Hong Kong SFC licence institution AAO017, Credit Suisse (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAO017 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC299 LEE Bing Sum, Samuel 李炳森 RE Dealing in Securities 2006-09-11 2007-03-21
AAD127 LAW Hoi Hung 羅海鴻 RE Dealing in Securities 2005-10-10
AAE735 HO Man Leuk, Joseph 何文略 RE Dealing in Securities 2011-02-14 2011-04-08
AAE735 HO Man Leuk, Joseph 何文略 RO Dealing in Securities 2011-04-08 2013-07-01
AAE735 HO Man Leuk, Joseph 何文略 RE Advising on Securities 2011-02-14 2011-04-08
AAE735 HO Man Leuk, Joseph 何文略 RO Advising on Securities 2011-04-08 2013-07-01
AAE735 HO Man Leuk, Joseph 何文略 RE Advising on Corporate Finance 2011-02-14 2011-04-08
AAE735 HO Man Leuk, Joseph 何文略 RO Advising on Corporate Finance 2011-04-08 2013-07-01
AAE860 TAM Pak Chuen 譚伯全 RE Dealing in Securities 2005-08-12 2012-02-10
AAF501 LEUNG Chi Ming 梁志明 RE Dealing in Securities 2005-04-14 2008-04-22
AAI332 WONG Tak Yee, Theresa 王德儀 RE Dealing in Securities 2009-10-23 2017-03-17
AAI332 WONG Tak Yee, Theresa 王德儀 RE Advising on Securities 2009-10-23 2010-07-16
AAI332 WONG Tak Yee, Theresa 王德儀 RE Advising on Corporate Finance 2009-10-23 2010-07-16
AAI332 WONG Tak Yee, Theresa 王德儀 RE Providing Automated Trading Services 2010-08-02 2013-11-01
AAJ452 KWOK Wing Tai, Victor 郭榮泰 RE Advising on Securities 2005-04-14 2006-08-31
AAW514 MUMFORD Robert Vyvyan RE Dealing in Securities 2005-08-15 2008-05-09
AAZ527 LI Kin Ho 李健豪 RE Dealing in Securities 2003-04-01 2006-05-23
AAZ527 LI Kin Ho 李健豪 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ABA082 PHILLIPS Andrew Patrick RE Dealing in Securities 2006-01-24 2006-12-13
ABF741 CHEUNG Lai Ping 張麗萍 RE Advising on Securities 2004-01-21 2006-06-14
ABF741 CHEUNG Lai Ping 張麗萍 RE Advising on Corporate Finance 2004-01-21 2005-03-30
ABL709 SHIAU Hui Wen 蕭惠文 RE Dealing in Securities 2003-04-01 2006-04-01
ABL709 SHIAU Hui Wen 蕭惠文 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ABM107 MOHIDEEN Khaleelur Rahman RE Dealing in Securities 2003-07-29 2006-08-14
ABM107 MOHIDEEN Khaleelur Rahman RO Dealing in Securities 2006-08-14 2017-05-11
ABM107 MOHIDEEN Khaleelur Rahman RO Dealing in Futures Contracts 2008-11-04 2017-05-11
ABM107 MOHIDEEN Khaleelur Rahman RO Advising on Futures Contracts 2008-11-04 2013-08-05
ABM107 MOHIDEEN Khaleelur Rahman RE Providing Automated Trading Services 2003-07-29 2003-08-22
ABM107 MOHIDEEN Khaleelur Rahman RO Providing Automated Trading Services 2008-11-04 2013-11-01
ABN253 CHAN Kam Chi, Angello 陳錦池 RE Advising on Securities 2004-05-22 2008-12-10
ABR486 CHAN Man Wai, Mark 陳孟為 RE Dealing in Securities 2014-03-21 2017-04-29
ABR486 CHAN Man Wai, Mark 陳孟為 RE Advising on Securities 2014-03-21 2017-04-29
ABR486 CHAN Man Wai, Mark 陳孟為 RE Advising on Corporate Finance 2015-07-13 2017-04-29
ABR710 CHENG Kin Lung, David 鄭建龍 RE Dealing in Securities 2008-04-23 2008-07-15
ABR710 CHENG Kin Lung, David 鄭建龍 RO Dealing in Securities 2008-07-15 2015-08-07
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Securities 2008-05-29 2008-07-15
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Securities 2008-07-15 2015-08-07
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Corporate Finance 2008-04-23 2008-07-15
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Corporate Finance 2008-07-15 2015-08-07
ABS433 KWOK Tun Ho, Chester 郭淳浩 RO Dealing in Securities 2005-06-06 2012-07-11
ABS433 KWOK Tun Ho, Chester 郭淳浩 RO Advising on Securities 2005-06-06 2012-07-11
ABS433 KWOK Tun Ho, Chester 郭淳浩 RO Advising on Corporate Finance 2005-06-06 2012-07-11
ABT445 CHANG Walter 陳華德 RE Dealing in Securities 2004-06-02 2007-07-27
ABW218 FOURDAN Jean-Francois Louis RE Dealing in Securities 2004-01-15 2008-01-09
ABW218 FOURDAN Jean-Francois Louis RO Dealing in Securities 2008-01-09 2017-12-31
ABW218 FOURDAN Jean-Francois Louis RO Dealing in Futures Contracts 2008-11-04 2017-12-31
ABW218 FOURDAN Jean-Francois Louis RO Providing Automated Trading Services 2008-11-04 2013-11-01
ABW218 FOURDAN Jean-Francois Louis RO Asset Management 2017-01-16 2017-12-31
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Securities 2005-05-12 2008-12-10
ABX334 HWANG Sung June 黃盛俊 RO Dealing in Securities 2003-07-31 2010-05-11
ABX334 HWANG Sung June 黃盛俊 RO Advising on Securities 2006-09-18 2010-05-11
ACA303 CHAN Cheong Wa, Vincent 陳昌華 RE Advising on Securities 2004-06-01 2014-07-17
ACA303 CHAN Cheong Wa, Vincent 陳昌華 RO Advising on Securities 2014-07-17
ACA412 GURNSEY Jonathan Julian Ashby RO Dealing in Securities 2006-03-10 2009-10-13
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2008-04-23 2011-05-03
ACD417 KANG Wing Hong, Jansen 姜永康 RE Dealing in Securities 2005-04-14 2007-08-20
ACE103 ZHANG Liping 張利平 RO Dealing in Securities 2005-03-03 2015-08-01
ACE103 ZHANG Liping 張利平 RO Advising on Securities 2005-03-03 2015-08-01
ACE103 ZHANG Liping 張利平 RO Advising on Corporate Finance 2005-03-03 2015-08-01
ACE838 SHEN Hui 沈輝 RE Advising on Securities 2004-05-04 2005-03-09
ACE838 SHEN Hui 沈輝 RE Advising on Corporate Finance 2004-05-04 2005-03-09
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Securities 2005-04-14 2006-09-13
ACG635 YU Chung Man, Joseph 余仲文 RE Dealing in Securities 2005-04-14
ACH708 YUEN Shuk Kam, Nicole 袁淑琴 RE Dealing in Securities 2012-07-19 2014-06-19
ACH708 YUEN Shuk Kam, Nicole 袁淑琴 RO Dealing in Securities 2014-06-19 2017-11-18
ACH708 YUEN Shuk Kam, Nicole 袁淑琴 RE Advising on Securities 2012-07-19 2014-06-19
ACH708 YUEN Shuk Kam, Nicole 袁淑琴 RO Advising on Securities 2014-06-19 2017-11-18
ACH915 HARJANI Vijay Kumar Dayal RE Dealing in Securities 2005-04-14 2017-11-07
ACH929 SAKAI Kazunori RE Dealing in Securities 2003-04-01 2003-04-03
ACH929 SAKAI Kazunori RE Providing Automated Trading Services 2003-04-01 2003-04-03
ACJ342 GE Gan Niu 葛甘牛 RE Dealing in Securities 2006-05-10 2008-11-26
ACJ342 GE Gan Niu 葛甘牛 RE Advising on Securities 2007-07-10 2008-11-26
ACJ342 GE Gan Niu 葛甘牛 RE Advising on Corporate Finance 2007-07-10 2008-11-26
ACL137 CHOW George 周韶健 RE Dealing in Securities 2004-04-27 2005-11-11
ACL137 CHOW George 周韶健 RO Dealing in Securities 2005-11-11 2017-04-01
ACL137 CHOW George 周韶健 RE Advising on Securities 2004-04-27 2005-11-11
ACL137 CHOW George 周韶健 RO Advising on Securities 2005-11-11 2017-04-01
ACL137 CHOW George 周韶健 RE Advising on Corporate Finance 2004-04-27 2005-11-11
ACL137 CHOW George 周韶健 RO Advising on Corporate Finance 2005-11-11 2017-04-01
ACL137 CHOW George 周韶健 RO Providing Automated Trading Services 2010-11-24 2013-11-01
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Dealing in Securities 2009-04-30 2009-08-12
ACL737 YAN Wai Kit, Conrad 甄偉傑 RO Dealing in Securities 2009-08-12 2010-09-15
ACL737 YAN Wai Kit, Conrad 甄偉傑 RE Advising on Securities 2009-04-30 2009-08-12
ACL737 YAN Wai Kit, Conrad 甄偉傑 RO Advising on Securities 2009-08-12 2010-09-15
ACM411 CHEN Man Wai, Molly 陳敏蕙 RE Dealing in Securities 2004-02-05 2004-05-14
ACM411 CHEN Man Wai, Molly 陳敏蕙 RE Advising on Securities 2004-02-05 2004-05-14
ACN116 CHAN Chui Shan 陳翠珊 RE Advising on Securities 2005-04-14 2007-08-31
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Dealing in Securities 2018-10-19
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Advising on Securities 2018-10-19
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Advising on Corporate Finance 2018-10-19
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Dealing in Securities 2005-07-21 2007-02-21
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Advising on Securities 2005-07-21 2007-02-21
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Advising on Corporate Finance 2005-07-21 2007-02-21
ACP012 DRAPER Daniel Eugene RE Advising on Securities 2010-09-20 2010-09-26
ACP453 LAW Kendal William RE Dealing in Securities 2005-08-15 2006-07-10
ACQ231 SHVETS Viktor RE Advising on Securities 2012-03-14 2012-11-16
ACQ984 LAM Lap Yen, Roger 林立仁 RE Dealing in Securities 2003-04-01 2007-12-05
ACQ984 LAM Lap Yen, Roger 林立仁 RE Advising on Securities 2005-04-14 2007-12-05
ACQ984 LAM Lap Yen, Roger 林立仁 RE Advising on Corporate Finance 2005-04-14 2007-12-05
ACQ984 LAM Lap Yen, Roger 林立仁 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACR459 ABBISS Justin John RE Dealing in Securities 2010-05-05 2013-05-30
ACR459 ABBISS Justin John RE Dealing in Futures Contracts 2010-05-05 2013-05-30
ACR459 ABBISS Justin John RE Providing Automated Trading Services 2010-05-05 2013-05-30
ACS560 SISTERSON John Paul RE Dealing in Securities 2003-04-01 2006-10-31
ACS560 SISTERSON John Paul RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACS639 MA Chi Ming 馬志明 RE Dealing in Securities 2005-04-14 2005-10-25
ACS639 MA Chi Ming 馬志明 RO Dealing in Securities 2005-10-25 2006-05-11
ACS639 MA Chi Ming 馬志明 RE Advising on Securities 2005-04-14 2006-05-11
ACS639 MA Chi Ming 馬志明 RE Advising on Corporate Finance 2005-04-14 2006-05-11
ACS673 GAMBLE Paul RE Dealing in Securities 2013-06-17 2017-05-05
ACS673 GAMBLE Paul RE Advising on Securities 2013-06-17 2017-05-05
ACT141 FENG Bing 馮兵 RE Dealing in Securities 2003-04-01 2009-06-26
ACT141 FENG Bing 馮兵 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACU882 NG Ka Hing 伍家興 RE Dealing in Securities 2006-05-23 2013-10-12
ACU882 NG Ka Hing 伍家興 RE Dealing in Futures Contracts 2008-11-05 2013-10-12
ACU882 NG Ka Hing 伍家興 RE Providing Automated Trading Services 2008-11-05 2013-10-12
ACU891 LAI Wai Tsz 黎慧慈 RE Dealing in Securities 2018-10-08
ACU891 LAI Wai Tsz 黎慧慈 RE Dealing in Futures Contracts 2018-10-08
ACV996 LAU Siu Man 劉紹文 RE Advising on Securities 2004-07-09 2014-03-04
ACW206 LEUNG Jody 梁志偉 RE Dealing in Securities 2005-04-21 2005-06-02
ACW206 LEUNG Jody 梁志偉 RO Dealing in Securities 2005-06-02 2005-12-08
ACY158 LAU Wai Chun 劉偉駿 RE Dealing in Securities 2016-03-07
