Hong Kong SFC licence institution AAJ693, First State Investments (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAJ693 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ718 WARING Thomas Douglas Tremayne RO Dealing in Securities 2003-04-01 2006-08-31
AAJ718 WARING Thomas Douglas Tremayne RO Advising on Securities 2003-04-01 2006-08-31
AAJ718 WARING Thomas Douglas Tremayne RO Advising on Corporate Finance 2003-04-01 2005-03-11
AAJ718 WARING Thomas Douglas Tremayne RO Asset Management 2003-04-01 2006-08-31
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Dealing in Securities 2003-04-01 2004-03-05
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Securities 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Advising on Securities 2004-05-17 2006-02-28
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Futures Contracts 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Advising on Futures Contracts 2004-05-17 2006-02-28
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Corporate Finance 2003-04-01 2004-03-05
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Asset Management 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Asset Management 2004-05-17 2006-02-28
ACH893 COLGLAZIER Kevin Stewart RE Advising on Securities 2003-04-01 2006-01-01
ACH893 COLGLAZIER Kevin Stewart RO Advising on Futures Contracts 2003-04-01 2006-01-01
ACH893 COLGLAZIER Kevin Stewart RE Advising on Corporate Finance 2003-04-01 2005-03-11
ACH893 COLGLAZIER Kevin Stewart RO Asset Management 2003-04-01 2006-01-01
ACJ598 CHEUNG Siu Man, Joann 張小敏 RE Dealing in Securities 2008-01-10
ACJ598 CHEUNG Siu Man, Joann 張小敏 RE Advising on Securities 2007-11-29
ACR160 MA So Ping 馬素萍 RO Dealing in Securities 2006-09-05 2009-04-24
ACR160 MA So Ping 馬素萍 RE Advising on Securities 2006-08-01 2006-09-05
ACR160 MA So Ping 馬素萍 RO Advising on Securities 2006-09-05 2009-04-24
ACR160 MA So Ping 馬素萍 RE Asset Management 2006-08-01 2006-09-06
ACW847 LEE Chun Yin, Terence 李俊彥 RE Dealing in Securities 2003-07-22 2006-04-01
ADR107 LAU Kwok Kit, Martin 劉國傑 RO Dealing in Securities 2006-06-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Securities 2003-04-01 2004-05-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RO Advising on Securities 2004-05-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Futures Contracts 2004-04-30 2006-08-28
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Corporate Finance 2003-04-01 2004-03-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Asset Management 2003-04-01 2004-05-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RO Asset Management 2004-05-05
ADR405 LAW Pik Lin 羅碧蓮 RE Advising on Securities 2003-04-01 2003-09-17
ADR405 LAW Pik Lin 羅碧蓮 RE Advising on Corporate Finance 2003-04-01 2003-09-17
ADR405 LAW Pik Lin 羅碧蓮 RE Asset Management 2003-04-01 2003-09-17
ADX528 WONG Ngan, Jacqueline 黃雁 RE Dealing in Securities 2005-02-21 2005-09-05
ADY676 WONG Kah Mun 黃嘉敏 RE Dealing in Securities 2004-03-26 2005-01-07
AEB099 MANN Lindsay Robert RO Dealing in Securities 2006-03-30 2009-12-16
AEB099 MANN Lindsay Robert RO Advising on Securities 2006-03-30 2009-12-16
AEB099 MANN Lindsay Robert RO Asset Management 2006-03-30 2009-12-16
AEH038 POON Kwong Kin 潘廣建 RE Dealing in Securities 2007-06-05
AEH038 POON Kwong Kin 潘廣建 RE Advising on Securities 2007-06-05
