Hong Kong SFC licence institution AAJ947, Sofaer Global Research (HK) Limited

These are the licence-holders that were found for SFC licence institution AAJ947 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
BOUTLAND Richard Anthony William RO 4 2018-04-11
BOUTLAND Richard Anthony William RO 9 2018-04-11
CHAN Benson Lin-Fong 陳凌峰 RO 4 2017-04-10
CHAN Benson Lin-Fong 陳凌峰 RO 9 2017-04-10
TSE Nissim 謝納新 RO 4 2011-08-01
TSE Nissim 謝納新 RO 9 2011-08-01
FELDMANN Daniel Thomas RE 4 2016-08-29 2017-06-30
WONG Chung Ho, Ian 黃仲濠 RO 4 2008-08-07 2017-04-11
WONG Chung Ho, Ian 黃仲濠 RO 9 2008-08-07 2017-04-11
CHANG Jung-Jung 張榕容 RE 4 2013-05-06 2017-03-31
CHANG Jung-Jung 張榕容 RE 9 2013-05-06 2017-03-31
MICHAEL Epiphanios RE 4 2014-09-30 2015-12-31
MICHAEL Epiphanios RE 9 2014-09-30 2015-12-31
YU Xiaochuan 余小川 RE 4 2013-12-10 2014-08-28
YU Xiaochuan 余小川 RE 9 2013-12-10 2014-08-28
CHAN Kin Kenneth 陳健 RE 4 2012-05-15 2013-07-17
CHAN Kin Kenneth 陳健 RE 9 2012-05-15 2013-07-17
WONG Wai Han 黃惠嫺 RE 4 2011-05-18 2012-08-15
WONG Wai Han 黃惠嫺 RE 9 2011-05-18 2012-08-15
HO George Chenghua 何正華 RE 4 2010-09-08 2012-06-01
HO George Chenghua 何正華 RE 9 2010-09-08 2012-06-01
LEUNG Kenrick Kwong Wick 梁光域 RE 9 2012-03-16 2012-05-25
HO Pui Fung, Dominic 何沛峰 RE 4 2011-08-12 2012-05-16
HO Pui Fung, Dominic 何沛峰 RE 9 2011-08-12 2012-05-16
XU Wen 胥雯 RE 4 2012-04-11 2012-04-30
XU Wen 胥雯 RE 9 2012-04-11 2012-04-30
KHOO Terence Boo Kheng 邱武慶 RO 4 2008-10-29 2012-04-30
KHOO Terence Boo Kheng 邱武慶 RO 9 2008-10-29 2012-04-30
TSE Nissim 謝納新 RE 4 2011-06-21 2011-08-01
TSE Nissim 謝納新 RE 9 2011-06-21 2011-08-01
HO Pui Fung, Dominic 何沛峰 RE 4 2008-09-05 2011-05-13
HO Pui Fung, Dominic 何沛峰 RE 9 2008-09-05 2011-05-13
KHOO Terence Boo Kheng 邱武慶 RO 5 2010-05-11 2010-12-11
HO Pui Fung, Dominic 何沛峰 RE 5 2008-09-05 2010-12-11
WONG Chung Ho, Ian 黃仲濠 RO 5 2008-08-07 2010-12-11
LEE Henry Da-Cheng 李大成 RO 5 2008-08-14 2010-05-31
LEE Henry Da-Cheng 李大成 RO 4 2008-08-01 2010-05-31
LEE Henry Da-Cheng 李大成 RO 9 2008-08-01 2010-05-31
LIM Tay Seop 林泰燮 RE 4 2008-09-30 2010-05-21
LIM Tay Seop 林泰燮 RE 5 2008-09-30 2010-05-21
LIM Tay Seop 林泰燮 RE 9 2008-09-30 2010-05-21
KHOO Terence Boo Kheng 邱武慶 RE 5 2008-10-29 2010-05-11
KHOO Terence Boo Kheng 邱武慶 RE 9 2008-09-05 2008-10-29
