Hong Kong SFC licence institution AAK018, Lippo Securities Limited 力寶證券有限公司

These are the licence-holders that were found for SFC licence institution AAK018 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC289 WOO Ping, Peter 胡平 RE Dealing in Securities 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Dealing in Securities 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RO Dealing in Securities 2011-05-17 2014-04-01
AAC289 WOO Ping, Peter 胡平 RE Advising on Securities 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Advising on Securities 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RO Advising on Securities 2011-06-14 2014-04-01
AAC289 WOO Ping, Peter 胡平 RE Advising on Corporate Finance 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Advising on Corporate Finance 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RE Asset Management 2005-02-23 2005-07-08
AAC289 WOO Ping, Peter 胡平 RO Asset Management 2003-04-01 2005-02-23
AAC289 WOO Ping, Peter 胡平 RO Asset Management 2011-05-17 2014-04-01
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Securities 2007-03-16 2007-09-21
AAD463 HAN Sze Chao 韓世礎 RE Dealing in Securities 2004-07-14 2006-03-27
AAD463 HAN Sze Chao 韓世礎 RO Dealing in Securities 2003-04-01 2004-07-14
AAD463 HAN Sze Chao 韓世礎 RO Advising on Securities 2003-04-01 2004-07-15
AAD463 HAN Sze Chao 韓世礎 RO Advising on Corporate Finance 2003-04-01 2004-07-15
AAD463 HAN Sze Chao 韓世礎 RO Asset Management 2003-04-01 2004-07-15
AAD483 LAI Fook Wah, Eric 黎福華 RE Dealing in Securities 2007-01-01 2013-12-31
AAD483 LAI Fook Wah, Eric 黎福華 RO Dealing in Securities 2003-04-01 2007-01-01
AAD483 LAI Fook Wah, Eric 黎福華 RO Advising on Securities 2003-04-01 2007-01-01
AAD483 LAI Fook Wah, Eric 黎福華 RO Advising on Corporate Finance 2003-04-01 2007-01-01
AAD483 LAI Fook Wah, Eric 黎福華 RO Asset Management 2003-04-01 2007-01-01
AAD498 OZORIO Joseph Marian Laurence RE Dealing in Securities 2012-03-20 2013-12-31
AAD507 PIN Yiu Ming 邊耀明 RE Dealing in Securities 2003-04-01 2015-09-07
AAD507 PIN Yiu Ming 邊耀明 RE Advising on Securities 2003-04-01 2005-01-24
AAD507 PIN Yiu Ming 邊耀明 RE Advising on Corporate Finance 2003-04-01 2005-01-24
AAD507 PIN Yiu Ming 邊耀明 RE Asset Management 2003-04-01 2005-01-24
AAD514 POON Kar Leung 潘家樑 RE Dealing in Securities 2003-04-01 2014-02-14
AAD514 POON Kar Leung 潘家樑 RE Advising on Securities 2003-04-01 2003-11-13
AAD514 POON Kar Leung 潘家樑 RE Advising on Corporate Finance 2003-04-01 2003-11-13
AAD514 POON Kar Leung 潘家樑 RE Asset Management 2003-04-01 2003-11-13
AAD724 RIGBY Clive Derek Conway Louis RO Dealing in Securities 2003-04-01
AAD724 RIGBY Clive Derek Conway Louis RO Advising on Securities 2003-04-01 2004-11-02
AAD724 RIGBY Clive Derek Conway Louis RO Advising on Corporate Finance 2003-04-01 2004-11-02
AAD724 RIGBY Clive Derek Conway Louis RO Asset Management 2003-04-01