AEH038 POON Kwong Kin 潘廣建 RE Asset Management 2007-06-05
AEK686 FONG Shing Fai 方成輝 RE Dealing in Securities 2003-04-01 2005-09-13
AEK686 FONG Shing Fai 方成輝 RE Advising on Securities 2003-04-01 2004-10-15
AEK686 FONG Shing Fai 方成輝 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AEK686 FONG Shing Fai 方成輝 RE Asset Management 2003-04-01 2004-10-15
AEK688 LI Yuk Ha 李玉霞 RE Dealing in Securities 2003-04-01 2005-10-24
AEK688 LI Yuk Ha 李玉霞 RE Advising on Securities 2003-04-01 2004-10-15
AEK688 LI Yuk Ha 李玉霞 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AEK688 LI Yuk Ha 李玉霞 RE Asset Management 2003-04-01 2004-10-15
AEM716 KO Shuk Ling, Serena 高淑玲 RE Dealing in Securities 2003-04-01 2004-03-01
AEM716 KO Shuk Ling, Serena 高淑玲 RE Advising on Securities 2003-04-01 2004-03-01
AEM716 KO Shuk Ling, Serena 高淑玲 RE Advising on Corporate Finance 2003-04-01 2004-03-01
AEM716 KO Shuk Ling, Serena 高淑玲 RE Asset Management 2003-04-01 2004-03-01
AEP558 HU Ka Lam 胡嘉林 RO Dealing in Securities 2006-09-01 2008-12-09
AEP558 HU Ka Lam 胡嘉林 RE Advising on Securities 2006-07-10 2006-09-01
AEP558 HU Ka Lam 胡嘉林 RO Advising on Securities 2006-09-01 2008-12-09
AEP558 HU Ka Lam 胡嘉林 RE Asset Management 2006-07-10 2006-09-01
AEP558 HU Ka Lam 胡嘉林 RO Asset Management 2006-09-01 2008-12-09
AEU794 YEUNG Tsz Yau,Sarah 楊子悠 RE Dealing in Securities 2006-10-03 2008-05-27
AEZ033 NG Ching Han 伍靜嫺 RE Dealing in Securities 2005-11-01 2007-10-02
AEZ139 FOK Wai Man, Louisa 霍慧敏 RE Advising on Securities 2010-07-13 2013-08-22
AEZ139 FOK Wai Man, Louisa 霍慧敏 RE Asset Management 2010-07-13 2013-08-22
AFC098 JENKINS Ian William RO Dealing in Securities 2003-04-01 2004-06-30
AFC098 JENKINS Ian William RO Advising on Securities 2003-04-01 2004-06-30
AFC098 JENKINS Ian William RO Advising on Corporate Finance 2003-04-01 2004-06-30
AFC098 JENKINS Ian William RO Asset Management 2003-04-01 2004-06-30
AFC353 NG Wing Sze 伍詠思 RE Dealing in Securities 2010-08-13 2011-01-24
AFS763 WANG Wenying 王文瑩 RE Advising on Securities 2003-04-01 2005-06-22
AFS763 WANG Wenying 王文瑩 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AFS763 WANG Wenying 王文瑩 RE Asset Management 2003-04-01 2005-06-22
AFT405 LI Kong, James 李剛 RE Dealing in Securities 2006-01-13 2014-06-14
AFT405 LI Kong, James 李剛 RE Advising on Securities 2006-01-17 2014-06-14
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Dealing in Securities 2010-04-20 2013-06-15
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Dealing in Securities 2016-06-08
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Advising on Securities 2010-04-20 2013-06-15
AFX852 TAM Ka Chun 譚家駿 RE Dealing in Securities 2004-04-19
AFZ530 TIN Kin Yip, Keynes 田建業 RE Dealing in Securities 2008-12-16 2011-11-17
AGA026 CHO Yee Kee, Amy 曹綺琪 RE Dealing in Securities 2003-06-18 2004-05-13
AGA026 CHO Yee Kee, Amy 曹綺琪 RO Dealing in Securities 2004-05-13 2006-04-01
AGA026 CHO Yee Kee, Amy 曹綺琪 RE Advising on Securities 2003-05-12 2004-05-03
AGA305 JONES Richard Iwan RE Dealing in Securities 2010-01-26 2011-12-20
AGA305 JONES Richard Iwan RO Dealing in Securities 2011-12-20
AGA305 JONES Richard Iwan RE Advising on Securities 2010-01-26 2011-12-20
AGA305 JONES Richard Iwan RO Advising on Securities 2011-12-20
AGA305 JONES Richard Iwan RE Asset Management 2010-01-26 2011-12-20
AGA305 JONES Richard Iwan RO Asset Management 2011-12-20
