Hong Kong SFC licence institution AAN641, AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAN641 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI039 SNELGROVE John Henry RE Dealing in Securities 2003-04-01 2004-01-01
AAI039 SNELGROVE John Henry RE Asset Management 2003-04-01 2004-01-01
AAY809 CHUNG Kwok Leung 鍾國樑 RE Advising on Securities 2005-02-28 2005-05-18
ABP733 LI Chun Sheng 李俊盛 RE Asset Management 2007-08-02 2007-12-27
ABP733 LI Chun Sheng 李俊盛 RO Asset Management 2007-12-27 2009-04-09
ABZ225 NUTBEAM Melanie Jane RE Dealing in Securities 2010-01-22 2011-01-01
ABZ225 NUTBEAM Melanie Jane RE Advising on Securities 2003-10-06 2011-01-01
ACA985 SAMANT Aditya Ashok RE Advising on Securities 2005-11-08 2007-07-20
ACA985 SAMANT Aditya Ashok RE Asset Management 2005-11-08 2007-07-20
ACN746 CHAN Lai Yee RE Dealing in Securities 2004-12-17 2006-03-10
ACN746 CHAN Lai Yee RE Advising on Securities 2004-12-17 2006-03-10
ACN746 CHAN Lai Yee RE Asset Management 2004-12-17 2006-03-10
ACR987 FASSO Anthony Gerard RO Asset Management 2006-08-30 2010-02-19
ADN489 LAU Wai Ming, Eddy 劉偉明 RE Advising on Securities 2007-12-21 2008-04-22
ADS646 DAVIES Christopher Gareth Edward RE Dealing in Securities 2004-11-04 2005-07-05
ADS646 DAVIES Christopher Gareth Edward RE Advising on Securities 2004-11-04 2005-07-05
ADU178 TSUI Yuen Chun, Eugenia 徐緣珍 RO Asset Management 2006-08-28 2007-02-28
AED916 DAVERN Regina Marie RE Dealing in Securities 2011-02-22 2011-03-01
AED916 DAVERN Regina Marie RE Advising on Securities 2004-11-02 2011-03-01
AED916 DAVERN Regina Marie RE Asset Management 2004-11-02 2010-12-16
AEJ696 LIU Wing Wai 廖榮偉 RE Dealing in Securities 2004-12-28 2005-07-05
AEJ696 LIU Wing Wai 廖榮偉 RE Advising on Securities 2004-12-28 2005-07-05
AEV948 HO Lily, Amy 何麗梨 RE Dealing in Securities 2004-02-17 2004-06-18
AEV948 HO Lily, Amy 何麗梨 RE Advising on Securities 2004-02-17 2004-06-18
AFE986 LEONG Ling Min, Gary 梁靈勉 RE Advising on Securities 2009-06-01 2009-07-03
AFL224 CHEUNG Scott 張詩傑 RE Advising on Securities 2009-07-03 2009-12-10
AFL297 WONG Suk Yee 黃淑儀 RE Dealing in Securities 2003-04-01 2003-06-02
AFL297 WONG Suk Yee 黃淑儀 RE Asset Management 2003-04-01 2003-06-02
AFP514 SEIGRIST Barbora RE Advising on Securities 2006-06-13 2009-02-14
AFS510 WONG Chin Ming 黃展明 RE Dealing in Securities 2008-03-20 2009-01-16
AFS510 WONG Chin Ming 黃展明 RE Advising on Securities 2008-03-20 2009-01-16
AFT772 LI Kwai Lung 李騤龍 RE Advising on Securities 2005-06-24 2006-08-19
AGL192 CHAN King 陳璟 RE Advising on Securities 2005-06-24 2006-12-15
AGO259 WONG Ho Shun 黃浩信 RO Dealing in Securities 2009-07-10 2012-01-31
AGO259 WONG Ho Shun 黃浩信 RO Advising on Securities 2009-07-10 2012-01-31
