Hong Kong SFC licence institution AAJ528, PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAJ528 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF874 WONG Suet Kwan, Cheri 黃雪君 RE Advising on Securities 2003-04-01 2010-07-31
AAF874 WONG Suet Kwan, Cheri 黃雪君 RE Advising on Futures Contracts 2003-04-01 2005-03-15
AAF874 WONG Suet Kwan, Cheri 黃雪君 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AAF874 WONG Suet Kwan, Cheri 黃雪君 RE Asset Management 2003-04-01 2010-07-31
AAJ541 ZALAMEA Cesar C. RO Advising on Securities 2003-04-01 2005-07-19
AAJ541 ZALAMEA Cesar C. RO Advising on Corporate Finance 2003-04-01 2005-03-15
AAJ541 ZALAMEA Cesar C. RO Asset Management 2003-04-01 2005-07-19
AAJ576 CHEUK Yuk Pang 卓煜鵬 RE Advising on Securities 2003-04-01 2009-06-19
AAJ576 CHEUK Yuk Pang 卓煜鵬 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AAJ576 CHEUK Yuk Pang 卓煜鵬 RE Asset Management 2003-04-01 2005-03-31
AAJ588 LIN Yim Fai, Alan 連炎輝 RE Advising on Securities 2003-04-01 2009-06-19
AAJ588 LIN Yim Fai, Alan 連炎輝 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AAJ588 LIN Yim Fai, Alan 連炎輝 RE Asset Management 2003-04-01 2005-03-31
AAJ589 TJOK Wui Lam, Alfons 卓蔚南 RE Advising on Securities 2003-04-01 2009-06-19
AAJ589 TJOK Wui Lam, Alfons 卓蔚南 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AAJ589 TJOK Wui Lam, Alfons 卓蔚南 RE Asset Management 2003-04-01 2005-03-31
AAJ591 WONG Hoi Fam, Alfred 黃海帆 RE Advising on Securities 2003-04-01 2004-09-08
AAJ591 WONG Hoi Fam, Alfred 黃海帆 RE Advising on Corporate Finance 2003-04-01 2004-09-08
AAJ591 WONG Hoi Fam, Alfred 黃海帆 RE Asset Management 2003-04-01 2004-09-08
AAJ591 WONG Hoi Fam, Alfred 黃海帆 RE Asset Management 2004-12-14 2009-01-23
AAQ324 SOON Yan Seen 孫瑩心 RO Dealing in Securities 2009-04-02
AAQ324 SOON Yan Seen 孫瑩心 RE Advising on Securities 2008-09-03 2009-03-10
AAQ324 SOON Yan Seen 孫瑩心 RO Advising on Securities 2009-03-10
AAQ324 SOON Yan Seen 孫瑩心 RE Asset Management 2008-09-03 2009-03-10
AAQ324 SOON Yan Seen 孫瑩心 RO Asset Management 2009-03-10
AAV789 SOO Kok Beng, Peter 蘇國明 RO Dealing in Securities 2009-04-02 2011-06-30
AAV789 SOO Kok Beng, Peter 蘇國明 RO Advising on Securities 2003-04-01 2011-06-30
AAV789 SOO Kok Beng, Peter 蘇國明 RO Advising on Futures Contracts 2003-04-01 2005-03-15
AAV789 SOO Kok Beng, Peter 蘇國明 RO Advising on Corporate Finance 2003-04-01 2005-03-15
AAV789 SOO Kok Beng, Peter 蘇國明 RO Asset Management 2003-04-01 2011-06-30
AAW515 SHEK Hin Tak, Andrew 石顯德 RE Advising on Securities 2003-04-01 2003-10-21
AAW515 SHEK Hin Tak, Andrew 石顯德 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AAW515 SHEK Hin Tak, Andrew 石顯德 RE Asset Management 2003-04-01 2003-10-21
AAZ195 CHAN Hin Wai, Patrick 陳獻為 RE Dealing in Securities 2013-08-28 2014-06-09
AAZ195 CHAN Hin Wai, Patrick 陳獻為 RE Advising on Securities 2011-11-23 2014-06-09
AAZ195 CHAN Hin Wai, Patrick 陳獻為 RE Asset Management 2011-11-23 2014-06-09
ABE485 WONG King Kwok, Raymond 黃經國 RE Advising on Securities 2003-04-01 2004-11-25
ABE485 WONG King Kwok, Raymond 黃經國 RE Advising on Corporate Finance 2003-04-01 2004-11-25
ABE485 WONG King Kwok, Raymond 黃經國 RE Asset Management 2003-04-01 2009-01-23
ABE486 HUI Man Wai 許文偉 RE Advising on Securities 2003-04-01 2009-06-19
ABE486 HUI Man Wai 許文偉 RE Advising on Corporate Finance 2003-04-01 2005-03-15
ABE486 HUI Man Wai 許文偉 RE Asset Management 2003-04-01 2005-03-31
ABM131 HSU Yuen Ming 徐婉明 RE Advising on Securities 2003-04-01 2008-08-28
ABM131 HSU Yuen Ming 徐婉明 RE Advising on Corporate Finance 2003-04-01 2005-03-15
ABM131 HSU Yuen Ming 徐婉明 RE Asset Management 2003-04-01 2008-08-28
ACC426 TSE Koon Hang, Ada 謝貫珩 RE Advising on Securities 2003-04-01 2005-07-22
ACC426 TSE Koon Hang, Ada 謝貫珩 RE Advising on Securities 2011-05-31 2011-12-23
ACC426 TSE Koon Hang, Ada 謝貫珩 RO Advising on Securities 2005-07-22 2011-05-31
ACC426 TSE Koon Hang, Ada 謝貫珩 RE Advising on Corporate Finance 2003-04-01 2005-03-15
ACC426 TSE Koon Hang, Ada 謝貫珩 RE Asset Management 2003-04-01 2005-07-22
ACC426 TSE Koon Hang, Ada 謝貫珩 RE Asset Management 2011-05-31 2011-12-23
