03-31
CHAN Lai Sze 陳麗絲 RO 9 2004-12-15 2013-03-31
CHAN Winnie 陳韻妮 RE 1 2005-04-19 2013-03-28
LAM Josephine 林詠琪 RE 1 2004-07-30 2013-03-28
LAM Josephine 林詠琪 RE 4 2004-07-30 2013-03-28
LAM Josephine 林詠琪 RE 9 2004-07-30 2013-03-28
HUNTER Philip James RE 1 2011-05-11 2013-03-18
HUNTER Philip James RE 9 2011-05-11 2013-03-18
CHOW Shun Yip 周順業 RE 1 2011-06-07 2013-01-28
CHOW Shun Yip 周順業 RE 4 2011-06-07 2013-01-28
CHOW Shun Yip 周順業 RE 9 2011-06-07 2013-01-28
CHAN Winnie 陳韻妮 RE 4 2005-04-19 2012-10-12
CHAN Winnie 陳韻妮 RE 9 2005-04-19 2012-10-12
LEE Melissa 李潔冰 RE 1 2011-10-21 2012-01-04
LEE Chun Sing 李振聲 RO 1 2008-09-08 2011-08-16
LEE Chun Sing 李振聲 RO 4 2008-09-08 2011-08-16
LEE Chun Sing 李振聲 RO 9 2008-09-08 2011-08-16
CHAN Ka Ning, Karen 陳嘉寧 RE 1 2004-07-05 2011-07-06
CHAN Ka Ning, Karen 陳嘉寧 RE 4 2004-07-05 2011-07-06
CHAN Ka Ning, Karen 陳嘉寧 RE 9 2004-07-05 2011-07-06
LAI Pik Kwan 黎璧君 RE 1 2008-02-19 2011-05-20
LAI Pik Kwan 黎璧君 RE 9 2008-02-19 2011-05-20
AU Pui Ting 歐佩婷 RE 1 2007-01-11 2010-11-10
AU Pui Ting 歐佩婷 RE 4 2007-01-11 2010-11-10
AU Pui Ting 歐佩婷 RE 9 2007-01-11 2010-11-10
HENCHMAN Jason Christopher D. RO 9 2006-10-04 2010-01-16
HENCHMAN Jason Christopher D. RO 1 2006-01-09 2010-01-16
HENCHMAN Jason Christopher D. RO 4 2006-01-09 2010-01-16
LEE Chiinhao Alex 李君浩 RE 4 2005-02-17 2009-03-12
LEE Chiinhao Alex 李君浩 RE 9 2005-02-17 2009-03-12
DAY Benjamin Clifford RE 4 2008-02-27 2008-12-05
LEE Chun Sing 李振聲 RE 1 2008-06-03 2008-09-08
LEE Chun Sing 李振聲 RE 4 2008-06-03 2008-09-08
LEE Chun Sing 李振聲 RE 9 2008-06-03 2008-09-08
TSE Kit Ting, Monique 謝潔婷 RE 1 2006-12-28 2008-09-01
TSE Kit Ting, Monique 謝潔婷 RE 4 2006-12-28 2008-09-01
TSE Kit Ting, Monique 謝潔婷 RE 9 2006-12-28 2008-09-01
HUI Hoi Pan 許海濱 RE 1 2006-05-09 2008-09-01
HUI Hoi Pan 許海濱 RE 4 2006-04-29 2008-09-01
HUI Hoi Pan 許海濱 RE 9 2006-04-29 2008-09-01
IWAHARA Kohei RE 1 2006-04-24 2008-09-01
IWAHARA Kohei RE 4 2006-04-24 2008-09-01
IWAHARA Kohei RE 9 2006-04-24 2008-09-01
YUEN Yee Leng RE 1 2005-01-26 2008-09-01
YUEN Yee Leng RE 4 2005-01-26 2008-09-01
CHEN Chia-hao 陳家豪 RE 1 2004-09-16 2008-08-15
YIAN Chui Wah, Lethe 任翠華 RE 1 2005-02-04 2007-11-16
YIAN Chui Wah, Lethe 任翠華 RE 4 2005-02-04 2007-11-16
YIAN Chui Wah, Lethe 任翠華 RE 9 2005-02-04 2007-11-16
LEE Sai Yin 李世賢 RO 1 2006-09-23 2007-09-08
LEE Sai Yin 李世賢 RO 4 2006-09-23 2007-09-08
LEE Sai Yin 李世賢 RO 9 2006-09-23 2007-09-08
LIM Siao Tung 林曉彤 RE 1 2006-04-20 2007-09-08