AGO991 CHAN Yau Yim 曾友嚴 RE Dealing in Securities 2004-01-02 2005-02-16
AGO991 CHAN Yau Yim 曾友嚴 RO Dealing in Securities 2005-02-16 2008-01-23
AGO991 CHAN Yau Yim 曾友嚴 RO Advising on Securities 2005-02-16 2008-01-23
AGO991 CHAN Yau Yim 曾友嚴 RO Asset Management 2005-02-16 2008-01-23
AGP169 YAN Ka Ying, Meggie 甄家盈 RE Dealing in Securities 2009-01-02 2012-05-25
AGP169 YAN Ka Ying, Meggie 甄家盈 RE Advising on Securities 2009-01-02 2012-05-25
AGP509 CHOY Hok Man 蔡學文 RO Advising on Securities 2007-12-28 2008-03-11
AGT968 LAM Chung Han, Terence 林忠漢 RO Asset Management 2011-06-21
AHB565 LIU Wai Yee, Judy 廖惠怡 RE Dealing in Securities 2005-09-23 2011-04-28
AHB565 LIU Wai Yee, Judy 廖惠怡 RE Advising on Securities 2005-09-23 2011-04-28
AHS939 FU KWONG Wing Ting, Francine 傅鄺穎婷 RO Dealing in Securities 2007-12-28 2008-06-16
AHS939 FU KWONG Wing Ting, Francine 傅鄺穎婷 RO Advising on Securities 2008-03-07 2008-06-16
AHV085 LIAO Cheng Shu RO Asset Management 2010-02-11 2010-12-31
AHX753 PUN Man Ki, Michael 潘文祺 RE Advising on Securities 2006-06-07 2007-03-01
AIC206 TSE Soo Lai 謝素麗 RE Advising on Securities 2006-04-03 2008-10-01
AIC356 NG Maisie Wing-san 吳頴珊 RE Dealing in Securities 2003-06-27 2007-05-24
AIC356 NG Maisie Wing-san 吳頴珊 RE Advising on Securities 2004-02-10 2007-05-24
AIE784 LIM Ben See RE Advising on Securities 2005-04-26 2007-11-10
AIE785 FUNG Yee Wah, Eva 馮綺華 RE Advising on Securities 2005-04-28 2006-06-17
AIL153 GLOVER Stephen Craig RE Advising on Securities 2005-01-12 2005-08-05
AIP444 YU Chin Pang 余展鵬 RE Advising on Securities 2005-06-24 2006-12-02
AIR288 WAN Ngai Lo, Wanda 溫艾娜 RE Dealing in Securities 2004-05-12 2005-02-16
AIR288 WAN Ngai Lo, Wanda 溫艾娜 RO Dealing in Securities 2005-02-16 2006-08-30
AIR288 WAN Ngai Lo, Wanda 溫艾娜 RE Asset Management 2004-05-12 2005-02-16
AIR288 WAN Ngai Lo, Wanda 溫艾娜 RO Asset Management 2005-02-16 2006-08-30
AIR595 POON Cheuk Kuen 潘焯權 RE Advising on Securities 2006-06-07 2007-09-01
AIR596 YIU Suk Fan, Monica 姚淑芬 RE Dealing in Securities 2010-01-22 2012-05-25
AIR596 YIU Suk Fan, Monica 姚淑芬 RE Advising on Securities 2006-08-15 2012-05-25
AIR794 YOUNG Derek Connell RE Dealing in Securities 2003-04-01 2004-12-08
AIR794 YOUNG Derek Connell RO Dealing in Securities 2004-12-08 2009-07-15
AIR794 YOUNG Derek Connell RE Advising on Securities 2003-04-01 2004-12-08
AIR794 YOUNG Derek Connell RO Advising on Securities 2004-12-08 2009-07-15
AIR795 THONG Siew Wai 湯邵威 RE Dealing in Securities 2003-04-01 2004-12-08
AIR795 THONG Siew Wai 湯邵威 RE Dealing in Securities 2006-05-08 2007-03-24
AIR795 THONG Siew Wai 湯邵威 RO Dealing in Securities 2004-12-08 2006-05-08
AIR795 THONG Siew Wai 湯邵威 RE Advising on Securities 2003-04-01 2004-12-08
AIR795 THONG Siew Wai 湯邵威 RE Advising on Securities 2006-06-29 2007-03-24
