Hong Kong SFC licence institution AAO147, Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAO147 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACY959 AU-YEUNG Wai Sum, Anthea 歐陽為琛 RO Advising on Securities 2014-01-07 2015-10-21
ACY959 AU-YEUNG Wai Sum, Anthea 歐陽為琛 RO Asset Management 2014-01-07 2015-10-21
ADI031 LO Kung Hang 羅功恆 RE Advising on Securities 2014-01-09 2014-12-25
ADZ111 KURATA Osamu 倉田修 RO Dealing in Securities 2014-01-07 2014-06-07
ADZ111 KURATA Osamu 倉田修 RO Advising on Securities 2014-01-07 2014-06-07
ADZ111 KURATA Osamu 倉田修 RO Asset Management 2014-01-07 2014-06-07
AFU648 KWAN Yu Ting, Dennis 關宇亭 RE Advising on Securities 2014-01-07 2014-06-20
AFU648 KWAN Yu Ting, Dennis 關宇亭 RE Asset Management 2014-01-07 2014-06-20
AHM617 TAKAGAKI Katsumi 高垣勝己 RO Dealing in Securities 2014-01-07 2015-02-11
AHM617 TAKAGAKI Katsumi 高垣勝己 RO Advising on Securities 2014-01-07 2015-02-11
AHM617 TAKAGAKI Katsumi 高垣勝己 RO Asset Management 2014-01-07 2015-02-11
ALI606 SIH Wai Kin, Daniel 薛偉健 RO Dealing in Securities 2016-08-18
ALI606 SIH Wai Kin, Daniel 薛偉健 RO Advising on Securities 2016-08-18
ALI606 SIH Wai Kin, Daniel 薛偉健 RE Asset Management 2016-06-20
AQQ629 LEE Yuk Man 李育文 RE Advising on Securities 2014-01-07 2017-06-07
AQQ629 LEE Yuk Man 李育文 RO Advising on Securities 2017-06-07 2018-09-24
ARB433 MURAKAMI Kota 村上幸太 RO Dealing in Securities 2014-01-07 2014-04-05
ARB433 MURAKAMI Kota 村上幸太 RO Advising on Securities 2014-01-07 2014-04-05
ARB433 MURAKAMI Kota 村上幸太 RO Asset Management 2014-01-07 2014-04-05
ASH958 FUJIWARA Toshiya RE Advising on Securities 2014-01-28 2014-03-19
ATG911 CHAN Hung Ping 陳鴻平 RE Advising on Securities 2014-01-07 2014-03-25
ATG911 CHAN Hung Ping 陳鴻平 RE Asset Management 2014-01-07 2014-03-25
AUW634 MALIK Jasween RE Advising on Securities 2014-01-07 2018-09-14
AVU639 SHEK Wing Man 石詠文 RE Advising on Securities 2014-01-07 2017-02-06
AXL684 NG Kwan Yi Queenie 吳鈞儀 RE Dealing in Securities 2014-09-11
AXL684 NG Kwan Yi Queenie 吳鈞儀 RE Advising on Securities 2014-09-11
AXL684 NG Kwan Yi Queenie 吳鈞儀 RE Asset Management 2014-09-11
AXY602 LU Yizhuo 盧亦卓 RE Advising on Securities 2017-06-28
AXZ310 TAKEDA Yoshiki 武田喜樹 RO Dealing in Securities 2014-01-07 2016-12-10
AXZ310 TAKEDA Yoshiki 武田喜樹 RO Advising on Securities 2014-01-07 2016-12-10
AXZ310 TAKEDA Yoshiki 武田喜樹 RO Asset Management 2014-01-07 2016-12-10
AZL397 TSUI Yuen Chi 徐苑諮 RE Dealing in Securities 2014-04-28 2015-07-04
AZL397 TSUI Yuen Chi 徐苑諮 RE Advising on Securities 2014-04-28 2015-07-04
AZL397 TSUI Yuen Chi 徐苑諮 RE Asset Management 2014-04-28 2015-07-04
AZS948 RHEE Wonsuk 李元碩 RE Advising on Securities 2015-07-24
BAF166 CHEUNG Sau Yu Dera 張秀茹 RO Dealing in Securities 2014-01-07
BAF166 CHEUNG Sau Yu Dera 張秀茹 RO Advising on Securities 2014-01-07
BAF166 CHEUNG Sau Yu Dera 張秀茹 RO Asset Management 2014-01-07
BBZ940 MEHARA Yuzuru 目原讓 RO Dealing in Securities 2014-01-07 2016-05-31
BBZ940 MEHARA Yuzuru 目原讓 RO Advising on Securities 2014-01-07 2016-05-31