LIM Siao Tung 林曉彤 RE 4 2006-04-20 2007-09-08
LIM Siao Tung 林曉彤 RE 9 2006-04-20 2007-09-08
FAN Wai Man, Ana 樊惠文 RE 1 2006-09-25 2007-07-31
FAN Wai Man, Ana 樊惠文 RE 4 2006-09-25 2007-07-31
FAN Wai Man, Ana 樊惠文 RE 9 2006-09-25 2007-07-31
TAN Su Ee, Hedy RE 1 2007-03-01 2007-04-01
TAN Su Ee, Hedy RE 4 2007-03-01 2007-04-01
TAN Su Ee, Hedy RE 9 2007-03-01 2007-04-01
HAMROCK Henry Patrick RE 1 2006-12-15 2007-04-01
HAMROCK Henry Patrick RE 4 2006-12-15 2007-04-01
HAMROCK Henry Patrick RE 9 2006-12-15 2007-04-01
POON Ka Yee Joanna 潘嘉怡 RE 1 2006-09-05 2007-04-01
POON Ka Yee Joanna 潘嘉怡 RE 4 2006-09-05 2007-04-01
POON Ka Yee Joanna 潘嘉怡 RE 9 2006-09-05 2007-04-01
CHAN Chun Man 陳俊文 RE 9 2006-02-07 2007-03-01
LEE Kai Ho, Patrick 李啟豪 RE 9 2004-09-22 2007-03-01
LEE Kai Ho, Patrick 李啟豪 RE 1 2004-02-02 2007-03-01
LEE Kai Ho, Patrick 李啟豪 RE 4 2004-02-02 2007-03-01
CHAN Chun Man 陳俊文 RE 1 2006-02-07 2007-02-27
CHAN Chun Man 陳俊文 RE 4 2006-02-07 2007-02-27
BOWERS Victoria Helen RE 1 2006-11-10 2007-02-10
BOWERS Victoria Helen RE 4 2006-11-10 2007-02-10
WU Sze Man 胡詩敏 RE 1 2005-10-18 2006-12-09
WU Sze Man 胡詩敏 RE 4 2005-10-18 2006-12-09
WU Sze Man 胡詩敏 RE 9 2005-10-18 2006-12-09
BOWERS Victoria Helen RE 1 2006-08-03 2006-11-02
BOWERS Victoria Helen RE 4 2006-08-03 2006-11-02
LEE Sai Yin 李世賢 RE 1 2006-08-02 2006-09-23
LEE Sai Yin 李世賢 RE 4 2006-08-02 2006-09-23
LEE Sai Yin 李世賢 RE 9 2006-08-02 2006-09-23
LEUNG See Charm, Eugene 梁思湛 RE 1 2004-12-23 2006-08-22
LEUNG See Charm, Eugene 梁思湛 RE 4 2004-12-23 2006-08-22
LEUNG See Charm, Eugene 梁思湛 RE 9 2004-12-23 2006-08-22
WONG Kit Yee, Martina 黃潔怡 RE 9 2004-10-25 2006-08-17
CHOON Yew Khee 秦耀奇 RO 9 2005-10-25 2006-07-15
CHOON Yew Khee 秦耀奇 RO 1 2004-10-27 2006-07-15
CHOON Yew Khee 秦耀奇 RO 4 2004-10-27 2006-07-15
LAM Lam, Linda 林霖 RE 9 2005-02-07 2006-07-01
LAM Lam, Linda 林霖 RE 1 2003-04-01 2006-07-01
LAM Lam, Linda 林霖 RE 4 2003-04-01 2006-07-01
LAM Lam, Linda 林霖 RE 5 2003-04-01 2006-07-01
TSANG Freeman Siu For 曾劭科 RE 9 2004-11-26 2006-06-24
TSANG Freeman Siu For 曾劭科 RE 1 2004-10-19 2006-06-24
TSANG Freeman Siu For 曾劭科 RE 4 2004-10-19 2006-06-24
BARNETT Beatriz Suarez RE 1 2005-06-06 2006-05-27
BARNETT Beatriz Suarez RE 4 2005-06-06 2006-05-27
BARNETT Beatriz Suarez RE 9 2005-06-06 2006-05-27
HUI Hoi Pan 許海濱 RE 5 2006-04-29 2006-05-26
IWAHARA Kohei RE 5 2006-04-24 2006-05-26
CHAN Mei Shan 陳美珊 RE 5 2006-02-22 2006-05-26