ACC426 TSE Koon Hang, Ada 謝貫珩 RO Asset Management 2005-07-22 2011-05-31
ACJ199 TAI Chung Hoe 戴宗豪 RE Dealing in Securities 2018-05-11
ACJ199 TAI Chung Hoe 戴宗豪 RE Advising on Securities 2018-05-11
ACJ199 TAI Chung Hoe 戴宗豪 RE Asset Management 2018-05-11
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Dealing in Securities 2009-04-03 2009-04-17
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Advising on Securities 2003-04-01 2004-09-27
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Advising on Securities 2007-12-20 2009-04-17
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Advising on Corporate Finance 2003-04-01 2004-09-27
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Asset Management 2003-04-01 2009-04-17
ACM359 LUK Wing Sze, Linda 陸穎詩 RE Dealing in Securities 2009-04-03 2011-02-02
ACM359 LUK Wing Sze, Linda 陸穎詩 RO Dealing in Securities 2011-02-02 2012-05-21
ACM359 LUK Wing Sze, Linda 陸穎詩 RE Advising on Securities 2008-07-02 2012-05-21
ACQ100 FAN Wai Man, Ana 樊惠文 RE Dealing in Securities 2012-06-18
ACQ100 FAN Wai Man, Ana 樊惠文 RE Advising on Securities 2012-06-18
ACQ100 FAN Wai Man, Ana 樊惠文 RE Asset Management 2012-06-18
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Dealing in Securities 2009-04-03 2009-09-15
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Advising on Securities 2003-04-01 2004-09-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Advising on Securities 2007-12-27 2009-09-15
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Advising on Corporate Finance 2003-04-01 2004-09-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Asset Management 2003-04-01 2009-09-15
ADH508 CHU Tai Wo, John 朱泰和 RO Advising on Securities 2003-04-01 2009-11-18
ADH508 CHU Tai Wo, John 朱泰和 RO Advising on Corporate Finance 2003-04-01 2005-03-15
ADH508 CHU Tai Wo, John 朱泰和 RO Asset Management 2003-04-01 2009-11-18
ADS270 YEUNG Shui Keung, Eddie 楊瑞強 RE Advising on Securities 2003-04-01 2005-03-31
ADS270 YEUNG Shui Keung, Eddie 楊瑞強 RE Advising on Corporate Finance 2003-04-01 2005-03-15
ADS270 YEUNG Shui Keung, Eddie 楊瑞強 RE Asset Management 2003-04-01 2005-03-31
ADU500 NG Lai Yi, Lisa 吳麗儀 RE Advising on Securities 2003-04-01 2006-06-01
ADU500 NG Lai Yi, Lisa 吳麗儀 RE Advising on Corporate Finance 2003-04-01 2005-03-15
ADU500 NG Lai Yi, Lisa 吳麗儀 RE Asset Management 2003-04-01 2006-06-01
ADV254 LEE Cheong Wing 李昌榮 RE Advising on Securities 2005-04-08 2005-09-14
ADV254 LEE Cheong Wing 李昌榮 RE Asset Management 2005-01-24 2005-09-14
ADX449 LIN Doria 林蓓蓓 RE Advising on Securities 2003-04-01 2003-06-30
ADX449 LIN Doria 林蓓蓓 RE Advising on Corporate Finance 2003-04-01 2003-06-30
ADX449 LIN Doria 林蓓蓓 RE Asset Management 2003-04-01 2003-06-30
ADY811 BAHL Deepali RE Advising on Securities 2003-04-01 2011-02-15
ADY811 BAHL Deepali RO Advising on Securities 2011-02-15 2013-07-23
ADY811 BAHL Deepali RE Advising on Corporate Finance 2003-04-01 2005-03-15
ADY811 BAHL Deepali RE Asset Management 2003-04-01 2011-02-15
ADY811 BAHL Deepali RO Asset Management 2011-02-15 2013-07-23
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Dealing in Securities 2011-12-12
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Advising on Securities 2011-12-12
AEA481 LEUNG Alan Sze Yuan 梁仕元 RE Advising on Securities 2003-04-01 2006-08-01
AEA481 LEUNG Alan Sze Yuan 梁仕元 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AEA481 LEUNG Alan Sze Yuan 梁仕元 RE Asset Management 2003-04-01 2006-08-01
AEA667 KOAY Keat Loon 郭傑倫 RE Advising on Securities 2007-05-30 2012-12-31
AEA667 KOAY Keat Loon 郭傑倫 RE Asset Management 2007-05-30 2012-12-31
AEC485 YEUNG David Kun-Wah 楊昆華 RE Advising on Securities 2003-04-01 2011-10-31
AEC485 YEUNG David Kun-Wah 楊昆華 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AEC485 YEUNG David Kun-Wah 楊昆華 RE Asset Management 2003-04-01 2011-10-31
AEE540 SIN Pik Hung 冼碧紅 RO Dealing in Securities 2009-04-02 2010-08-07
AEE540 SIN Pik Hung 冼碧紅 RE Advising on Securities 2003-04-01 2010-03-01
AEE540 SIN Pik Hung 冼碧紅 RO Advising on Securities 2010-03-01 2010-08-07