ACY158 LAU Wai Chun 劉偉駿 RE Advising on Securities 2016-03-07
ACY158 LAU Wai Chun 劉偉駿 RE Asset Management 2017-02-10
ACY421 SANDEFORD Mark Charles RE Dealing in Securities 2003-08-15 2005-06-02
ACY421 SANDEFORD Mark Charles RO Dealing in Securities 2005-06-02 2007-06-04
ACZ478 LAM Hung Kai 林鴻楷 RE Advising on Securities 2006-09-18 2008-05-22
ADB785 HODGSON Jonathan Roy RE Dealing in Securities 2005-12-01 2010-11-01
ADB785 HODGSON Jonathan Roy RE Dealing in Futures Contracts 2008-11-06 2010-11-01
ADB785 HODGSON Jonathan Roy RE Providing Automated Trading Services 2008-11-06 2010-11-01
ADC285 SILVEIRA Ashley RE Dealing in Securities 2003-10-10 2007-01-15
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Dealing in Securities 2005-04-14 2006-06-28
ADC298 FOO Tzi Chun, Wallace 傅至真 RO Dealing in Securities 2006-06-28 2008-12-16
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Advising on Securities 2005-04-14 2006-06-28
ADC298 FOO Tzi Chun, Wallace 傅至真 RO Advising on Securities 2006-06-28 2008-12-16
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Advising on Corporate Finance 2005-04-14 2006-06-28
ADC298 FOO Tzi Chun, Wallace 傅至真 RO Advising on Corporate Finance 2006-06-28 2008-12-16
ADD804 LIN Chi Long, Danny 林志朗 RE Dealing in Securities 2005-04-14 2007-03-09
ADI090 BHARVANI Anjali Doulat RE Dealing in Securities 2008-01-14 2009-01-22
ADI136 LIM Cheng Kiat Eugene RE Dealing in Securities 2003-07-09 2005-07-20
ADI136 LIM Cheng Kiat Eugene RE Dealing in Securities 2010-10-11 2012-06-25
ADI136 LIM Cheng Kiat Eugene RE Providing Automated Trading Services 2003-07-09 2003-08-22
ADI229 CHAN Wai Pheng, Elaine 陳蕙娉 RE Dealing in Securities 2007-04-19 2010-03-31
ADI291 LEE Yu Sang Edison 李裕生 RE Dealing in Securities 2004-03-15 2005-03-11
ADI291 LEE Yu Sang Edison 李裕生 RE Advising on Securities 2004-03-15 2006-09-29
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2007-06-05 2011-09-01
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Dealing in Securities 2003-10-02 2008-04-29
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Dealing in Securities 2011-08-15
ADM788 HO Kin Hung, Marisa 何健紅 RE Advising on Securities 2005-04-14 2010-09-04
ADP877 LAMBAH Ravi Mahinder RE Dealing in Securities 2005-04-14 2007-04-03
ADP877 LAMBAH Ravi Mahinder RE Advising on Securities 2005-04-14 2007-04-03
ADP877 LAMBAH Ravi Mahinder RE Advising on Corporate Finance 2005-04-14 2007-04-03
ADQ004 CHUNG Yi To 鍾詒杜 RE Dealing in Securities 2005-12-01 2006-10-09
ADQ008 LAUNGANI Neel RE Dealing in Securities 2008-12-04 2011-01-12
ADQ008 LAUNGANI Neel RO Dealing in Securities 2011-01-12 2011-05-13
ADQ008 LAUNGANI Neel RE Advising on Securities 2008-12-04 2011-01-12
ADQ008 LAUNGANI Neel RO Advising on Securities 2011-01-12 2011-05-13
ADQ008 LAUNGANI Neel RE Advising on Corporate Finance 2008-12-04 2011-01-12
ADQ008 LAUNGANI Neel RO Advising on Corporate Finance 2011-01-12 2011-05-13
ADR379 KAO Richard 高敬倫 RE Dealing in Securities 2007-01-04 2007-03-09
ADR379 KAO Richard 高敬倫 RE Dealing in Securities 2015-11-06 2015-12-10
ADR379 KAO Richard 高敬倫 RO Dealing in Securities 2015-12-10
ADR379 KAO Richard 高敬倫 RE Advising on Securities 2007-01-04 2007-03-09
ADR379 KAO Richard 高敬倫 RE Advising on Securities 2015-11-06 2015-12-10
ADR379 KAO Richard 高敬倫 RO Advising on Securities 2015-12-10
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2007-01-04 2007-03-09
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2015-11-06 2015-12-10
ADR379 KAO Richard 高敬倫 RO Advising on Corporate Finance 2015-12-10
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Securities 2004-04-02 2006-09-21
ADS211 CHOW Kyan Mervyn 周紀恩 RE Dealing in Securities 2003-04-01 2006-09-06
ADS211 CHOW Kyan Mervyn 周紀恩 RO Dealing in Securities 2006-09-06 2018-03-01
ADS211 CHOW Kyan Mervyn 周紀恩 RE Advising on Securities 2005-04-14 2006-09-06
ADS211 CHOW Kyan Mervyn 周紀恩 RO Advising on Securities 2006-09-06 2018-03-01
ADS211 CHOW Kyan Mervyn 周紀恩 RE Advising on Corporate Finance 2003-04-01 2006-09-06
ADS211 CHOW Kyan Mervyn 周紀恩 RO Advising on Corporate Finance 2006-09-06 2018-03-01
ADS211 CHOW Kyan Mervyn 周紀恩 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADS279 HASSALL Nicholas Owen RE Dealing in Securities 2005-04-14 2007-12-20
ADS279 HASSALL Nicholas Owen RE Advising on Securities 2005-04-14 2007-12-20
ADS279 HASSALL Nicholas Owen RE Advising on Corporate Finance 2005-04-14 2007-12-20
ADS635 LI Ming Kwok 李銘國 RE Dealing in Securities 2007-08-16 2010-04-20
ADT753 CHENG Sin Kei 鄭善姬 RE Dealing in Securities 2005-04-14 2009-03-31
ADT753 CHENG Sin Kei 鄭善姬 RE Dealing in Futures Contracts 2008-11-07 2009-03-31
ADT753 CHENG Sin Kei 鄭善姬 RE Providing Automated Trading Services 2008-11-07 2009-03-31
ADT876 CHAN Wing Chiu 陳榮照 RE Dealing in Securities 2003-04-01 2004-03-03
ADT876 CHAN Wing Chiu 陳榮照 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADT900 WONG Chung Yin, James 黃頌賢 RE Dealing in Securities 2005-07-27 2010-09-14
ADT900 WONG Chung Yin, James 黃頌賢 RE Dealing in Futures Contracts 2008-11-07 2010-09-14
ADT900 WONG Chung Yin, James 黃頌賢 RE Providing Automated Trading Services 2008-11-07 2010-09-14
ADU276 LEUNG Kai Tong 梁啟棠 RE Advising on Securities 2006-10-13 2013-08-10
ADV107 WITTENOOM Charles Robert Dirck RE Dealing in Securities 2003-04-01 2007-05-21
ADV107 WITTENOOM Charles Robert Dirck RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADV542 KURODA Shinji RE Advising on Securities 2010-06-18 2013-09-17
ADV731 SHI Jinjing 史晉京 RE Dealing in Securities 2010-06-24 2012-04-03
ADV731 SHI Jinjing 史晉京 RE Advising on Securities 2010-06-24 2012-04-03
ADV731 SHI Jinjing 史晉京 RE Advising on Corporate Finance 2010-06-24 2012-04-03
ADV775 HUNG Cheung Fuk 洪長福 RE Dealing in Securities 2005-04-14 2006-09-06
ADV775 HUNG Cheung Fuk 洪長福 RO Dealing in Securities 2006-09-06
ADV775 HUNG Cheung Fuk 洪長福 RE Advising on Securities 2005-04-14 2006-09-06
ADV775 HUNG Cheung Fuk 洪長福 RO Advising on Securities 2006-09-06
ADV775 HUNG Cheung Fuk 洪長福 RE Advising on Corporate Finance 2005-04-14 2006-09-06
ADV775 HUNG Cheung Fuk 洪長福 RO Advising on Corporate Finance 2006-09-06
ADW089 BANFIELD Colin Dennis RO Dealing in Securities 2005-12-02 2007-07-16
ADW089 BANFIELD Colin Dennis RO Advising on Securities 2003-07-17 2007-07-16
ADW089 BANFIELD Colin Dennis RO Advising on Corporate Finance 2003-07-17 2007-07-16
ADX863 MCCALLUM Colin James RE Advising on Securities 2010-03-10
ADX883 YUEN Kevin Siu Ting 袁兆庭 RE Dealing in Securities 2008-08-25 2009-05-19
ADX883 YUEN Kevin Siu Ting 袁兆庭 RE Advising on Securities 2008-08-25 2009-05-19
ADX883 YUEN Kevin Siu Ting 袁兆庭 RE Advising on Corporate Finance 2008-08-25 2009-05-19
ADY077 JOO Hui Chan RE Dealing in Securities 2005-04-14 2006-10-27
ADY077 JOO Hui Chan RE Advising on Securities 2003-04-01 2006-10-27
ADY077 JOO Hui Chan RE Advising on Corporate Finance 2003-04-01 2006-10-27
ADY077 JOO Hui Chan RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADY651 LIN Alexander Lanson 林柏蒼 RO Dealing in Securities 2005-10-13 2009-01-16
ADY651 LIN Alexander Lanson 林柏蒼 RO Dealing in Futures Contracts 2008-11-04 2009-01-16
ADY651 LIN Alexander Lanson 林柏蒼 RO Advising on Futures Contracts 2008-11-04 2009-01-16
ADY651 LIN Alexander Lanson 林柏蒼 RO Providing Automated Trading Services 2008-11-04 2009-01-16
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Dealing in Securities 2005-10-10 2008-12-22
ADZ412 NGAI Pun, Ben 倪彬 RE Dealing in Securities 2007-10-22 2012-12-08
ADZ412 NGAI Pun, Ben 倪彬 RE Advising on Securities 2007-11-13 2012-12-08
ADZ412 NGAI Pun, Ben 倪彬 RE Advising on Corporate Finance 2007-10-22 2012-12-08
ADZ981 MACH Peter Wah 麥德華 RE Dealing in Securities 2004-07-21 2007-07-13
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Dealing in Securities 2005-04-14 2007-07-06
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Securities 2015-10-29
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Futures Contracts 2015-10-29
AEA619 CHAU Man Fai, Eric 周民輝 RE Advising on Securities 2015-10-29 2015-11-19
AEA660 VAUGHAN John Patrick RE Dealing in Securities 2004-11-01 2016-07-06
AEA660 VAUGHAN John Patrick RO Dealing in Securities 2016-07-06 2016-12-08
AEA660 VAUGHAN John Patrick RE Dealing in Futures Contracts 2015-09-17 2016-07-06
AEA660 VAUGHAN John Patrick RO Dealing in Futures Contracts 2016-07-06 2016-12-08
AEB044 CHAN Kar Yin, Gary 陳嘉彥 RE Advising on Securities 2003-06-02 2006-11-08
AED015 GLOVER Jethro Alexander John RE Dealing in Securities 2008-09-03 2008-12-11
AED015 GLOVER Jethro Alexander John RE Dealing in Futures Contracts 2008-11-06 2008-12-11
AED015 GLOVER Jethro Alexander John RE Providing Automated Trading Services 2008-11-06 2008-12-11
AED164 CHANG Karen Yi Fen RE Dealing in Securities 2004-07-30 2006-04-30
AED164 CHANG Karen Yi Fen RE Advising on Securities 2005-08-11 2006-04-30
AED164 CHANG Karen Yi Fen RE Advising on Corporate Finance 2004-07-30 2006-04-30
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2004-06-02 2007-05-09
AEF914 RUSSELL-DAVISON Aaron RE Dealing in Securities 2006-07-21 2008-04-21
AEF914 RUSSELL-DAVISON Aaron RE Advising on Securities 2006-07-21 2008-04-21
AEF914 RUSSELL-DAVISON Aaron RE Advising on Corporate Finance 2006-07-21 2008-04-21
AEI412 WONG Karen 黃嘉倫 RE Dealing in Securities 2011-05-09 2011-07-12
AEI412 WONG Karen 黃嘉倫 RO Dealing in Securities 2011-07-12 2012-05-26
AEI412 WONG Karen 黃嘉倫 RE Advising on Securities 2011-05-09 2011-07-12
AEI412 WONG Karen 黃嘉倫 RO Advising on Securities 2011-07-12 2012-05-26
AEI412 WONG Karen 黃嘉倫 RE Advising on Corporate Finance 2011-05-09 2011-07-12
AEI412 WONG Karen 黃嘉倫 RO Advising on Corporate Finance 2011-07-12 2012-05-26
AEI578 LEE Alexander Byungho RE Advising on Securities 2003-04-01 2004-04-21
