Hong Kong SFC licence institution AAM944, RBC Investor Services Trust Hong Kong Limited 加皇信託香港有限公司

These are the licence-holders that were found for SFC licence institution AAM944 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AEJ381 WONG Kin Hong 王建康 RE Dealing in Securities 2003-04-01 2003-04-02
AEJ381 WONG Kin Hong 王建康 RE Advising on Securities 2003-04-01 2003-04-02
AEJ381 WONG Kin Hong 王建康 RE Asset Management 2003-04-01 2003-04-02
AFC708 CAFFREY Austin Raymond RE Dealing in Securities 2003-04-01 2003-04-02
AFC708 CAFFREY Austin Raymond RE Advising on Securities 2003-04-01 2003-04-02
AFC708 CAFFREY Austin Raymond RE Advising on Corporate Finance 2003-04-01 2003-04-02
AFC708 CAFFREY Austin Raymond RE Asset Management 2003-04-01 2003-04-02
AHX275 DRAUX Dominique Henri Antoine Hubert RE Dealing in Securities 2003-04-01 2003-04-02
AHX275 DRAUX Dominique Henri Antoine Hubert RE Advising on Securities 2003-04-01 2003-04-02
AHX275 DRAUX Dominique Henri Antoine Hubert RE Advising on Corporate Finance 2003-04-01 2003-04-02
AHX275 DRAUX Dominique Henri Antoine Hubert RE Asset Management 2003-04-01 2003-04-02
AIR306 YU Min Hsien, Elizabeth 俞旻延 RE Dealing in Securities 2003-04-01 2003-04-02
AIR306 YU Min Hsien, Elizabeth 俞旻延 RE Advising on Securities 2003-04-01 2003-04-02
AIR306 YU Min Hsien, Elizabeth 俞旻延 RE Advising on Corporate Finance 2003-04-01 2003-04-02
AIR306 YU Min Hsien, Elizabeth 俞旻延 RE Asset Management 2003-04-01 2003-04-02
AIR307 WONG Wai Ling, Anny 黃惠玲 RE Dealing in Securities 2003-04-01 2003-04-02
AIR307 WONG Wai Ling, Anny 黃惠玲 RE Advising on Securities 2003-04-01 2003-04-02
AIR307 WONG Wai Ling, Anny 黃惠玲 RE Asset Management 2003-04-01 2003-04-02
AIR309 HAR Vivian 夏慧芸 RE Dealing in Securities 2003-04-01 2003-04-02
AIR309 HAR Vivian 夏慧芸 RE Advising on Securities 2003-04-01 2003-04-02
AIR309 HAR Vivian 夏慧芸 RE Asset Management 2003-04-01 2003-04-02
AIR311 SO Chi Chung 蘇志聰 RE Dealing in Securities 2003-04-01 2003-04-02
AIR311 SO Chi Chung 蘇志聰 RE Advising on Securities 2003-04-01 2003-04-02
AIR311 SO Chi Chung 蘇志聰 RE Asset Management 2003-04-01 2003-04-02
AIR312 TONG Sze Man, Silvia 唐思敏 RE Dealing in Securities 2003-04-01 2003-04-02
AIR312 TONG Sze Man, Silvia 唐思敏 RE Advising on Securities 2003-04-01 2003-04-02
AIR312 TONG Sze Man, Silvia 唐思敏 RE Asset Management 2003-04-01 2003-04-02
AIR314 LAU Wai Sau, Sheren 劉慧秀 RE Dealing in Securities 2003-04-01 2003-04-02
AIR314 LAU Wai Sau, Sheren 劉慧秀 RE Advising on Securities 2003-04-01 2003-04-02
AIR314 LAU Wai Sau, Sheren 劉慧秀 RE Asset Management 2003-04-01 2003-04-02
AIR316 KOW Tse Mei, Anna 高紫媚 RE Dealing in Securities 2003-04-01 2003-04-02
AIR316 KOW Tse Mei, Anna 高紫媚 RE Advising on Securities 2003-04-01 2003-04-02