AEE540 SIN Pik Hung 冼碧紅 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AEE540 SIN Pik Hung 冼碧紅 RE Asset Management 2003-04-01 2010-03-01
AEE540 SIN Pik Hung 冼碧紅 RO Asset Management 2010-03-01 2010-08-07
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Dealing in Securities 2011-02-28 2011-08-08
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RO Dealing in Securities 2011-08-08
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Advising on Securities 2011-02-28 2011-06-02
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RO Advising on Securities 2011-06-02
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Asset Management 2011-02-28 2011-06-02
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RO Asset Management 2011-06-02
AEN139 CHAN Ivy 陳亭希 RE Advising on Securities 2003-04-01 2005-03-31
AEN139 CHAN Ivy 陳亭希 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AEN139 CHAN Ivy 陳亭希 RE Asset Management 2003-04-01 2007-09-01
AEO807 WONG Willie Long Chi 黃朗智 RE Advising on Securities 2003-04-01 2004-09-01
AEO807 WONG Willie Long Chi 黃朗智 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AEO807 WONG Willie Long Chi 黃朗智 RE Asset Management 2003-04-01 2004-09-01
AEQ253 LO Kit Ying 盧潔瀅 RE Dealing in Securities 2014-10-09
AEQ253 LO Kit Ying 盧潔瀅 RE Advising on Securities 2014-10-09
AET173 LUI Mang Sze, Marcella 呂孟思 RE Dealing in Securities 2010-11-01 2011-03-19
AET173 LUI Mang Sze, Marcella 呂孟思 RE Advising on Securities 2010-11-01 2011-03-19
AET173 LUI Mang Sze, Marcella 呂孟思 RE Asset Management 2010-11-01 2011-03-19
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Advising on Securities 2003-04-01 2005-01-23
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Advising on Corporate Finance 2003-04-01 2005-01-23
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Asset Management 2003-04-01 2005-01-23
AEY549 LEE Man Kit 李文傑 RE Advising on Securities 2003-04-01 2004-10-25
AEY549 LEE Man Kit 李文傑 RE Advising on Corporate Finance 2003-04-01 2004-10-25
AEY549 LEE Man Kit 李文傑 RE Asset Management 2003-04-01 2004-10-25
AFA296 LO Wing Kin, Kenneth 盧穎堅 RE Dealing in Securities 2009-04-03 2010-12-06
AFA296 LO Wing Kin, Kenneth 盧穎堅 RO Dealing in Securities 2010-12-06 2011-04-30
AFA296 LO Wing Kin, Kenneth 盧穎堅 RE Advising on Securities 2003-04-01 2005-03-31
AFA296 LO Wing Kin, Kenneth 盧穎堅 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AFA296 LO Wing Kin, Kenneth 盧穎堅 RE Asset Management 2003-04-01 2011-04-30
AFF231 TSE Pui Kwan 謝佩坤 RE Dealing in Securities 2010-08-05 2012-05-21
AFF231 TSE Pui Kwan 謝佩坤 RE Advising on Securities 2010-08-05 2012-05-21
AFF231 TSE Pui Kwan 謝佩坤 RE Asset Management 2010-08-05 2012-05-21
AFG446 LAI Yui 黎叡 RE Advising on Securities 2003-04-01 2005-08-03
AFG446 LAI Yui 黎叡 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AFG446 LAI Yui 黎叡 RE Asset Management 2003-04-01 2005-08-03
AFG667 LEUNG Chun Keung 梁振強 RE Advising on Securities 2003-04-01 2010-06-24
AFG667 LEUNG Chun Keung 梁振強 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AFG667 LEUNG Chun Keung 梁振強 RE Asset Management 2003-04-01 2010-06-24
AFG722 TING Fifi 丁美翡 RE Dealing in Securities 2009-04-03 2009-10-29
AFG722 TING Fifi 丁美翡 RE Advising on Securities 2003-04-01 2004-09-20
AFG722 TING Fifi 丁美翡 RE Advising on Securities 2007-12-27 2009-10-29
AFG722 TING Fifi 丁美翡 RE Advising on Corporate Finance 2003-04-01 2004-09-20
AFG722 TING Fifi 丁美翡 RE Asset Management 2003-04-01 2009-10-29
AFO456 SO Tsz Yan Yenny 蘇子恩 RE Dealing in Securities 2016-11-04 2018-06-01
AFO456 SO Tsz Yan Yenny 蘇子恩 RE Advising on Securities 2016-11-04 2018-06-01
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Dealing in Securities 2017-04-27 2018-04-20
AFQ488 WONG Mei Po, Mabel 黃美寶 RO Dealing in Securities 2018-04-20
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Advising on Securities 2017-04-27 2018-04-20
AFQ488 WONG Mei Po, Mabel 黃美寶 RO Advising on Securities 2018-04-20
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Asset Management 2017-04-27 2018-04-20
AFQ488 WONG Mei Po, Mabel 黃美寶 RO Asset Management 2018-04-20
