Hong Kong SFC licence institution AAL943, Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司

These are the licence-holders that were found for SFC licence institution AAL943 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACI106 LI Yiu Ki 李耀祺 RE Advising on Securities 2004-11-12 2007-09-18
ACI106 LI Yiu Ki 李耀祺 RO Advising on Securities 2007-09-18 2012-11-28
ACI106 LI Yiu Ki 李耀祺 RE Asset Management 2004-11-12 2007-09-18
ACI106 LI Yiu Ki 李耀祺 RO Asset Management 2007-09-18 2012-11-28
AEL958 KWOK Sek Chi, David 郭錫志 RE Advising on Securities 2003-04-01 2004-10-28
AEL958 KWOK Sek Chi, David 郭錫志 RO Advising on Securities 2004-10-28 2012-11-28
AEL958 KWOK Sek Chi, David 郭錫志 RE Asset Management 2003-04-01 2004-10-28
AEL958 KWOK Sek Chi, David 郭錫志 RO Asset Management 2004-10-28 2012-11-28
AIR765 TSE Pui Kam 謝培錦 RE Advising on Securities 2003-04-01 2004-10-28
AIR765 TSE Pui Kam 謝培錦 RO Advising on Securities 2004-10-28 2009-06-08
AIR765 TSE Pui Kam 謝培錦 RE Asset Management 2003-04-01 2004-10-28
AIR765 TSE Pui Kam 謝培錦 RO Asset Management 2004-10-28 2009-06-08
AIR766 NG Ka Ho 吳家豪 RE Advising on Securities 2003-04-01 2012-11-28
AIR766 NG Ka Ho 吳家豪 RE Asset Management 2003-04-01 2012-11-28
AIR767 WONG Sau Mei, Meimei 黃秀薇 RE Advising on Securities 2003-04-01 2004-03-31
AIR767 WONG Sau Mei, Meimei 黃秀薇 RE Asset Management 2003-04-01 2004-03-31

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