AAE769 WU Miu Seung 胡妙嫦 RE Dealing in Securities 2003-04-01 2016-07-01
AAE769 WU Miu Seung 胡妙嫦 RE Advising on Securities 2003-04-01 2004-08-27
AAE769 WU Miu Seung 胡妙嫦 RE Advising on Corporate Finance 2003-04-01 2004-08-27
AAE769 WU Miu Seung 胡妙嫦 RE Asset Management 2003-04-01 2004-08-27
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Dealing in Securities 2003-04-01 2011-04-21
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Advising on Securities 2003-04-01 2011-04-21
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Advising on Corporate Finance 2003-04-01 2011-04-21
AAE806 CHAN Pik Ha, Jenny 陳碧夏 RO Asset Management 2003-04-01 2011-04-21
AAF372 SCHNEPS Marian RE Dealing in Securities 2003-04-01
AAF372 SCHNEPS Marian RE Advising on Securities 2003-04-01 2005-01-31
AAF372 SCHNEPS Marian RE Advising on Corporate Finance 2003-04-01 2005-01-31
AAF372 SCHNEPS Marian RE Asset Management 2003-04-01
AAF541 KWAN Wai Keung 關偉強 RE Dealing in Securities 2005-08-12 2013-08-31
AAF924 SOFAER Isaac RE Dealing in Securities 2003-04-01
AAF924 SOFAER Isaac RE Advising on Securities 2003-04-01 2005-01-24
AAF924 SOFAER Isaac RE Advising on Corporate Finance 2003-04-01 2005-01-24
AAF924 SOFAER Isaac RE Asset Management 2003-04-01
AAF931 HO Kui Chung 何鉅忠 RE Dealing in Securities 2003-04-01 2011-03-04
AAF931 HO Kui Chung 何鉅忠 RE Advising on Securities 2003-04-01 2005-01-24
AAF931 HO Kui Chung 何鉅忠 RE Advising on Corporate Finance 2003-04-01 2005-01-24
AAF931 HO Kui Chung 何鉅忠 RE Asset Management 2003-04-01 2005-01-24
AAF937 KWAN Kwok Wah 關國華 RE Dealing in Securities 2003-04-01 2003-07-08
AAF937 KWAN Kwok Wah 關國華 RE Advising on Securities 2003-04-01 2003-07-08
AAF937 KWAN Kwok Wah 關國華 RE Advising on Corporate Finance 2003-04-01 2003-07-08
AAF937 KWAN Kwok Wah 關國華 RE Asset Management 2003-04-01 2003-07-08
AAG041 SHEA Shun Keung 佘信強 RE Dealing in Securities 2003-04-01 2013-05-31
AAG041 SHEA Shun Keung 佘信強 RE Advising on Securities 2003-04-01 2004-11-01
AAG041 SHEA Shun Keung 佘信強 RE Advising on Corporate Finance 2003-04-01 2004-11-01
AAG041 SHEA Shun Keung 佘信強 RE Asset Management 2003-04-01 2004-11-01
AAK857 LEE Luen Wai, John 李聯偉 RO Advising on Securities 2008-04-03
AAK857 LEE Luen Wai, John 李聯偉 RO Advising on Corporate Finance 2008-04-03
AAK857 LEE Luen Wai, John 李聯偉 RO Asset Management 2008-04-03
AAO975 LIU Ming Lai, Lorna 廖明麗 RE Dealing in Securities 2003-04-01 2005-05-01
AAO975 LIU Ming Lai, Lorna 廖明麗 RE Advising on Securities 2003-04-01 2005-01-31
AAO975 LIU Ming Lai, Lorna 廖明麗 RE Advising on Corporate Finance 2003-04-01 2005-01-31
AAO975 LIU Ming Lai, Lorna 廖明麗 RE Asset Management 2003-04-01 2005-01-31
AAT564 ARMSTRONG Paul Ralph RE Advising on Securities 2003-04-01 2004-07-19
AAT564 ARMSTRONG Paul Ralph RE Advising on Corporate Finance 2003-04-01 2004-07-19
AAT564 ARMSTRONG Paul Ralph RE Asset Management 2003-04-01 2004-07-19