AIR795 THONG Siew Wai 湯邵威 RO Advising on Securities 2004-12-08 2006-06-29
AIR825 STANNARD Kathryn Louise RE Dealing in Securities 2010-01-21 2012-05-25
AIR825 STANNARD Kathryn Louise RE Advising on Securities 2006-07-31 2012-05-25
AIU632 HARVEY Gary RO Dealing in Securities 2010-07-28 2012-05-25
AIU632 HARVEY Gary RO Advising on Securities 2010-07-28 2012-05-25
AIU634 ABEY Arun Kumar RE Advising on Securities 2008-06-20 2012-02-11
AIV808 LEE Tat Yuen 李達源 RE Advising on Securities 2007-03-07 2007-06-23
AJD533 CHEUNG Kit Yuk Monica 張潔玉 RE Advising on Securities 2007-03-07 2008-02-06
AJD602 KWOK Wai Chi 郭偉志 RE Advising on Securities 2005-07-12 2006-09-30
AJK956 STUCHBERY Garry Maxwell RE Advising on Securities 2005-05-26 2006-06-28
AJK956 STUCHBERY Garry Maxwell RO Advising on Securities 2006-06-28 2007-02-13
AJM756 LEE Ching Yan 李靜茵 RE Dealing in Securities 2007-06-25 2007-07-27
AJM756 LEE Ching Yan 李靜茵 RE Advising on Securities 2007-06-25 2007-07-27
AJN298 LOK Anne-marie Suyen RE Advising on Securities 2005-08-10 2009-01-20
AKI431 XIA Wen-qing 夏文慶 RE Advising on Securities 2004-05-12 2004-11-12
AKI431 XIA Wen-qing 夏文慶 RE Advising on Securities 2005-01-25 2005-08-05
ALA973 LUO Mei 駱梅 RE Advising on Securities 2005-11-11 2006-06-03
ALQ510 KEUNG Cheuk Lung 姜卓龍 RE Dealing in Securities 2011-05-24 2011-09-28
ALQ510 KEUNG Cheuk Lung 姜卓龍 RE Advising on Securities 2011-05-24 2011-09-28
AMD090 LEUNG Mei Po 梁美寶 RE Dealing in Securities 2008-08-27 2009-05-23
AMD090 LEUNG Mei Po 梁美寶 RE Advising on Securities 2008-08-27 2009-05-23
AME506 PAN Rainbow Jihong 潘紀虹 RO Dealing in Securities 2008-04-11 2012-05-25
AME506 PAN Rainbow Jihong 潘紀虹 RE Advising on Securities 2005-08-02 2008-04-11
AME506 PAN Rainbow Jihong 潘紀虹 RO Advising on Securities 2008-04-11 2012-05-25
AMF337 LUI Man Ying, Maria 呂文英 RE Advising on Securities 2005-08-08 2006-04-12
AMF517 KOONG Yee Leong 龔羽亮 RE Advising on Securities 2005-08-08 2006-03-31
AMN681 TEHAN David Anthony RE Dealing in Securities 2010-01-21 2010-07-01
AMN681 TEHAN David Anthony RE Advising on Securities 2005-10-03 2010-07-01
AMN682 EVANS Joel Simon RE Advising on Securities 2005-10-03 2007-09-22
AMN747 BANNIGAN Julian Paul RE Advising on Securities 2005-10-05 2009-04-01
AMO970 OH Meko Lai Yan 胡張麗恩 RE Dealing in Securities 2005-10-14 2012-02-04
AMO970 OH Meko Lai Yan 胡張麗恩 RE Advising on Securities 2005-10-14 2012-02-04
AMQ645 DONOVAN Michael Joseph RE Dealing in Securities 2010-01-21 2011-05-07
AMQ645 DONOVAN Michael Joseph RE Advising on Securities 2005-10-31 2011-05-07
AMR851 NGUYEN Janet RE Advising on Securities 2005-11-11 2007-05-12
AMS531 KOURTEFF Nicholas John RE Dealing in Securities 2005-11-22 2007-02-13
