These are the licence-holders that were found for SFC licence institution AAK738 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAD599 | TO Koon Hung, Andrew | 杜冠雄 | RE | Dealing in Securities | 2017-02-07 | 2017-03-20 |
| AAD599 | TO Koon Hung, Andrew | 杜冠雄 | RO | Dealing in Securities | 2017-03-20 | |
| AAD599 | TO Koon Hung, Andrew | 杜冠雄 | RE | Advising on Securities | 2017-02-07 | 2017-03-20 |
| AAD599 | TO Koon Hung, Andrew | 杜冠雄 | RO | Advising on Securities | 2017-03-20 | |
| AAD599 | TO Koon Hung, Andrew | 杜冠雄 | RO | Asset Management | 2017-10-13 | |
| AAK733 | CHAU Koan Hung, Ringo | 周冠雄 | RO | Dealing in Securities | 2003-04-01 | |
| AAK733 | CHAU Koan Hung, Ringo | 周冠雄 | RO | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AAK733 | CHAU Koan Hung, Ringo | 周冠雄 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AAK733 | CHAU Koan Hung, Ringo | 周冠雄 | RO | Asset Management | 2003-04-01 | 2004-10-14 |
| AAW169 | MA Chin Hung | 馬展鴻 | RE | Dealing in Securities | 2003-04-01 | 2014-06-20 |
| AAW169 | MA Chin Hung | 馬展鴻 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AAW169 | MA Chin Hung | 馬展鴻 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AAW169 | MA Chin Hung | 馬展鴻 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| ABE792 | HUNG Yiu Hung | 孔耀鴻 | RE | Dealing in Securities | 2003-04-01 | 2014-06-20 |
| ABE792 | HUNG Yiu Hung | 孔耀鴻 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| ABE792 | HUNG Yiu Hung | 孔耀鴻 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| ABE792 | HUNG Yiu Hung | 孔耀鴻 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Dealing in Securities | 2003-04-01 | |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Advising on Securities | 2003-04-01 | 2004-10-14 |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Advising on Securities | 2016-11-15 | |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Asset Management | 2003-04-01 | 2004-10-14 |
| ABH719 | TAM Mo Kit | 譚慕潔 | RO | Asset Management | 2018-04-13 | |
| ABZ046 | KOK Kam Fu | 郭錦富 | RE | Dealing in Securities | 2005-12-14 | 2012-12-01 |
| ACR668 | LAI Ka Chun, Mark | 黎家俊 | RE | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| ACR668 | LAI Ka Chun, Mark | 黎家俊 | RE | Advising on Securities | 2003-04-01 | 2003-07-01 |
| ACR668 | LAI Ka Chun, Mark | 黎家俊 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| ACR668 | LAI Ka Chun, Mark | 黎家俊 | RE | Asset Management | 2003-04-01 | 2003-07-01 |
| ADH559 | LAU Hing Hung, Joie | 劉興鴻 | RE | Dealing in Securities | 2003-04-01 | 2005-01-28 |
| ADH559 | LAU Hing Hung, Joie | 劉興鴻 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| ADH559 | LAU Hing Hung, Joie | 劉興鴻 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| ADH559 | LAU Hing Hung, Joie | 劉興鴻 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| ADH644 | ENG Tik San | 伍滌燊 | RE | Dealing in Securities | 2003-04-01 | 2014-05-20 |
| ADH644 | ENG Tik San | 伍滌燊 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| ADH644 | ENG Tik San | 伍滌燊 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| ADH644 | ENG Tik San | 伍滌燊 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| ADK466 | MAK Yee Chung, Rose | 麥懿中 | RE | Dealing in Securities | 2003-04-01 | 2003-07-01 |
| ADK466 | MAK Yee Chung, Rose | 麥懿中 | RE | Advising on Securities | 2003-04-01 | 2003-07-01 |
| ADK466 | MAK Yee Chung, Rose | 麥懿中 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-01 |
| ADK466 | MAK Yee Chung, Rose | 麥懿中 | RE | Asset Management | 2003-04-01 | 2003-07-01 |
| AHC468 | CHIA Shau Hiung | 謝韶雄 | RE | Dealing in Securities | 2003-04-01 | 2011-11-01 |
| AHC468 | CHIA Shau Hiung | 謝韶雄 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AHC468 | CHIA Shau Hiung | 謝韶雄 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AHC468 | CHIA Shau Hiung | 謝韶雄 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| AHX592 | WONG Yung | 黃勇 | RE | Dealing in Securities | 2003-04-01 | 2011-11-01 |
| AHX592 | WONG Yung | 黃勇 | RE | Advising on Securities | 2003-04-01 | 2004-10-14 |
| AHX592 | WONG Yung | 黃勇 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-10-14 |
| AHX592 | WONG Yung | 黃勇 | RE | Asset Management | 2003-04-01 | 2004-10-14 |
| AIY651 | WONG Che Hao, David | 黃志豪 | RE | Dealing in Securities | 2006-08-15 | 2011-11-01 |
| AJA184 | YIP Ka Lam | 葉嘉霖 | RE | Dealing in Securities | 2006-05-16 | 2014-06-30 |
| AJC669 | TANG James | 鄧民煇 | RE | Dealing in Securities | 2015-12-30 | 2016-01-29 |
| AJC669 | TANG James | 鄧民煇 | RO | Dealing in Securities | 2016-01-29 | |
| AJC669 | TANG James | 鄧民煇 | RO | Advising on Securities | 2016-11-15 | |
| AJC669 | TANG James | 鄧民煇 | RO | Asset Management | 2017-10-13 | |
| AYA620 | MA Hui Ming | 馬惠明 | RO | Dealing in Securities | 2018-01-17 | |
| AYA620 | MA Hui Ming | 馬惠明 | RO | Advising on Securities | 2018-01-17 |
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