AAV210 NG Tai Chiu 吳大釗 RO Advising on Securities 2007-03-06
AAV210 NG Tai Chiu 吳大釗 RO Advising on Corporate Finance 2003-04-01
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RE Dealing in Securities 2003-04-01 2011-09-15
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RE Dealing in Securities 2014-03-07 2014-06-23
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RO Dealing in Securities 2011-09-15 2014-03-07
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RE Advising on Securities 2003-04-01 2005-01-20
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAY173 CHEUNG Yuet Wah, Ruann 張月華 RE Asset Management 2003-04-01 2005-01-20
ABC562 WU Chik Ming 胡植明 RE Dealing in Securities 2013-07-24
ABC563 LO Wai Kong, Barry 羅煒剛 RE Dealing in Securities 2003-04-01 2011-06-26
ABC563 LO Wai Kong, Barry 羅煒剛 RE Advising on Securities 2003-04-01 2005-01-24
ABC563 LO Wai Kong, Barry 羅煒剛 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABC563 LO Wai Kong, Barry 羅煒剛 RE Asset Management 2003-04-01 2005-01-24
ABC564 OZORIO Christopher Leo RE Dealing in Securities 2003-04-01
ABC564 OZORIO Christopher Leo RE Advising on Securities 2003-04-01 2005-01-24
ABC564 OZORIO Christopher Leo RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABC564 OZORIO Christopher Leo RE Asset Management 2003-04-01 2005-01-24
ABE242 SINGH Sanjiv RE Dealing in Securities 2003-04-01 2015-01-14
ABE242 SINGH Sanjiv RE Advising on Securities 2003-04-01 2005-01-24
ABE242 SINGH Sanjiv RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABE242 SINGH Sanjiv RE Asset Management 2003-04-01 2005-01-24
ABE376 HUNG Kam Yu 洪錦儒 RE Dealing in Securities 2012-02-20 2012-06-30
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RE Dealing in Securities 2003-04-01 2011-11-25
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RE Dealing in Securities 2014-03-12 2014-05-27
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RO Dealing in Securities 2011-11-25 2014-03-12
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RE Advising on Securities 2003-04-01 2005-01-31
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RE Advising on Corporate Finance 2003-04-01 2005-01-31
ABH701 CHUNG Sek Nin, Edmund 鍾錫年 RE Asset Management 2003-04-01 2005-01-31
ABS480 NG Tze Ling, Elki 吳紫玲 RE Dealing in Securities 2003-04-01
ABS480 NG Tze Ling, Elki 吳紫玲 RE Advising on Securities 2003-04-01 2005-01-24
ABS480 NG Tze Ling, Elki 吳紫玲 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABS480 NG Tze Ling, Elki 吳紫玲 RE Asset Management 2003-04-01
ABV675 CHUI Pun Chiu 徐品超 RE Dealing in Securities 2009-09-01 2010-04-15
ABY088 PUN Kai Tai, Gary 潘啟泰 RE Dealing in Securities 2003-04-01 2007-02-18
ABY088 PUN Kai Tai, Gary 潘啟泰 RE Advising on Securities 2003-04-01 2005-01-24
ABY088 PUN Kai Tai, Gary 潘啟泰 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABY088 PUN Kai Tai, Gary 潘啟泰 RE Asset Management 2003-04-01 2005-01-24