AGB717 KWAN Chi Wang 關子宏 RE Advising on Securities 2003-04-01 2005-05-14
AGB717 KWAN Chi Wang 關子宏 RE Advising on Futures Contracts 2003-04-01 2005-05-14
AGB717 KWAN Chi Wang 關子宏 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AGB717 KWAN Chi Wang 關子宏 RE Asset Management 2003-04-01 2005-05-14
AGC671 PRADO Todd Mathew RO Dealing in Securities 2011-10-06 2016-01-12
AGC671 PRADO Todd Mathew RO Advising on Securities 2011-10-06 2016-01-12
AGH862 TWU Wei-Chun 涂維純 RE Advising on Securities 2011-06-21 2012-06-02
AGH862 TWU Wei-Chun 涂維純 RE Asset Management 2011-06-21 2012-06-02
AGL457 TANG Wing Yee 鄧穎兒 RE Dealing in Securities 2013-12-03 2017-11-30
AGL457 TANG Wing Yee 鄧穎兒 RO Dealing in Securities 2017-11-30
AGL457 TANG Wing Yee 鄧穎兒 RE Advising on Securities 2013-12-03 2017-11-30
AGL457 TANG Wing Yee 鄧穎兒 RO Advising on Securities 2017-11-30
AHO170 TSANG Wai Ching 曾惠貞 RE Dealing in Securities 2013-07-29 2015-06-05
AHO170 TSANG Wai Ching 曾惠貞 RE Advising on Securities 2013-07-29 2015-06-05
AHV176 RIPPINGALL Susan Veronica RE Advising on Securities 2003-04-01 2013-05-01
AHV176 RIPPINGALL Susan Veronica RE Advising on Corporate Finance 2003-04-01 2004-10-15
AHV176 RIPPINGALL Susan Veronica RE Asset Management 2003-04-01 2013-05-01
AIS494 CHENG Shu Yuen 鄭樹源 RE Dealing in Securities 2003-04-16 2006-07-08
AIS494 CHENG Shu Yuen 鄭樹源 RE Advising on Futures Contracts 2006-02-15 2006-07-08
AIS494 CHENG Shu Yuen 鄭樹源 RE Asset Management 2003-04-16 2006-07-08
AIU683 KENNEALLY Stephen Desmond RE Dealing in Securities 2003-05-29 2004-01-14
AIU683 KENNEALLY Stephen Desmond RO Dealing in Securities 2004-01-14 2005-11-30
AIU683 KENNEALLY Stephen Desmond RO Advising on Securities 2004-01-14 2005-11-30
AIU683 KENNEALLY Stephen Desmond RO Asset Management 2004-01-14 2005-11-30
AIU684 MOK Nga Sze, Lucia 莫雅思 RE Dealing in Securities 2003-05-09 2003-07-02
AIU684 MOK Nga Sze, Lucia 莫雅思 RE Asset Management 2003-05-09 2003-07-02
AIZ025 YIP Wan Man, Jennifer 葉韻文 RE Dealing in Securities 2005-06-17 2006-09-25
AJB203 YUNG Min Ling, Anne 翁敏玲 RE Dealing in Securities 2003-08-13 2012-12-08
AJD195 HSIEH Shan Man RE Dealing in Securities 2003-10-09
AJD195 HSIEH Shan Man RE Advising on Securities 2017-06-14
AJD195 HSIEH Shan Man RE Advising on Futures Contracts 2005-07-21 2006-08-28
AJD195 HSIEH Shan Man RE Asset Management 2003-10-09
AKJ155 LEONG Chee Wai RE Dealing in Securities 2007-06-04 2007-06-08
AKJ155 LEONG Chee Wai RE Dealing in Securities 2011-11-28 2011-12-02
AKJ155 LEONG Chee Wai RE Asset Management 2004-06-02 2004-12-02
AKJ161 TAN Tian Tze RE Asset Management 2004-04-20 2004-05-17
AKP806 NG Hui Lin RE Advising on Securities 2011-10-17 2011-10-18
AKW893 CHUI Hoi Yan 崔凱茵 RE Dealing in Securities 2011-04-12 2015-05-20
AKW893 CHUI Hoi Yan 崔凱茵 RE Dealing in Securities 2016-07-19
AKW893 CHUI Hoi Yan 崔凱茵 RE Advising on Securities 2011-04-12 2015-05-20
AKW893 CHUI Hoi Yan 崔凱茵 RE Advising on Securities 2016-07-19
ALC072 MCKEITH Matthew Conal Edward RE Dealing in Securities 2006-03-27 2006-10-18
ALC072 MCKEITH Matthew Conal Edward RO Dealing in Securities 2006-10-18 2011-05-12
ALC072 MCKEITH Matthew Conal Edward RE Asset Management 2004-08-16 2005-03-21
ALG202 CHAN Kin Man 陳建文 RE Dealing in Securities 2016-03-30 2017-02-28
ALQ272 YEUNG Hau Keung 楊孝強 RE Dealing in Securities 2005-02-24 2006-04-29