AIR316 KOW Tse Mei, Anna 高紫媚 RE Asset Management 2003-04-01 2003-04-02
AIR318 TIMMERMANS Laurent 盧翰文 RE Dealing in Securities 2003-04-01 2003-04-02
AIR318 TIMMERMANS Laurent 盧翰文 RE Advising on Securities 2003-04-01 2003-04-02
AIR318 TIMMERMANS Laurent 盧翰文 RE Asset Management 2003-04-01 2003-04-02
AIR319 LO Hon Ming 盧漢銘 RE Dealing in Securities 2003-04-01 2003-04-02
AIR319 LO Hon Ming 盧漢銘 RE Advising on Securities 2003-04-01 2003-04-02
AIR319 LO Hon Ming 盧漢銘 RE Asset Management 2003-04-01 2003-04-02
AIR323 KU Hon Ying 顧漢瑛 RE Dealing in Securities 2003-04-01 2003-04-02
AIR323 KU Hon Ying 顧漢瑛 RE Advising on Securities 2003-04-01 2003-04-02
AIR323 KU Hon Ying 顧漢瑛 RE Asset Management 2003-04-01 2003-04-02
AIR340 LING Kam Chuen 凌錦泉 RE Dealing in Securities 2003-04-01 2003-04-02
AIR340 LING Kam Chuen 凌錦泉 RE Advising on Securities 2003-04-01 2003-04-02
AIR340 LING Kam Chuen 凌錦泉 RE Advising on Corporate Finance 2003-04-01 2003-04-02
AIR341 LAU Kin Yip, Jason 劉建業 RE Dealing in Securities 2003-04-01 2003-04-02
AIR341 LAU Kin Yip, Jason 劉建業 RE Advising on Securities 2003-04-01 2003-04-02
AIR341 LAU Kin Yip, Jason 劉建業 RE Asset Management 2003-04-01 2003-04-02
AIR342 PONG Pui Man 龐佩文 RE Dealing in Securities 2003-04-01 2003-04-02
AIR342 PONG Pui Man 龐佩文 RE Advising on Securities 2003-04-01 2003-04-02
AIR342 PONG Pui Man 龐佩文 RE Asset Management 2003-04-01 2003-04-02
AIR346 WU Wing Kam, Kennnis 胡泳琴 RE Dealing in Securities 2003-04-01 2003-04-02
AIR346 WU Wing Kam, Kennnis 胡泳琴 RE Advising on Securities 2003-04-01 2003-04-02
AIR346 WU Wing Kam, Kennnis 胡泳琴 RE Asset Management 2003-04-01 2003-04-02
AIR348 AU Ka Yan 區嘉欣 RE Dealing in Securities 2003-04-01 2003-04-02
AIR348 AU Ka Yan 區嘉欣 RE Advising on Securities 2003-04-01 2003-04-02
AIR348 AU Ka Yan 區嘉欣 RE Asset Management 2003-04-01 2003-04-02
AIR349 LEE Ying Wai 李英偉 RE Dealing in Securities 2003-04-01 2003-04-02
AIR349 LEE Ying Wai 李英偉 RE Advising on Securities 2003-04-01 2003-04-02
AIR349 LEE Ying Wai 李英偉 RE Asset Management 2003-04-01 2003-04-02
AIR350 TANG Siu Yan 鄧少茵 RE Dealing in Securities 2003-04-01 2003-04-02
AIR350 TANG Siu Yan 鄧少茵 RE Advising on Securities 2003-04-01 2003-04-02
AIR350 TANG Siu Yan 鄧少茵 RE Asset Management 2003-04-01 2003-04-02
AIR352 TSUI Pui Chi 崔珮芝 RE Dealing in Securities 2003-04-01 2003-04-02
AIR352 TSUI Pui Chi 崔珮芝 RE Advising on Securities 2003-04-01 2003-04-02
AIR352 TSUI Pui Chi 崔珮芝 RE Asset Management 2003-04-01 2003-04-02
AIR353 TSANG Lam Po 曾林寶 RE Dealing in Securities 2003-04-01 2003-04-02
AIR353 TSANG Lam Po 曾林寶 RE Advising on Securities 2003-04-01 2003-04-02
AIR353 TSANG Lam Po 曾林寶 RE Asset Management 2003-04-01 2003-04-02
AIR354 TSANG Yee Wah 曾綺華 RE Dealing in Securities 2003-04-01 2003-04-02
