Hong Kong SFC licence institution AAJ417, F. R. Zimmern Limited

These are the licence-holders that were found for SFC licence institution AAJ417 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ419 GALLIE Leslye Jill Zimmern RO Dealing in Securities 2003-04-01
AAJ419 GALLIE Leslye Jill Zimmern RO Advising on Securities 2003-04-01 2003-10-27
AAJ419 GALLIE Leslye Jill Zimmern RO Advising on Corporate Finance 2003-04-01 2003-10-27
AAJ419 GALLIE Leslye Jill Zimmern RO Asset Management 2003-04-01 2003-10-27
AAJ427 MURRAY Carol Edith Nee Zimmern RO Dealing in Securities 2003-04-01
AAJ427 MURRAY Carol Edith Nee Zimmern RO Advising on Securities 2003-04-01 2003-08-19
AAJ427 MURRAY Carol Edith Nee Zimmern RO Advising on Corporate Finance 2003-04-01 2003-08-19
AAJ427 MURRAY Carol Edith Nee Zimmern RO Asset Management 2003-04-01 2003-08-19
AAJ432 LO Hon Sun 盧漢新 RE Dealing in Securities 2003-04-01
AAJ432 LO Hon Sun 盧漢新 RE Advising on Securities 2003-04-01 2004-03-30
AAJ432 LO Hon Sun 盧漢新 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAJ432 LO Hon Sun 盧漢新 RE Asset Management 2003-04-01 2004-03-30
ABF810 LEUNG Oi Mui, Amy 梁愛梅 RE Dealing in Securities 2003-04-01
ABF810 LEUNG Oi Mui, Amy 梁愛梅 RE Advising on Securities 2003-04-01 2003-09-26
ABF810 LEUNG Oi Mui, Amy 梁愛梅 RE Advising on Corporate Finance 2003-04-01 2003-09-26
ABF810 LEUNG Oi Mui, Amy 梁愛梅 RE Asset Management 2003-04-01 2003-09-26
ABX444 LEUNG Lai Ying 梁麗英 RE Dealing in Securities 2003-04-01
ABX444 LEUNG Lai Ying 梁麗英 RE Advising on Securities 2003-04-01 2004-01-28
ABX444 LEUNG Lai Ying 梁麗英 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ABX444 LEUNG Lai Ying 梁麗英 RE Asset Management 2003-04-01 2004-01-28

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