ALQ272 YEUNG Hau Keung 楊孝強 RE Advising on Futures Contracts 2006-02-15 2006-04-29
ALQ272 YEUNG Hau Keung 楊孝強 RE Asset Management 2005-02-24 2006-04-29
ALS463 MCNAB Scott Melville RE Advising on Securities 2005-02-21 2007-07-16
ALS463 MCNAB Scott Melville RE Asset Management 2005-02-21 2007-07-16
ALY627 SECK Yee Hou 石毅豪 RE Advising on Securities 2005-05-03 2014-12-15
ALY627 SECK Yee Hou 石毅豪 RE Asset Management 2005-05-03 2014-12-15
AMN907 TANG Dong Yun RE Dealing in Securities 2005-11-29 2007-06-06
AMP166 WU Sze Man 胡詩敏 RE Dealing in Securities 2006-12-19 2011-08-31
AMX707 CHOY Yee Ling, Elina Elaine 蔡懿翎 RE Dealing in Securities 2012-02-10 2014-01-11
AMX707 CHOY Yee Ling, Elina Elaine 蔡懿翎 RE Advising on Securities 2012-02-10 2014-01-11
AMY848 KOURT Christopher RE Advising on Securities 2006-12-15 2012-04-24
AMY848 KOURT Christopher RO Advising on Securities 2006-06-14 2006-12-15
AMY848 KOURT Christopher RO Advising on Futures Contracts 2006-06-14 2006-08-28
AMY848 KOURT Christopher RE Asset Management 2006-12-15 2012-04-24
AMY848 KOURT Christopher RO Asset Management 2006-06-14 2006-12-15
ANB172 ALLEN Nicholas Kenneth Martin RE Dealing in Securities 2006-02-22 2006-02-28
ANB172 ALLEN Nicholas Kenneth Martin RE Dealing in Securities 2006-03-30 2006-03-31
ANB173 TOGHER Anthony Michael RE Dealing in Securities 2006-02-22 2006-02-28
ANB173 TOGHER Anthony Michael RE Dealing in Securities 2006-06-07 2006-06-13
ANB173 TOGHER Anthony Michael RE Dealing in Securities 2006-09-07 2006-09-11
ANB173 TOGHER Anthony Michael RE Dealing in Securities 2006-11-30 2006-12-04
ANB173 TOGHER Anthony Michael RE Advising on Securities 2007-03-15 2007-03-20
ANB173 TOGHER Anthony Michael RE Advising on Securities 2007-09-27 2007-10-01
ANB173 TOGHER Anthony Michael RE Advising on Securities 2009-10-12 2009-10-14
ANB173 TOGHER Anthony Michael RE Advising on Securities 2010-09-15 2010-09-21
ANB173 TOGHER Anthony Michael RE Advising on Securities 2011-10-03 2011-10-05
ANB173 TOGHER Anthony Michael RE Advising on Securities 2013-09-12 2013-09-13
ANG454 NESBIT Alan Michael RE Dealing in Securities 2006-04-03 2006-04-04
ANG454 NESBIT Alan Michael RE Advising on Securities 2010-03-08 2010-03-10
ANG454 NESBIT Alan Michael RE Advising on Securities 2011-05-19 2011-05-20
ANG454 NESBIT Alan Michael RE Advising on Securities 2012-09-10 2012-09-14
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Dealing in Securities 2006-04-12 2008-11-27
ANH655 BIRD Warren James RE Advising on Securities 2006-09-29 2013-01-02
ANH655 BIRD Warren James RO Advising on Securities 2006-06-22 2006-09-29
ANH655 BIRD Warren James RO Advising on Futures Contracts 2006-06-22 2006-08-28
ANH655 BIRD Warren James RE Asset Management 2006-09-29 2013-01-02
ANH655 BIRD Warren James RO Asset Management 2006-06-22 2006-09-29
ANJ158 ADAMS Anthony Joseph RO Advising on Securities 2006-07-03 2016-08-05
ANJ158 ADAMS Anthony Joseph RO Advising on Futures Contracts 2006-07-03 2006-08-28
ANJ158 ADAMS Anthony Joseph RO Asset Management 2006-07-03 2016-08-05
ANM958 XIAN Quanqiang 冼全强 RE Advising on Securities 2006-06-26
ANM958 XIAN Quanqiang 冼全强 RE Asset Management 2006-06-26
ANQ024 CHAN Yuk Bing 陳玉冰 RE Dealing in Securities 2017-05-18 2018-10-12
ANQ024 CHAN Yuk Bing 陳玉冰 RE Advising on Securities 2017-05-18 2018-10-12