AEI578 LEE Alexander Byungho RE Advising on Corporate Finance 2003-04-01 2004-04-21
AEI578 LEE Alexander Byungho RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEI589 SMITH Jennifer Tai 戴令名 RE Dealing in Securities 2003-06-02 2007-06-29
AEI589 SMITH Jennifer Tai 戴令名 RE Providing Automated Trading Services 2003-06-02 2003-08-22
AEI659 PARK Gregory RE Dealing in Securities 2003-04-01 2004-06-17
AEI659 PARK Gregory RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2005-05-06 2007-01-22
AEK370 CHOU Wei Min 周偉民 RE Advising on Securities 2003-04-01 2004-04-01
AEK370 CHOU Wei Min 周偉民 RE Advising on Corporate Finance 2003-04-01 2004-04-01
AEK370 CHOU Wei Min 周偉民 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEK397 THAM Choon Peng RE Dealing in Securities 2006-05-16 2008-12-10
AEK397 THAM Choon Peng RE Dealing in Futures Contracts 2008-11-11 2008-12-10
AEK397 THAM Choon Peng RE Providing Automated Trading Services 2008-11-11 2008-12-10
AEK432 CHUNG Suk Moon 鄭碩紋 RE Dealing in Securities 2004-07-12 2008-03-24
AEK878 PRATT Michael Charles Harding Kayas RE Dealing in Securities 2005-03-08 2014-02-28
AEL136 ALI Syed Haider 海德阿里 RE Advising on Securities 2005-08-30 2007-07-03
AEL321 PAK Sze Chai, Stephen 白思齊 RE Dealing in Securities 2009-04-17 2009-07-14
AEL321 PAK Sze Chai, Stephen 白思齊 RE Advising on Securities 2009-04-17 2009-07-14
AEL509 WOO Kar Tung, Raymond 胡家棟 RE Dealing in Securities 2007-09-14 2010-06-30
AEL509 WOO Kar Tung, Raymond 胡家棟 RE Advising on Securities 2007-09-14 2010-06-30
AEL509 WOO Kar Tung, Raymond 胡家棟 RE Advising on Corporate Finance 2007-09-14 2010-06-30
AEM119 ILIYA Anthony Nimeh RE Dealing in Securities 2005-03-18 2006-11-01
AEM119 ILIYA Anthony Nimeh RE Advising on Securities 2005-03-18 2006-11-01
AEM119 ILIYA Anthony Nimeh RE Advising on Corporate Finance 2005-03-18 2006-11-01
AEM471 BHAGAT Chetan Prakash RE Advising on Securities 2004-08-23 2005-07-26
AEM557 HILTON Peter Roland RE Advising on Securities 2005-04-14 2008-07-06
AEO420 FUNG Jason 馮子成 RE Dealing in Securities 2006-08-01 2009-02-18
AEO420 FUNG Jason 馮子成 RE Dealing in Securities 2011-02-28 2013-05-01
AEO420 FUNG Jason 馮子成 RO Dealing in Securities 2009-02-18 2011-02-28
AEO420 FUNG Jason 馮子成 RE Advising on Securities 2006-08-01 2010-11-30
AEO420 FUNG Jason 馮子成 RE Advising on Securities 2011-02-28 2013-05-01
AEO420 FUNG Jason 馮子成 RO Advising on Securities 2010-11-30 2011-02-28
AEO420 FUNG Jason 馮子成 RE Advising on Corporate Finance 2006-08-01 2009-02-18
AEO420 FUNG Jason 馮子成 RE Advising on Corporate Finance 2011-02-28 2012-07-10
AEO420 FUNG Jason 馮子成 RO Advising on Corporate Finance 2009-02-18 2011-02-28
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RE Dealing in Securities 2009-06-08 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Dealing in Securities 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RE Dealing in Futures Contracts 2009-06-08 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Dealing in Futures Contracts 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Advising on Securities 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Advising on Futures Contracts 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RE Providing Automated Trading Services 2009-06-08 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Providing Automated Trading Services 2009-10-08 2013-11-01
AEO918 TUNTONO Christiaan 湯繼成 RE Advising on Securities 2007-04-12 2017-04-26
AEP441 FINEMAN Daniel Mark RE Advising on Securities 2009-11-30 2010-02-28
AEP441 FINEMAN Daniel Mark RE Advising on Securities 2010-03-15 2015-02-10
AEP603 SUMMERFIELD David Angus RE Dealing in Securities 2003-08-05 2007-03-01
AEP603 SUMMERFIELD David Angus RE Providing Automated Trading Services 2003-08-05 2003-08-22
AER810 CROFTON-ATKINS Charles Randell RE Dealing in Securities 2005-04-14 2005-08-23
AES822 LAM Sai Wai, Alain 林世偉 RE Dealing in Securities 2016-01-08 2016-03-17
AES822 LAM Sai Wai, Alain 林世偉 RO Dealing in Securities 2016-03-17
AES822 LAM Sai Wai, Alain 林世偉 RE Advising on Securities 2016-01-08 2016-03-17
AES822 LAM Sai Wai, Alain 林世偉 RO Advising on Securities 2016-03-17
AES822 LAM Sai Wai, Alain 林世偉 RE Advising on Corporate Finance 2016-01-08 2016-03-17
AES822 LAM Sai Wai, Alain 林世偉 RO Advising on Corporate Finance 2016-03-17
AEU344 BARNETT Matthew John RE Dealing in Securities 2004-08-23 2005-08-15
AEV538 WOOLDRIDGE Sherry Lin 林淑娥 RE Advising on Securities 2005-08-22 2010-04-19
AEV789 WONG Yi Dung, Eden 黃以東 RE Advising on Securities 2004-08-23 2006-09-01
AEW050 LEUNG Kin, Kenneth 梁堅 RE Dealing in Securities 2005-04-14 2008-12-31
AEW050 LEUNG Kin, Kenneth 梁堅 RE Advising on Securities 2005-04-14 2008-12-31
AEW050 LEUNG Kin, Kenneth 梁堅 RE Advising on Corporate Finance 2004-06-24 2008-12-31
AEW793 CHEUNG Wing Hang 張永恆 RE Advising on Securities 2005-05-06 2013-05-10
AEW812 WHEE Heekyung 魏熙警 RE Advising on Securities 2013-07-23 2016-05-26
AEX557 OYARBIDE SECO Carlos Alfonso RE Dealing in Securities 2007-01-04 2007-04-24
AEX557 OYARBIDE SECO Carlos Alfonso RE Advising on Securities 2003-07-12 2007-04-24
AEX557 OYARBIDE SECO Carlos Alfonso RE Advising on Corporate Finance 2003-07-12 2007-04-24
AEX691 ROSS Timothy Wakefield RE Advising on Securities 2012-03-27 2016-02-20
AEY387 SUE Jungmo 徐靜嫫 RE Dealing in Securities 2007-11-15 2009-05-19
AEY387 SUE Jungmo 徐靜嫫 RE Advising on Securities 2007-11-15 2009-05-19
AEY387 SUE Jungmo 徐靜嫫 RE Advising on Corporate Finance 2007-11-15 2009-05-19
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Securities 2010-05-28
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Futures Contracts 2010-05-28
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Providing Automated Trading Services 2010-05-28 2013-11-01
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Dealing in Securities 2004-07-15 2005-10-26
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Dealing in Securities 2007-04-16 2013-01-01
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Securities 2005-04-14 2005-10-26
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Securities 2007-04-16 2013-01-01
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Corporate Finance 2004-07-15 2005-10-26
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Corporate Finance 2007-04-16 2013-01-01
AEZ139 FOK Wai Man, Louisa 霍慧敏 RE Advising on Securities 2006-09-18 2008-08-01
AFA670 PARK Min RE Dealing in Securities 2009-06-09 2009-10-05
AFA670 PARK Min RE Dealing in Securities 2018-09-06 2018-10-25
AFA670 PARK Min RO Dealing in Securities 2009-10-05 2013-04-09
AFA670 PARK Min RO Dealing in Securities 2018-10-25
AFA670 PARK Min RE Dealing in Futures Contracts 2009-06-09 2009-10-05
AFA670 PARK Min RE Dealing in Futures Contracts 2018-09-06 2018-10-25
AFA670 PARK Min RO Dealing in Futures Contracts 2009-10-05 2013-04-09
AFA670 PARK Min RO Dealing in Futures Contracts 2018-10-25
AFA670 PARK Min RE Advising on Securities 2018-09-06 2018-10-25
AFA670 PARK Min RO Advising on Securities 2009-10-05 2013-04-09
AFA670 PARK Min RO Advising on Securities 2018-10-25
AFA670 PARK Min RE Advising on Futures Contracts 2018-09-06 2018-10-25
AFA670 PARK Min RO Advising on Futures Contracts 2009-10-05 2013-04-09
AFA670 PARK Min RO Advising on Futures Contracts 2018-10-25
AFA670 PARK Min RE Providing Automated Trading Services 2009-06-09 2009-10-05
AFA670 PARK Min RO Providing Automated Trading Services 2009-10-05 2013-04-09
AFB032 PATERSON Stewart Melville RE Advising on Securities 2005-04-14 2007-03-14
AFB035 KEVALEE Thaniya RE Advising on Securities 2010-03-15 2017-01-24
AFB130 FISHER Jocelyn Howard RE Dealing in Securities 2004-06-24 2005-06-02
AFB130 FISHER Jocelyn Howard RO Dealing in Securities 2005-06-02 2013-03-08
AFB348 LEE Sang Yup RE Dealing in Securities 2016-06-06 2016-09-12
AFB348 LEE Sang Yup RO Dealing in Securities 2016-09-12
AFB348 LEE Sang Yup RE Advising on Securities 2016-06-06 2016-09-12
AFB348 LEE Sang Yup RO Advising on Securities 2016-09-12
AFB348 LEE Sang Yup RO Asset Management 2018-12-03
AFC203 SCHLOSSMACHER Werner RE Dealing in Securities 2018-04-23
AFC203 SCHLOSSMACHER Werner RE Dealing in Futures Contracts 2018-04-23
AFC203 SCHLOSSMACHER Werner RE Advising on Securities 2018-04-23
AFC203 SCHLOSSMACHER Werner RE Advising on Futures Contracts 2018-04-23
AFC633 TSAI Julia Kai-Ju 蔡凱茹 RE Dealing in Securities 2006-04-28 2008-05-02
AFD179 CHING Kung, David 程功 RE Dealing in Securities 2007-05-09 2007-12-31
AFD179 CHING Kung, David 程功 RE Advising on Securities 2007-05-09 2007-12-31
AFD179 CHING Kung, David 程功 RE Advising on Corporate Finance 2007-05-09 2007-12-31
AFD459 NG Chi Hin 吳志軒 RE Dealing in Securities 2004-02-17 2004-05-10
AFD459 NG Chi Hin 吳志軒 RE Advising on Securities 2004-02-17 2004-05-10
AFD459 NG Chi Hin 吳志軒 RE Advising on Corporate Finance 2004-02-17 2004-05-10
AFE074 KWAN Kwok Yung 關國勇 RE Dealing in Securities 2007-04-12 2011-07-23
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Securities 2007-05-15 2011-07-23
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Corporate Finance 2007-04-12 2011-07-23
AFE087 COHEN Richard Max RE Dealing in Securities 2009-10-14 2012-02-02
AFE087 COHEN Richard Max RO Dealing in Securities 2012-02-02 2013-11-23
AFE087 COHEN Richard Max RE Dealing in Futures Contracts 2009-10-14 2012-02-02
AFE087 COHEN Richard Max RO Dealing in Futures Contracts 2012-02-02 2013-11-23
AFE087 COHEN Richard Max RE Providing Automated Trading Services 2009-10-14 2012-02-02
AFE087 COHEN Richard Max RO Providing Automated Trading Services 2012-02-02 2013-11-01
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Securities 2006-05-02 2013-03-09
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Futures Contracts 2008-11-05 2013-03-09
AFE596 LEE Martin Kin Mann 李健文 RE Providing Automated Trading Services 2008-11-05 2013-03-09