BBZ940 MEHARA Yuzuru 目原讓 RO Asset Management 2014-01-07 2016-05-31
BBZ941 TABATA Tetsuya 田端哲也 RO Dealing in Securities 2014-01-07
BBZ941 TABATA Tetsuya 田端哲也 RO Advising on Securities 2014-01-07
BBZ941 TABATA Tetsuya 田端哲也 RO Asset Management 2014-01-07
BCC640 TACHIBANA Jitsuo RO Dealing in Securities 2014-02-26
BCC640 TACHIBANA Jitsuo RO Advising on Securities 2014-02-26
BCC640 TACHIBANA Jitsuo RO Asset Management 2014-02-26
BCE761 ABE Hideki 阿部英樹 RE Advising on Securities 2014-01-28 2015-04-24
BCE768 CHUNG Ling Ling 鍾菱菱 RE Advising on Securities 2014-01-07
BCE768 CHUNG Ling Ling 鍾菱菱 RE Asset Management 2014-01-07
BCE782 MATSUMOTO Toshihide 松本敏英 RE Advising on Securities 2014-01-28 2015-05-30
BCE782 MATSUMOTO Toshihide 松本敏英 RE Asset Management 2014-01-28 2015-05-30
BCE783 SATO Nobuhiro 佐藤信宏 RE Advising on Securities 2014-01-28 2014-04-23
BCE783 SATO Nobuhiro 佐藤信宏 RE Asset Management 2014-01-28 2014-04-23
BCE785 YANG Jae Kyoo 梁在奎 RE Advising on Securities 2014-02-06 2015-02-17
BCS283 LEE Yi Hsian 李怡璿 RE Advising on Securities 2014-02-04
BDA470 TAN Han Meng 陳汉明 RE Advising on Securities 2014-04-08
BDH808 KAWAKAMI Osamu 川上治 RE Advising on Securities 2014-05-12 2015-07-15
BDH808 KAWAKAMI Osamu 川上治 RO Advising on Securities 2015-07-15 2018-03-09
BDU347 UCHIDA Akifumi 內田晶文 RO Dealing in Securities 2014-09-29
BDU347 UCHIDA Akifumi 內田晶文 RO Advising on Securities 2014-09-29
BDU347 UCHIDA Akifumi 內田晶文 RO Asset Management 2014-09-29
BFD846 IWAMA Koichi RE Advising on Securities 2015-04-22 2017-03-08
BFN022 KURIYAMA Kenichi 栗山乾一 RE Advising on Securities 2015-06-15
BGB052 SIN Tsui Yan 冼翠茵 RE Dealing in Securities 2015-09-11 2016-05-14
BGB052 SIN Tsui Yan 冼翠茵 RE Advising on Securities 2015-09-11 2016-05-14
BGB052 SIN Tsui Yan 冼翠茵 RE Asset Management 2015-09-11 2016-05-14
BHM803 LAU Kai Pong RE Dealing in Securities 2016-07-25
BHM803 LAU Kai Pong RE Asset Management 2016-07-25
BIN714 HARADA Kodai 原田洪大 RE Dealing in Securities 2016-12-12
BIN714 HARADA Kodai 原田洪大 RE Advising on Securities 2016-12-12
BIN714 HARADA Kodai 原田洪大 RE Asset Management 2016-12-12
BJH441 KUBO Tomohiko 久保智彥 RE Dealing in Securities 2017-05-02
BJH441 KUBO Tomohiko 久保智彥 RE Advising on Securities 2017-05-02
BJH441 KUBO Tomohiko 久保智彥 RE Asset Management 2017-05-02
BJL887 YUE Hiu Ying, Tiffany 余曉瑩 RE Dealing in Securities 2018-11-27
BJL887 YUE Hiu Ying, Tiffany 余曉瑩 RE Advising on Securities 2018-11-27
BJL887 YUE Hiu Ying, Tiffany 余曉瑩 RE Asset Management 2018-11-27
BMM210 NEGORO Yasuaki 根来裕昭 RO Advising on Securities 2018-05-03
BMR920 YASHIMA Hitoshi RO Dealing in Securities 2018-05-07
BMR920 YASHIMA Hitoshi RO Advising on Securities 2018-05-07
BMR920 YASHIMA Hitoshi RO Asset Management 2018-05-07
BNB772 YOSHIDA Norimasa 吉田 憲正 RE Dealing in Securities 2018-07-30
BNB772 YOSHIDA Norimasa 吉田 憲正 RE Advising on Securities 2018-07-30
BNB772 YOSHIDA Norimasa 吉田 憲正 RE Asset Management 2018-07-30

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