ANR249 LOK Hiu Kwan, Mandy 駱曉筠 RE Dealing in Securities 2011-05-06 2011-10-08
ANR249 LOK Hiu Kwan, Mandy 駱曉筠 RE Advising on Securities 2011-05-06 2011-10-08
ANR401 JAMES Robert Keith RE Dealing in Securities 2006-07-20 2006-10-19
ANR401 JAMES Robert Keith RO Dealing in Securities 2006-10-19 2011-10-07
ANR833 LIN Wan-ying 林宛縈 RE Dealing in Securities 2010-04-13 2018-05-18
ANT258 AU Chi Kin 區智健 RE Advising on Securities 2006-08-04
ANT258 AU Chi Kin 區智健 RE Asset Management 2006-08-04
ANT259 CLARKE Rebecca De Forrest RE Advising on Securities 2006-08-04 2010-09-01
ANT259 CLARKE Rebecca De Forrest RE Asset Management 2006-08-04 2010-09-01
ANT919 KOON Yuan Huey 孔圓惠 RE Asset Management 2006-08-10 2010-04-08
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2007-01-08 2007-01-10
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2010-09-15 2010-09-17
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2011-04-07 2011-04-08
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2012-06-20 2012-06-22
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2012-08-31 2012-09-04
AOJ444 WARNER Joanne Kathleen RE Advising on Securities 2013-06-17 2013-06-18
AOK606 LEUNG Ka Wai 梁家瑋 RE Dealing in Securities 2007-01-18 2007-12-01
AOM509 KOCOUREK Petr Milan RE Advising on Securities 2011-10-17 2011-10-18
AOM509 KOCOUREK Petr Milan RE Advising on Securities 2012-12-10 2012-12-14
AOM509 KOCOUREK Petr Milan RE Advising on Securities 2015-08-18 2015-09-16
AOQ713 CHENG Hon Man 鄭漢文 RE Advising on Securities 2007-09-20 2014-02-28
AOS022 MAH Ching Cheng RE Advising on Securities 2009-06-01 2010-07-26
AOV819 COLLIS Murray James RE Advising on Securities 2007-04-27 2009-03-30
AOV819 COLLIS Murray James RE Advising on Securities 2009-11-19 2012-09-26
AOV819 COLLIS Murray James RO Advising on Securities 2009-03-30 2009-11-19
AOV819 COLLIS Murray James RE Asset Management 2007-04-27 2009-03-30
AOV819 COLLIS Murray James RE Asset Management 2009-11-19 2012-09-26
AOV819 COLLIS Murray James RO Asset Management 2009-03-30 2009-11-19
APF458 CHOI Shuk Ling 蔡淑玲 RE Dealing in Securities 2011-03-29 2011-04-07
APJ190 LAM Lap Fai 林立輝 RE Dealing in Securities 2011-12-16 2016-05-06
APL963 TANG Annie Yue Wai 鄧宇蕙 RE Dealing in Securities 2012-01-12 2015-01-30
APL963 TANG Annie Yue Wai 鄧宇蕙 RE Advising on Securities 2012-01-12 2015-01-30
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Dealing in Securities 2014-05-19 2018-04-29
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Advising on Securities 2014-05-19 2018-04-29
AQJ220 KWOK CHEUNG Tak May 郭張德美 RE Advising on Securities 2010-12-06 2017-05-17
AQJ220 KWOK CHEUNG Tak May 郭張德美 RE Asset Management 2010-12-06 2017-05-17
AQM113 CHING Wing Tat 陳榮達 RE Dealing in Securities 2008-02-13 2011-01-13
AQM743 MORAN Miranda Elvira RE Advising on Securities 2008-02-18 2012-10-23
AQM743 MORAN Miranda Elvira RE Asset Management 2008-02-18 2012-10-23
AQS337 MAN Ho Yi 文可怡 RE Dealing in Securities 2008-05-06 2011-05-31
ARO056 IP Hung Kei 葉鴻基 RE Dealing in Securities 2008-09-01 2010-11-01
ART002 SUEN Pui Suen 宣姵璿 RE Advising on Securities 2011-06-22 2013-11-23
ATS889 ELLIS John Robert Victor RE Advising on Securities 2009-09-18 2009-10-18
ATW713 STAPLETON Michael David RO Dealing in Securities 2009-11-10
ATW713 STAPLETON Michael David RO Advising on Securities 2009-11-10