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Securities 2005-01-05 2008-05-09
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Securities 2011-03-31 2012-07-04
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Futures Contracts 2011-03-31 2012-07-04
AFF889 JEFFERY Paul Richard Carroll RE Providing Automated Trading Services 2011-03-31 2012-07-04
AFF902 ERSOY Kurt Hakan RO Dealing in Securities 2005-06-02 2010-02-02
AFF902 ERSOY Kurt Hakan RO Dealing in Futures Contracts 2008-11-04 2010-02-02
AFF902 ERSOY Kurt Hakan RO Providing Automated Trading Services 2008-11-04 2010-02-02
AFH227 HU Yongmin 胡勇敏 RE Dealing in Securities 2004-09-08 2005-05-04
AFH227 HU Yongmin 胡勇敏 RE Advising on Securities 2005-04-14 2005-05-04
AFH227 HU Yongmin 胡勇敏 RE Advising on Corporate Finance 2004-09-08 2005-05-04
AFH717 D'ABO John Gerard Nicholas RE Dealing in Securities 2004-12-22 2007-11-09
AFH717 D'ABO John Gerard Nicholas RE Advising on Securities 2004-12-22 2007-11-09
AFH717 D'ABO John Gerard Nicholas RE Advising on Corporate Finance 2004-12-13 2007-11-09
AFH722 CHOI Chong Yip, Edwin 蔡創業 RE Dealing in Securities 2007-08-17
AFH722 CHOI Chong Yip, Edwin 蔡創業 RE Dealing in Futures Contracts 2008-11-07
AFH722 CHOI Chong Yip, Edwin 蔡創業 RE Providing Automated Trading Services 2008-11-07 2013-11-01
AFJ019 LIM Yeon Sun 林延宣 RE Dealing in Securities 2005-04-14 2008-08-26
AFJ019 LIM Yeon Sun 林延宣 RE Advising on Securities 2004-05-18 2008-08-26
AFJ019 LIM Yeon Sun 林延宣 RE Advising on Corporate Finance 2004-05-18 2008-08-26
AFJ460 JASANI Nilesh Surendra Rai RE Advising on Securities 2005-01-18 2005-04-11
AFJ460 JASANI Nilesh Surendra Rai RE Advising on Securities 2010-05-26 2010-08-17
AFJ510 LEE Yat Fai, Sam 李日暉 RE Advising on Securities 2007-05-16 2012-03-01
AFJ917 SCRIMGEOUR Robin Macdiarmid Campbell RE Dealing in Securities 2003-04-01 2008-02-04
AFJ917 SCRIMGEOUR Robin Macdiarmid Campbell RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFJ932 WONG Chooi Peng, Angeline 黃翠萍 RE Dealing in Securities 2011-08-02 2013-02-15
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Dealing in Securities 2008-03-20 2010-11-24
AFK545 RUMJAHN Kevin Kalim 林基榮 RO Dealing in Securities 2010-11-24
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Advising on Securities 2008-04-23 2010-11-24
AFK545 RUMJAHN Kevin Kalim 林基榮 RO Advising on Securities 2010-11-24
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Advising on Corporate Finance 2008-03-20 2010-11-24
AFK545 RUMJAHN Kevin Kalim 林基榮 RO Advising on Corporate Finance 2010-11-24
AFK667 RIPLEY Sean James RE Dealing in Securities 2005-04-14 2008-08-01
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Dealing in Securities 2003-04-01 2007-08-27
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFL699 WONG Yiu Sun 黃耀燊 RE Dealing in Securities 2008-05-20 2008-11-12
AFM357 GOH Shao Loong, Daryl 吳少龍 RE Dealing in Securities 2007-07-13 2008-05-16
AFM357 GOH Shao Loong, Daryl 吳少龍 RE Advising on Securities 2005-08-18 2007-06-26
AFN168 VAN COTT Mark Johannesen RE Dealing in Securities 2005-04-14 2010-04-16
AFN682 FUNG Pui San, Karena 馮珮珊 RE Advising on Securities 2005-04-14 2006-07-14
AFP860 CHENG Wing Che 鄭詠芝 RE Advising on Securities 2005-04-14 2009-01-05
AFQ013 YU Man Chiu, Rudolf 余孟釗 RE Dealing in Securities 2008-06-26 2009-06-24
AFQ013 YU Man Chiu, Rudolf 余孟釗 RE Advising on Securities 2008-07-30 2009-06-24
AFQ013 YU Man Chiu, Rudolf 余孟釗 RE Advising on Corporate Finance 2008-06-26 2009-06-24
AFQ361 HU Zhizhi 胡知鷙 RE Dealing in Securities 2004-12-09 2006-09-06
AFQ361 HU Zhizhi 胡知鷙 RE Dealing in Securities 2016-05-04
AFQ361 HU Zhizhi 胡知鷙 RO Dealing in Securities 2006-09-06 2016-05-04
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Securities 2004-12-08 2006-09-06
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Securities 2016-05-04
AFQ361 HU Zhizhi 胡知鷙 RO Advising on Securities 2006-09-06 2016-05-04
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Corporate Finance 2004-12-08 2006-09-06
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Corporate Finance 2016-05-04
AFQ361 HU Zhizhi 胡知鷙 RO Advising on Corporate Finance 2006-09-06 2016-05-04
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Securities 2006-12-11 2007-10-09
AFR216 SHUM Anthony Chi-chung 岑志中 RE Dealing in Securities 2010-08-31 2011-12-31
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Securities 2010-08-31 2011-12-31
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Corporate Finance 2010-08-31 2011-12-31
AFR296 NASEER Jahanzeb RE Advising on Securities 2008-08-13 2013-07-08
AFR296 NASEER Jahanzeb RO Advising on Securities 2013-07-08 2014-01-23
AFS563 XIE Yi Jing 謝屹璟 RE Dealing in Securities 2005-04-14 2005-06-30
AFS563 XIE Yi Jing 謝屹璟 RE Advising on Securities 2005-04-14 2005-06-30
AFS563 XIE Yi Jing 謝屹璟 RE Advising on Corporate Finance 2005-04-14 2005-06-30
AFS898 AUGIAS Cedric Alain Nicolas Marie RE Dealing in Securities 2012-05-31 2014-09-05
AFS898 AUGIAS Cedric Alain Nicolas Marie RE Dealing in Futures Contracts 2012-05-31 2014-09-05
AFS898 AUGIAS Cedric Alain Nicolas Marie RE Providing Automated Trading Services 2012-05-31 2013-11-01
AFT173 LAKHANPAL Ranjit RE Dealing in Securities 2005-04-14 2006-09-06
AFT173 LAKHANPAL Ranjit RE Dealing in Securities 2009-07-21 2012-11-12
AFT173 LAKHANPAL Ranjit RO Dealing in Securities 2006-09-06 2007-04-26
AFT173 LAKHANPAL Ranjit RE Advising on Securities 2003-07-04 2006-09-06
AFT173 LAKHANPAL Ranjit RE Advising on Securities 2009-07-21 2012-11-12
AFT173 LAKHANPAL Ranjit RO Advising on Securities 2006-09-06 2007-04-26
AFT173 LAKHANPAL Ranjit RE Advising on Corporate Finance 2003-07-04 2006-09-06
AFT173 LAKHANPAL Ranjit RE Advising on Corporate Finance 2009-07-21 2012-11-12
AFT173 LAKHANPAL Ranjit RO Advising on Corporate Finance 2006-09-06 2007-04-26
AFT499 TIFFIN Philip John RE Dealing in Securities 2009-09-22 2009-09-28
AFT499 TIFFIN Philip John RE Dealing in Futures Contracts 2009-09-22 2009-09-28
AFT499 TIFFIN Philip John RE Providing Automated Trading Services 2009-09-22 2009-09-28
AFT510 BARNERT Radek RE Dealing in Securities 2005-04-14 2005-06-06
AFT510 BARNERT Radek RE Advising on Securities 2003-04-24 2005-06-06
AFU285 WEI Dick 韋迪 RE Advising on Securities 2013-08-16 2016-07-30
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Advising on Securities 2003-07-21 2014-04-10
AFU710 LAI Karen Kar Wan 黎嘉韻 RE Dealing in Securities 2004-11-03 2008-02-18
AFU710 LAI Karen Kar Wan 黎嘉韻 RE Advising on Securities 2005-04-14 2008-02-18
AFU710 LAI Karen Kar Wan 黎嘉韻 RE Advising on Corporate Finance 2005-04-14 2008-02-18
AFU718 WONG Yuen Ching 黃元正 RE Dealing in Securities 2005-04-14 2006-06-02
AFU718 WONG Yuen Ching 黃元正 RE Advising on Securities 2004-03-31 2006-06-02
AFU718 WONG Yuen Ching 黃元正 RE Advising on Corporate Finance 2004-03-31 2006-06-02
AFV219 HU Joy Lan-Ya 胡嵐雅 RE Dealing in Securities 2009-06-10
AFV361 CHAN Kwok King, Kingsley 陳國勁 RE Dealing in Securities 2004-07-19 2007-04-04
AFV361 CHAN Kwok King, Kingsley 陳國勁 RE Advising on Securities 2005-04-14 2007-04-04
AFV361 CHAN Kwok King, Kingsley 陳國勁 RE Advising on Corporate Finance 2004-07-19 2007-04-04
AFV850 WANG Ka Kai, Gillian 王嘉娸 RE Dealing in Securities 2007-04-16
AFW098 WONG King Wai, Gilbert 黃景威 RE Dealing in Securities 2010-01-04 2011-07-01
AFW098 WONG King Wai, Gilbert 黃景威 RE Dealing in Futures Contracts 2010-01-22 2011-07-01
AFW098 WONG King Wai, Gilbert 黃景威 RE Providing Automated Trading Services 2010-01-22 2011-07-01
AFW864 LAU Yin Chi, Stephanie 劉盈志 RE Dealing in Securities 2005-04-14 2005-09-06
AFW864 LAU Yin Chi, Stephanie 劉盈志 RE Advising on Securities 2003-12-11 2005-09-06
AFW864 LAU Yin Chi, Stephanie 劉盈志 RE Advising on Corporate Finance 2003-12-11 2005-09-06
AFY697 NG Tao, Eddie 吳濤 RE Dealing in Securities 2007-08-22 2017-03-28
AFY697 NG Tao, Eddie 吳濤 RE Dealing in Futures Contracts 2008-11-05 2017-03-28
AFY697 NG Tao, Eddie 吳濤 RE Providing Automated Trading Services 2008-11-05 2013-11-01
AFY752 HO Raymond Ka Wing 何家榮 RE Advising on Securities 2005-04-14 2006-03-12
AFY824 LAI King Chi 黎敬之 RE Dealing in Securities 2014-07-14
AFY824 LAI King Chi 黎敬之 RE Advising on Securities 2014-07-14
AFY824 LAI King Chi 黎敬之 RE Advising on Corporate Finance 2014-07-14
AGA304 CRANE Justin Alan RE Dealing in Securities 2012-01-19 2012-12-04
AGA304 CRANE Justin Alan RE Advising on Securities 2012-01-19 2012-12-04
AGA304 CRANE Justin Alan RE Advising on Corporate Finance 2012-01-19 2012-07-10
AGA423 CO Liza Yap RE Dealing in Securities 2005-05-18 2007-03-30
AGA423 CO Liza Yap RE Advising on Securities 2005-05-18 2007-03-30
AGA423 CO Liza Yap RE Advising on Corporate Finance 2005-05-18 2007-03-30
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Dealing in Securities 2009-09-11
AGB957 VAN DER GRAAF Allard Jan Baptiste Gerrette RE Dealing in Securities 2004-03-18 2005-09-06
AGC573 SU Paul Qi RE Dealing in Securities 2005-04-14 2006-09-06
AGC573 SU Paul Qi RE Dealing in Securities 2008-08-16 2011-08-31
AGC573 SU Paul Qi RO Dealing in Securities 2006-09-06 2008-08-16
AGC573 SU Paul Qi RE Advising on Securities 2005-04-14 2006-09-06
AGC573 SU Paul Qi RE Advising on Securities 2008-08-18 2011-08-31
AGC573 SU Paul Qi RO Advising on Securities 2006-09-06 2008-08-18
AGC573 SU Paul Qi RE Advising on Corporate Finance 2005-04-14 2006-09-06
AGC573 SU Paul Qi RE Advising on Corporate Finance 2008-08-18 2011-08-31
AGC573 SU Paul Qi RO Advising on Corporate Finance 2006-09-06 2008-08-18
AGE677 CHAN Hoi Yun, Karen 陳凱恩 RE Dealing in Securities 2005-04-14 2007-04-05
AGE677 CHAN Hoi Yun, Karen 陳凱恩 RE Advising on Securities 2004-05-07 2007-04-05
AGE677 CHAN Hoi Yun, Karen 陳凱恩 RE Advising on Corporate Finance 2004-05-07 2007-04-05