ABZ886 PAN Chik 潘稷 RE Dealing in Securities 2003-04-01 2007-04-13
ABZ886 PAN Chik 潘稷 RE Advising on Securities 2003-04-01 2004-11-01
ABZ886 PAN Chik 潘稷 RE Advising on Corporate Finance 2003-04-01 2004-11-01
ABZ886 PAN Chik 潘稷 RE Asset Management 2003-04-01 2004-11-01
ABZ886 PAN Chik 潘稷 RE Asset Management 2006-07-17 2007-04-13
ACD954 POON Lung Sang 潘龍生 RE Dealing in Securities 2003-04-01 2003-04-17
ACD954 POON Lung Sang 潘龍生 RE Advising on Securities 2003-04-01 2003-04-17
ACD954 POON Lung Sang 潘龍生 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ACD954 POON Lung Sang 潘龍生 RE Asset Management 2003-04-01 2003-04-17
ACF164 WONG Ka Wai 黃嘉偉 RE Dealing in Securities 2003-04-01 2017-01-14
ACF164 WONG Ka Wai 黃嘉偉 RE Advising on Securities 2003-04-01 2005-01-24
ACF164 WONG Ka Wai 黃嘉偉 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ACF164 WONG Ka Wai 黃嘉偉 RE Asset Management 2003-04-01 2005-01-24
ACF164 WONG Ka Wai 黃嘉偉 RE Asset Management 2012-06-05 2017-01-14
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Dealing in Securities 2012-01-30 2013-03-23
ACH541 KWAN Chi Shing, Stephen 關志誠 RE Dealing in Securities 2003-04-01 2007-12-31
ACH541 KWAN Chi Shing, Stephen 關志誠 RE Advising on Securities 2003-04-01 2005-01-20
ACH541 KWAN Chi Shing, Stephen 關志誠 RE Advising on Corporate Finance 2003-04-01 2007-12-31
ACH541 KWAN Chi Shing, Stephen 關志誠 RE Asset Management 2003-04-01 2007-12-31
ACM761 PONG Hay Chow 龐熙就 RE Dealing in Securities 2003-04-01
ACM761 PONG Hay Chow 龐熙就 RE Advising on Securities 2003-04-01
ACM761 PONG Hay Chow 龐熙就 RE Advising on Corporate Finance 2003-04-01
ACM761 PONG Hay Chow 龐熙就 RE Asset Management 2003-04-01
ACP520 SIGERSON John Lawrence RE Dealing in Securities 2003-04-01 2014-03-28
ACP520 SIGERSON John Lawrence RO Dealing in Securities 2014-03-28
ACP520 SIGERSON John Lawrence RE Advising on Securities 2003-04-01 2005-01-24
ACP520 SIGERSON John Lawrence RO Advising on Securities 2014-03-28
ACP520 SIGERSON John Lawrence RE Advising on Corporate Finance 2003-04-01 2005-01-24
ACP520 SIGERSON John Lawrence RE Asset Management 2003-04-01 2014-03-28
ACP520 SIGERSON John Lawrence RO Asset Management 2014-03-28
ACQ703 CHAN Ka Lok, Cuthbert 陳家洛 RE Dealing in Securities 2003-04-01 2005-12-31
ACQ703 CHAN Ka Lok, Cuthbert 陳家洛 RE Advising on Securities 2003-04-01 2004-09-16
ACQ703 CHAN Ka Lok, Cuthbert 陳家洛 RE Advising on Corporate Finance 2003-04-01 2004-09-16
ACQ703 CHAN Ka Lok, Cuthbert 陳家洛 RE Asset Management 2003-04-01 2004-09-16
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RO Advising on Securities 2013-03-05 2014-03-03
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RO Asset Management 2013-03-05 2014-03-03
ACX407 SIU Yee Yu 蕭綺瑜 RE Dealing in Securities 2003-04-01 2014-02-28
ACX407 SIU Yee Yu 蕭綺瑜 RE Advising on Securities 2003-04-01 2005-01-24
