Hong Kong SFC licence institution AAK382, Nomura Securities (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAK382 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB845 TONG Yuk Sun 唐玉臣 RE Dealing in Securities 2003-04-01 2008-12-10
AAB845 TONG Yuk Sun 唐玉臣 RE Advising on Securities 2003-04-01 2004-11-18
AAB845 TONG Yuk Sun 唐玉臣 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAB845 TONG Yuk Sun 唐玉臣 RE Asset Management 2003-04-01 2004-11-18
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Futures Contracts 2010-02-03 2010-05-12
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Dealing in Securities 2004-10-29 2007-07-07
AAD898 LIU King Wai 劉勁威 RE Dealing in Securities 2003-04-01 2010-05-12
AAD898 LIU King Wai 劉勁威 RE Dealing in Futures Contracts 2010-02-03 2010-05-12
AAD898 LIU King Wai 劉勁威 RE Advising on Securities 2003-04-01 2004-11-18
AAD898 LIU King Wai 劉勁威 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAD898 LIU King Wai 劉勁威 RE Asset Management 2003-04-01 2004-11-18
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Dealing in Securities 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Dealing in Securities 2008-08-28 2009-04-23
AAF434 HO Lok Sang, Harrison 何樂生 RE Dealing in Futures Contracts 2010-02-02 2010-06-15
AAF434 HO Lok Sang, Harrison 何樂生 RO Dealing in Futures Contracts 2010-06-15 2013-05-31
AAF631 TANG Wai Shing 鄧偉成 RE Dealing in Futures Contracts 2010-02-03 2010-12-01
AAF637 WOO Hong Da, Michael 胡宏達 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
AAI552 CHUNG Man Sun 鍾文燊 RE Dealing in Securities 2003-04-01 2008-12-10
AAI552 CHUNG Man Sun 鍾文燊 RE Advising on Securities 2003-04-01 2004-11-18
AAI552 CHUNG Man Sun 鍾文燊 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAI552 CHUNG Man Sun 鍾文燊 RE Asset Management 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Dealing in Securities 2003-04-01 2010-05-13
AAI558 LAM Tak Shing, Eric 林德成 RE Dealing in Futures Contracts 2010-02-05 2010-05-13
AAI558 LAM Tak Shing, Eric 林德成 RE Advising on Securities 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Asset Management 2003-04-01 2004-11-18
AAU344 NG Wai Man 吳偉文 RE Dealing in Securities 2003-04-01 2008-12-12
AAU344 NG Wai Man 吳偉文 RE Advising on Securities 2003-04-01 2004-11-18
AAU344 NG Wai Man 吳偉文 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAU344 NG Wai Man 吳偉文 RE Asset Management 2003-04-01 2004-11-18
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2011-01-03 2013-03-16
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2011-01-03 2013-03-16
ABP198 WONG Tat Ming, Peter 黃達明 RE Dealing in Securities 2003-04-01 2004-11-29
ABP198 WONG Tat Ming, Peter 黃達明 RE Advising on Securities 2003-04-01 2004-11-18
ABP198 WONG Tat Ming, Peter 黃達明 RE Advising on Corporate Finance 2003-04-01 2004-11-18
ABP198 WONG Tat Ming, Peter 黃達明 RE Asset Management 2003-04-01 2004-11-18
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Dealing in Futures Contracts 2010-02-03 2011-03-01
ACG722 YOSHIZAWA Noriyasu RE Dealing in Securities 2005-05-11 2005-05-23