AGF966 KIM Jason Sung RE Dealing in Securities 2003-06-02 2006-01-24
AGF966 KIM Jason Sung RE Providing Automated Trading Services 2003-06-02 2003-08-22
AGG766 TAN Ye Hin, David 陳毅衡 RE Dealing in Securities 2010-08-27 2013-01-01
AGG766 TAN Ye Hin, David 陳毅衡 RE Advising on Securities 2010-08-27 2013-01-01
AGG766 TAN Ye Hin, David 陳毅衡 RE Advising on Corporate Finance 2010-08-27 2013-01-01
AGG818 O'BRIEN Darren Michael RE Dealing in Securities 2007-06-27 2012-09-11
AGG818 O'BRIEN Darren Michael RE Advising on Securities 2007-06-27 2012-09-11
AGG818 O'BRIEN Darren Michael RE Advising on Corporate Finance 2007-06-27 2012-09-11
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Advising on Securities 2004-08-16 2005-01-10
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Securities 2012-11-19 2015-08-22
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Futures Contracts 2012-11-19 2015-08-22
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Providing Automated Trading Services 2012-11-19 2013-11-01
AGH213 CHANG Ming-yu 張明瑜 RE Dealing in Securities 2004-01-07 2004-04-06
AGH213 CHANG Ming-yu 張明瑜 RE Dealing in Securities 2004-10-14 2008-12-19
AGH213 CHANG Ming-yu 張明瑜 RE Dealing in Securities 2011-10-19 2012-06-12
AGH213 CHANG Ming-yu 張明瑜 RE Advising on Securities 2011-10-19 2012-06-12
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2007-03-21 2010-08-31
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Futures Contracts 2008-11-07 2010-08-31
AGH585 RENARD Jean-Guy, Raymond, Charles RE Providing Automated Trading Services 2008-11-07 2010-08-31
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Dealing in Securities 2010-05-26 2011-05-03
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Advising on Securities 2010-05-26 2011-05-03
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Advising on Corporate Finance 2010-05-26 2011-05-03
AGJ930 LEUNG Timothy RE Dealing in Securities 2007-05-03 2007-05-21
AGJ930 LEUNG Timothy RE Dealing in Securities 2011-04-08 2011-07-08
AGJ930 LEUNG Timothy RE Dealing in Securities 2012-08-31 2012-11-30
AGL457 TANG Wing Yee 鄧穎兒 RE Dealing in Securities 2009-04-23 2013-05-10
AGL457 TANG Wing Yee 鄧穎兒 RO Dealing in Securities 2013-05-10 2013-08-31
AGL457 TANG Wing Yee 鄧穎兒 RE Advising on Securities 2009-04-23 2013-05-10
AGL457 TANG Wing Yee 鄧穎兒 RO Advising on Securities 2013-05-10 2013-08-31
AGL914 XIA Tian 夏天 RE Dealing in Securities 2016-01-25 2017-01-21
AGL914 XIA Tian 夏天 RE Advising on Securities 2016-01-25 2017-01-21
AGL914 XIA Tian 夏天 RE Advising on Corporate Finance 2016-01-25 2017-01-21
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Dealing in Securities 2008-07-29 2010-05-04
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Dealing in Futures Contracts 2008-11-07 2010-05-04
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Providing Automated Trading Services 2008-11-07 2010-05-04
AGN518 SU Wei 蘇緯 RE Dealing in Securities 2006-03-09 2010-11-23
AGN518 SU Wei 蘇緯 RO Dealing in Securities 2010-11-23 2013-09-01
AGN518 SU Wei 蘇緯 RE Advising on Securities 2006-03-09 2010-11-23
AGN518 SU Wei 蘇緯 RO Advising on Securities 2010-11-23 2013-09-01
AGN518 SU Wei 蘇緯 RE Advising on Corporate Finance 2006-03-09 2010-11-23
AGN518 SU Wei 蘇緯 RO Advising on Corporate Finance 2010-11-23 2013-09-01
AGN564 YAN Ho 甄皓 RE Advising on Securities 2005-04-14 2005-07-11
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Advising on Securities 2003-06-02 2008-12-28
AGN573 LUONG Jay C. 梁競之 RE Advising on Securities 2005-04-14 2008-05-23
AGN699 LEE Andrew Kam Wing 李錦榮 RE Advising on Securities 2003-04-01 2007-03-09
AGN699 LEE Andrew Kam Wing 李錦榮 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AGN701 TAN Jeffrey Wei Sing 譚偉星 RE Advising on Securities 2005-04-14 2009-09-09
AGN703 WATSON Roger Edward RO Advising on Securities 2005-06-02 2005-09-23
AGN718 STOEHR Carsten Hideki Alois RE Dealing in Securities 2016-03-07 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RO Dealing in Securities 2009-10-06 2012-06-01
AGN718 STOEHR Carsten Hideki Alois RO Dealing in Securities 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RE Dealing in Futures Contracts 2016-03-07 2017-06-30
AGN718 STOEHR Carsten Hideki Alois RO Dealing in Futures Contracts 2009-10-06 2012-06-01
AGN718 STOEHR Carsten Hideki Alois RE Advising on Securities 2016-03-07 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RO Advising on Securities 2009-10-06 2012-06-01
AGN718 STOEHR Carsten Hideki Alois RO Advising on Securities 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RE Advising on Corporate Finance 2016-03-07 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RO Advising on Corporate Finance 2009-10-06 2012-06-01
AGN718 STOEHR Carsten Hideki Alois RO Advising on Corporate Finance 2016-05-24
AGN718 STOEHR Carsten Hideki Alois RO Providing Automated Trading Services 2009-10-06 2012-06-01
AGN722 MC PARTLAND Brian Patrick RE Dealing in Securities 2003-07-08 2005-06-27
AGN728 LAM Man Kwong 林文剛 RE Dealing in Securities 2007-08-08 2010-07-09
AGN728 LAM Man Kwong 林文剛 RE Dealing in Securities 2014-07-10
AGN728 LAM Man Kwong 林文剛 RE Advising on Securities 2007-08-30 2010-07-09
AGN728 LAM Man Kwong 林文剛 RE Advising on Securities 2014-07-10
AGN728 LAM Man Kwong 林文剛 RE Advising on Corporate Finance 2007-08-08 2010-07-09
AGN728 LAM Man Kwong 林文剛 RE Advising on Corporate Finance 2014-07-10
AGN757 YUAN Zhengyi 袁崢怡 RE Dealing in Securities 2009-06-23 2011-04-01
AGN757 YUAN Zhengyi 袁崢怡 RO Dealing in Securities 2011-04-01 2014-08-07
AGN757 YUAN Zhengyi 袁崢怡 RE Advising on Securities 2009-06-23 2011-04-01
AGN757 YUAN Zhengyi 袁崢怡 RO Advising on Securities 2011-04-01 2014-08-07
AGN757 YUAN Zhengyi 袁崢怡 RE Advising on Corporate Finance 2009-06-23 2011-04-01
AGN757 YUAN Zhengyi 袁崢怡 RO Advising on Corporate Finance 2011-04-01 2014-08-07
AGN872 CHUNG Hyung Kwon 鄭亨權 RE Dealing in Securities 2009-04-03 2015-07-30
AGN872 CHUNG Hyung Kwon 鄭亨權 RE Advising on Securities 2009-04-03 2015-07-30
AGN872 CHUNG Hyung Kwon 鄭亨權 RE Advising on Corporate Finance 2009-04-03 2015-07-30
AGN910 PRATT Jon Vaughan Merrick RE Dealing in Securities 2005-04-14 2006-09-06
AGN910 PRATT Jon Vaughan Merrick RE Advising on Securities 2005-04-14 2006-09-06
AGN910 PRATT Jon Vaughan Merrick RE Advising on Corporate Finance 2005-04-14 2006-09-06
AGN918 ARMSTRONG Derek Noel RE Dealing in Securities 2003-07-04 2004-09-16
AGN918 ARMSTRONG Derek Noel RE Dealing in Securities 2007-04-13 2016-09-07
AGN918 ARMSTRONG Derek Noel RO Dealing in Securities 2016-09-07
AGN918 ARMSTRONG Derek Noel RE Advising on Securities 2007-05-22 2016-09-07
AGN918 ARMSTRONG Derek Noel RO Advising on Securities 2016-09-07
AGN918 ARMSTRONG Derek Noel RE Advising on Corporate Finance 2003-07-04 2004-09-16
AGN918 ARMSTRONG Derek Noel RE Advising on Corporate Finance 2007-04-13 2016-09-07
AGN918 ARMSTRONG Derek Noel RO Advising on Corporate Finance 2016-09-07
AGN920 CHANG Michael Yio-how 張祐豪 RE Dealing in Securities 2004-05-27 2006-07-01
AGN920 CHANG Michael Yio-how 張祐豪 RE Advising on Securities 2004-05-27 2006-03-20
AGN920 CHANG Michael Yio-how 張祐豪 RE Advising on Corporate Finance 2004-05-27 2006-03-20
AGN921 LEE Michael 李啟明 RE Dealing in Securities 2005-04-14 2011-02-24
AGN921 LEE Michael 李啟明 RO Dealing in Securities 2011-02-24 2012-08-14
AGN921 LEE Michael 李啟明 RE Advising on Securities 2005-04-14 2011-02-24
AGN921 LEE Michael 李啟明 RO Advising on Securities 2011-02-24 2012-08-14
AGN921 LEE Michael 李啟明 RE Advising on Corporate Finance 2005-04-14 2011-02-24
AGN921 LEE Michael 李啟明 RO Advising on Corporate Finance 2011-02-24 2012-08-14
AGN970 MAK Ho Cheung, Joseph 麥浩章 RE Advising on Securities 2004-06-10 2004-09-17
AGN970 MAK Ho Cheung, Joseph 麥浩章 RE Advising on Corporate Finance 2004-06-10 2004-09-17
AGN971 CHAUDHRY Anoop 周德禮 RE Dealing in Securities 2005-04-14 2007-03-07
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Securities 2005-04-14 2007-03-07
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Corporate Finance 2005-04-14 2007-03-07
AGN974 BADRE ALAM Ali Abbas RE Dealing in Securities 2010-06-29 2011-02-25
AGN974 BADRE ALAM Ali Abbas RE Dealing in Securities 2012-08-16 2016-04-19
AGN974 BADRE ALAM Ali Abbas RO Dealing in Securities 2011-02-25 2012-08-16
AGN974 BADRE ALAM Ali Abbas RE Advising on Securities 2010-06-29 2011-02-25
AGN974 BADRE ALAM Ali Abbas RE Advising on Securities 2012-08-16 2016-04-19
AGN974 BADRE ALAM Ali Abbas RO Advising on Securities 2011-02-25 2012-08-16
AGN974 BADRE ALAM Ali Abbas RE Advising on Corporate Finance 2010-06-29 2011-02-25
AGN974 BADRE ALAM Ali Abbas RO Advising on Corporate Finance 2011-02-25 2012-07-23
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Dealing in Securities 2007-04-26 2008-12-05
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Advising on Securities 2007-04-26 2008-12-05
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Advising on Corporate Finance 2007-04-26 2008-12-05
AGO210 CHUI King Wai 徐經緯 RE Dealing in Securities 2010-05-19 2016-02-16
AGO210 CHUI King Wai 徐經緯 RO Dealing in Securities 2016-02-16
AGO210 CHUI King Wai 徐經緯 RE Advising on Securities 2010-05-19 2016-02-16
AGO210 CHUI King Wai 徐經緯 RO Advising on Securities 2016-02-16
AGO210 CHUI King Wai 徐經緯 RE Advising on Corporate Finance 2010-05-19 2016-02-16
AGO210 CHUI King Wai 徐經緯 RO Advising on Corporate Finance 2016-02-16
AGO215 ZHAO Yuhong 趙宇紅 RE Dealing in Securities 2007-08-13 2008-12-15
AGO215 ZHAO Yuhong 趙宇紅 RE Advising on Securities 2007-08-13 2008-12-15
AGO215 ZHAO Yuhong 趙宇紅 RE Advising on Corporate Finance 2007-08-13 2008-12-15
AGO216 JOHNSON Jason Keith 姜杰森 RE Dealing in Securities 2005-04-14 2009-08-04
AGO216 JOHNSON Jason Keith 姜杰森 RE Advising on Securities 2005-04-14 2009-08-04