AFR046 THONG Kwee Chee 童貴智 RE Advising on Securities 2003-04-01 2005-03-09
AFR046 THONG Kwee Chee 童貴智 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AFR046 THONG Kwee Chee 童貴智 RE Asset Management 2003-04-01 2005-03-09
AFS996 YEE Po Ling 余寶玲 RE Dealing in Securities 2014-06-19 2015-11-20
AFS996 YEE Po Ling 余寶玲 RE Advising on Securities 2014-06-19 2015-11-20
AFU957 WONG Wing Kei, Debra 王穎琪 RE Advising on Securities 2006-06-01 2007-03-07
AFU957 WONG Wing Kei, Debra 王穎琪 RE Asset Management 2006-06-01 2007-03-07
AFW158 LI Jan Jianxin 李建新 RE Advising on Securities 2005-12-07 2008-02-22
AFW158 LI Jan Jianxin 李建新 RE Asset Management 2005-12-07 2008-02-22
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Dealing in Securities 2017-09-04 2017-10-10
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Securities 2017-09-04 2017-10-10
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Asset Management 2017-09-04 2017-10-10
AGB449 WINGARD-ROBERTSSON Carolyn Marie RE Advising on Securities 2003-04-01 2006-01-31
AGB449 WINGARD-ROBERTSSON Carolyn Marie RE Advising on Corporate Finance 2003-04-01 2005-03-15
AGB449 WINGARD-ROBERTSSON Carolyn Marie RE Asset Management 2003-04-01 2006-01-31
AGF960 CHAE Michael Lee RE Dealing in Securities 2011-06-30 2011-09-30
AGH954 NG Lok Lam 伍諾霖 RE Dealing in Securities 2009-10-28 2011-09-30
AGH954 NG Lok Lam 伍諾霖 RE Advising on Securities 2009-10-28 2011-09-30
AGR427 LO Wan Wai, Isaac 盧運威 RE Advising on Securities 2006-06-16 2006-11-10
AGR427 LO Wan Wai, Isaac 盧運威 RE Asset Management 2006-06-16 2006-11-10
AGZ765 MEHTA Paromita Chakrabarti RE Advising on Securities 2003-04-01 2006-10-15
AGZ765 MEHTA Paromita Chakrabarti RE Advising on Corporate Finance 2003-04-01 2005-03-15
AGZ765 MEHTA Paromita Chakrabarti RE Asset Management 2003-04-01 2006-10-15
AGZ885 CHAN Wai Shing 陳偉成 RE Advising on Securities 2003-04-01 2005-03-31
AGZ885 CHAN Wai Shing 陳偉成 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AGZ885 CHAN Wai Shing 陳偉成 RE Asset Management 2003-04-01 2005-04-20
AHN696 CHAN Emily Mei-Yee 陳美儀 RE Dealing in Securities 2009-04-03 2010-06-17
AHN696 CHAN Emily Mei-Yee 陳美儀 RE Advising on Securities 2008-08-11 2010-06-17
AHN696 CHAN Emily Mei-Yee 陳美儀 RE Asset Management 2008-08-11 2010-06-17
AHU543 MAK Wing Yan 麥詠欣 RE Dealing in Securities 2009-04-03 2011-07-10
AHU543 MAK Wing Yan 麥詠欣 RE Asset Management 2008-08-04 2011-07-10
AIH667 CHUN Vincent 秦偉智 RE Advising on Securities 2005-04-08 2007-10-09
AIH667 CHUN Vincent 秦偉智 RE Asset Management 2004-09-13 2007-10-09
AKI595 LAM Dennis Saihong 林世康 RE Advising on Securities 2012-09-04 2017-02-16
AKI595 LAM Dennis Saihong 林世康 RE Asset Management 2012-09-04 2017-02-16
ALI262 CHUA Siong Khim 蔡尚琴 RE Advising on Securities 2008-06-25 2012-06-22
ALI262 CHUA Siong Khim 蔡尚琴 RE Asset Management 2008-06-25 2012-06-22
ALS598 LUI Ho Yin, Edmond 雷浩然 RE Asset Management 2006-06-12 2008-07-16
ALW470 SHIU Chi Ming 蕭志明 RE Advising on Securities 2005-05-13 2007-01-05
ALW470 SHIU Chi Ming 蕭志明 RE Asset Management 2005-05-13 2007-01-05
ALW471 LI Kong Fung, Samson 李岡峰 RE Advising on Securities 2005-05-13 2005-08-03
ALW471 LI Kong Fung, Samson 李岡峰 RE Asset Management 2005-05-13 2005-08-03
ALY376 LEE Ka Hung 李家雄 RE Asset Management 2005-04-27 2006-06-01
ALY613 POULEUR Jessica Huang 黃伊 RE Advising on Securities 2006-06-06 2007-07-11
ALY613 POULEUR Jessica Huang 黃伊 RE Asset Management 2006-06-06 2007-07-11
ALY626 HO Siu Yung 何紹容 RE Dealing in Securities 2012-01-12 2015-07-29
ALY626 HO Siu Yung 何紹容 RE Advising on Securities 2012-01-12 2015-07-29
AMC258 SO Chi Keung, Jeffrey 蘇志強 RE Advising on Securities 2007-06-07 2009-09-30
AMC258 SO Chi Keung, Jeffrey 蘇志強 RE Asset Management 2007-06-07 2009-09-30
AME740 KAN Sheung Tung, Julie 簡尚彤 RE Dealing in Securities 2013-04-02 2013-08-23
AME740 KAN Sheung Tung, Julie 簡尚彤 RE Advising on Securities 2013-04-02 2013-08-23
AMF516 SHI Lin 石琳 RE Advising on Securities 2007-11-12 2008-12-01
AML322 WONG Chi Ho, Eric 王志浩 RE Advising on Securities 2005-10-19 2006-04-19