ACG722 YOSHIZAWA Noriyasu RO Dealing in Securities 2003-04-01 2005-05-11
ACG722 YOSHIZAWA Noriyasu RO Advising on Securities 2003-04-01 2005-01-25
ACG722 YOSHIZAWA Noriyasu RO Advising on Corporate Finance 2003-04-01 2005-01-25
ACG722 YOSHIZAWA Noriyasu RO Asset Management 2003-04-01 2005-01-25
ADB026 WONG Nam Fu, Andy 黃南富 RE Dealing in Securities 2004-11-29 2009-05-14
ADG400 GO Yoshinori 鄉喜順 RE Dealing in Securities 2004-08-10 2004-09-01
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Securities 2004-09-01 2008-04-18
ADJ557 LAM Tai Yuen , David 林大源 RO Dealing in Securities 2013-01-23 2013-03-16
ADJ557 LAM Tai Yuen , David 林大源 RO Dealing in Futures Contracts 2013-01-23 2013-03-16
ADL039 SLEZACK Emmanuel RE Dealing in Securities 2011-03-28 2013-04-16
ADL039 SLEZACK Emmanuel RE Dealing in Futures Contracts 2011-03-28 2013-04-16
ADQ334 SANO Nobuhiro 佐野伸広 RE Dealing in Futures Contracts 2010-02-03 2010-07-22
ADR043 ADAIR John Joseph RO Dealing in Securities 2012-03-01 2013-01-24
ADR043 ADAIR John Joseph RO Dealing in Futures Contracts 2012-03-01 2013-01-24
ADR043 ADAIR John Joseph RO Providing Automated Trading Services 2012-03-01 2012-12-08
ADS285 CHENG Kwok Wai 鄭國偉 RE Dealing in Securities 2008-12-10 2008-12-10
ADV934 POON Tin Lai, Catherine 潘天麗 RE Dealing in Securities 2004-11-29 2009-04-30
ADW528 LEE Kai Pong 李啟邦 RE Dealing in Futures Contracts 2010-02-03 2011-07-01
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2011-08-15 2012-06-20
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Futures Contracts 2011-08-15 2012-06-20
ADZ871 CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE Dealing in Securities 2008-11-26 2012-12-09
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2008-04-01 2010-05-05
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Futures Contracts 2010-02-04 2010-05-05
AEC763 KEE Tang Seng RE Dealing in Securities 2008-12-10 2009-04-08
AEE926 POON Shuk Fan 潘淑芬 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AEK432 CHUNG Suk Moon 鄭碩紋 RE Dealing in Futures Contracts 2012-03-12 2013-04-23
AET486 CHIU Siu Sang 趙小珊 RE Dealing in Futures Contracts 2010-02-04 2011-07-09
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Futures Contracts 2010-02-02 2010-03-20
AEY478 LAU Yau Fong 劉幽芳 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Securities 2010-06-07 2012-07-10
AFC433 YEUNG Kei Yuen 楊紀元 RE Providing Automated Trading Services 2010-06-07 2012-07-10
AFD549 CHEUNG San Tat 張新達 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Securities 2008-12-15 2009-10-10
AFK088 HEMMINGS Lee Kerry RO Dealing in Securities 2009-04-16 2011-11-01
AFK088 HEMMINGS Lee Kerry RO Dealing in Futures Contracts 2010-02-01 2011-11-01
AFK088 HEMMINGS Lee Kerry RO Providing Automated Trading Services 2010-04-30 2011-11-01
AFK707 KATO Mayumi 加藤真由美 RE Dealing in Futures Contracts 2010-02-02 2012-05-31
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Dealing in Securities 2008-04-11 2009-04-30
