Hong Kong SFC licence institution AAJ620, First Eastern Investments Limited 第一東方投資有限公司

These are the licence-holders that were found for SFC licence institution AAJ620 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Securities 2003-04-01
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAC382 CHU Lap Lik, Victor 諸立力 RO Asset Management 2003-04-01 2005-04-15
AAJ627 LOO Carl Arthur 盧光漢 RO Advising on Securities 2003-04-01 2005-03-31
AAJ627 LOO Carl Arthur 盧光漢 RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAJ627 LOO Carl Arthur 盧光漢 RO Asset Management 2003-04-01 2005-03-31
ABB452 HO Chin Hung, David 何展鴻 RO Advising on Securities 2003-04-01 2016-11-30
ABB452 HO Chin Hung, David 何展鴻 RO Asset Management 2003-04-01 2016-11-30
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Advising on Securities 2003-04-01
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Advising on Corporate Finance 2003-04-01 2005-01-31
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Asset Management 2003-04-01 2018-03-12
AGE094 YAM Kam Shing 任錦成 RO Advising on Securities 2016-11-04 2017-08-31
AGE094 YAM Kam Shing 任錦成 RO Asset Management 2016-11-04 2017-08-31
ARF365 CHAN Chi Keung, Peter 陳志強 RE Advising on Securities 2008-07-03
ARF365 CHAN Chi Keung, Peter 陳志強 RE Asset Management 2008-07-03 2018-04-30
BAZ724 FUNG Tze Shun 馮子信 RE Advising on Securities 2013-05-02
BAZ724 FUNG Tze Shun 馮子信 RE Asset Management 2013-05-02 2018-04-30

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