ATW713 STAPLETON Michael David RO Asset Management 2009-11-10
ATY325 LI Qing 李青 RE Advising on Securities 2009-11-16
ATY325 LI Qing 李青 RE Asset Management 2009-11-16
AUA480 MEANY Peter James RE Advising on Securities 2009-11-02 2009-11-03
AUA480 MEANY Peter James RE Advising on Securities 2010-09-14 2010-09-17
AUA480 MEANY Peter James RE Advising on Securities 2012-02-22 2012-02-25
AUA480 MEANY Peter James RE Advising on Securities 2012-09-03 2012-09-04
AUA480 MEANY Peter James RE Advising on Securities 2014-03-21 2014-03-21
AUV608 THOMPSON Alistair James RE Advising on Securities 2010-03-08 2010-03-10
AUV608 THOMPSON Alistair James RE Advising on Securities 2010-10-19 2010-10-20
AUV608 THOMPSON Alistair James RE Advising on Securities 2011-03-29 2011-03-30
AUV608 THOMPSON Alistair James RE Advising on Securities 2012-04-23 2012-04-26
AUV608 THOMPSON Alistair James RE Advising on Securities 2012-06-12 2012-06-14
AUV608 THOMPSON Alistair James RE Advising on Securities 2012-12-04 2012-12-07
AUV608 THOMPSON Alistair James RE Advising on Securities 2013-01-29 2013-01-30
AUV613 REDDY Yerravalli Sashipal RE Advising on Securities 2010-03-08 2010-03-10
AUW142 MULLEN Annette Frances RE Advising on Securities 2010-03-10 2010-03-31
AUW142 MULLEN Annette Frances RE Advising on Securities 2011-08-08 2011-09-04
AUW142 MULLEN Annette Frances RE Advising on Securities 2013-01-18 2013-01-22
AUW142 MULLEN Annette Frances RE Advising on Securities 2013-08-26 2013-08-31
AUW142 MULLEN Annette Frances RE Advising on Securities 2014-03-24 2014-03-24
AUW142 MULLEN Annette Frances RE Asset Management 2013-01-18 2013-01-22
AUZ498 KE Lei 柯雷 RE Dealing in Securities 2015-04-02
AUZ498 KE Lei 柯雷 RE Advising on Securities 2015-04-02
AUZ498 KE Lei 柯雷 RE Asset Management 2015-04-02
AVA095 CASAROTTO Renzo Virginio RE Advising on Securities 2010-04-19 2010-04-22
AVA095 CASAROTTO Renzo Virginio RE Advising on Securities 2012-03-02 2012-03-05
AVA095 CASAROTTO Renzo Virginio RE Advising on Securities 2013-06-17 2013-06-18
AVA095 CASAROTTO Renzo Virginio RE Advising on Securities 2014-05-29 2014-05-30
AVA096 MACPHERSON Skye Eva RE Advising on Securities 2010-04-19 2010-04-22
AVA096 MACPHERSON Skye Eva RE Advising on Securities 2010-09-14 2010-09-17
AVA096 MACPHERSON Skye Eva RE Advising on Securities 2011-04-07 2011-04-08
AVA096 MACPHERSON Skye Eva RE Advising on Securities 2012-08-23 2012-08-24
AVO585 XU Jin 徐瑾 RE Advising on Securities 2010-07-27 2012-10-06
AVO585 XU Jin 徐瑾 RE Asset Management 2010-07-27 2012-10-06
AVW083 WHITE James Patrick Wilder RE Advising on Securities 2010-09-10 2010-09-24
AVY265 FOO Sung Way Nigel RE Advising on Securities 2010-09-22 2014-06-10
AVY265 FOO Sung Way Nigel RE Asset Management 2010-09-22 2014-06-10
AWP036 SHUI Wai Miu 水慧妙 RE Dealing in Securities 2011-01-06 2013-12-28
AWS992 WANG Zhuojun 王卓君 RE Advising on Securities 2011-01-28 2011-10-01
AWS992 WANG Zhuojun 王卓君 RE Asset Management 2011-01-28 2011-10-01
AXF089 LIN Huishan 林慧珊 RE Dealing in Securities 2011-04-21 2015-02-13
AYB040 RHODES Graham Frederick RE Advising on Securities 2013-02-27 2014-01-24
AYB040 RHODES Graham Frederick RE Asset Management 2013-02-27 2014-01-24
AYI856 CHUN Chi Tsing 秦梓澄 RE Dealing in Securities 2017-04-18 2018-04-29
AYI856 CHUN Chi Tsing 秦梓澄 RE Advising on Securities 2017-04-18 2018-04-29