AFP931 POON Peter Chi Kin 潘子健 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AFQ412 O'MEARA Christopher James Sidney RE Dealing in Futures Contracts 2010-02-04 2010-03-30
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Futures Contracts 2010-02-04 2011-07-19
AGA952 KOBAYASHI Hisako RE Dealing in Futures Contracts 2010-02-02 2012-05-31
AGB106 LAM Wing Kit 林永傑 RE Dealing in Futures Contracts 2010-02-02 2010-03-02
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Securities 2008-12-15 2012-08-09
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Futures Contracts 2010-02-03 2012-08-09
AGK925 SAWADA Hana RE Dealing in Securities 2008-04-11 2008-12-10
AGO010 KAWAHARA Michiko RE Dealing in Futures Contracts 2010-02-02 2013-04-23
AGW554 NAKATA Yuji 中田裕二 RE Dealing in Securities 2007-05-09 2007-10-15
AGW554 NAKATA Yuji 中田裕二 RO Dealing in Securities 2007-10-15 2008-04-28
AGX020 RYAN Jonathan David RE Dealing in Securities 2008-12-08 2013-04-23
AGX020 RYAN Jonathan David RE Dealing in Futures Contracts 2010-02-03 2013-04-23
AGZ998 GUPTA Rahul RE Dealing in Securities 2008-12-10 2009-04-08
AHD385 SANO Yoichiro RE Dealing in Futures Contracts 2010-02-03 2013-04-23
AHK489 LIEM Christopher RE Dealing in Securities 2008-12-08 2010-06-12
AHK489 LIEM Christopher RE Dealing in Futures Contracts 2010-02-03 2010-06-12
AHM814 CHIONG Sai Lung 張世龍 RE Dealing in Securities 2004-11-29 2006-04-28
AID230 WANG Fang 王芳 RE Dealing in Securities 2008-12-10 2009-04-08
AIG945 ICHIMURA Toru 市村亨 RE Dealing in Securities 2004-12-09 2005-01-25
AIG945 ICHIMURA Toru 市村亨 RO Dealing in Securities 2005-01-25 2006-07-24
AIL062 FLETCHER Luke RE Dealing in Futures Contracts 2010-02-02 2010-05-14
AIP440 ABBAS Syed Asad RE Dealing in Securities 2010-06-28 2013-04-23
AIP440 ABBAS Syed Asad RE Dealing in Futures Contracts 2010-06-28 2013-04-23
AJH414 DADABHOY Imran Sooleman RE Dealing in Securities 2009-11-16 2010-05-21
AJH414 DADABHOY Imran Sooleman RE Dealing in Futures Contracts 2010-02-04 2010-05-21
AJJ327 SHINOHARA Minoru 篠原實 RO Dealing in Securities 2009-04-27 2010-07-16
AJJ327 SHINOHARA Minoru 篠原實 RO Dealing in Securities 2013-04-12 2013-05-31
AJJ327 SHINOHARA Minoru 篠原實 RO Dealing in Futures Contracts 2010-02-01 2010-07-16
AJJ327 SHINOHARA Minoru 篠原實 RO Dealing in Futures Contracts 2013-04-12 2013-05-31
AJJ327 SHINOHARA Minoru 篠原實 RO Providing Automated Trading Services 2010-04-30 2010-07-16
AKP792 YEUNG Yuk Wah 楊毓華 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
AKR467 LEUNG Wai Kei 梁偉基 RE Dealing in Securities 2008-12-08 2013-02-16
AKR467 LEUNG Wai Kei 梁偉基 RE Dealing in Futures Contracts 2010-02-03 2013-02-16
AKX077 TERAGUCHI Tomoyuki RE Dealing in Securities 2004-07-05 2005-02-02
AKX077 TERAGUCHI Tomoyuki RO Dealing in Securities 2005-02-02 2009-04-10
AKX538 GOURMELEN Arnaud RE Dealing in Securities 2008-12-08 2010-09-01
AKX538 GOURMELEN Arnaud RE Dealing in Futures Contracts 2010-02-02 2010-09-01
ALA228 TAM Ho Yin, Jude 譚顥賢 RE Dealing in Securities 2004-12-03 2013-05-31