AML322 WONG Chi Ho, Eric 王志浩 RE Advising on Securities 2006-05-18 2009-06-19
AML322 WONG Chi Ho, Eric 王志浩 RE Asset Management 2005-10-19 2006-04-19
AML322 WONG Chi Ho, Eric 王志浩 RE Asset Management 2006-05-18 2009-06-19
AMN773 CHEUNG Catherine Ka Man 張嘉敏 RE Dealing in Securities 2015-09-23 2018-08-22
AMN773 CHEUNG Catherine Ka Man 張嘉敏 RE Advising on Securities 2015-09-23 2018-08-22
AMN773 CHEUNG Catherine Ka Man 張嘉敏 RE Asset Management 2015-09-23 2018-08-22
AMR979 VAN VLIET Willem Gustaaf Stephan RE Dealing in Securities 2014-01-06 2016-10-17
AMR979 VAN VLIET Willem Gustaaf Stephan RE Advising on Securities 2014-01-06 2016-10-17
AMW536 MOK Siu Kin 莫紹堅 RE Dealing in Securities 2011-07-11 2011-09-22
AMW536 MOK Siu Kin 莫紹堅 RO Dealing in Securities 2011-09-22
AMW536 MOK Siu Kin 莫紹堅 RE Asset Management 2011-07-11 2011-09-22
AMW536 MOK Siu Kin 莫紹堅 RO Asset Management 2011-09-22
ANE317 KUAN Hsiao Wei, Wendy 關曉薇 RE Dealing in Securities 2012-08-06
ANE317 KUAN Hsiao Wei, Wendy 關曉薇 RE Advising on Securities 2012-08-06
ANE317 KUAN Hsiao Wei, Wendy 關曉薇 RE Asset Management 2012-08-06
ANP167 LAU Tung Hing 劉東鑫 RE Dealing in Securities 2009-04-06 2011-06-07
ANP167 LAU Tung Hing 劉東鑫 RE Asset Management 2006-07-17 2011-06-07
ANP708 CHAN Kin Bong, Edwin 陳建邦 RE Advising on Securities 2006-06-28 2009-01-01
ANP708 CHAN Kin Bong, Edwin 陳建邦 RE Asset Management 2006-06-28 2009-01-01
ANR759 TO Jenifer Man Chong 杜文莊 RE Advising on Securities 2007-03-30 2008-06-13
ANR759 TO Jenifer Man Chong 杜文莊 RE Asset Management 2007-03-30 2008-06-13
ANX745 MIN Kyeung Won 閔庚元 RE Dealing in Securities 2013-06-25 2017-07-19
ANX745 MIN Kyeung Won 閔庚元 RE Advising on Securities 2013-06-25 2017-07-19
AOE020 TJIANG Man Kin 張文健 RE Dealing in Securities 2011-10-14 2013-03-11
AOE020 TJIANG Man Kin 張文健 RO Dealing in Securities 2013-03-11 2015-12-31
AOE020 TJIANG Man Kin 張文健 RE Advising on Securities 2011-10-14 2013-03-11
AOE020 TJIANG Man Kin 張文健 RO Advising on Securities 2013-03-11 2015-12-31
AOE020 TJIANG Man Kin 張文健 RE Asset Management 2011-10-14 2013-03-11
AOE020 TJIANG Man Kin 張文健 RO Asset Management 2013-03-11 2015-12-31
AOU894 CHAN Chung Sze 陳頌斯 RE Dealing in Securities 2010-05-03 2015-09-10
AOU894 CHAN Chung Sze 陳頌斯 RO Dealing in Securities 2015-09-10
AOU894 CHAN Chung Sze 陳頌斯 RE Advising on Securities 2010-05-03 2015-09-10
AOU894 CHAN Chung Sze 陳頌斯 RO Advising on Securities 2015-09-10
AOV141 MAK Nixon Kim Ho 麥劍豪 RE Advising on Securities 2007-04-20 2008-08-26
AOV141 MAK Nixon Kim Ho 麥劍豪 RE Asset Management 2007-04-20 2008-08-26
AOV696 TAN Denise Bee Kwan 陳美歡 RE Advising on Securities 2007-04-30 2008-07-18
AOV696 TAN Denise Bee Kwan 陳美歡 RE Asset Management 2007-04-30 2008-07-18
APA545 MA Calvin Kwai Shing 馬桂承 RE Dealing in Securities 2009-04-03 2010-06-13
APA545 MA Calvin Kwai Shing 馬桂承 RE Advising on Securities 2007-05-30 2010-06-13
APA545 MA Calvin Kwai Shing 馬桂承 RE Asset Management 2007-05-30 2010-06-13
APB398 NING Jing 宁靜 RE Advising on Securities 2007-06-05 2008-01-05
APB398 NING Jing 宁靜 RE Asset Management 2007-06-05 2008-01-05
APF451 CHEN Xinxin 陳欣欣 RE Advising on Securities 2007-07-03
APF451 CHEN Xinxin 陳欣欣 RE Asset Management 2007-07-03
APF458 CHOI Shuk Ling 蔡淑玲 RE Advising on Securities 2007-07-03 2008-04-11
APF458 CHOI Shuk Ling 蔡淑玲 RE Asset Management 2007-07-03 2008-04-11
APK348 NG Kay Chak, Eric 吳紀澤 RE Dealing in Securities 2009-04-03 2009-10-13
APK348 NG Kay Chak, Eric 吳紀澤 RE Advising on Securities 2007-08-13 2009-10-13
APK348 NG Kay Chak, Eric 吳紀澤 RE Asset Management 2007-08-13 2009-10-13
APL837 SUEN To Ham 孫道涵 RE Dealing in Securities 2012-11-01
APL837 SUEN To Ham 孫道涵 RE Advising on Securities 2012-11-01
APL837 SUEN To Ham 孫道涵 RE Asset Management 2012-11-01
APO251 CHEUNG Suk Shan 張淑珊 RE Dealing in Securities 2013-03-25
APO251 CHEUNG Suk Shan 張淑珊 RE Asset Management 2013-03-25
APR012 YUNG Kim Keung 戎劍強 RE Dealing in Securities 2009-04-03 2011-07-02
APR012 YUNG Kim Keung 戎劍強 RE Asset Management 2007-09-20 2011-07-02
APU805 FOO Man Yin 符敏言 RE Dealing in Securities 2018-08-06
APU805 FOO Man Yin 符敏言 RE Advising on Securities 2018-08-06