CHAN Lai Sze 陳麗絲 RO 5 2005-07-28 2006-05-26
LEE Kai Ho, Patrick 李啟豪 RE 5 2004-09-22 2006-05-26
CHAN Ka Ning, Karen 陳嘉寧 RE 5 2004-07-05 2006-05-26
LU Carolyn Anne 陸舜華 RO 9 2005-01-18 2006-05-01
LU Carolyn Anne 陸舜華 RO 1 2004-08-27 2006-05-01
LU Carolyn Anne 陸舜華 RO 4 2004-08-27 2006-05-01
LU Carolyn Anne 陸舜華 RO 5 2004-08-27 2006-05-01
CHAN Lai Sze 陳麗絲 RE 1 2003-04-01 2006-04-06
CHAN Lai Sze 陳麗絲 RE 4 2003-04-01 2006-04-06
HO Mei Ling, Edwina 何美玲 RE 1 2005-01-18 2006-03-01
HO Mei Ling, Edwina 何美玲 RE 4 2005-01-18 2006-03-01
HO Mei Ling, Edwina 何美玲 RE 9 2005-01-18 2006-03-01
LAU Tsz Lung 劉子龍 RE 1 2003-04-01 2005-12-21
LAU Tsz Lung 劉子龍 RE 4 2003-04-01 2005-12-21
LAU Tsz Lung 劉子龍 RE 5 2003-04-01 2005-12-21
LAU Tsz Lung 劉子龍 RE 9 2003-04-01 2005-12-21
YEO Thiam Hu RE 1 2004-10-28 2005-12-03
YEO Thiam Hu RE 9 2004-04-02 2005-12-03
LEE Yin Tak 李賢德 RE 1 2003-10-15 2005-12-01
LEE Yin Tak 李賢德 RE 4 2003-10-15 2005-12-01
LEE Yin Tak 李賢德 RE 5 2003-10-15 2005-12-01
LEE Yin Tak 李賢德 RE 9 2003-10-15 2005-12-01
CHOON Yew Khee 秦耀奇 RE 9 2004-12-03 2005-10-25
MITCHELL Christine Ka Yee 家宜 RE 9 2005-02-07 2005-10-22
MITCHELL Christine Ka Yee 家宜 RE 4 2004-09-22 2005-10-22
MITCHELL Christine Ka Yee 家宜 RE 1 2004-01-10 2005-10-22
GUHA ROY Tathagata RO 5 2005-04-04 2005-08-01
GUHA ROY Tathagata RO 1 2005-01-24 2005-08-01
GUHA ROY Tathagata RO 4 2005-01-24 2005-08-01
HEBNER Kevin John RE 4 2004-12-06 2005-07-31
HEBNER Kevin John RE 9 2004-12-06 2005-07-31
CHAN Lai Sze 陳麗絲 RE 5 2003-04-01 2005-07-28
GUHA ROY Tathagata RO 9 2005-01-24 2005-07-24
WU Ngai See, Cecilia 胡毅詩 RE 9 2005-03-01 2005-07-01
WU Ngai See, Cecilia 胡毅詩 RE 1 2004-09-28 2005-07-01
WU Ngai See, Cecilia 胡毅詩 RE 4 2004-09-28 2005-07-01
MUH Anthony Yi Tong 沐義棠 RO 1 2004-08-30 2005-04-19
MUH Anthony Yi Tong 沐義棠 RO 4 2003-04-01 2005-04-19
MUH Anthony Yi Tong 沐義棠 RO 5 2003-04-01 2005-04-19
MUH Anthony Yi Tong 沐義棠 RO 9 2003-04-01 2005-04-19
LINDBLOOM Mark Stephen RE 1 2005-02-26 2005-03-02
BLEIBERG Steven David RE 1 2005-02-26 2005-03-02
RAMACHANDRAN Anand RE 1 2005-02-24 2005-03-02
GUHA ROY Tathagata RE 1 2004-11-30 2005-01-24
GUHA ROY Tathagata RE 4 2004-11-30 2005-01-24
GUHA ROY Tathagata RE 9 2004-11-30 2005-01-24
CHAN Lai Sze 陳麗絲 RE 9 2003-04-01 2004-12-15
CHAN Lai Sze 陳麗絲 RE 6 2003-04-01 2004-10-29
CHOON Yew Khee 秦耀奇 RE 1 2003-04-01 2004-10-27
CHOON Yew Khee 秦耀奇 RE 4 2003-04-01 2004-10-27
YAN Chi Kwan 顏志軍 RE 1 2003-04-01 2004-09-09