AGO216 JOHNSON Jason Keith 姜杰森 RE Advising on Corporate Finance 2005-04-14 2009-08-04
AGO288 TAN Kuan Ern 陳光恩 RE Dealing in Securities 2011-04-06 2014-01-10
AGO288 TAN Kuan Ern 陳光恩 RE Advising on Securities 2011-04-06 2014-01-10
AGO288 TAN Kuan Ern 陳光恩 RE Advising on Corporate Finance 2011-04-06 2014-01-10
AGO368 TAN Michael Boon Suan RE Dealing in Securities 2013-12-13 2016-07-05
AGO368 TAN Michael Boon Suan RO Dealing in Securities 2016-07-05
AGO368 TAN Michael Boon Suan RE Advising on Securities 2013-12-13 2016-07-05
AGO368 TAN Michael Boon Suan RO Advising on Securities 2016-07-05
AGO368 TAN Michael Boon Suan RE Advising on Corporate Finance 2013-12-13 2016-07-05
AGO368 TAN Michael Boon Suan RO Advising on Corporate Finance 2016-07-05
AGO373 GOKHALE Prashant Achyut RE Dealing in Securities 2017-04-13 2017-09-29
AGO373 GOKHALE Prashant Achyut RE Advising on Securities 2005-04-14 2017-09-29
AGO674 PONG Mew Hing, Jasmine RE Dealing in Securities 2011-11-24
AGP052 TAY Puay Ee Alicia RE Dealing in Securities 2005-04-14 2007-09-19
AGP059 JIN Jane 金潔 RE Dealing in Securities 2006-03-14 2008-12-15
AGP059 JIN Jane 金潔 RE Dealing in Securities 2011-03-24 2012-08-15
AGP059 JIN Jane 金潔 RE Advising on Securities 2006-03-14 2008-12-15
AGP059 JIN Jane 金潔 RE Advising on Securities 2011-03-24 2012-08-15
AGP059 JIN Jane 金潔 RE Advising on Corporate Finance 2006-03-14 2008-12-15
AGP059 JIN Jane 金潔 RE Advising on Corporate Finance 2011-03-24 2012-08-15
AGP072 TAN Tzu Ping 陳旭平 RE Dealing in Securities 2005-04-14 2005-10-17
AGP072 TAN Tzu Ping 陳旭平 RE Advising on Securities 2005-04-14 2005-10-17
AGP072 TAN Tzu Ping 陳旭平 RE Advising on Corporate Finance 2005-04-14 2005-10-17
AGP145 SHRIKENT Dhruv Partap Singh RE Dealing in Securities 2005-04-14 2006-06-02
AGP145 SHRIKENT Dhruv Partap Singh RE Advising on Securities 2005-04-14 2006-06-02
AGP145 SHRIKENT Dhruv Partap Singh RE Advising on Corporate Finance 2005-04-14 2006-06-02
AGP556 WONG Sai Wah, Allan 王世華 RE Dealing in Securities 2005-04-14 2007-03-22
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Securities 2005-04-14 2007-03-22
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Corporate Finance 2005-04-14 2007-03-22
AGP776 CHEUNG Shek Ching 張碩菁 RE Dealing in Securities 2010-05-04 2010-09-01
AGP776 CHEUNG Shek Ching 張碩菁 RE Advising on Securities 2007-11-01 2010-09-01
AGU753 HSU David Ka-Leung 許嘉良 RE Dealing in Securities 2005-04-14 2011-03-25
AGU753 HSU David Ka-Leung 許嘉良 RE Dealing in Futures Contracts 2008-11-06 2011-03-25
AGU753 HSU David Ka-Leung 許嘉良 RE Providing Automated Trading Services 2008-11-06 2011-03-25
AGW425 METCALF Philip Neil RE Dealing in Securities 2011-03-22 2012-01-19
AGW614 KLINGER David Anthony RO Dealing in Securities 2005-06-06 2006-06-09
AGX040 LIN Lin 林林 RE Dealing in Securities 2004-03-16 2005-08-02
AGX040 LIN Lin 林林 RE Advising on Securities 2004-03-16 2005-08-02
AGX040 LIN Lin 林林 RE Advising on Corporate Finance 2004-03-16 2005-08-02
AGX670 LU Yue 逯悅 RE Dealing in Securities 2007-02-21 2017-04-01
AGX670 LU Yue 逯悅 RE Advising on Securities 2007-02-21 2017-04-01
AGX670 LU Yue 逯悅 RE Advising on Corporate Finance 2007-02-21 2012-07-10
AGX681 CHEN Shaw Yi 陳曉翊 RE Dealing in Securities 2006-05-24 2008-10-31
AGX681 CHEN Shaw Yi 陳曉翊 RE Advising on Securities 2006-05-24 2008-10-31
AGX681 CHEN Shaw Yi 陳曉翊 RE Advising on Corporate Finance 2006-05-24 2008-10-31
AHA186 SIMPSON Anthony Thomas RE Dealing in Securities 2012-06-27 2013-04-24
AHA186 SIMPSON Anthony Thomas RE Advising on Securities 2005-03-03 2006-09-23
AHA186 SIMPSON Anthony Thomas RO Advising on Securities 2006-09-23 2013-04-24
AHA361 LEE Chun Kit, Simon 李俊傑 RE Dealing in Securities 2009-06-09 2012-11-30
AHA361 LEE Chun Kit, Simon 李俊傑 RE Dealing in Futures Contracts 2009-06-09 2012-11-30
AHA361 LEE Chun Kit, Simon 李俊傑 RE Providing Automated Trading Services 2009-06-09 2012-11-30
AHA548 PECOT III Charles Matthew RE Dealing in Securities 2009-07-24 2009-11-30
AHA548 PECOT III Charles Matthew RO Dealing in Securities 2009-11-30 2017-03-25
AHA548 PECOT III Charles Matthew RE Dealing in Futures Contracts 2009-07-24 2011-06-23
AHA548 PECOT III Charles Matthew RO Dealing in Futures Contracts 2011-06-23 2017-03-25
AHA548 PECOT III Charles Matthew RO Advising on Futures Contracts 2013-11-27 2017-03-25
AHA548 PECOT III Charles Matthew RE Providing Automated Trading Services 2009-07-24 2011-06-23
AHA548 PECOT III Charles Matthew RO Providing Automated Trading Services 2011-06-23 2013-11-01
AHA593 WOO William 胡世遠 RE Dealing in Securities 2007-07-10 2008-12-10
AHA593 WOO William 胡世遠 RE Advising on Securities 2007-07-10 2008-12-10
AHA593 WOO William 胡世遠 RE Advising on Corporate Finance 2007-07-10 2008-12-10
AHA934 TSE Siu Kuen 謝小娟 RE Dealing in Securities 2007-02-01 2007-08-24
AHC003 QIU Ruofei 邱若非 RE Dealing in Securities 2010-05-27
AHC003 QIU Ruofei 邱若非 RE Advising on Securities 2010-05-27
AHC003 QIU Ruofei 邱若非 RE Advising on Corporate Finance 2010-05-27
AHC108 TAM Yui Hong, Conan 譚悅康 RE Dealing in Securities 2007-03-23 2008-05-02
AHC108 TAM Yui Hong, Conan 譚悅康 RE Advising on Securities 2007-05-22 2008-05-02
AHC108 TAM Yui Hong, Conan 譚悅康 RE Advising on Corporate Finance 2007-05-22 2008-05-02
AHD514 WAN Li 萬里 RE Advising on Securities 2004-03-31 2005-04-11
AHF798 HAN William Wei-Lee RE Dealing in Securities 2007-04-26 2008-12-11
AHJ471 CHEUNG Ronald Yat Sau 張逸修 RE Dealing in Securities 2016-10-26 2017-11-07
AHL495 YAU Pang Fei 丘鵬飛 RE Advising on Securities 2004-05-15 2006-09-18
AHL495 YAU Pang Fei 丘鵬飛 RE Advising on Corporate Finance 2004-05-15 2005-03-11
AHN285 CHAN Gabriel Raeburn 陳偉邦 RE Advising on Securities 2004-09-06 2013-03-26
AHN287 LAW Kwok Tai 羅國泰 RE Dealing in Securities 2015-09-21 2018-08-25
AHN287 LAW Kwok Tai 羅國泰 RE Advising on Securities 2015-09-21 2018-08-25
AHN287 LAW Kwok Tai 羅國泰 RE Advising on Corporate Finance 2015-09-21 2015-12-01
AHN287 LAW Kwok Tai 羅國泰 RO Advising on Corporate Finance 2015-12-01 2018-08-25
AHN918 DONG Gongwen 董功文 RE Dealing in Securities 2006-07-05 2007-04-16
AHN918 DONG Gongwen 董功文 RE Advising on Securities 2006-07-05 2007-04-16
AHN918 DONG Gongwen 董功文 RE Advising on Corporate Finance 2006-07-05 2007-04-16
AHN977 GUO Jung Rong 郭忠榮 RE Dealing in Securities 2007-03-13 2008-04-02
AHN977 GUO Jung Rong 郭忠榮 RE Advising on Securities 2007-04-10 2008-04-02
AHN977 GUO Jung Rong 郭忠榮 RE Advising on Corporate Finance 2007-04-10 2008-04-02
AHP749 CHENG Michael Man Cheong 鄭萬昌 RE Dealing in Securities 2011-07-13 2012-08-24
AHP749 CHENG Michael Man Cheong 鄭萬昌 RE Advising on Securities 2011-07-13 2012-08-24
AHP749 CHENG Michael Man Cheong 鄭萬昌 RE Advising on Corporate Finance 2011-07-13 2012-08-24
AHQ093 WONG Poh Fah 黃保樺 RE Dealing in Securities 2005-07-27 2010-04-07
AHQ093 WONG Poh Fah 黃保樺 RE Dealing in Futures Contracts 2008-11-07 2010-04-07
AHQ093 WONG Poh Fah 黃保樺 RE Providing Automated Trading Services 2008-11-07 2010-04-07
AHQ348 HOSIE Neil Cameron RE Dealing in Securities 2017-07-17 2017-09-21
AHQ348 HOSIE Neil Cameron RO Dealing in Securities 2017-09-21
AHQ348 HOSIE Neil Cameron RE Dealing in Futures Contracts 2017-07-17
AHQ348 HOSIE Neil Cameron RE Advising on Securities 2017-07-17 2017-09-21
AHQ348 HOSIE Neil Cameron RO Advising on Securities 2017-09-21
AHR023 SANDOZ Todd Christopher RE Dealing in Securities 2003-04-01 2003-09-08
AHR023 SANDOZ Todd Christopher RO Dealing in Securities 2003-09-08 2006-01-01
AHR023 SANDOZ Todd Christopher RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHR083 YU Kai Kai 余皆佳 RE Dealing in Securities 2004-06-10 2009-06-22
AHR083 YU Kai Kai 余皆佳 RE Dealing in Futures Contracts 2008-11-07 2009-06-22
AHR083 YU Kai Kai 余皆佳 RE Providing Automated Trading Services 2008-11-07 2009-06-22
AHR162 CHIK Kin Nang 戚健能 RE Advising on Securities 2008-05-26
AHR320 XIE Joseph Ziyang 謝子揚 RE Dealing in Securities 2003-04-10 2004-11-30
AHR321 COHEN-ADDAD Nicolas Paul RE Dealing in Securities 2017-03-07 2017-03-21
AHR321 COHEN-ADDAD Nicolas Paul RE Dealing in Futures Contracts 2017-03-07 2017-03-21
AHS958 LIU Yun 劉運 RE Dealing in Securities 2004-05-12 2006-02-15
AHS958 LIU Yun 劉運 RE Advising on Securities 2004-05-12 2005-01-24
AHT088 GLEESON James Anthony RE Dealing in Securities 2005-04-14 2006-08-01
AHT594 CHO Kwong Lun 曹廣麟 RE Dealing in Securities 2006-05-16 2008-01-28
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Securities 2006-05-16 2008-01-28
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Corporate Finance 2006-05-16 2008-01-28
AHU697 CHEN Qun 陳群 RE Advising on Securities 2004-11-11 2017-05-20
AHU773 HUG Stephane RE Dealing in Securities 2005-04-14 2007-01-23
AHU803 YANG Liangshan 楊良珊 RE Dealing in Securities 2005-04-14 2007-04-10
AHU803 YANG Liangshan 楊良珊 RE Advising on Securities 2005-04-14 2007-04-10
AHU803 YANG Liangshan 楊良珊 RE Advising on Corporate Finance 2005-04-14 2007-04-10
AHU899 SHI Stacy Yi 石怡 RE Dealing in Securities 2008-04-29 2016-04-27
AHU899 SHI Stacy Yi 石怡 RO Dealing in Securities 2016-04-27 2017-08-23
AHU899 SHI Stacy Yi 石怡 RE Dealing in Futures Contracts 2015-12-21 2017-08-23
AHV111 LAM Wan Yee, Cynthia 林蘊怡 RE Dealing in Securities 2006-08-21 2011-05-09
AHX161 MOU Man Kit, Suny 繆文傑 RE Dealing in Securities 2010-01-13 2011-03-22
AHX161 MOU Man Kit, Suny 繆文傑 RE Dealing in Futures Contracts 2010-01-13 2011-03-22
AHX161 MOU Man Kit, Suny 繆文傑 RE Providing Automated Trading Services 2010-01-13 2011-03-22
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Dealing in Securities 2009-04-23 2013-11-30
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Advising on Securities 2009-04-23 2013-11-30
AHX631 NG Stephen Ming 吳兆銘 RE Dealing in Securities 2004-08-23 2007-03-15
AHX631 NG Stephen Ming 吳兆銘 RE Advising on Securities 2005-04-14 2007-03-15
AHX631 NG Stephen Ming 吳兆銘 RE Advising on Corporate Finance 2004-08-23 2007-03-15