ACX407 SIU Yee Yu 蕭綺瑜 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ACX407 SIU Yee Yu 蕭綺瑜 RE Asset Management 2003-04-01 2005-01-24
ACX643 PUN Tze Miu 潘子苗 RE Dealing in Securities 2006-09-22 2011-08-12
ADC330 CHAN Hin Man 陳獻文 RE Dealing in Securities 2003-04-01 2006-03-31
ADC330 CHAN Hin Man 陳獻文 RE Advising on Securities 2003-04-01 2005-01-20
ADC330 CHAN Hin Man 陳獻文 RE Advising on Corporate Finance 2003-04-01 2005-01-20
ADC330 CHAN Hin Man 陳獻文 RE Asset Management 2003-04-01 2005-01-20
ADI946 WONG Sui Keung, Vincent 黃瑞強 RE Dealing in Securities 2003-04-01 2007-05-04
ADI946 WONG Sui Keung, Vincent 黃瑞強 RE Advising on Securities 2003-04-01 2005-01-24
ADI946 WONG Sui Keung, Vincent 黃瑞強 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ADI946 WONG Sui Keung, Vincent 黃瑞強 RE Asset Management 2003-04-01 2005-01-24
ADK151 CHEUK Wai Nim 卓偉廉 RE Dealing in Securities 2006-05-03
ADL355 CHAN Wai Pu, Michelle 陳慧蓓 RE Dealing in Securities 2012-10-24 2013-01-11
ADL355 CHAN Wai Pu, Michelle 陳慧蓓 RE Asset Management 2012-10-24 2013-01-11
ADV077 KO Che Yeung 高子陽 RE Dealing in Securities 2003-04-01 2009-06-19
ADV077 KO Che Yeung 高子陽 RE Advising on Securities 2003-04-01 2005-01-24
ADV077 KO Che Yeung 高子陽 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ADV077 KO Che Yeung 高子陽 RE Asset Management 2003-04-01 2005-01-24
ADV187 CHENG Man Chi 鄭敏慈 RE Dealing in Securities 2003-04-01
ADV187 CHENG Man Chi 鄭敏慈 RE Advising on Securities 2003-04-01 2004-11-02
ADV187 CHENG Man Chi 鄭敏慈 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ADV187 CHENG Man Chi 鄭敏慈 RE Asset Management 2003-04-01
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2004-07-05 2005-05-25
ADY552 FUNG Tat Hung, Ricky 馮達雄 RE Dealing in Securities 2003-04-01 2005-02-19
ADY552 FUNG Tat Hung, Ricky 馮達雄 RE Advising on Securities 2003-04-01 2005-01-24
ADY552 FUNG Tat Hung, Ricky 馮達雄 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ADY552 FUNG Tat Hung, Ricky 馮達雄 RE Asset Management 2003-04-01 2005-02-19
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Dealing in Securities 2003-04-01 2011-09-15
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Dealing in Securities 2014-03-07 2014-04-07
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RO Dealing in Securities 2011-09-15 2014-03-07
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Advising on Securities 2003-04-01 2005-01-20
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Advising on Corporate Finance 2003-04-01 2005-01-20
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Asset Management 2003-04-01 2011-11-02
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RE Asset Management 2014-03-07 2014-04-07
ADY910 CHAN Sin Ping, Stephanie 陳倩萍 RO Asset Management 2011-11-02 2014-03-07
ADY911 WONG Yuen Man 黃婉雯 RE Dealing in Securities 2003-04-01 2016-07-12
ADY911 WONG Yuen Man 黃婉雯 RE Advising on Securities 2003-04-01 2005-01-24