APU805 FOO Man Yin 符敏言 RE Asset Management 2018-08-06
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Dealing in Securities 2009-04-03 2009-09-11
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Advising on Securities 2007-12-03 2009-09-11
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Asset Management 2007-12-03 2009-09-11
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Dealing in Securities 2011-12-05 2013-04-12
AQA229 CHEN I-Hsuan 陳怡璇 RE Advising on Securities 2007-11-19 2014-10-31
AQA229 CHEN I-Hsuan 陳怡璇 RE Asset Management 2007-11-19 2014-10-31
AQI788 TSOI Sze Yeung 蔡斯洋 RE Dealing in Securities 2016-08-15
AQI788 TSOI Sze Yeung 蔡斯洋 RE Advising on Securities 2016-08-15
AQI788 TSOI Sze Yeung 蔡斯洋 RE Asset Management 2016-08-15
AQS435 WONG Hoi Ching 王海澄 RE Dealing in Securities 2009-04-03 2009-06-23
AQS435 WONG Hoi Ching 王海澄 RE Advising on Securities 2008-03-25 2009-06-23
AQS435 WONG Hoi Ching 王海澄 RE Asset Management 2008-03-25 2009-06-23
ARP258 LEUNG Suk Bing, Annie 梁淑冰 RO Dealing in Securities 2012-02-14 2015-01-18
ARP258 LEUNG Suk Bing, Annie 梁淑冰 RE Advising on Securities 2008-09-10 2012-02-14
ARP258 LEUNG Suk Bing, Annie 梁淑冰 RO Advising on Securities 2012-02-14 2015-01-18
ARP258 LEUNG Suk Bing, Annie 梁淑冰 RE Asset Management 2008-09-10 2012-02-14
ARP258 LEUNG Suk Bing, Annie 梁淑冰 RO Asset Management 2012-02-14 2015-01-18
ARR637 LAI Hoi Yan, Patricia 黎凱欣 RE Dealing in Securities 2017-02-10 2017-11-30
ARR637 LAI Hoi Yan, Patricia 黎凱欣 RE Advising on Securities 2017-02-10 2017-11-30
ARS734 FONG Kwun Wai, Matthew 方貫威 RE Advising on Securities 2008-10-17 2009-01-30
ARS734 FONG Kwun Wai, Matthew 方貫威 RE Advising on Securities 2010-02-12 2013-09-30
ARS734 FONG Kwun Wai, Matthew 方貫威 RE Asset Management 2008-10-17 2009-01-30
ARS734 FONG Kwun Wai, Matthew 方貫威 RE Asset Management 2010-01-11 2013-09-30
ART971 TSE Chak Hei, Michael 謝澤曦 RE Dealing in Securities 2009-04-03 2010-09-29
ART971 TSE Chak Hei, Michael 謝澤曦 RE Advising on Securities 2008-11-28 2010-09-29
ARU729 LO Chi Hang 盧致恆 RE Dealing in Securities 2010-09-20 2015-12-11
ARU729 LO Chi Hang 盧致恆 RE Advising on Securities 2010-09-20 2015-12-11
ARU729 LO Chi Hang 盧致恆 RE Asset Management 2012-02-16 2015-12-11
ARV906 KOH Lye Thiam 許來添 RE Advising on Securities 2008-11-07 2010-07-05
ARV906 KOH Lye Thiam 許來添 RE Asset Management 2008-11-07 2010-07-05
ASN928 CHEN Jun 陳峻 RE Dealing in Securities 2010-06-01 2010-08-07
ASN928 CHEN Jun 陳峻 RE Advising on Securities 2009-03-10 2010-08-07
ASN928 CHEN Jun 陳峻 RE Asset Management 2009-03-10 2010-08-07
ATL967 MEHROTRA Ravi RO Dealing in Securities 2009-09-10 2011-01-01
ATL967 MEHROTRA Ravi RO Advising on Securities 2009-09-10 2011-01-01
AUJ707 LUO Peng 羅鵬 RE Dealing in Securities 2013-10-15 2015-01-30
AUJ707 LUO Peng 羅鵬 RE Advising on Securities 2013-10-15 2015-01-30
AUQ739 LEE Lap Tak, Alfred 李立德 RE Dealing in Securities 2015-08-10 2018-02-27
AUQ739 LEE Lap Tak, Alfred 李立德 RE Advising on Securities 2015-08-10 2018-02-27
AUQ739 LEE Lap Tak, Alfred 李立德 RE Asset Management 2015-08-10 2018-02-27
AVY056 HWANG Min Shik RE Dealing in Securities 2011-06-29
AVY056 HWANG Min Shik RE Advising on Securities 2010-10-27
AVY056 HWANG Min Shik RE Asset Management 2010-10-27
AVY959 CHAN Chee Kong RE Advising on Securities 2010-12-01 2012-02-29
AVY959 CHAN Chee Kong RE Asset Management 2010-12-01 2012-02-29
AWD664 FONG Chi Wang 方志宏 RE Dealing in Securities 2014-06-13
AWD664 FONG Chi Wang 方志宏 RE Advising on Securities 2014-06-13
AWD664 FONG Chi Wang 方志宏 RE Asset Management 2014-06-13
AWF160 WANG Lisa 汪慧之 RE Dealing in Securities 2017-07-03
AWF160 WANG Lisa 汪慧之 RE Advising on Securities 2017-07-03
AWH556 KOBAYASHI Toshio RE Advising on Securities 2010-11-26 2013-06-30
AWJ006 CHONG Ming Hang 莊銘恒 RE Dealing in Securities 2017-06-01
AWJ006 CHONG Ming Hang 莊銘恒 RE Advising on Securities 2017-06-01
AWJ006 CHONG Ming Hang 莊銘恒 RE Asset Management 2017-06-01
AWJ595 KWONG See Man, Samantha 鄺思敏 RE Advising on Securities 2012-07-16 2016-11-11
AWJ595 KWONG See Man, Samantha 鄺思敏 RE Asset Management 2012-07-16 2016-11-11