ALA228 TAM Ho Yin, Jude 譚顥賢 RE Dealing in Futures Contracts 2010-02-03 2013-05-31
ALK797 Ho Man Yiu, Arion 何汶叡 RE Dealing in Securities 2008-12-08 2009-10-24
ALO559 INUKAI Masao 犬養昌生 RE Dealing in Futures Contracts 2010-02-02 2013-04-23
ALQ136 GARRETT Adam Guy Orlebar 蓋首男 RE Dealing in Securities 2008-12-10 2008-12-10
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Futures Contracts 2010-02-03 2012-10-20
ALV097 O'NEILE James Finlay RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AMB744 BRADSHAW Stephanie 李婉青 RE Dealing in Securities 2008-12-10 2009-05-05
AMB744 BRADSHAW Stephanie 李婉青 RE Dealing in Securities 2009-10-12 2010-05-04
AMB744 BRADSHAW Stephanie 李婉青 RE Dealing in Futures Contracts 2010-02-04 2010-05-04
AMF766 KATO Katsuhito 加藤勝仁 RE Dealing in Futures Contracts 2010-02-02 2013-04-23
AMH819 HAO Xin 郝昕 RE Dealing in Futures Contracts 2010-02-02 2013-04-23
AMM131 PARK Joohong RE Dealing in Securities 2009-01-12 2013-05-31
AMM131 PARK Joohong RE Dealing in Futures Contracts 2010-02-04 2013-05-31
AMV311 HARA Hitoshi RE Dealing in Futures Contracts 2010-02-02 2010-06-01
AMW601 LI Ming 李明 RE Dealing in Securities 2006-06-01 2008-08-08
ANB463 LO Yue Hin 羅宇軒 RE Dealing in Securities 2010-07-02 2013-04-23
ANB463 LO Yue Hin 羅宇軒 RE Dealing in Futures Contracts 2010-07-02 2013-04-23
ANB806 CHULANI Rohit Madan Mohan RE Dealing in Securities 2008-12-10 2009-04-08
ANE084 WINSPEAR Richard Dean RE Dealing in Futures Contracts 2010-02-03 2013-04-23
ANF151 BERESFORD Paul Richard RE Dealing in Futures Contracts 2010-02-04 2012-12-09
ANI941 WATANABE Kunio RE Dealing in Securities 2006-04-28 2006-06-29
ANI941 WATANABE Kunio RO Dealing in Securities 2006-06-29 2009-04-20
ANQ111 BHARTI Kirtes RE Dealing in Securities 2009-01-14 2009-05-15
ANR662 YAJIMA Akihiko 矢島明彥 RE Dealing in Securities 2006-07-26 2008-07-30
ANS096 ASANO Shin 淺野真 RE Dealing in Futures Contracts 2010-02-04 2011-08-24
ANS096 ASANO Shin 淺野真 RO Dealing in Futures Contracts 2011-08-24 2012-12-10
ANU254 OMOTO Atsushi RE Dealing in Securities 2008-12-10 2009-09-14
ANU254 OMOTO Atsushi RE Dealing in Securities 2010-11-29 2011-11-17
ANU254 OMOTO Atsushi RE Dealing in Futures Contracts 2010-11-29 2011-11-17
ANU529 CHAU Ling 周凌 RE Dealing in Futures Contracts 2010-02-04 2011-07-07
ANX921 SHAHA Sourabh Sharashchandra RE Dealing in Securities 2011-09-15 2013-04-23
ANX921 SHAHA Sourabh Sharashchandra RE Dealing in Futures Contracts 2011-09-15 2013-04-23
AOH890 LAIBLE Robert Karl RO Dealing in Securities 2010-04-30 2012-11-15
AOH890 LAIBLE Robert Karl RO Providing Automated Trading Services 2010-04-30 2012-11-15
AOJ195 GHOSH Soujit RE Dealing in Securities 2009-12-09 2011-11-12
AOJ195 GHOSH Soujit RE Dealing in Futures Contracts 2010-02-02 2011-11-12
AOO266 LAM Si Yang, Calvin 林思暘 RE Dealing in Securities 2008-04-11 2009-04-30
AOR555 WONG William Koon Wei 黃觀威 RE Dealing in Securities 2007-03-08 2008-12-10
AOR659 MIYASHIRO Ken RE Dealing in Futures Contracts 2011-09-02 2013-04-23
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Futures Contracts 2011-08-01 2013-04-23