ADY911 WONG Yuen Man 黃婉雯 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ADY911 WONG Yuen Man 黃婉雯 RE Asset Management 2003-04-01 2005-01-24
AED040 LIN Shuen Tung, Candy 林宣彤 RE Dealing in Securities 2003-04-01 2013-08-23
AED040 LIN Shuen Tung, Candy 林宣彤 RE Advising on Securities 2003-04-01 2005-01-31
AED040 LIN Shuen Tung, Candy 林宣彤 RE Advising on Corporate Finance 2003-04-01 2005-01-31
AED040 LIN Shuen Tung, Candy 林宣彤 RE Asset Management 2003-04-01 2005-01-31
AED603 CHUI Siu Ying 徐少英 RE Dealing in Securities 2012-03-08 2013-07-31
AEI295 CHAN Suk Fong 陳淑芳 RE Dealing in Securities 2004-11-11 2006-04-13
AFP383 PIN Yik Keung 邊益強 RE Dealing in Securities 2003-04-01 2007-08-31
AFP383 PIN Yik Keung 邊益強 RE Advising on Securities 2003-04-01 2003-11-13
AFP383 PIN Yik Keung 邊益強 RE Advising on Corporate Finance 2003-04-01 2003-11-13
AFP383 PIN Yik Keung 邊益強 RE Asset Management 2003-04-01 2003-11-13
AFP492 YEUNG Angie 楊翠翠 RE Dealing in Securities 2003-04-01 2008-06-30
AFP492 YEUNG Angie 楊翠翠 RE Advising on Securities 2003-04-01 2003-10-22
AFP492 YEUNG Angie 楊翠翠 RE Advising on Corporate Finance 2003-04-01 2003-10-22
AFP492 YEUNG Angie 楊翠翠 RE Asset Management 2003-04-01 2003-10-22
AFP896 WU Kwok Mei 鄔幗美 RE Dealing in Securities 2003-04-01 2014-06-26
AFP896 WU Kwok Mei 鄔幗美 RE Advising on Securities 2003-04-01 2005-01-24
AFP896 WU Kwok Mei 鄔幗美 RE Advising on Corporate Finance 2003-04-01 2005-01-24
AFP896 WU Kwok Mei 鄔幗美 RE Asset Management 2003-04-01 2005-01-24
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Advising on Securities 2013-03-05 2013-08-21
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Asset Management 2013-03-05 2013-08-21
AFT709 YEE Siu Wai, Paul 余少偉 RE Dealing in Securities 2012-04-26 2015-05-14
AFT709 YEE Siu Wai, Paul 余少偉 RE Advising on Securities 2012-04-26 2015-05-14
AFU622 HUI Kwan Yue, Judy 許坤茹 RE Dealing in Securities 2004-12-30 2005-10-31
AFU880 TUEN Hiu Ching 段曉菁 RE Dealing in Securities 2003-07-23 2013-06-15
AFZ200 CHEUNG Po Chi 張普姿 RE Dealing in Securities 2011-06-07 2013-08-31
AFZ884 HAU Peng Hao 侯炳孝 RE Dealing in Securities 2005-03-14 2015-06-08
AGB232 KANG Wai Tung 耿偉東 RE Dealing in Securities 2011-10-28 2014-05-12
AGJ939 WONG Chi Ching 黃智清 RE Dealing in Securities 2012-05-04 2012-07-23
AGO831 YIP Ka Tak, Sammy 葉家德 RO Advising on Securities 2013-03-05 2013-08-14
AGO831 YIP Ka Tak, Sammy 葉家德 RO Asset Management 2013-03-05 2013-08-14
AHL956 HUI Sau Wai 許秀慧 RE Dealing in Securities 2003-04-01
AHL956 HUI Sau Wai 許秀慧 RE Advising on Securities 2003-04-01 2004-08-27
AHL956 HUI Sau Wai 許秀慧 RE Advising on Corporate Finance 2003-04-01 2004-08-27
AHL956 HUI Sau Wai 許秀慧 RE Asset Management 2003-04-01 2004-08-27
AHR003 SIGERSON Mo Ling 黎慕玲 RE Dealing in Securities 2003-04-01 2013-03-13
AHR003 SIGERSON Mo Ling 黎慕玲 RE Advising on Securities 2003-04-01 2004-08-27
AHR003 SIGERSON Mo Ling 黎慕玲 RE Advising on Corporate Finance 2003-04-01 2004-08-27