AWP939 MITTAL Rajeev RO Dealing in Securities 2011-08-11
AWP939 MITTAL Rajeev RO Advising on Securities 2011-08-11
AWP939 MITTAL Rajeev RO Asset Management 2011-08-11
AWR716 PUN Kar Kiu, Jose 潘加翹 RE Dealing in Securities 2014-01-13 2016-06-12
AWR716 PUN Kar Kiu, Jose 潘加翹 RE Advising on Securities 2014-01-13 2016-06-12
AWU675 STEIMEL Stacy Elizabeth RE Dealing in Securities 2011-03-14 2011-06-14
AXL711 WALTON Matthew RE Dealing in Securities 2011-06-20 2012-11-12
AXL711 WALTON Matthew RE Asset Management 2011-09-21 2012-11-12
AXL779 CHAN Ping Hoi 陳平海 RE Dealing in Securities 2011-06-23
AXL779 CHAN Ping Hoi 陳平海 RE Asset Management 2011-06-23
AYA312 ANG Kim Peng 洪錦平 RE Advising on Securities 2012-09-18 2018-10-19
AYA312 ANG Kim Peng 洪錦平 RE Asset Management 2012-09-18 2018-10-19
AYN876 THORN Robin Carl RE Dealing in Securities 2011-11-25 2012-01-20
AYN876 THORN Robin Carl RO Dealing in Securities 2012-01-20 2012-05-24
AYN876 THORN Robin Carl RE Advising on Securities 2011-12-09 2012-01-20
AYN876 THORN Robin Carl RO Advising on Securities 2012-01-20 2012-05-24
AYN876 THORN Robin Carl RE Asset Management 2011-11-25 2012-01-20
AYN876 THORN Robin Carl RO Asset Management 2012-01-20 2012-05-24
AYW261 LEE Chi Hin, Jacob 李志軒 RE Advising on Securities 2012-10-03 2013-03-17
AYW261 LEE Chi Hin, Jacob 李志軒 RE Asset Management 2012-10-03 2013-03-17
AYW277 LO Thomas Tzan Hong 盧湛康 RE Dealing in Securities 2017-03-16
AYW277 LO Thomas Tzan Hong 盧湛康 RE Advising on Securities 2012-02-13
AYW277 LO Thomas Tzan Hong 盧湛康 RE Asset Management 2012-02-13
AZF132 WONG Chun, Jeffrey 黃臻 RE Dealing in Securities 2015-11-19 2017-02-28
AZF132 WONG Chun, Jeffrey 黃臻 RE Advising on Securities 2015-11-19 2017-02-28
AZF132 WONG Chun, Jeffrey 黃臻 RE Asset Management 2015-11-19 2017-02-28
AZJ283 LAM Chi Ming 林智明 RE Dealing in Securities 2015-07-27 2018-08-31
AZJ283 LAM Chi Ming 林智明 RE Advising on Securities 2015-07-27 2018-08-31
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Dealing in Securities 2012-07-11 2017-10-16
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Dealing in Securities 2018-05-02 2018-06-01
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RO Dealing in Securities 2017-10-16 2018-05-02
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Advising on Securities 2012-07-11 2017-10-16
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Advising on Securities 2018-05-02 2018-06-01
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RO Advising on Securities 2017-10-16 2018-05-02
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RE Asset Management 2012-07-11 2017-10-16
AZV686 SON KENG PO Dy Wilfred 孫偉銘 RO Asset Management 2017-10-16 2018-06-01
AZX867 LOH Timothy James 羅澤中 RE Dealing in Securities 2015-03-23 2015-09-30
AZX867 LOH Timothy James 羅澤中 RE Advising on Securities 2015-03-23 2015-09-30
BAA877 CHEN Mengying 陳夢穎 RE Dealing in Securities 2014-10-13
BAA877 CHEN Mengying 陳夢穎 RE Advising on Securities 2014-10-13
BAB698 ZHANG Fan 張凡 RE Advising on Securities 2015-06-09
BAB698 ZHANG Fan 張凡 RE Asset Management 2015-06-09
BAH294 KELLY Michael James RE Dealing in Securities 2012-10-10 2012-10-17
BAT145 WONG Yee Fai, Valerie 黃懿暉 RE Dealing in Securities 2015-03-04 2015-09-26
BAT145 WONG Yee Fai, Valerie 黃懿暉 RE Advising on Securities 2013-01-17 2013-04-29
BAT145 WONG Yee Fai, Valerie 黃懿暉 RE Advising on Securities 2015-03-04 2015-09-26
BAT145 WONG Yee Fai, Valerie 黃懿暉 RE Asset Management 2013-01-17 2013-04-29
BAT145 WONG Yee Fai, Valerie 黃懿暉 RE Asset Management 2015-03-04 2015-09-26
BBB059 NG Sunny Chung Kwong 吳重光 RE Dealing in Securities 2016-06-01
BBB059 NG Sunny Chung Kwong 吳重光 RE Advising on Securities 2016-06-01
BBB059 NG Sunny Chung Kwong 吳重光 RE Asset Management 2016-06-01
BBF564 WU King Cheung 吳景祥 RE Dealing in Securities 2017-02-15
BBF564 WU King Cheung 吳景祥 RE Advising on Securities 2017-02-15
BBF564 WU King Cheung 吳景祥 RE Asset Management 2017-02-15
BBG719 ZHAO Mei 趙梅 RE Dealing in Securities 2016-06-02
BBG719 ZHAO Mei 趙梅 RE Advising on Securities 2016-06-02
