Hong Kong SFC licence institution AAJ514, Simpson Financial Limited

These are the licence-holders that were found for SFC licence institution AAJ514 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ509 SIMPSON Eric Keith RO Advising on Securities 2003-04-01 2016-05-25
AAJ509 SIMPSON Eric Keith RO Advising on Corporate Finance 2003-04-01 2016-05-25
AAJ509 SIMPSON Eric Keith RO Asset Management 2003-04-01 2016-05-25
ABA459 USHIYAMA Masaharu 牛山政治 RE Advising on Securities 2013-04-08 2015-12-18
ABA459 USHIYAMA Masaharu 牛山政治 RE Asset Management 2013-04-08 2015-12-18
AMI217 BENNETT Tim RO Advising on Securities 2006-04-25 2016-05-25
AMI217 BENNETT Tim RO Advising on Corporate Finance 2006-04-25 2016-05-25
AMI217 BENNETT Tim RO Asset Management 2006-04-25 2016-05-25

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