Hong Kong SFC licence institution AAK014, Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAK014 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD085 OMURA Yoshiyuki 大村良幸 RE Advising on Securities 2003-04-01 2006-03-31
AAD085 OMURA Yoshiyuki 大村良幸 RE Advising on Corporate Finance 2003-04-01 2004-09-02
AAD085 OMURA Yoshiyuki 大村良幸 RE Asset Management 2003-04-01 2006-03-31
AFH181 KOMURO Tadatoshi 小室忠俊 RO Advising on Securities 2003-04-01 2003-07-05
AFH181 KOMURO Tadatoshi 小室忠俊 RO Asset Management 2003-04-01 2003-07-05
AGV995 OZAWA Katsunosuke 小澤克之助 RO Advising on Securities 2010-10-27 2014-04-01
AGV995 OZAWA Katsunosuke 小澤克之助 RO Asset Management 2010-10-27 2014-04-01
AIB791 TANG Chi Tat 鄧志達 RE Advising on Securities 2009-12-24
AIB791 TANG Chi Tat 鄧志達 RE Asset Management 2009-12-24
AIV279 CHOW Wang 周泓 RE Advising on Securities 2006-08-01 2007-06-20
AIV279 CHOW Wang 周泓 RE Asset Management 2006-08-01 2007-06-20
AJA427 KATO Jiro 加藤二朗 RO Advising on Securities 2003-06-25 2008-04-01
AJA427 KATO Jiro 加藤二朗 RO Asset Management 2003-06-25 2008-04-01
AJC113 ISOMOTO Kenji 磯本憲司 RO Advising on Securities 2004-07-27 2007-04-01
AJC113 ISOMOTO Kenji 磯本憲司 RO Asset Management 2004-07-27 2007-04-01
AJF726 WONG Chun Sing, Joe 黃駿聲 RE Advising on Securities 2007-08-10 2015-08-28
AJF726 WONG Chun Sing, Joe 黃駿聲 RE Asset Management 2007-10-18 2015-08-28
ALI262 CHUA Siong Khim 蔡尚琴 RE Advising on Securities 2005-09-07 2008-05-31
ALI262 CHUA Siong Khim 蔡尚琴 RE Asset Management 2005-09-07 2008-05-31
ALO251 CHEN Ji 陳濟 RE Advising on Securities 2008-09-23 2009-11-03
ALO251 CHEN Ji 陳濟 RO Advising on Securities 2009-11-03 2010-06-12
ALO251 CHEN Ji 陳濟 RE Asset Management 2008-09-23 2009-11-03
ALO251 CHEN Ji 陳濟 RO Asset Management 2009-11-03 2010-06-12
ANA990 KIM Sang Hyun RE Advising on Securities 2007-06-05
ANA990 KIM Sang Hyun RE Asset Management 2007-08-01
ANE160 SHIBA Tsuyoshi 司馬毅 RE Advising on Securities 2006-11-10 2007-03-31
ANE160 SHIBA Tsuyoshi 司馬毅 RE Asset Management 2006-11-10 2007-03-31
ANW832 YANG Xiaoyu 楊曉煜 RE Advising on Securities 2010-07-20 2013-07-05
ANW832 YANG Xiaoyu 楊曉煜 RE Asset Management 2010-07-20 2013-07-05
ANX794 CHAU Kwok Fai 周國輝 RE Asset Management 2017-07-24 2017-10-17
ANX794 CHAU Kwok Fai 周國輝 RO Asset Management 2017-10-17
AOA395 YE Lin 葉林 RE Advising on Securities 2016-04-26
AOA395 YE Lin 葉林 RE Asset Management 2016-04-26
AOD060 DU Qun 杜群 RE Advising on Securities 2011-07-27
AOD060 DU Qun 杜群 RE Asset Management 2011-07-27
AOG214 HU Bin 胡彬 RE Advising on Securities 2008-11-26 2015-11-07
AOG214 HU Bin 胡彬 RE Asset Management 2008-11-26 2015-11-07
AOR579 SANO Tetsuji RE Advising on Securities 2017-07-12
AOV573 WATANABE Hideshige 渡邊英茂 RO Advising on Securities 2007-05-04 2013-10-01
AOV573 WATANABE Hideshige 渡邊英茂 RO Asset Management 2007-05-04 2013-10-01
APF062 LAU Chi Ching 劉智菁 RE Advising on Securities 2008-07-21 2010-08-08
APF062 LAU Chi Ching 劉智菁 RE Asset Management 2008-08-27 2010-08-08
APF662 HASHIZUME Kenji 橋爪謙治 RO Dealing in Securities 2016-12-19
APF662 HASHIZUME Kenji 橋爪謙治 RE Advising on Securities 2007-07-06 2008-10-28
APF662 HASHIZUME Kenji 橋爪謙治 RE Advising on Securities 2015-07-27 2016-01-06
APF662 HASHIZUME Kenji 橋爪謙治 RO Advising on Securities 2008-10-28 2009-10-28
APF662 HASHIZUME Kenji 橋爪謙治 RO Advising on Securities 2016-01-06
APF662 HASHIZUME Kenji 橋爪謙治 RE Asset Management 2007-07-06 2008-10-28
APF662 HASHIZUME Kenji 橋爪謙治 RE Asset Management 2015-07-27 2016-01-06