AIR354 TSANG Yee Wah 曾綺華 RE Advising on Securities 2003-04-01 2003-04-02
AIR354 TSANG Yee Wah 曾綺華 RE Asset Management 2003-04-01 2003-04-02
AIR355 CHENG Kam Pik 鄭金碧 RE Dealing in Securities 2003-04-01 2003-04-02
AIR355 CHENG Kam Pik 鄭金碧 RE Advising on Securities 2003-04-01 2003-04-02
AIR355 CHENG Kam Pik 鄭金碧 RE Asset Management 2003-04-01 2003-04-02
AIR356 LEE Lok Sang 李樂生 RE Dealing in Securities 2003-04-01 2003-04-02
AIR356 LEE Lok Sang 李樂生 RE Advising on Securities 2003-04-01 2003-04-02
AIR356 LEE Lok Sang 李樂生 RE Asset Management 2003-04-01 2003-04-02
AIR357 WONG Siu Kwong 黃紹光 RE Dealing in Securities 2003-04-01 2003-04-02
AIR357 WONG Siu Kwong 黃紹光 RE Advising on Securities 2003-04-01 2003-04-02
AIR357 WONG Siu Kwong 黃紹光 RE Asset Management 2003-04-01 2003-04-02
AIR359 LUI Hoi Kee 呂凱淇 RE Dealing in Securities 2003-04-01 2003-04-02
AIR359 LUI Hoi Kee 呂凱淇 RE Advising on Securities 2003-04-01 2003-04-02
AIR359 LUI Hoi Kee 呂凱淇 RE Asset Management 2003-04-01 2003-04-02
AIR360 CHANG Kam Heung 莊錦香 RE Dealing in Securities 2003-04-01 2003-04-02
AIR360 CHANG Kam Heung 莊錦香 RE Advising on Securities 2003-04-01 2003-04-02
AIR360 CHANG Kam Heung 莊錦香 RE Asset Management 2003-04-01 2003-04-02
AIR362 KONG Wai Kei 江偉基 RE Dealing in Securities 2003-04-01 2003-04-02
AIR362 KONG Wai Kei 江偉基 RE Advising on Securities 2003-04-01 2003-04-02
AIR362 KONG Wai Kei 江偉基 RE Asset Management 2003-04-01 2003-04-02
AIR365 LEE Man Lok 李敏樂 RE Dealing in Securities 2003-04-01 2003-04-02
AIR365 LEE Man Lok 李敏樂 RE Advising on Securities 2003-04-01 2003-04-02
AIR365 LEE Man Lok 李敏樂 RE Asset Management 2003-04-01 2003-04-02
AIR366 CHEUNG Hoi Yan, Hilda 張凱欣 RE Dealing in Securities 2003-04-01 2003-04-02
AIR366 CHEUNG Hoi Yan, Hilda 張凱欣 RE Advising on Securities 2003-04-01 2003-04-02
AIR366 CHEUNG Hoi Yan, Hilda 張凱欣 RE Asset Management 2003-04-01 2003-04-02
AIR368 YEUNG Wai Sum 楊慧芯 RE Dealing in Securities 2003-04-01 2003-04-02
AIR368 YEUNG Wai Sum 楊慧芯 RE Advising on Securities 2003-04-01 2003-04-02
AIR368 YEUNG Wai Sum 楊慧芯 RE Asset Management 2003-04-01 2003-04-02
AIR370 TSANG Wun Tung 曾煥東 RE Dealing in Securities 2003-04-01 2003-04-02
AIR370 TSANG Wun Tung 曾煥東 RE Advising on Securities 2003-04-01 2003-04-02
AIR370 TSANG Wun Tung 曾煥東 RE Asset Management 2003-04-01 2003-04-02
AIR373 TSANG Wai Yee 曾惠儀 RE Dealing in Securities 2003-04-01 2003-04-02
AIR373 TSANG Wai Yee 曾惠儀 RE Advising on Securities 2003-04-01 2003-04-02
AIR373 TSANG Wai Yee 曾惠儀 RE Asset Management 2003-04-01 2003-04-02
AIR374 LAW Sze Man 羅思敏 RE Dealing in Securities 2003-04-01 2003-04-02
AIR374 LAW Sze Man 羅思敏 RE Advising on Securities 2003-04-01 2003-04-02
AIR374 LAW Sze Man 羅思敏 RE Asset Management 2003-04-01 2003-04-02