BBG719 ZHAO Mei 趙梅 RE Asset Management 2016-06-02
BBU725 WON Yoohee RE Dealing in Securities 2013-09-16
BBU725 WON Yoohee RE Advising on Securities 2013-09-16
BCJ219 HENG Kelvin Chi Man 幸啟文 RE Dealing in Securities 2016-06-20
BCJ219 HENG Kelvin Chi Man 幸啟文 RE Advising on Securities 2016-06-20
BCJ219 HENG Kelvin Chi Man 幸啟文 RE Asset Management 2016-06-20
BCR054 LAU Yan Yan Melannie 劉欣欣 RE Dealing in Securities 2015-10-02 2016-11-11
BCR054 LAU Yan Yan Melannie 劉欣欣 RE Advising on Securities 2015-10-02 2016-11-11
BCV179 LI Liang 李梁 RE Dealing in Securities 2016-05-06
BCV179 LI Liang 李梁 RE Advising on Securities 2016-05-06
BCV179 LI Liang 李梁 RE Asset Management 2016-05-06
BDC337 CHAN Hoi Sun, Nicholas 陳凱燊 RE Dealing in Securities 2014-03-10
BDC337 CHAN Hoi Sun, Nicholas 陳凱燊 RE Advising on Securities 2014-03-10
BDD688 KONG Xiangnan 孔祥南 RE Dealing in Securities 2014-03-21 2017-10-27
BDD688 KONG Xiangnan 孔祥南 RE Advising on Securities 2014-03-21 2017-10-27
BDD899 POON Shing Chi 潘承智 RE Dealing in Securities 2014-03-26 2016-01-29
BDD899 POON Shing Chi 潘承智 RE Advising on Securities 2014-03-26 2016-01-29
BDD899 POON Shing Chi 潘承智 RE Asset Management 2014-03-26 2016-01-29
BDL752 CHOI Ka Lai 蔡嘉麗 RE Dealing in Securities 2016-02-01 2017-12-31
BDL752 CHOI Ka Lai 蔡嘉麗 RE Advising on Securities 2016-02-01 2017-12-31
BDL752 CHOI Ka Lai 蔡嘉麗 RE Asset Management 2016-02-01 2017-12-31
BDN262 LEE Yongho 李龍鎬 RE Dealing in Securities 2014-06-09 2017-10-20
BDN262 LEE Yongho 李龍鎬 RE Advising on Securities 2014-06-09 2017-10-20
BDQ749 LEUNG Sin Yu 梁倩茹 RE Dealing in Securities 2014-07-02 2014-09-26
BDQ749 LEUNG Sin Yu 梁倩茹 RE Advising on Securities 2014-07-02 2014-09-26
BFJ582 CHAN Herman Ho Ming 陳鎬銘 RE Dealing in Securities 2015-05-06
BFJ582 CHAN Herman Ho Ming 陳鎬銘 RE Advising on Securities 2015-05-06
BFK315 WONG Cheuk Wing, Daisy 黃卓頴 RE Dealing in Securities 2018-06-25
BFK315 WONG Cheuk Wing, Daisy 黃卓頴 RE Advising on Securities 2018-06-25
BFS327 YANG Yue RE Dealing in Securities 2015-06-29 2016-01-18
BFS327 YANG Yue RE Advising on Securities 2015-06-29 2016-01-18
BFW976 SINGH Siddhartha RE Dealing in Securities 2015-07-24
BFW976 SINGH Siddhartha RE Advising on Securities 2015-07-24
BFW976 SINGH Siddhartha RE Asset Management 2015-07-24
BGQ843 YANG Taiho RE Dealing in Securities 2015-12-23 2017-11-30
BGQ843 YANG Taiho RE Advising on Securities 2015-12-23 2017-11-30
BGQ843 YANG Taiho RE Asset Management 2015-12-23 2017-11-30
BHE025 DUSDEESURAPOT Rangwan RE Dealing in Securities 2016-03-21
BHE025 DUSDEESURAPOT Rangwan RE Advising on Securities 2016-03-21
BHE025 DUSDEESURAPOT Rangwan RE Asset Management 2016-03-21
BHT158 LAM Ting Kwan 林庭筠 RE Dealing in Securities 2016-07-25
BHT158 LAM Ting Kwan 林庭筠 RE Advising on Securities 2016-07-25
BHT158 LAM Ting Kwan 林庭筠 RE Asset Management 2016-07-25
BIC868 YUEN Wing Ho 袁永豪 RE Dealing in Securities 2017-06-05
BIC868 YUEN Wing Ho 袁永豪 RE Advising on Securities 2017-06-05
BIC868 YUEN Wing Ho 袁永豪 RE Asset Management 2017-06-05
BJQ007 TSUI Chun Man Benjamin 徐俊文 RE Dealing in Securities 2017-05-29
BJQ007 TSUI Chun Man Benjamin 徐俊文 RE Advising on Securities 2017-05-29
BJQ007 TSUI Chun Man Benjamin 徐俊文 RE Asset Management 2017-05-29
BJZ485 BEH Seog Won RE Dealing in Securities 2017-08-02
BJZ485 BEH Seog Won RE Advising on Securities 2017-08-02
BJZ485 BEH Seog Won RE Asset Management 2017-08-02
BMF159 JONES Viktoria Charlotte 翟毅雋 RE Dealing in Securities 2018-02-01
BMF159 JONES Viktoria Charlotte 翟毅雋 RE Advising on Securities 2018-02-01
BMF159 JONES Viktoria Charlotte 翟毅雋 RE Asset Management 2018-02-01
BMO299 SEN Anik Kumar RE Dealing in Securities 2018-04-17 2018-10-09
BMO299 SEN Anik Kumar RE Advising on Securities 2018-04-17 2018-10-09
BMQ327 BAYRON Heda Hamoy RE Dealing in Securities 2018-05-02
BMQ327 BAYRON Heda Hamoy RE Advising on Securities 2018-05-02
BMT255 LOKE Choo Li RE Dealing in Securities 2018-05-25
BMT255 LOKE Choo Li RE Advising on Securities 2018-05-25
BMT255 LOKE Choo Li RE Asset Management 2018-05-25

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