Hong Kong SFC licence institution AAJ999, Crosby Asset Management (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAJ999 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABQ936 OWEN Robert John Richard RO Advising on Securities 2003-04-01 2004-12-29
ABQ936 OWEN Robert John Richard RO Advising on Securities 2013-07-16 2015-09-15
ABQ936 OWEN Robert John Richard RO Advising on Corporate Finance 2003-04-01 2004-09-07
ABQ936 OWEN Robert John Richard RO Asset Management 2003-04-01 2004-12-29
ABQ936 OWEN Robert John Richard RO Asset Management 2013-07-16 2015-09-15
ABT603 KHAN Ilyas Tariq RO Advising on Securities 2003-04-01 2011-01-20
ABT603 KHAN Ilyas Tariq RO Advising on Corporate Finance 2003-04-01 2004-12-08
ABT603 KHAN Ilyas Tariq RO Asset Management 2003-04-01 2011-01-20
ADH521 CHAN Kok Chung, Johnny 陳覺忠 RO Advising on Securities 2003-04-01 2016-01-28
ADH521 CHAN Kok Chung, Johnny 陳覺忠 RO Advising on Corporate Finance 2003-04-01 2004-07-07
ADH521 CHAN Kok Chung, Johnny 陳覺忠 RO Asset Management 2003-04-01 2016-01-28
ADJ570 YEN Jong Ling 嚴中伶 RO Asset Management 2004-06-24 2004-12-22
ADL651 MEDD Alexander Robert RE Advising on Securities 2008-02-18 2008-06-23
ADL651 MEDD Alexander Robert RE Asset Management 2008-02-18 2008-08-08
ADT740 TANG Yu Ming, Nelson 湯毓銘 RO Advising on Securities 2011-05-27 2013-11-15
ADT740 TANG Yu Ming, Nelson 湯毓銘 RO Advising on Securities 2015-11-19
ADT740 TANG Yu Ming, Nelson 湯毓銘 RO Asset Management 2011-05-27 2013-11-15
ADT740 TANG Yu Ming, Nelson 湯毓銘 RO Asset Management 2015-11-19
AED780 YEUNG Chung Hang, Patrick 楊頌恆 RE Advising on Securities 2004-03-01 2013-09-27
AED780 YEUNG Chung Hang, Patrick 楊頌恆 RE Asset Management 2004-03-01 2013-09-27
AEJ927 MORIN Douglas Craham RO Advising on Securities 2017-02-01 2018-04-30
AEP562 LEUNG Yuk Lun, Ulric 梁玉麟 RO Advising on Securities 2011-01-19 2013-10-28
AEP562 LEUNG Yuk Lun, Ulric 梁玉麟 RO Asset Management 2011-01-19 2013-10-28
AFC969 BORROMEO Jose Roy Hernandez RE Advising on Securities 2005-07-11 2010-02-28
AFC969 BORROMEO Jose Roy Hernandez RE Asset Management 2005-07-11 2010-02-28
AFU347 LEE Kam Lun, Kenyon 李錦麟 RE Asset Management 2004-03-01 2004-09-08
AHA485 CHU Raymond 朱允明 RO Advising on Securities 2016-03-18 2017-03-23
AHA485 CHU Raymond 朱允明 RO Advising on Securities 2018-05-04
AHA485 CHU Raymond 朱允明 RO Asset Management 2016-03-18 2017-03-23
AHA485 CHU Raymond 朱允明 RO Asset Management 2018-05-04
AHN656 JOOK Jessica Pui Han 祝佩嫻 RE Asset Management 2004-03-01 2012-10-31
AHS866 SMITH Hans Christopher RO Advising on Securities 2006-06-20 2006-09-01
AHS866 SMITH Hans Christopher RO Asset Management 2006-06-20 2006-09-01
APN792 ALBERGO Christopher John RE Advising on Securities 2016-12-20 2018-04-30
APN792 ALBERGO Christopher John RE Asset Management 2016-12-20 2017-01-24
APN792 ALBERGO Christopher John RO Asset Management 2017-01-24 2018-04-30
ARN583 KWOK Ho Yin, Raymond 郭浩然 RO Advising on Securities 2016-02-23 2016-05-16
ARN583 KWOK Ho Yin, Raymond 郭浩然 RO Advising on Securities 2018-01-22
ARN583 KWOK Ho Yin, Raymond 郭浩然 RO Asset Management 2016-02-23 2016-05-16
ARN583 KWOK Ho Yin, Raymond 郭浩然 RO Asset Management 2018-01-22
ASM440 HUNG Kin Houw, Alvin 熊健豪 RE Advising on Securities 2009-03-05 2010-10-31
ASM440 HUNG Kin Houw, Alvin 熊健豪 RE Asset Management 2009-03-05 2010-10-31
ATR768 Wu Siu Fai 胡兆輝 RE Asset Management 2017-09-29 2018-10-31
AYC565 CHAU Yee Wa 周綺華 RE Advising on Securities 2014-03-27 2014-12-01
AYC565 CHAU Yee Wa 周綺華 RE Asset Management 2014-03-27 2014-12-01

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