AOT373 BARNETT Maxine Bernice RE Dealing in Securities 2008-12-15 2010-07-21
AOT373 BARNETT Maxine Bernice RE Dealing in Futures Contracts 2010-02-04 2010-07-21
AOU143 LEGASPI Donna Rose Ong 王金美 RE Dealing in Futures Contracts 2010-02-03 2010-02-27
AOV191 CHONG Kenny 莊嘉麟 RE Dealing in Securities 2008-12-08 2013-04-23
AOV191 CHONG Kenny 莊嘉麟 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
APA737 ARORA Gaurav RE Dealing in Securities 2009-01-12 2012-06-28
APA737 ARORA Gaurav RE Dealing in Futures Contracts 2010-02-04 2012-06-28
APC386 DAVIES Lloyd RE Dealing in Futures Contracts 2010-10-22 2013-04-23
APG738 TAKEUCHI Tomonori RE Dealing in Futures Contracts 2010-02-03 2010-11-01
APH922 OZEKI Masanori RE Dealing in Futures Contracts 2010-02-04 2010-12-30
APJ711 PHUA Teck Wee 潘德偉 RE Dealing in Futures Contracts 2010-02-04 2010-08-25
APJ987 PRADANA Jeff Arif RE Dealing in Securities 2008-12-10 2010-11-24
APJ987 PRADANA Jeff Arif RE Dealing in Futures Contracts 2010-02-04 2010-11-24
APJ995 WONG Mabel 黃美寶 RE Dealing in Futures Contracts 2010-02-03 2013-04-02
APJ996 CHEN Chengze RE Dealing in Securities 2008-12-08 2012-08-25
APJ996 CHEN Chengze RE Dealing in Futures Contracts 2010-02-04 2012-08-25
APK722 FLOYD Michael RE Dealing in Futures Contracts 2010-02-02 2013-04-23
APK727 DOLAN Paul Tiernan RO Dealing in Securities 2011-09-08 2012-07-21
APK727 DOLAN Paul Tiernan RE Dealing in Futures Contracts 2010-02-02 2011-09-08
APK727 DOLAN Paul Tiernan RO Dealing in Futures Contracts 2011-09-08 2012-07-21
APK727 DOLAN Paul Tiernan RO Providing Automated Trading Services 2011-09-08 2012-07-21
APL244 MAK Hin Chun 麥顯俊 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
APL696 PELHAM Miles Christian RE Dealing in Futures Contracts 2010-02-04 2011-11-19
APN838 WARHURST Paul Simon RE Dealing in Securities 2008-11-26 2009-09-03
APQ725 YAO Jack Hsin-Chou 姚信州 RE Dealing in Securities 2008-12-08 2012-08-18
APQ725 YAO Jack Hsin-Chou 姚信州 RE Dealing in Futures Contracts 2010-02-03 2012-08-18
APQ801 LEE Nga Ying 李雅瑩 RE Dealing in Futures Contracts 2010-02-03 2010-12-18
APU514 MURRAY Hugh Mcpherson Lathrop RE Dealing in Securities 2008-12-08 2010-04-17
APU514 MURRAY Hugh Mcpherson Lathrop RE Dealing in Futures Contracts 2010-02-04 2010-04-17
APW591 WRIGHT Richard RE Dealing in Futures Contracts 2010-07-20 2013-04-23
APZ541 KOERBER Matthias RE Dealing in Securities 2010-02-01 2013-04-23
APZ541 KOERBER Matthias RE Dealing in Futures Contracts 2010-02-10 2013-04-23
AQA804 DI IORIO Michael Anthony RE Dealing in Securities 2008-12-15 2009-11-23
AQA804 DI IORIO Michael Anthony RO Dealing in Securities 2009-11-23 2010-05-21
AQA804 DI IORIO Michael Anthony RE Dealing in Futures Contracts 2010-02-04 2010-02-24
AQA804 DI IORIO Michael Anthony RO Dealing in Futures Contracts 2010-02-24 2010-05-21
AQE932 FUJITA Minoru RE Dealing in Futures Contracts 2010-02-02 2012-06-08
AQE935 HONDA Tsukasa RE Dealing in Securities 2009-01-16 2011-12-19
