Hong Kong SFC licence institution AAJ999, Crosby Asset Management (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAJ999 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
CHU Raymond 朱允明 RO 4 2018-05-04
CHU Raymond 朱允明 RO 9 2018-05-04
KWOK Ho Yin, Raymond 郭浩然 RO 4 2018-01-22
KWOK Ho Yin, Raymond 郭浩然 RO 9 2018-01-22
Wu Siu Fai 胡兆輝 RE 9 2017-09-29
TANG Yu Ming, Nelson 湯毓銘 RO 4 2015-11-19
TANG Yu Ming, Nelson 湯毓銘 RO 9 2015-11-19
MORIN Douglas Craham RO 4 2017-02-01 2018-04-30
ALBERGO Christopher John RO 9 2017-01-24 2018-04-30
ALBERGO Christopher John RE 4 2016-12-20 2018-04-30
CHU Raymond 朱允明 RO 4 2016-03-18 2017-03-23
CHU Raymond 朱允明 RO 9 2016-03-18 2017-03-23
ALBERGO Christopher John RE 9 2016-12-20 2017-01-24
KWOK Ho Yin, Raymond 郭浩然 RO 4 2016-02-23 2016-05-16
KWOK Ho Yin, Raymond 郭浩然 RO 9 2016-02-23 2016-05-16
CHAN Kok Chung, Johnny 陳覺忠 RO 4 2003-04-01 2016-01-28
CHAN Kok Chung, Johnny 陳覺忠 RO 9 2003-04-01 2016-01-28
OWEN Robert John Richard RO 4 2013-07-16 2015-09-15
OWEN Robert John Richard RO 9 2013-07-16 2015-09-15
CHAU Yee Wa 周綺華 RE 4 2014-03-27 2014-12-01
CHAU Yee Wa 周綺華 RE 9 2014-03-27 2014-12-01
TANG Yu Ming, Nelson 湯毓銘 RO 4 2011-05-27 2013-11-15
TANG Yu Ming, Nelson 湯毓銘 RO 9 2011-05-27 2013-11-15
LEUNG Yuk Lun, Ulric 梁玉麟 RO 4 2011-01-19 2013-10-28
LEUNG Yuk Lun, Ulric 梁玉麟 RO 9 2011-01-19 2013-10-28
YEUNG Chung Hang, Patrick 楊頌恆 RE 4 2004-03-01 2013-09-27
YEUNG Chung Hang, Patrick 楊頌恆 RE 9 2004-03-01 2013-09-27
JOOK Jessica Pui Han 祝佩嫻 RE 9 2004-03-01 2012-10-31
KHAN Ilyas Tariq RO 4 2003-04-01 2011-01-20
KHAN Ilyas Tariq RO 9 2003-04-01 2011-01-20
HUNG Kin Houw, Alvin 熊健豪 RE 4 2009-03-05 2010-10-31
HUNG Kin Houw, Alvin 熊健豪 RE 9 2009-03-05 2010-10-31
BORROMEO Jose Roy Hernandez RE 4 2005-07-11 2010-02-28
BORROMEO Jose Roy Hernandez RE 9 2005-07-11 2010-02-28
MEDD Alexander Robert RE 9 2008-02-18 2008-08-08
MEDD Alexander Robert RE 4 2008-02-18 2008-06-23
SMITH Hans Christopher RO 4 2006-06-20 2006-09-01
SMITH Hans Christopher RO 9 2006-06-20 2006-09-01
OWEN Robert John Richard RO 4 2003-04-01 2004-12-29
OWEN Robert John Richard RO 9 2003-04-01 2004-12-29
YEN Jong Ling 嚴中伶 RO 9 2004-06-24 2004-12-22
KHAN Ilyas Tariq RO 6 2003-04-01 2004-12-08
LEE Kam Lun, Kenyon 李錦麟 RE 9 2004-03-01 2004-09-08
OWEN Robert John Richard RO 6 2003-04-01 2004-09-07
CHAN Kok Chung, Johnny 陳覺忠 RO 6 2003-04-01 2004-07-07

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