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Dealing in Securities 2009-04-17 2011-03-09
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Advising on Securities 2009-04-17 2011-03-09
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Advising on Corporate Finance 2010-12-07 2011-03-09
AHY083 LUI Chun Wai Jervis 呂俊為 RE Dealing in Securities 2016-04-22 2016-09-02
AHY083 LUI Chun Wai Jervis 呂俊為 RO Dealing in Securities 2016-09-02
AHY083 LUI Chun Wai Jervis 呂俊為 RE Dealing in Futures Contracts 2016-04-22 2016-09-02
AHY083 LUI Chun Wai Jervis 呂俊為 RO Dealing in Futures Contracts 2016-09-02 2017-07-03
AHY922 WONG Chi Nik, Frederick 黃自力 RE Dealing in Securities 2007-12-06 2008-12-10
AHY922 WONG Chi Nik, Frederick 黃自力 RE Advising on Securities 2007-12-06 2008-12-10
AHY922 WONG Chi Nik, Frederick 黃自力 RE Advising on Corporate Finance 2007-12-06 2008-12-10
AIB172 LI Jack C F 李卓富 RE Advising on Securities 2005-04-14 2009-03-30
AIB375 PARK Kang In 朴康人 RE Dealing in Securities 2005-04-14 2013-04-27
AIB375 PARK Kang In 朴康人 RE Dealing in Futures Contracts 2008-11-06 2013-04-27
AIB375 PARK Kang In 朴康人 RE Providing Automated Trading Services 2008-11-06 2013-04-27
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Securities 2003-08-20 2009-03-30
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Futures Contracts 2008-11-06 2009-03-30
AIB753 COWPERTHWAITE Adam Aaron RE Providing Automated Trading Services 2008-11-06 2009-03-30
AIB797 SUEN Benny Hung Kit 孫雄傑 RE Dealing in Securities 2009-06-09
AIB797 SUEN Benny Hung Kit 孫雄傑 RE Dealing in Futures Contracts 2009-06-09
AIB797 SUEN Benny Hung Kit 孫雄傑 RE Providing Automated Trading Services 2009-06-09 2013-11-01
AIC021 HO Shuk Gee, Esther 何淑姿 RE Dealing in Securities 2005-04-14 2007-03-14
AIC021 HO Shuk Gee, Esther 何淑姿 RE Advising on Securities 2004-06-02 2007-03-14
AIC021 HO Shuk Gee, Esther 何淑姿 RE Advising on Corporate Finance 2004-06-02 2007-03-14
AIC201 RACHCOFF Thomas RE Advising on Securities 2005-04-14 2005-07-20
AID049 NICHOLSON John Marshall 凌瀚燊 RE Dealing in Securities 2004-05-15 2005-01-31
AID049 NICHOLSON John Marshall 凌瀚燊 RE Advising on Corporate Finance 2004-05-15 2005-01-31
AIF602 TO Wing Fai, Raymond 杜永暉 RE Dealing in Securities 2009-12-22 2012-10-30
AIF602 TO Wing Fai, Raymond 杜永暉 RE Dealing in Futures Contracts 2010-10-21 2012-10-30
AIF602 TO Wing Fai, Raymond 杜永暉 RE Providing Automated Trading Services 2010-09-01 2012-10-30
AIF693 PURCELL Andrew Gerard RE Dealing in Securities 2003-04-01 2005-09-21
AIF693 PURCELL Andrew Gerard RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Dealing in Securities 2005-01-15 2005-07-26
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Advising on Securities 2005-01-15 2005-07-26
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Advising on Corporate Finance 2005-01-15 2005-07-26
AIH454 CHU Hung 朱紅 RE Dealing in Securities 2008-08-07 2010-01-05
AIH454 CHU Hung 朱紅 RE Dealing in Futures Contracts 2008-11-07 2010-01-05
AIH454 CHU Hung 朱紅 RE Advising on Securities 2008-09-05 2010-01-05
AIH454 CHU Hung 朱紅 RE Providing Automated Trading Services 2008-11-07 2010-01-05
AIH455 LAU Yan Ki, Patricia 劉恩琪 RE Dealing in Securities 2009-06-10 2018-05-04
AIH455 LAU Yan Ki, Patricia 劉恩琪 RO Dealing in Securities 2018-05-04
AIH455 LAU Yan Ki, Patricia 劉恩琪 RE Dealing in Futures Contracts 2013-02-19 2018-05-04
AIH455 LAU Yan Ki, Patricia 劉恩琪 RO Dealing in Futures Contracts 2018-05-04
AIH455 LAU Yan Ki, Patricia 劉恩琪 RO Advising on Securities 2018-05-04
AIH670 TANG Ming Wai 鄧明緯 RE Dealing in Securities 2009-04-30 2011-05-20
AIH670 TANG Ming Wai 鄧明緯 RE Dealing in Futures Contracts 2009-04-30 2011-05-20
AIH670 TANG Ming Wai 鄧明緯 RE Advising on Securities 2009-12-29 2011-05-20
AIH670 TANG Ming Wai 鄧明緯 RE Providing Automated Trading Services 2009-04-30 2011-05-20
AIJ587 CHENG Wai Mo, Raymond 鄭懷武 RE Advising on Securities 2008-07-14 2010-09-22
AIJ815 LIM Ai Nar, Catherine 林愛娜 RE Advising on Securities 2005-08-10 2010-08-06
AIK894 STACEY William John 史達思 RE Advising on Securities 2005-04-14 2008-01-24
AIN997 YIP Mei Ling 葉美玲 RE Advising on Securities 2004-02-11 2006-06-02
AIN997 YIP Mei Ling 葉美玲 RE Advising on Corporate Finance 2004-02-11 2005-01-24
AIO004 CHANG Shu-ming 張書銘 RE Advising on Securities 2003-04-01 2005-04-29
AIO004 CHANG Shu-ming 張書銘 RE Advising on Corporate Finance 2003-04-01 2005-04-29
AIO004 CHANG Shu-ming 張書銘 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIQ970 HIGHFIELD Tucker Montana RE Dealing in Securities 2004-07-09 2016-07-08
AIQ970 HIGHFIELD Tucker Montana RO Dealing in Securities 2016-07-08 2018-04-14
AIQ970 HIGHFIELD Tucker Montana RE Advising on Securities 2005-04-14 2016-07-08
AIQ970 HIGHFIELD Tucker Montana RO Advising on Securities 2016-07-08 2018-04-14
AIQ970 HIGHFIELD Tucker Montana RE Advising on Corporate Finance 2004-07-09 2016-07-08
AIQ970 HIGHFIELD Tucker Montana RO Advising on Corporate Finance 2016-07-08 2018-04-14
AIR624 HOUNSLOW Neil Patrick RE Dealing in Securities 2003-04-01 2005-06-02
AIR624 HOUNSLOW Neil Patrick RO Dealing in Securities 2005-06-02 2011-08-16
AIR624 HOUNSLOW Neil Patrick RE Dealing in Futures Contracts 2008-11-06 2011-08-16
AIR624 HOUNSLOW Neil Patrick RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR624 HOUNSLOW Neil Patrick RE Providing Automated Trading Services 2008-11-06 2011-08-16
AIR626 LAU Matthew Kai Cheong 劉啟昌 RE Dealing in Securities 2003-04-01 2008-12-11
AIR626 LAU Matthew Kai Cheong 劉啟昌 RE Dealing in Futures Contracts 2008-11-05 2008-12-11
AIR626 LAU Matthew Kai Cheong 劉啟昌 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR626 LAU Matthew Kai Cheong 劉啟昌 RE Providing Automated Trading Services 2008-11-05 2008-12-11
AIR628 POHLI Brian Albert RE Dealing in Securities 2003-04-01 2004-06-21
AIR628 POHLI Brian Albert RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR629 TYE Philip Andrew RE Dealing in Securities 2003-04-01 2003-09-19
AIR629 TYE Philip Andrew RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR630 LEE Jenny Li Gyn 李麗娟 RE Dealing in Securities 2003-04-01 2006-06-30
AIR630 LEE Jenny Li Gyn 李麗娟 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR631 CHOI Joonho, Michael RE Dealing in Securities 2003-04-01 2005-03-01
AIR631 CHOI Joonho, Michael RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR632 KAHNG Hong Seok RE Advising on Securities 2003-04-01 2009-11-26
AIR632 KAHNG Hong Seok RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR633 NIGAM Manish RE Advising on Securities 2003-04-01 2007-06-29
AIR633 NIGAM Manish RE Advising on Securities 2009-01-20
AIR633 NIGAM Manish RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR634 SHAH Asit Sudhir RE Advising on Securities 2003-04-01 2006-01-11
AIR634 SHAH Asit Sudhir RO Advising on Securities 2006-01-11 2006-12-06
AIR634 SHAH Asit Sudhir RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR637 BAUTISTA Carl Joseph Ordoveza RE Dealing in Securities 2003-04-01 2003-06-09
AIR637 BAUTISTA Carl Joseph Ordoveza RE Providing Automated Trading Services 2003-04-01 2003-06-09
AIR638 SHANNON David John RE Dealing in Securities 2003-04-01 2004-05-06
AIR638 SHANNON David John RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR639 CHU Man Dick, Paul 朱文迪 RE Dealing in Securities 2003-04-01 2004-03-15
AIR639 CHU Man Dick, Paul 朱文迪 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR641 GAULT Michael David RE Dealing in Securities 2003-04-01 2005-03-31
AIR641 GAULT Michael David RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR644 HALL Jonathan James RE Dealing in Securities 2003-04-01 2003-06-14
AIR644 HALL Jonathan James RE Providing Automated Trading Services 2003-04-01 2003-06-14
AIR647 HARRIS Ian Nicholas RE Dealing in Securities 2003-04-01 2005-05-18
AIR647 HARRIS Ian Nicholas RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR651 HO Kam Ho, Christopher 何錦浩 RE Dealing in Securities 2003-04-01
AIR651 HO Kam Ho, Christopher 何錦浩 RE Dealing in Futures Contracts 2013-02-19
AIR651 HO Kam Ho, Christopher 何錦浩 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR654 KOH Yusuke RE Dealing in Securities 2003-04-01 2005-08-31
AIR654 KOH Yusuke RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR655 MASON Anthony David RE Dealing in Securities 2003-04-01 2003-09-01
AIR655 MASON Anthony David RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR657 MOSS Alister Grahame RE Dealing in Securities 2003-04-01 2006-02-14
AIR657 MOSS Alister Grahame RE Dealing in Securities 2006-09-26 2007-04-13
AIR657 MOSS Alister Grahame RO Dealing in Securities 2006-02-14 2006-09-26
AIR657 MOSS Alister Grahame RO Dealing in Securities 2007-04-13 2012-11-17
AIR657 MOSS Alister Grahame RE Advising on Securities 2005-04-19 2006-02-14
AIR657 MOSS Alister Grahame RE Advising on Securities 2006-09-26 2007-04-13
AIR657 MOSS Alister Grahame RO Advising on Securities 2006-02-14 2006-09-26
AIR657 MOSS Alister Grahame RO Advising on Securities 2007-04-13 2012-11-17
AIR657 MOSS Alister Grahame RE Advising on Corporate Finance 2005-04-19 2006-02-14
AIR657 MOSS Alister Grahame RE Advising on Corporate Finance 2006-09-22 2007-04-13
AIR657 MOSS Alister Grahame RO Advising on Corporate Finance 2006-02-14 2006-09-22
AIR657 MOSS Alister Grahame RO Advising on Corporate Finance 2007-04-13 2012-07-23
AIR657 MOSS Alister Grahame RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR657 MOSS Alister Grahame RO Providing Automated Trading Services 2010-11-24 2012-11-17
AIR658 SUZAT Alexis Dominique RE Dealing in Securities 2003-04-01 2004-02-13
AIR658 SUZAT Alexis Dominique RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR659 KATO Yu RE Dealing in Securities 2003-04-01 2005-04-09