AQE935 HONDA Tsukasa RE Dealing in Futures Contracts 2010-02-02 2011-12-19
AQF011 LU Yen Ying 呂彥穎 RE Dealing in Securities 2011-07-28 2012-12-18
AQF011 LU Yen Ying 呂彥穎 RE Dealing in Futures Contracts 2011-07-28 2012-12-18
AQM051 CHAN Ka Ying 陳嘉盈 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AQN997 NATE Anthony Joseph RE Dealing in Securities 2008-12-15 2013-04-16
AQN997 NATE Anthony Joseph RE Dealing in Futures Contracts 2010-02-04 2013-04-16
AQO337 SIOW Lian Meng 蕭連銘 RE Dealing in Securities 2008-12-15 2009-08-08
AQO522 XIE Jinhui 謝錦慧 RE Dealing in Securities 2008-12-10 2009-04-08
AQQ119 GILL Richard John Peter RE Dealing in Futures Contracts 2010-02-02 2013-01-14
AQS273 CHEKROUN Benjamin Marc John RE Dealing in Futures Contracts 2010-02-04 2011-11-17
AQX041 BRET Jean-Sebastien Pierre RE Dealing in Securities 2008-12-15 2013-04-23
AQX041 BRET Jean-Sebastien Pierre RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AQX047 MENNESSON Thomas RE Dealing in Securities 2008-12-15 2012-06-06
AQX047 MENNESSON Thomas RE Dealing in Futures Contracts 2010-02-04 2012-06-06
AQY418 MEGRET-MERGER David Sacha RE Dealing in Futures Contracts 2010-02-04 2012-06-08
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Dealing in Securities 2010-07-27 2012-04-28
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Dealing in Futures Contracts 2010-07-27 2012-04-28
ARB169 LEUNG Yee Wan 梁綺雲 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
ARB806 MCLEAN Neil Iain RE Dealing in Futures Contracts 2010-02-04 2012-12-16
ARD194 BURNES Alexander Milligan RE Dealing in Securities 2009-05-29 2011-08-17
ARD194 BURNES Alexander Milligan RE Dealing in Futures Contracts 2010-02-04 2011-08-17
ARE543 STRIET Jelper RE Dealing in Securities 2008-12-10 2010-05-29
ARE543 STRIET Jelper RE Dealing in Futures Contracts 2010-02-03 2010-05-29
ARI436 LIM Siok Ling, Eileen 林淑玲 RE Dealing in Futures Contracts 2010-02-03 2010-12-30
ARJ828 NGUYEN Nicholas Nolan RE Dealing in Securities 2009-01-12 2011-12-09
ARJ828 NGUYEN Nicholas Nolan RE Dealing in Futures Contracts 2010-02-04 2011-12-09
ARL443 BASTIT Arnaud Marie Daniel RE Dealing in Securities 2010-07-19 2011-02-24
ARL443 BASTIT Arnaud Marie Daniel RO Dealing in Securities 2011-02-24 2012-01-09
ARL443 BASTIT Arnaud Marie Daniel RE Dealing in Futures Contracts 2010-07-19 2011-02-24
ARL443 BASTIT Arnaud Marie Daniel RO Dealing in Futures Contracts 2011-02-24 2012-01-09
ARL729 NAKADA Akira RE Dealing in Futures Contracts 2010-02-04 2010-07-26
ARO220 READ Matthew Christopher RE Dealing in Futures Contracts 2010-02-04 2013-04-23
ARQ650 KO Ming Tung 高銘東 RE Dealing in Securities 2012-09-03 2013-04-23
ARQ650 KO Ming Tung 高銘東 RE Dealing in Futures Contracts 2012-09-03 2013-04-23
ARR528 THOMPSON Cormac Joseph RE Dealing in Futures Contracts 2010-02-03 2012-12-03
ARX074 CHAN Wing Yin 陳詠賢 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
ASE990 AMBAI Takahiro 安倍貴博 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
ASF604 LI Haoyi 李豪翼 RE Dealing in Futures Contracts 2010-07-26 2013-03-01