CHANG Sze Ching 鄭思正 RE 5 2006-05-18 2008-09-07
CHANG Sze Ching 鄭思正 RE 4 2006-05-02 2008-09-07
CHANG Sze Ching 鄭思正 RE 9 2006-05-02 2008-09-07
WONG Chung Ho, Ian 黃仲濠 RE 4 2005-07-11 2008-08-07
WONG Chung Ho, Ian 黃仲濠 RE 5 2005-07-11 2008-08-07
WONG Chung Ho, Ian 黃仲濠 RE 9 2005-07-11 2008-08-07
PETERS Carmel RO 4 2006-07-25 2008-08-04
PETERS Carmel RO 5 2006-07-25 2008-08-04
PETERS Carmel RO 9 2006-07-25 2008-08-04
WHYTE Timothy James RO 4 2005-03-08 2008-07-31
WHYTE Timothy James RO 5 2005-03-08 2008-07-31
WHYTE Timothy James RO 9 2005-03-08 2008-07-31
MCLAREN Kirsty Jayne RO 9 2007-09-18 2008-07-04
MCLAREN Kirsty Jayne RO 4 2006-06-09 2008-07-04
MCLAREN Kirsty Jayne RO 5 2006-06-09 2008-07-04
MCLAREN Kirsty Jayne RE 9 2006-06-09 2007-09-18
FABER Markus RO 4 2004-10-14 2006-11-17
FABER Markus RO 9 2004-10-14 2006-11-17
LUI Pui Sze, Cissy 呂沛詩 RO 4 2005-09-08 2006-03-27
LUI Pui Sze, Cissy 呂沛詩 RO 5 2005-09-08 2006-03-27
LUI Pui Sze, Cissy 呂沛詩 RO 9 2005-09-08 2006-03-27
SHAMASH Mark Naim RO 4 2005-04-04 2005-10-01
SHAMASH Mark Naim RO 5 2005-04-04 2005-10-01
SHAMASH Mark Naim RO 9 2005-04-04 2005-10-01
LUI Pui Sze, Cissy 呂沛詩 RE 4 2003-04-01 2005-09-08
LUI Pui Sze, Cissy 呂沛詩 RE 5 2003-04-01 2005-09-08
LUI Pui Sze, Cissy 呂沛詩 RE 9 2003-04-01 2005-09-08
CHANG Wai Lun 張偉麟 RE 4 2005-03-01 2005-05-18
CHANG Wai Lun 張偉麟 RE 5 2005-03-01 2005-05-18
CHANG Wai Lun 張偉麟 RE 9 2005-03-01 2005-05-18
LEUNG Kenrick Kwong Wick 梁光域 RE 4 2003-04-01 2004-08-13
LEUNG Kenrick Kwong Wick 梁光域 RE 5 2003-04-01 2004-08-13
LEUNG Kenrick Kwong Wick 梁光域 RE 9 2003-04-01 2004-08-13
SAMTANI Prem Haroomal Ramchand RE 4 2003-04-01 2004-08-09
SAMTANI Prem Haroomal Ramchand RE 9 2003-04-01 2004-08-09
GUARNIERI Giampaolo Gino Ferdinando RO 9 2003-04-01 2004-07-01
SOUTAR James Alexander 蘇德城 RO 9 2003-04-01 2004-07-01
SAMTANI Prem Haroomal Ramchand RE 6 2003-04-01 2003-12-22
LUI Pui Sze, Cissy 呂沛詩 RE 6 2003-04-01 2003-12-22
LEUNG Kenrick Kwong Wick 梁光域 RE 6 2003-04-01 2003-12-22
SHAMASH Mark Naim RE 4 2003-04-01 2003-08-01
SHAMASH Mark Naim RE 5 2003-04-01 2003-08-01
SHAMASH Mark Naim RE 6 2003-04-01 2003-08-01
SHAMASH Mark Naim RE 9 2003-04-01 2003-08-01

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