AIR659 KATO Yu RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR660 ZHANG Lily Xun 章循 RE Dealing in Securities 2003-04-01 2013-11-12
AIR660 ZHANG Lily Xun 章循 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR660 ZHANG Lily Xun 章循 RE Providing Automated Trading Services 2010-09-14 2013-11-01
AIR661 TAO Dong 陶冬 RE Advising on Securities 2003-04-01 2008-05-05
AIR661 TAO Dong 陶冬 RO Advising on Securities 2008-05-05 2016-07-11
AIR661 TAO Dong 陶冬 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR662 YIP Shuk Yee, Sheila 葉淑儀 RE Advising on Securities 2003-04-01 2007-03-02
AIR662 YIP Shuk Yee, Sheila 葉淑儀 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR663 LAU Joseph RE Advising on Securities 2003-04-01 2010-07-23
AIR663 LAU Joseph RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR664 ANDERSON David Laron RE Advising on Securities 2003-04-01 2004-03-01
AIR664 ANDERSON David Laron RE Advising on Corporate Finance 2003-04-01 2004-03-01
AIR664 ANDERSON David Laron RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR666 VARVEL Eric Morris RE Advising on Securities 2003-04-01 2004-10-15
AIR666 VARVEL Eric Morris RE Advising on Corporate Finance 2003-04-01 2004-10-15
AIR666 VARVEL Eric Morris RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR667 CHENG Steve RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR670 LITSTER Daniel Edward RE Advising on Securities 2003-04-01 2004-08-11
AIR670 LITSTER Daniel Edward RE Advising on Corporate Finance 2003-04-01 2004-08-11
AIR670 LITSTER Daniel Edward RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR672 YUAN Bing 袁兵 RE Advising on Securities 2003-04-01 2004-03-02
AIR672 YUAN Bing 袁兵 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AIR672 YUAN Bing 袁兵 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR673 PAWLEY Mark Edward RE Dealing in Securities 2005-04-14 2007-07-13
AIR673 PAWLEY Mark Edward RE Advising on Securities 2003-04-01 2007-07-13
AIR673 PAWLEY Mark Edward RE Advising on Corporate Finance 2003-04-01 2007-07-13
AIR673 PAWLEY Mark Edward RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Securities 2009-06-05 2016-09-02
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Securities 2018-12-11
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Futures Contracts 2013-02-18 2016-09-02
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Futures Contracts 2018-12-11
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Advising on Securities 2012-09-05 2016-09-02
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Advising on Securities 2018-12-11
AIR858 JIANG Ruo Yu 蔣若愚 RE Dealing in Securities 2005-06-06 2005-10-13
AIR858 JIANG Ruo Yu 蔣若愚 RE Advising on Securities 2003-04-01 2005-06-06
AIR858 JIANG Ruo Yu 蔣若愚 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AIR858 JIANG Ruo Yu 蔣若愚 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR859 SUNG Bun Wah 宋品曄 RE Dealing in Securities 2003-04-01 2010-10-12
AIR859 SUNG Bun Wah 宋品曄 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR860 DUNNETT Janice 林蘭英 RE Dealing in Securities 2003-04-01 2008-07-11
AIR860 DUNNETT Janice 林蘭英 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR861 NORTON Brian Patrick RE Dealing in Securities 2003-04-01 2005-06-06
AIR861 NORTON Brian Patrick RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR862 STICPEWICH Adam Nicholas Murray RE Dealing in Securities 2003-04-01 2003-05-01
AIR862 STICPEWICH Adam Nicholas Murray RE Providing Automated Trading Services 2003-04-01 2003-05-01
AIS062 YAN Shen 嚴申 RE Dealing in Securities 2003-04-01 2003-12-01
AIS062 YAN Shen 嚴申 RO Dealing in Securities 2003-12-01 2006-05-10
AIS062 YAN Shen 嚴申 RO Advising on Securities 2005-07-21 2006-05-10
AIS062 YAN Shen 嚴申 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIS071 RAMIREZ Carlo Maria RE Dealing in Securities 2003-04-01 2005-03-21
AIS071 RAMIREZ Carlo Maria RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIS081 MATHARU Gurnek Mitch RE Dealing in Securities 2003-04-01 2003-04-30
AIS081 MATHARU Gurnek Mitch RE Providing Automated Trading Services 2003-04-01 2003-04-30
AIS085 FALLOON Benjamin John RE Dealing in Securities 2003-04-01 2008-06-04
AIS085 FALLOON Benjamin John RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIS603 TEETER Brook Bishop RE Dealing in Securities 2005-12-13 2011-07-01
AIS603 TEETER Brook Bishop RE Dealing in Futures Contracts 2008-11-11 2011-07-01
AIS603 TEETER Brook Bishop RE Providing Automated Trading Services 2008-11-11 2011-07-01
AIU423 ROLAND Mathilde Suzanne RE Dealing in Securities 2007-05-04 2008-11-18
AIU423 ROLAND Mathilde Suzanne RE Dealing in Futures Contracts 2008-11-07 2008-11-18
AIU423 ROLAND Mathilde Suzanne RE Providing Automated Trading Services 2008-11-07 2008-11-18
AIU660 CHU Lui, Arthur 朱雷 RE Dealing in Securities 2008-10-24 2009-06-01
AIU660 CHU Lui, Arthur 朱雷 RE Advising on Securities 2008-10-24 2009-06-01
AIU660 CHU Lui, Arthur 朱雷 RE Advising on Corporate Finance 2008-10-24 2009-06-01
AIV715 RAS Andrew Abbott RE Dealing in Securities 2003-04-10 2014-03-14
AIV715 RAS Andrew Abbott RE Dealing in Futures Contracts 2013-06-03 2014-03-14
AIV716 AIRD Simon Thomson RE Dealing in Securities 2003-04-10 2010-05-01
AIV716 AIRD Simon Thomson RE Advising on Securities 2005-04-14 2010-05-01
AIV716 AIRD Simon Thomson RE Advising on Corporate Finance 2005-04-14 2010-05-01
AIY650 MAK Chun Bond 麥俊邦 RE Dealing in Securities 2011-11-17 2013-07-01
AIY650 MAK Chun Bond 麥俊邦 RE Advising on Securities 2011-11-17 2013-07-01
AIZ229 JHAVERI Viral Maheshbhai RE Advising on Securities 2003-05-27 2006-08-28
AIZ229 JHAVERI Viral Maheshbhai RE Advising on Securities 2008-07-07 2008-09-22
AIZ229 JHAVERI Viral Maheshbhai RO Advising on Securities 2006-08-28 2007-07-01
AIZ229 JHAVERI Viral Maheshbhai RO Advising on Securities 2008-09-22 2011-12-17
AIZ646 NAQVI Syed Ali Raza RE Dealing in Securities 2010-11-03 2011-11-23
AIZ646 NAQVI Syed Ali Raza RE Dealing in Securities 2017-08-16 2018-02-16
AIZ646 NAQVI Syed Ali Raza RO Dealing in Securities 2011-11-23 2017-08-16
AIZ646 NAQVI Syed Ali Raza RE Dealing in Futures Contracts 2010-11-03 2016-12-09
AIZ646 NAQVI Syed Ali Raza RE Dealing in Futures Contracts 2017-08-16 2018-02-16
AIZ646 NAQVI Syed Ali Raza RO Dealing in Futures Contracts 2016-12-09 2017-08-16
AIZ646 NAQVI Syed Ali Raza RE Advising on Securities 2003-06-02 2005-06-02
AIZ646 NAQVI Syed Ali Raza RE Advising on Securities 2017-08-16 2018-02-16
AIZ646 NAQVI Syed Ali Raza RO Advising on Securities 2005-06-02 2017-08-16
AIZ646 NAQVI Syed Ali Raza RE Providing Automated Trading Services 2010-11-03 2013-11-01
AIZ906 LEE How Chih 李厚志 RE Dealing in Securities 2003-06-03 2004-08-03
AIZ932 WANG Qing 王青 RE Dealing in Securities 2005-07-07 2006-04-16
AIZ932 WANG Qing 王青 RE Advising on Securities 2005-07-11 2006-04-16
AIZ932 WANG Qing 王青 RE Advising on Corporate Finance 2005-07-07 2006-04-16
AJB204 SZEKELY Peter James RE Dealing in Securities 2003-07-02 2006-06-02
AJB204 SZEKELY Peter James RE Advising on Securities 2005-04-14 2006-06-02
AJB204 SZEKELY Peter James RE Advising on Corporate Finance 2003-07-02 2006-06-02
AJB733 MERALI Arif Alaudin RE Dealing in Securities 2003-07-30 2005-06-16
AJB740 WILSON Neale Christopher RE Dealing in Securities 2004-08-25 2008-12-11
AJB744 BRIER Kenneth John RE Dealing in Securities 2003-07-19 2007-11-12
AJB744 BRIER Kenneth John RE Providing Automated Trading Services 2003-07-19 2003-08-22
AJD705 HWANG Min Seong RE Advising on Securities 2004-10-26 2011-11-24
AJD741 RHODES Paul Simon RE Dealing in Securities 2003-09-05 2004-07-05
AJD749 LOW Kenneth Meng Ee RE Dealing in Securities 2008-12-22 2009-05-19
AJD749 LOW Kenneth Meng Ee RE Advising on Securities 2008-12-22 2009-05-19
AJD749 LOW Kenneth Meng Ee RE Advising on Corporate Finance 2008-12-22 2009-05-19
AJD791 HO Kai Chung 何啟聰 RE Dealing in Securities 2010-01-29
AJD791 HO Kai Chung 何啟聰 RE Dealing in Futures Contracts 2010-02-26
AJD791 HO Kai Chung 何啟聰 RE Advising on Securities 2010-02-26
AJD791 HO Kai Chung 何啟聰 RE Providing Automated Trading Services 2010-02-26 2013-11-01
AJD893 KWOK Gary Yan Kuen 郭恩權 RE Dealing in Securities 2004-07-19 2007-04-12
AJD893 KWOK Gary Yan Kuen 郭恩權 RE Advising on Securities 2003-09-10 2004-04-27
AJD893 KWOK Gary Yan Kuen 郭恩權 RE Advising on Securities 2005-04-14 2007-04-12
AJD893 KWOK Gary Yan Kuen 郭恩權 RE Advising on Corporate Finance 2003-09-10 2004-04-27
AJD893 KWOK Gary Yan Kuen 郭恩權 RE Advising on Corporate Finance 2004-07-19 2007-04-12
AJD965 ZHAO Yu 趙瑜 RE Dealing in Securities 2005-04-14 2007-03-09
AJD965 ZHAO Yu 趙瑜 RE Advising on Securities 2004-06-18 2007-03-09
AJD965 ZHAO Yu 趙瑜 RE Advising on Corporate Finance 2004-06-18 2007-03-09
AJE016 KIM Eun Nam RE Advising on Securities 2003-09-16 2004-04-27
AJE016 KIM Eun Nam RE Advising on Corporate Finance 2003-09-16 2004-04-27
AJE393 CHI Rui 遲睿 RE Dealing in Securities 2003-09-29 2009-06-22
AJE407 MARTIN Andrew RE Dealing in Securities 2003-09-29 2004-08-31
AJE473 BLACKBURN Andrew James RE Dealing in Securities 2004-02-18 2012-09-15
AJE473 BLACKBURN Andrew James RE Dealing in Futures Contracts 2008-11-07 2012-09-15
AJE473 BLACKBURN Andrew James RE Providing Automated Trading Services 2008-11-07 2012-09-15
AJE525 LEE Christopher Sung RE Dealing in Securities 2003-10-03 2006-09-11
AJE554 NG Chiew Leng RE Advising on Securities 2003-10-06 2006-01-13
AJE843 HASSAMAL Mitesh Kumar RE Dealing in Securities 2003-10-15 2005-01-24
AJE843 HASSAMAL Mitesh Kumar RE Advising on Corporate Finance 2003-10-15 2005-01-24
AJF157 JEH Hyun Ju RE Advising on Securities 2003-10-20 2004-04-15
AJF157 JEH Hyun Ju RE Advising on Corporate Finance 2003-10-20 2004-04-15
AJF163 HOEST Gunnar Waaler RE Dealing in Securities 2003-10-20 2007-11-07

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