ASF938 YOSHIDA Koji 吉田幸司 RE Dealing in Futures Contracts 2010-02-03 2013-04-23
ASM441 HIRABAYASHI Yasuko RE Dealing in Futures Contracts 2012-03-15 2013-04-23
ASN728 CHEUNG Wing Yan 張詠欣 RE Dealing in Futures Contracts 2010-02-04 2013-04-23
ASN900 HANLY Seamus Anthony RE Dealing in Futures Contracts 2010-02-02 2013-04-23
ASO944 YAN Keren 嚴克任 RE Dealing in Futures Contracts 2010-02-03 2011-05-26
ASW652 SPENSLEY Oliver Giles RE Dealing in Securities 2010-09-06 2012-12-09
ASW652 SPENSLEY Oliver Giles RE Dealing in Futures Contracts 2010-09-06 2012-12-09
ASZ379 HORSLEY-HEATHER Nicholas John RE Dealing in Securities 2009-11-02 2012-09-13
ASZ379 HORSLEY-HEATHER Nicholas John RE Dealing in Futures Contracts 2010-02-02 2012-09-13
ATB717 MONTGOMERY Alexander James RE Dealing in Futures Contracts 2010-07-12 2013-04-23
ATD879 MAO Wei 毛威 RE Dealing in Securities 2009-07-02 2012-08-07
ATD879 MAO Wei 毛威 RE Dealing in Futures Contracts 2010-02-04 2012-08-07
ATG678 BURNS John Patrick RE Dealing in Securities 2011-08-19 2013-04-23
ATG678 BURNS John Patrick RE Dealing in Futures Contracts 2010-02-04 2013-04-23
ATH809 LI Siu Pan, Vincent 李肇斌 RE Dealing in Securities 2010-10-11 2012-02-17
ATH809 LI Siu Pan, Vincent 李肇斌 RE Dealing in Futures Contracts 2010-10-11 2012-02-17
ATX502 SELLEN David Paul RE Dealing in Securities 2010-06-07 2011-03-26
ATX502 SELLEN David Paul RE Providing Automated Trading Services 2010-06-07 2011-03-26
AUA341 KOTECHA Vikesh RE Dealing in Securities 2009-10-29 2010-07-17
AUA341 KOTECHA Vikesh RE Dealing in Futures Contracts 2010-02-02 2010-07-17
AUF080 BYWORTH Richard Anthony RE Dealing in Futures Contracts 2010-02-04 2013-04-23
AUI207 GOODWIN Douglas Samuel RE Dealing in Securities 2009-12-23 2012-07-31
AUI207 GOODWIN Douglas Samuel RE Dealing in Futures Contracts 2010-02-04 2012-07-31
AUJ850 YU Amy Hangshin RE Dealing in Securities 2010-01-04 2011-11-17
AUJ850 YU Amy Hangshin RE Dealing in Futures Contracts 2010-02-10 2011-11-17
AUS848 AHN Chae Young RE Dealing in Futures Contracts 2010-02-23 2011-11-17
AUW418 BALASUBRAMANIAN Bharathan Kanthimathinathan RE Dealing in Securities 2010-03-15 2012-06-14
AUW418 BALASUBRAMANIAN Bharathan Kanthimathinathan RE Dealing in Futures Contracts 2010-03-15 2012-06-14
AVC363 LAM Kai Man, Herman 林啟文 RE Dealing in Futures Contracts 2010-05-03 2013-04-23
AVE056 MC CARRON Ciaran Peter RE Dealing in Futures Contracts 2010-05-14 2013-04-23
AVH110 NEUBER Hye-na RE Dealing in Securities 2010-06-07 2013-04-23
AVH110 NEUBER Hye-na RE Dealing in Futures Contracts 2010-06-07 2013-04-23
AVJ283 BOUZOUBA Rachid RE Dealing in Securities 2010-06-25 2011-04-02
AVJ283 BOUZOUBA Rachid RE Dealing in Futures Contracts 2010-06-25 2011-04-02
AVJ283 BOUZOUBA Rachid RE Providing Automated Trading Services 2010-06-25 2011-04-02
AVP898 HUNG Steven Chun-jer 洪俊哲 RE Dealing in Securities 2010-08-09 2011-10-07
AVP898 HUNG Steven Chun-jer 洪俊哲 RE Dealing in Futures Contracts 2010-08-09 2011-10-07