AYK656 TEO Yuan Zhi 張圓智 RE Dealing in Securities 2015-08-10
AYK656 TEO Yuan Zhi 張圓智 RE Advising on Securities 2015-08-10
AYT809 LEE Tsz Wai 李芷慧 RE Dealing in Securities 2013-01-31 2015-10-09
AYT809 LEE Tsz Wai 李芷慧 RE Advising on Securities 2013-01-31 2015-10-09
AYY643 HALMARICK Stephen Douglas RE Advising on Securities 2012-02-22 2012-02-24
AYY646 ASANTE Jonathan George RE Advising on Securities 2012-02-21 2012-02-24
AZD018 BRISCOE Andrew William Paul RE Dealing in Securities 2012-03-19 2012-03-23
AZD018 BRISCOE Andrew William Paul RE Dealing in Securities 2014-10-27 2014-10-31
AZD018 BRISCOE Andrew William Paul RE Dealing in Securities 2018-09-27 2018-10-05
AZJ865 LEE Wing Yee 李穎怡 RE Dealing in Securities 2013-04-22 2014-12-05
AZJ865 LEE Wing Yee 李穎怡 RE Advising on Securities 2013-04-22 2014-12-05
AZW432 HUR Jin Sung 許真城 RE Advising on Securities 2018-03-06
AZW432 HUR Jin Sung 許真城 RE Asset Management 2018-03-06
BAH619 CHEN Xihua 陳希驊 RE Advising on Securities 2012-10-11
BAH619 CHEN Xihua 陳希驊 RE Asset Management 2012-10-11
BAO566 VAN DER LENDE Epco Diederik RE Advising on Securities 2012-12-10 2012-12-14
BBA097 FINEGAN Glenn William RE Advising on Securities 2013-03-20 2013-03-20
BBE574 CHANG Kai 張鍇 RE Dealing in Securities 2013-12-06 2018-11-30
BBE574 CHANG Kai 張鍇 RE Advising on Securities 2013-04-25 2018-11-30
BBE574 CHANG Kai 張鍇 RE Asset Management 2013-04-25 2018-11-30
BBP564 LEUNG Po Yu 梁寶愉 RE Dealing in Securities 2016-04-12
BCB466 MCCLUSKEY Amanda RE Advising on Securities 2013-10-21 2013-10-22
BCE756 ZHU Xiaodan 朱曉丹 RE Advising on Securities 2013-10-29 2014-10-20
BCE756 ZHU Xiaodan 朱曉丹 RE Asset Management 2013-10-29 2014-10-20
BCE908 MOHANTY Rizi RE Advising on Securities 2016-06-14
BCE908 MOHANTY Rizi RE Asset Management 2016-06-14
BCQ558 GRANT Jamie Neil RE Dealing in Securities 2014-01-07 2016-10-17
BCQ558 GRANT Jamie Neil RO Dealing in Securities 2016-10-17
BCQ558 GRANT Jamie Neil RE Advising on Securities 2014-01-07 2016-10-17
BCQ558 GRANT Jamie Neil RO Advising on Securities 2016-10-17
BCQ558 GRANT Jamie Neil RE Asset Management 2014-01-07 2016-10-17
BCQ558 GRANT Jamie Neil RO Asset Management 2016-10-17
BCT904 KOCH Trenton Godfried RE Dealing in Securities 2016-10-24 2016-10-31
BCT904 KOCH Trenton Godfried RE Dealing in Securities 2017-09-07 2017-09-15
BCT904 KOCH Trenton Godfried RE Dealing in Securities 2018-03-15 2018-03-23
BCT904 KOCH Trenton Godfried RE Advising on Securities 2014-01-27 2014-01-27
BCT904 KOCH Trenton Godfried RE Advising on Securities 2014-08-07 2014-08-08
BCT904 KOCH Trenton Godfried RE Advising on Securities 2015-09-17 2015-09-22
BCW526 BULUT Gokyar Gokce RE Advising on Securities 2014-02-10 2016-04-01
BCW526 BULUT Gokyar Gokce RE Asset Management 2014-02-10 2016-04-01
BCY438 ZHANG Emma Le RE Advising on Securities 2014-02-24 2014-08-25
BCY438 ZHANG Emma Le RE Asset Management 2014-02-24 2014-08-25
BDE311 WILLIAMSON Helene Ruth RE Advising on Securities 2014-03-27 2014-03-28
BDJ571 AGARWAL Vinay RE Dealing in Securities 2016-05-24 2016-05-27
BDJ571 AGARWAL Vinay RE Advising on Securities 2014-05-07 2014-05-09
BDJ571 AGARWAL Vinay RE Advising on Securities 2014-10-30 2014-10-30
BDL126 ENDO Yoshiya 遠藤世史也 RE Advising on Securities 2014-05-16 2016-09-30
BDL126 ENDO Yoshiya 遠藤世史也 RE Asset Management 2014-05-16 2016-09-30