YAN Chi Kwan 顏志軍 RE 4 2003-04-01 2004-09-09
MUH Anthony Yi Tong 沐義棠 RE 1 2003-04-01 2004-08-30
LU Carolyn Anne 陸舜華 RE 1 2003-04-01 2004-08-27
LU Carolyn Anne 陸舜華 RE 4 2003-04-01 2004-08-27
MUH Anthony Yi Tong 沐義棠 RO 6 2003-04-01 2004-08-27
CHOON Yew Khee 秦耀奇 RE 6 2003-04-01 2004-08-17
CHOON Yew Khee 秦耀奇 RE 9 2003-04-01 2004-08-17
LAU Tsz Lung 劉子龍 RE 6 2003-04-01 2004-08-09
YAN Chi Kwan 顏志軍 RE 6 2003-04-01 2004-08-09
LAM Lam, Linda 林霖 RE 6 2003-04-01 2004-08-09
LAM Lam, Linda 林霖 RE 9 2003-04-01 2004-08-09
YAN Chi Kwan 顏志軍 RE 9 2003-04-01 2004-08-09
CHAN Siu Chi 陳少芝 RE 1 2003-04-01 2004-05-21
CHAN Siu Chi 陳少芝 RE 4 2003-04-01 2004-05-21
CHAN Siu Chi 陳少芝 RE 6 2003-04-01 2004-05-21
CHAN Siu Chi 陳少芝 RE 9 2003-04-01 2004-05-21
WONG Susie Anne RE 1 2003-04-01 2004-05-14
WONG Susie Anne RE 4 2003-04-01 2004-05-14
WONG Susie Anne RE 6 2003-04-01 2004-05-14
WONG Susie Anne RE 9 2003-04-01 2004-05-14
LU Carolyn Anne 陸舜華 RE 6 2003-04-01 2004-05-10
LU Carolyn Anne 陸舜華 RE 9 2003-04-01 2004-05-10
CHAN Nga Yan 陳雅茵 RE 9 2003-06-10 2004-04-20
LO Huen Huen, Sulia 盧暄萱 RE 1 2003-04-01 2004-04-11
LO Huen Huen, Sulia 盧暄萱 RO 4 2003-04-01 2004-04-11
LO Huen Huen, Sulia 盧暄萱 RO 9 2003-04-01 2004-04-11
POON To Sing 潘道成 RE 1 2003-04-01 2004-04-07
POON To Sing 潘道成 RE 4 2003-04-01 2004-04-07
POON To Sing 潘道成 RE 5 2003-04-01 2004-04-07
POON To Sing 潘道成 RE 6 2003-04-01 2004-04-07
POON To Sing 潘道成 RE 9 2003-04-01 2004-04-07
BLEIBERG Steven David RE 1 2004-03-18 2004-04-01
WONG Kit Yee, Martina 黃潔怡 RE 9 2003-06-10 2004-03-05
NEWMAN James Shields RE 1 2003-04-01 2004-01-31
NEWMAN James Shields RO 4 2003-04-01 2004-01-31
NEWMAN James Shields RO 5 2003-04-01 2004-01-31
NEWMAN James Shields RE 6 2003-04-01 2004-01-31
NEWMAN James Shields RO 9 2003-04-01 2004-01-31
BLEIBERG Steven David RE 1 2003-10-27 2004-01-26
CHAN Yin Kar, Joyce 陳彥嘉 RE 1 2003-04-28 2003-12-08
CHAN Yin Kar, Joyce 陳彥嘉 RE 4 2003-04-28 2003-12-08
LOH Tak Chi, Kenneth Anthony 陸德志 RE 1 2003-04-01 2003-11-28
LOH Tak Chi, Kenneth Anthony 陸德志 RE 4 2003-04-01 2003-11-28
LOH Tak Chi, Kenneth Anthony 陸德志 RE 6 2003-04-01 2003-11-28
LOH Tak Chi, Kenneth Anthony 陸德志 RE 9 2003-04-01 2003-11-28
FONG Man Yu 方聞宇 RE 9 2003-07-28 2003-09-08
CHOW Irene Man Ling 周雯玲 RE 1 2003-04-01 2003-05-01
CHOW Irene Man Ling 周雯玲 RO 4 2003-04-01 2003-05-01
CHOW Irene Man Ling 周雯玲 RO 9 2003-04-01 2003-05-01

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below: