Hong Kong SFC licence institution AAK170, Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAK170 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH060 KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 RO Advising on Securities 2003-04-01 2003-06-30
AAH060 KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 RO Asset Management 2003-04-01 2003-06-30
AAK183 DUFFY Thomas James RO Advising on Securities 2003-04-01 2005-01-07
AAK183 DUFFY Thomas James RO Advising on Corporate Finance 2003-04-01 2005-01-07
AAK183 DUFFY Thomas James RO Asset Management 2003-04-01 2005-01-11
AFY007 HUI Pui Yu 許佩如 RE Advising on Securities 2003-04-01 2005-01-06
AFY007 HUI Pui Yu 許佩如 RE Advising on Corporate Finance 2003-04-01 2005-01-06
AFY007 HUI Pui Yu 許佩如 RE Asset Management 2003-04-01 2005-01-11
AGB362 CHEN Pang Yen 陳邦彥 RE Advising on Securities 2003-04-01 2004-01-31
AGB362 CHEN Pang Yen 陳邦彥 RE Advising on Corporate Finance 2003-04-01 2004-01-31
AGB362 CHEN Pang Yen 陳邦彥 RE Asset Management 2003-04-01 2004-01-31
AHJ589 SHUM Wai Chun 沈偉俊 RE Advising on Securities 2004-07-15 2004-09-17
AHJ589 SHUM Wai Chun 沈偉俊 RO Advising on Securities 2004-09-17 2005-01-10

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