Hong Kong SFC licence institution AAJ958, ACM Asia Limited

These are the licence-holders that were found for SFC licence institution AAJ958 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD224 BOWEN Louis McDaniel RO Advising on Securities 2003-04-01
AAD224 BOWEN Louis McDaniel RO Advising on Corporate Finance 2003-04-01
AAD224 BOWEN Louis McDaniel RO Asset Management 2003-04-01
ABO257 COLLINS-TAYLOR James Desmond RO Advising on Securities 2003-04-01
ABO257 COLLINS-TAYLOR James Desmond RO Advising on Corporate Finance 2003-04-01
ABO257 COLLINS-TAYLOR James Desmond RO Asset Management 2003-04-01
AHD924 DICKSON Roderick Mcewan RO Advising on Corporate Finance 2005-09-02 2006-04-20
AHD924 DICKSON Roderick Mcewan RO Asset Management 2005-09-02 2006-04-20
AKW439 CHENG Yun Chung, Ronie 鄭潤聰 RE Advising on Securities 2004-08-09 2008-09-08
AKW439 CHENG Yun Chung, Ronie 鄭潤聰 RE Advising on Corporate Finance 2004-08-09 2007-04-02
AKW439 CHENG Yun Chung, Ronie 鄭潤聰 RO Advising on Corporate Finance 2007-04-02 2008-09-08
AKW439 CHENG Yun Chung, Ronie 鄭潤聰 RE Asset Management 2004-08-09 2007-04-02
AKW439 CHENG Yun Chung, Ronie 鄭潤聰 RO Asset Management 2007-04-02 2008-09-08
ALF653 MOSER Kent Sanford RE Advising on Securities 2011-08-04 2011-11-01

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