AIR375 LEUNG Wai Ming, Billy 梁偉明 RE Dealing in Securities 2003-04-01 2003-04-02
AIR375 LEUNG Wai Ming, Billy 梁偉明 RE Advising on Securities 2003-04-01 2003-04-02
AIR375 LEUNG Wai Ming, Billy 梁偉明 RE Asset Management 2003-04-01 2003-04-02
AIR378 SHUM Shun Man 岑順文 RE Dealing in Securities 2003-04-01 2003-04-02
AIR378 SHUM Shun Man 岑順文 RE Advising on Securities 2003-04-01 2003-04-02
AIR378 SHUM Shun Man 岑順文 RE Asset Management 2003-04-01 2003-04-02
AIR379 LOK Chi Wah 陸智華 RE Dealing in Securities 2003-04-01 2003-04-02
AIR379 LOK Chi Wah 陸智華 RE Advising on Securities 2003-04-01 2003-04-02
AIR379 LOK Chi Wah 陸智華 RE Asset Management 2003-04-01 2003-04-02
AIR381 LEE Siu Kam 李兆錦 RE Dealing in Securities 2003-04-01 2003-04-02
AIR381 LEE Siu Kam 李兆錦 RE Advising on Securities 2003-04-01 2003-04-02
AIR381 LEE Siu Kam 李兆錦 RE Asset Management 2003-04-01 2003-04-02
AIR383 KWOK Sin Man, Esther 郭倩雯 RE Dealing in Securities 2003-04-01 2003-04-02
AIR383 KWOK Sin Man, Esther 郭倩雯 RE Advising on Securities 2003-04-01 2003-04-02
AIR383 KWOK Sin Man, Esther 郭倩雯 RE Asset Management 2003-04-01 2003-04-02
AIR384 YU Yat Hing 余溢興 RE Dealing in Securities 2003-04-01 2003-04-02
AIR384 YU Yat Hing 余溢興 RE Advising on Securities 2003-04-01 2003-04-02
AIR384 YU Yat Hing 余溢興 RE Advising on Corporate Finance 2003-04-01 2003-04-02
AIR387 LO Wai Kwan, Charles 羅為群 RE Dealing in Securities 2003-04-01 2003-04-02
AIR387 LO Wai Kwan, Charles 羅為群 RE Advising on Securities 2003-04-01 2003-04-02
AIR387 LO Wai Kwan, Charles 羅為群 RE Asset Management 2003-04-01 2003-04-02
AIR388 WONG Chun Fai, Simon 黃俊輝 RE Dealing in Securities 2003-04-01 2003-04-02
AIR388 WONG Chun Fai, Simon 黃俊輝 RE Advising on Securities 2003-04-01 2003-04-02
AIR388 WONG Chun Fai, Simon 黃俊輝 RE Asset Management 2003-04-01 2003-04-02
AIR389 LEE Shuk Yi, Vivian 李淑怡 RE Dealing in Securities 2003-04-01 2003-04-02
AIR389 LEE Shuk Yi, Vivian 李淑怡 RE Advising on Securities 2003-04-01 2003-04-02
AIR389 LEE Shuk Yi, Vivian 李淑怡 RE Asset Management 2003-04-01 2003-04-02
AIR393 TAM Wing Yee, Loretta 譚詠儀 RE Dealing in Securities 2003-04-01 2003-04-02
AIR393 TAM Wing Yee, Loretta 譚詠儀 RE Advising on Securities 2003-04-01 2003-04-02
AIR393 TAM Wing Yee, Loretta 譚詠儀 RE Asset Management 2003-04-01 2003-04-02
AIR394 WONG Pui Shan, Carol 黃佩珊 RE Dealing in Securities 2003-04-01 2003-04-02
AIR394 WONG Pui Shan, Carol 黃佩珊 RE Advising on Securities 2003-04-01 2003-04-02
AIR394 WONG Pui Shan, Carol 黃佩珊 RE Asset Management 2003-04-01 2003-04-02
AIR395 WONG Wing Fai 黃永輝 RE Dealing in Securities 2003-04-01 2003-04-02
AIR395 WONG Wing Fai 黃永輝 RE Advising on Securities 2003-04-01 2003-04-02
AIR395 WONG Wing Fai 黃永輝 RE Asset Management 2003-04-01 2003-04-02

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