AHR003 SIGERSON Mo Ling 黎慕玲 RE Asset Management 2003-04-01 2004-08-27
AHW147 LIU Chi Yeung 廖摯洋 RE Dealing in Securities 2011-12-12 2013-01-31
AHW147 LIU Chi Yeung 廖摯洋 RE Asset Management 2011-12-12 2013-01-31
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Securities 2018-07-23
AIS249 YIP Lai Ming 葉麗明 RE Dealing in Securities 2005-06-17
AIU215 LEI Cheok Kuan 李卓君 RE Dealing in Securities 2005-11-21 2012-07-19
AJH379 CHONG William 莊威麟 RE Dealing in Securities 2004-01-07 2009-04-30
AJJ987 CHEUNG Man Yui 張文銳 RE Dealing in Securities 2004-02-13 2004-07-20
AJO077 KWEE Ting Ting 郭婷婷 RE Dealing in Securities 2004-05-06 2004-10-14
AKJ839 KO Che Cheung 高子翔 RE Dealing in Securities 2004-12-10
ALB898 LING Eugenia 凌芝 RE Dealing in Securities 2005-01-24 2008-08-15
ALB965 DJENE PUTERI Nancy 黃蘭姿 RE Dealing in Securities 2005-01-07 2005-09-05
ALI707 HUANG Yan 黃燕 RE Dealing in Securities 2005-01-03 2006-07-01
ALL041 LEE Wai Man, Priscilla 李慧敏 RE Dealing in Securities 2005-01-11 2014-08-03
ALO232 MA Chi Fun 馬芷芬 RE Dealing in Securities 2005-02-15 2005-09-05
ALR977 TANG Ting Fung, Gabi 鄧婷楓 RE Dealing in Securities 2005-03-22 2005-05-09
ALR984 SHAM Wo Kwan 沈和昆 RE Dealing in Securities 2005-03-15 2006-01-13
AMF528 LAU Pak Sun 劉栢燊 RE Dealing in Securities 2012-08-08 2013-01-31
AMH852 NG Sze Kit 吳詩傑 RE Dealing in Securities 2005-07-27 2007-02-15
AMH962 YEUNG Tung Leong 楊東亮 RE Dealing in Securities 2005-08-31 2009-11-24
AMI586 CHEUNG Ka Man, Carmen RE Dealing in Securities 2012-12-13 2013-01-31
AMK133 YIP Chuen On 葉全安 RE Dealing in Securities 2005-10-12 2008-07-15
AMM129 HO Ka Yin, Karen 何家賢 RE Dealing in Securities 2005-11-01 2006-01-11
AMS011 LO Wai See 盧慧思 RE Dealing in Securities 2005-12-23 2006-06-01
AMS459 LIU Hok Sum Sam 廖學琛 RE Dealing in Securities 2009-04-24 2012-12-31
AMY822 YIM Ching Wai, Kevin 嚴政緯 RE Advising on Securities 2012-08-07 2013-01-31
ANE758 LAU Filipe Chiushing 劉昭成 RE Dealing in Securities 2006-05-03 2007-11-12
ANG867 LIANG Xiaoli 梁曉莉 RE Dealing in Securities 2018-07-17 2018-09-13
ANG867 LIANG Xiaoli 梁曉莉 RO Dealing in Securities 2018-09-13
ANG867 LIANG Xiaoli 梁曉莉 RE Advising on Corporate Finance 2018-07-17 2018-09-13
ANG867 LIANG Xiaoli 梁曉莉 RO Advising on Corporate Finance 2018-09-13
ANL963 YAM Chin Pang 任展鵬 RE Advising on Securities 2013-01-04 2013-01-31
ANM878 TAM Kin Man, Arthur 譚建文 RE Dealing in Securities 2006-08-03 2016-07-01
ANZ579 LAU Chi Ho 劉智浩 RE Dealing in Securities 2012-01-10 2013-08-31
ANZ579 LAU Chi Ho 劉智浩 RE Asset Management 2012-01-10 2013-08-31
ANZ865 MAK Sze Wan 麥詩韻 RE Dealing in Securities 2006-11-13 2007-05-28
ANZ992 LAU Nga Yee 劉雅儀 RE Dealing in Securities 2006-11-13 2007-04-11
AOB895 LEI Chan Seng RE Dealing in Securities 2006-12-20 2010-11-01
AOJ594 LEE Ming On 李明安 RE Dealing in Securities 2009-10-19 2010-06-24
AOX772 CHEN Chi Hung 陳志雄 RE Dealing in Securities 2011-12-30 2013-01-31