AMS531 KOURTEFF Nicholas John RE Advising on Securities 2005-11-22 2007-02-13
AMS786 CHIANG Chung Sheon, Ronny 姜中旋 RE Dealing in Securities 2011-06-01 2011-11-24
AMS786 CHIANG Chung Sheon, Ronny 姜中旋 RE Advising on Securities 2011-06-01 2011-11-24
ANI891 MARSDEN Richard Neil RE Advising on Securities 2006-05-12 2010-03-29
ANM221 RUSSELL Carolyn Therese RE Advising on Securities 2006-06-12 2011-10-01
ANS128 DICKINSON Sheila RE Dealing in Securities 2010-01-21 2012-04-28
ANS128 DICKINSON Sheila RE Advising on Securities 2006-09-12 2012-04-28
ANS130 DICKINSON Timothy Hardacre RE Advising on Securities 2006-09-12 2008-12-25
ANS134 CHOO Leonard Meng Kwong RE Dealing in Securities 2011-05-31 2012-02-25
ANS134 CHOO Leonard Meng Kwong RE Advising on Securities 2006-08-24 2012-02-25
AOA610 CHU Yu Man Pricilla 朱愉雯 RE Dealing in Securities 2010-01-21 2010-12-25
AOA610 CHU Yu Man Pricilla 朱愉雯 RE Advising on Securities 2008-09-19 2010-12-25
AOD289 ROWNEY Jason Robert RE Advising on Securities 2006-11-08 2012-02-11
AOG667 LEE Wai Keung, Colemen 李偉強 RE Advising on Securities 2006-12-08 2008-07-18
AON933 LEWIS Colin Raymond RE Advising on Securities 2007-03-01 2012-02-11
AOU557 CASTELLAS William John RE Advising on Securities 2007-04-25 2009-04-16
APB684 MO Siu Man, Lily 巫小敏 RE Dealing in Securities 2010-01-21 2010-10-01
APB684 MO Siu Man, Lily 巫小敏 RE Advising on Securities 2007-06-08 2010-10-01
APL829 LIST Wendy Gaye RE Advising on Securities 2007-09-07 2008-12-17
APR860 CHAN Siu Ngar 陳小雅 RE Dealing in Securities 2007-10-02 2008-06-20
APR860 CHAN Siu Ngar 陳小雅 RE Advising on Securities 2007-10-02 2008-06-20
AQF073 SUPANGAT Herman 潘顯萬 RE Advising on Securities 2008-01-10 2008-05-01
AQH651 MAXEY Ian RE Advising on Securities 2008-01-15 2008-03-29
AQH651 MAXEY Ian RE Advising on Securities 2008-07-21 2009-11-18
AQM118 PROCTOR James Gerald RE Advising on Securities 2008-02-18 2009-04-25
AQQ606 LEDGER Timothy John RE Advising on Securities 2008-03-28 2010-10-12
AQX527 LAU Sau Ngan, Margaret 劉曾秀銀 RE Advising on Securities 2008-04-25 2009-05-23
AQY823 BARLOW Rachel Anne RE Advising on Securities 2008-05-05 2010-03-29
AQY825 SEXTON Angus John RE Dealing in Securities 2010-01-21 2012-04-14
AQY825 SEXTON Angus John RE Advising on Securities 2008-05-13 2012-04-14
ARB953 YIU Wai Yee, Willie 饒維爾 RE Dealing in Securities 2011-05-31 2012-02-04
ARB953 YIU Wai Yee, Willie 饒維爾 RE Advising on Securities 2008-05-28 2012-02-04
ARD833 MENON Go Ashokh RE Dealing in Securities 2010-01-21 2010-04-17
ARD833 MENON Go Ashokh RE Advising on Securities 2008-06-13 2010-04-17
ARF586 ALLARD Wayne Anthony RE Advising on Securities 2008-07-03 2009-04-02
ARH348 TANG Thomas Yaw Fay 鄧耀輝 RE Dealing in Securities 2010-02-09 2012-04-14