APF662 HASHIZUME Kenji 橋爪謙治 RO Asset Management 2008-10-28 2009-10-28
APF662 HASHIZUME Kenji 橋爪謙治 RO Asset Management 2016-01-06
APF952 SHU Yu 周遊 RE Advising on Securities 2007-07-09 2011-03-31
APF952 SHU Yu 周遊 RE Asset Management 2007-07-09 2011-03-31
AQO313 TAKAMORI Reiji RO Advising on Securities 2008-03-14 2010-12-29
AQO313 TAKAMORI Reiji RO Asset Management 2008-03-14 2010-12-29
AQP649 YU Jin 于進 RE Advising on Securities 2013-10-07 2015-12-30
AQP649 YU Jin 于進 RE Asset Management 2013-10-07 2015-12-30
AQZ702 WANG Bou-li 王博立 RE Advising on Securities 2008-05-06
AQZ702 WANG Bou-li 王博立 RE Asset Management 2008-05-06
ARI928 WU Wan Lerd, Willie 胡允畧 RE Advising on Securities 2008-07-22 2010-05-20
ARI928 WU Wan Lerd, Willie 胡允畧 RE Asset Management 2008-07-22 2010-05-20
ARK102 LIM Lina Poh Imm 林寶音 RE Advising on Securities 2008-07-29 2009-11-03
ARK102 LIM Lina Poh Imm 林寶音 RE Advising on Securities 2011-06-17 2011-11-27
ARK102 LIM Lina Poh Imm 林寶音 RO Advising on Securities 2009-11-03 2011-06-17
ARK102 LIM Lina Poh Imm 林寶音 RE Asset Management 2008-07-29 2009-11-03
ARK102 LIM Lina Poh Imm 林寶音 RE Asset Management 2011-06-17 2011-11-27
ARK102 LIM Lina Poh Imm 林寶音 RO Asset Management 2009-11-03 2011-06-17
ARN977 BALAKRISHNAN Vicknesan RE Advising on Securities 2008-08-29 2009-05-29
ARN977 BALAKRISHNAN Vicknesan RE Asset Management 2008-08-29 2009-05-29
ASF668 JAIN Tushar RE Advising on Securities 2009-01-12
ASF668 JAIN Tushar RE Asset Management 2009-01-12
ASX490 MURAI Toshiyuki RO Dealing in Securities 2017-03-29
ASX490 MURAI Toshiyuki RE Advising on Securities 2009-05-20 2009-12-30
ASX490 MURAI Toshiyuki RO Advising on Securities 2009-12-30
ASX490 MURAI Toshiyuki RE Asset Management 2009-05-20 2009-12-30
ASX490 MURAI Toshiyuki RO Asset Management 2009-12-30
AWS554 SE THO Mun Kit 司徒敏洁 RE Advising on Securities 2011-01-26 2012-09-19
AWS554 SE THO Mun Kit 司徒敏洁 RE Asset Management 2011-01-26 2012-09-19
AXQ888 XI Zheyu 奚哲漁 RE Advising on Securities 2016-03-15
AXQ888 XI Zheyu 奚哲漁 RE Asset Management 2016-03-15
AZR468 YAP Kok Wei 叶国威 RE Advising on Securities 2012-06-26
AZR468 YAP Kok Wei 叶国威 RE Asset Management 2012-06-26
BCI692 SHIMODE Tetsuya 下出哲也 RO Dealing in Securities 2016-12-19
BCI692 SHIMODE Tetsuya 下出哲也 RO Advising on Securities 2014-01-24
BCI692 SHIMODE Tetsuya 下出哲也 RO Asset Management 2014-01-24
BCK442 CHAN Tsz Ho 陳梓豪 RE Advising on Securities 2015-06-12
BCK442 CHAN Tsz Ho 陳梓豪 RE Asset Management 2015-06-12
BDY035 SUN Jieyi 孫洁怡 RE Advising on Securities 2016-05-20
BDY035 SUN Jieyi 孫洁怡 RE Asset Management 2016-05-20
BGG924 YANG Haojie 楊豪杰 RE Advising on Securities 2015-09-30 2017-08-18
BGG924 YANG Haojie 楊豪杰 RE Asset Management 2015-09-30 2017-08-18
BGP388 YU Yiu Hei Boris 余曜希 RE Advising on Securities 2018-04-11
BGP388 YU Yiu Hei Boris 余曜希 RE Asset Management 2018-04-11
BKD954 TAKAYA Shinichi 鷹谷真一 RE Advising on Securities 2017-07-26
BMQ629 MD ISA Mohd Najman Bin RE Advising on Securities 2018-04-03
BMQ629 MD ISA Mohd Najman Bin RE Asset Management 2018-04-03
BNL516 SAKAGUCHI Junichi 坂口淳一 RE Dealing in Securities 2018-09-04 2018-10-12
BNL516 SAKAGUCHI Junichi 坂口淳一 RO Dealing in Securities 2018-10-12
BNL516 SAKAGUCHI Junichi 坂口淳一 RE Advising on Securities 2018-09-04 2018-10-12
BNL516 SAKAGUCHI Junichi 坂口淳一 RO Advising on Securities 2018-10-12
BNL516 SAKAGUCHI Junichi 坂口淳一 RE Asset Management 2018-09-04 2018-10-12
BNL516 SAKAGUCHI Junichi 坂口淳一 RO Asset Management 2018-10-12

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