APB253 YAN Ka Shing, Angus 甄家誠 RE Dealing in Securities 2012-12-03 2013-01-31
APC113 CHOW Yu Ting, Beverly 周汝婷 RE Dealing in Securities 2009-02-20 2012-01-31
APH010 KWOK Yi Lam, Elaine 郭伊琳 RE Dealing in Securities 2007-08-15 2010-05-23
APL793 LUK Ka Wai 陸嘉偉 RE Dealing in Securities 2007-09-14 2010-12-28
APU807 WU Zishan 吳紫珊 RE Dealing in Securities 2007-11-12 2009-07-10
AQL144 LIAN How Yang 連浩揚 RE Dealing in Securities 2008-02-18 2011-12-31
AQO199 SO Calvin Jik To 蘇汐濤 RE Dealing in Securities 2012-04-30 2013-08-31
ARB221 LAU Wai Leung, Bosco 劉煒亮 RE Dealing in Securities 2011-09-19 2013-01-31
ARB532 WONG Wing Kei, Vicky 王永琦 RE Dealing in Securities 2011-12-12 2012-04-02
ARI646 LAU Yan Kit 劉恩傑 RE Dealing in Securities 2008-08-18 2011-05-22
ASP237 WOO Chun Hey, Adrian 胡駿曦 RE Dealing in Securities 2009-04-24 2009-10-15
ATG723 LIU Kok Wai 廖國偉 RE Dealing in Securities 2009-08-10 2011-06-26
AUG836 WONG Cho Wai 黃祖衛 RE Dealing in Securities 2010-12-24 2013-08-21
AUJ952 WONG Yiu Kui 黃耀驅 RE Dealing in Securities 2010-02-01 2011-07-31
AUK296 LAM Yuen Ching 林琬靖 RE Dealing in Securities 2010-02-01 2010-11-29
AUZ793 WONG Wa On 黃華安 RE Dealing in Securities 2011-08-09 2012-01-31
AUZ793 WONG Wa On 黃華安 RE Dealing in Securities 2012-04-03 2012-06-12
AVI421 CHAN Cheuk Yiu 陳焯堯 RE Dealing in Securities 2012-08-16 2013-01-15
AVW177 YUEN Nathan Tin-Long 阮天朗 RE Advising on Securities 2012-06-06 2013-01-31
AWW308 YUEN Ming Tak 袁明德 RE Dealing in Securities 2011-03-22 2013-01-31
AWW309 CHAN Suk Fun 陳淑芬 RE Dealing in Securities 2011-04-28 2011-08-09
AXK467 WONG Ka Hei, Mandy 黃嘉晞 RE Dealing in Securities 2011-07-04 2012-01-19
AXQ424 KONG Koon Wai 江冠瑋 RE Dealing in Securities 2011-08-11 2014-02-28
AYD867 HO Tung Hing 何東興 RE Dealing in Securities 2011-11-01 2011-11-08
AYM927 CHAN Tsz Yin 陳芷妍 RE Dealing in Securities 2011-12-19 2012-08-03
AYM927 CHAN Tsz Yin 陳芷妍 RE Asset Management 2011-12-19 2012-08-03
AYP113 CHOI Won Suk 崔原碩 RE Advising on Securities 2011-12-05 2012-08-17
AYP278 TAM Yat Kit 譚逸傑 RE Advising on Securities 2012-01-03 2012-04-15
AYZ888 POON Chi Wah 潘志華 RE Dealing in Securities 2012-03-13 2014-08-03
AZB937 FUNG Yin Wing 馮彥穎 RE Dealing in Securities 2012-03-22 2013-07-09
AZE935 WONG Syndia D 王詩迪 RE Dealing in Securities 2012-04-17 2013-08-31
AZL475 NGAI Tak Kan 倪德勤 RE Advising on Securities 2012-06-08 2012-11-04
AZQ732 CHAN King Yin, Kerry 陳鏡任 RE Dealing in Securities 2012-07-04 2013-02-28
AZQ732 CHAN King Yin, Kerry 陳鏡任 RE Asset Management 2012-07-04 2013-02-28
BAG338 TING Wai Lok 丁葦樂 RE Dealing in Securities 2012-11-05 2013-06-15
BBA901 HUANG Bolong 黃勃龍 RE Dealing in Securities 2013-04-18 2013-05-31
BBZ816 LEE James Siu Lung 李小龍 RE Dealing in Securities 2015-07-03
BBZ816 LEE James Siu Lung 李小龍 RE Advising on Corporate Finance 2015-07-03
BDY742 SUM Wai Min, Raymond 沈維銘 RE Dealing in Securities 2016-07-05 2018-07-01

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