AWA383 LUK Kuo Sheng, James 陸覺生 RE Dealing in Securities 2011-08-22 2013-04-23
AWA383 LUK Kuo Sheng, James 陸覺生 RE Dealing in Futures Contracts 2011-08-22 2013-04-23
AWC090 VAN DER VEN Jeroen Willibrord Erlend RE Dealing in Securities 2011-12-15 2013-04-23
AWC090 VAN DER VEN Jeroen Willibrord Erlend RE Dealing in Futures Contracts 2011-12-15 2013-04-23
AWK854 CHUNG Ji Bak 鄭知博 RE Dealing in Futures Contracts 2010-12-13 2010-12-18
AWK854 CHUNG Ji Bak 鄭知博 RE Dealing in Futures Contracts 2011-08-01 2011-08-12
AWK854 CHUNG Ji Bak 鄭知博 RE Dealing in Futures Contracts 2011-10-31 2013-03-24
AWN422 WATANABE Junko RE Dealing in Futures Contracts 2010-12-28 2012-04-09
AWN423 NAKANISHI Hajime 中西基 RE Dealing in Futures Contracts 2010-12-29 2013-04-23
AWO016 EL-KHOURY Jean RE Dealing in Securities 2011-01-03 2012-03-01
AWO016 EL-KHOURY Jean RO Dealing in Securities 2012-03-01 2013-04-16
AWO016 EL-KHOURY Jean RE Dealing in Futures Contracts 2011-01-03 2012-03-01
AWO016 EL-KHOURY Jean RO Dealing in Futures Contracts 2012-03-01 2013-04-16
AWO016 EL-KHOURY Jean RO Providing Automated Trading Services 2012-03-01 2012-12-08
AXC312 RAJARAMAN Aditya RE Dealing in Securities 2012-09-12 2013-01-05
AXC312 RAJARAMAN Aditya RE Dealing in Futures Contracts 2012-09-12 2013-01-05
AXV837 WONG Jonathan Philip 黃俊皓 RE Dealing in Futures Contracts 2011-08-22 2013-04-02
AXW314 DALTON Anthony Francis RE Dealing in Securities 2012-09-21 2013-04-23
AXW314 DALTON Anthony Francis RE Dealing in Futures Contracts 2012-09-28 2013-04-23
AYA305 CHUNG Ka Kei 鍾家琦 RE Dealing in Securities 2011-09-15 2013-04-23
AYA305 CHUNG Ka Kei 鍾家琦 RE Dealing in Futures Contracts 2012-03-05 2013-04-23
AYA323 WRIGHT Jake Robert RE Dealing in Futures Contracts 2011-09-19 2013-04-23
AYI037 CORBETT Brian John RE Dealing in Securities 2011-10-26 2013-04-16
AYI037 CORBETT Brian John RE Dealing in Futures Contracts 2011-10-26 2013-04-16
AZU889 MOTOTANI Daisuke RE Dealing in Securities 2012-07-09 2013-02-19
AZU889 MOTOTANI Daisuke RO Dealing in Securities 2013-02-19 2013-05-31
AZU889 MOTOTANI Daisuke RE Dealing in Futures Contracts 2012-07-09 2013-02-19
AZU889 MOTOTANI Daisuke RO Dealing in Futures Contracts 2013-02-19 2013-05-31
BAC299 LOH Ying Ning, Alexandra RE Dealing in Securities 2012-09-03 2013-01-07
BAC299 LOH Ying Ning, Alexandra RE Dealing in Futures Contracts 2012-09-03 2013-01-07
BAC302 RA Hye Rin 羅慧璘 RE Dealing in Futures Contracts 2012-09-03 2012-10-20
BAD511 YAGI Minoru RE Dealing in Futures Contracts 2012-09-18 2013-04-23
BAD514 GUEZ Ilane Yonathan Pierre RE Dealing in Securities 2012-09-03 2013-04-23
BAD514 GUEZ Ilane Yonathan Pierre RE Dealing in Futures Contracts 2012-09-03 2013-04-23
BAO644 KAJBAJE Sudhanshu RE Dealing in Securities 2012-12-10 2013-04-23
BAO644 KAJBAJE Sudhanshu RE Dealing in Futures Contracts 2012-12-10 2013-04-23
BAQ418 YONEZAWA Masashi RE Dealing in Futures Contracts 2012-12-31 2013-04-23
BAQ821 AZUMA Sayaka RE Dealing in Futures Contracts 2013-01-03 2013-04-23

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