BDL300 LATHAM Daniel Vincent RE Dealing in Securities 2015-11-30 2015-12-04
BDL300 LATHAM Daniel Vincent RE Dealing in Securities 2016-04-18 2016-04-22
BDL300 LATHAM Daniel Vincent RE Dealing in Securities 2017-02-06 2017-02-10
BDL300 LATHAM Daniel Vincent RE Advising on Securities 2014-05-20 2014-05-22
BDL300 LATHAM Daniel Vincent RE Advising on Securities 2014-08-21 2014-08-21
BDL300 LATHAM Daniel Vincent RE Advising on Securities 2014-11-10 2014-11-14
BDL300 LATHAM Daniel Vincent RE Advising on Securities 2015-02-03 2015-02-04
BDL300 LATHAM Daniel Vincent RE Advising on Securities 2015-05-15 2015-05-15
BDL758 LAWSON Benjamin John RE Dealing in Securities 2014-05-26 2014-08-25
BDL891 SEO Eugene David RE Dealing in Securities 2014-05-26 2014-08-25
BDM351 MIU Yin Lark Melody 苗延樂 RE Dealing in Securities 2014-05-28
BEB065 MILLS Niall Patrick RE Advising on Securities 2014-08-21 2014-08-21
BEC776 MAY Jan-Markus RE Advising on Securities 2014-09-08 2015-03-07
BEC776 MAY Jan-Markus RE Asset Management 2014-09-08 2015-03-07
BEG179 PICKARD George Alexander RE Advising on Securities 2014-10-06
BEG179 PICKARD George Alexander RE Asset Management 2014-10-06
BEI210 HAYES Stephen Richard RE Dealing in Securities 2016-02-23 2016-03-01
BEI210 HAYES Stephen Richard RE Advising on Securities 2014-10-15 2014-10-17
BEI234 HILLMAN Paul James RE Dealing in Securities 2014-10-20 2014-10-24
BEJ350 STOCKLEY Edward J RE Advising on Securities 2014-11-03 2014-11-07
BEL486 PRASAD Ritesh Surendra RE Dealing in Securities 2015-11-30 2015-12-04
BEL486 PRASAD Ritesh Surendra RE Advising on Securities 2014-11-10 2014-11-14
BEL957 CHONG Chao Xiang RE Advising on Securities 2014-11-10
BEL957 CHONG Chao Xiang RE Asset Management 2014-11-10
BFE001 MCKEE Andrew Ross RE Advising on Securities 2015-04-01
BFE001 MCKEE Andrew Ross RE Asset Management 2015-04-01
BFE217 SONG Se Han RE Dealing in Securities 2015-03-30 2017-06-01
BFG340 HARNEY Anne Elizabeth 安海妮 RE Dealing in Securities 2015-04-14 2016-04-22
BFN519 HE Heung Ting 何香婷 RE Dealing in Securities 2015-05-29
BFY437 TANG Tianyi 唐甜依 RE Dealing in Securities 2017-01-25
BFY437 TANG Tianyi 唐甜依 RE Advising on Securities 2017-01-25
BFY437 TANG Tianyi 唐甜依 RE Asset Management 2017-02-17
BHC694 TAILLARDAT Philippe Jacques RE Dealing in Securities 2016-03-08 2016-03-10
BHC694 TAILLARDAT Philippe Jacques RE Dealing in Securities 2016-08-30 2016-09-02
BHC749 FERNANDES Jose Firmino Quintal RO Dealing in Securities 2017-12-20 2018-05-08
BHC749 FERNANDES Jose Firmino Quintal RO Advising on Securities 2017-12-20 2018-05-08
BHC749 FERNANDES Jose Firmino Quintal RO Asset Management 2017-12-20 2018-05-08
BHL820 TANIGUCHI Tsuyoshi RE Advising on Securities 2016-06-08 2018-06-19
BHL820 TANIGUCHI Tsuyoshi RE Asset Management 2016-06-08 2018-06-19
BHT995 CANAS BOTTOS Manuel RE Dealing in Securities 2016-07-15 2016-07-20
BHT995 CANAS BOTTOS Manuel RE Dealing in Securities 2017-03-14 2017-03-21
BHT995 CANAS BOTTOS Manuel RE Advising on Securities 2016-07-15 2016-07-20
BHU904 IN Suhwan RE Advising on Securities 2016-08-10
BHU904 IN Suhwan RE Asset Management 2016-08-10
BHZ674 KURTH Gregor Johannes Thilo RE Dealing in Securities 2016-08-30 2016-09-02
BNM951 JO Kwon Il 趙權一 RE Advising on Securities 2018-10-02
BNM951 JO Kwon Il 趙權一 RE Asset Management 2018-10-02

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