ARH348 TANG Thomas Yaw Fay 鄧耀輝 RE Advising on Securities 2010-01-15 2012-04-14
ARH944 BRADLEY Pamela Anne RE Dealing in Securities 2010-01-21 2011-03-31
ARH944 BRADLEY Pamela Anne RE Advising on Securities 2008-07-28 2011-05-28
ARI433 KOTWAL Neha RE Advising on Securities 2008-07-31 2008-11-15
ARJ416 LAU Man Lai 劉曼麗 RE Dealing in Securities 2008-07-23 2011-05-27
ARO498 CLITHEROE Paul Hugh RE Advising on Securities 2008-09-10 2012-02-11
ARP653 VERMA Sapan RE Advising on Securities 2008-09-22 2009-12-10
ARS770 HTUT Zeyar Sein RE Advising on Securities 2008-10-15 2009-07-18
ARS770 HTUT Zeyar Sein RE Advising on Securities 2009-11-16 2011-04-01
ARU130 GUPTA Peevush RE Advising on Securities 2008-11-13 2009-04-27
ASH964 GOULD Denis James RO Asset Management 2009-08-04 2011-06-24
ASN335 LAI Chi Kwong, Lawrence 黎志剛 RO Asset Management 2009-04-09 2009-08-04
AST291 LEONI Jean Pierre RO Asset Management 2010-12-31 2015-01-07
ATQ939 LAWSON Ryan John RE Dealing in Securities 2010-10-11 2012-03-31
ATQ939 LAWSON Ryan John RE Advising on Securities 2010-10-11 2012-03-31
AUW197 ZHENG Lucy Xiao-wei 鄭小薇 RE Dealing in Securities 2010-03-08 2012-03-01
AUW197 ZHENG Lucy Xiao-wei 鄭小薇 RE Advising on Securities 2010-03-08 2012-03-01
AVC923 ASOME Alison Mary 雅森愛玲 RE Dealing in Securities 2010-05-07 2011-09-28
AVC923 ASOME Alison Mary 雅森愛玲 RE Advising on Securities 2010-05-07 2011-09-28
AVK798 ELLETT Tara Leone RE Dealing in Securities 2010-06-29 2012-02-24
AVK798 ELLETT Tara Leone RE Advising on Securities 2010-06-29 2012-02-24
AVO460 DE LYSTER Nathan Joshua RE Dealing in Securities 2010-07-30 2012-03-01
AVO460 DE LYSTER Nathan Joshua RE Advising on Securities 2010-07-30 2012-03-01
AVP268 CLAUDIO Rodel Manlapid RE Dealing in Securities 2010-08-06 2011-05-01
AVP268 CLAUDIO Rodel Manlapid RE Advising on Securities 2010-08-06 2011-05-01
AWE391 HAYES Andrew Michael RE Dealing in Securities 2010-11-09 2011-05-05
AWE391 HAYES Andrew Michael RE Advising on Securities 2010-11-09 2011-05-05
AWP639 POWELL Jason Richard Henry RE Dealing in Securities 2011-01-13 2011-08-10
AWP639 POWELL Jason Richard Henry RE Advising on Securities 2011-01-13 2011-08-10
AXG145 LOPEZ Lennard Engelbert RE Dealing in Securities 2011-05-06 2012-03-31
AXG145 LOPEZ Lennard Engelbert RE Advising on Securities 2011-05-06 2012-03-31
AXJ728 YAP Li Li RE Dealing in Securities 2011-06-14 2012-04-14
AXJ728 YAP Li Li RE Advising on Securities 2011-06-14 2012-04-14
AXW188 MARKOV George Krassimirov RE Dealing in Securities 2011-09-02 2011-10-26
AXW188 MARKOV George Krassimirov RE Advising on Securities 2011-09-02 2011-10-26
BBT883 TINKER Mark Andrew RO Asset Management 2015-01-06

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