Hong Kong SFC licence institution AAO234, UFJ Investments Asia Limited

These are the licence-holders that were found for SFC licence institution AAO234 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AEE207 MOWBRAY Neil Timothy RE Advising on Securities 2003-04-01 2003-10-02
AEE207 MOWBRAY Neil Timothy RE Advising on Futures Contracts 2003-04-01 2003-10-02
AEE207 MOWBRAY Neil Timothy RE Advising on Corporate Finance 2003-04-01 2003-10-02
AEE207 MOWBRAY Neil Timothy RE Asset Management 2003-04-01 2003-10-02
AEE208 LINDSAY Craig Blaser RE Advising on Securities 2003-04-01 2003-10-02
AEE208 LINDSAY Craig Blaser RE Advising on Futures Contracts 2003-04-01 2003-10-02
AEE208 LINDSAY Craig Blaser RE Advising on Corporate Finance 2003-04-01 2003-10-02
AEE208 LINDSAY Craig Blaser RE Asset Management 2003-04-01 2003-10-02
AFJ278 GOW Jason Richard RE Advising on Securities 2003-04-01 2003-09-30
AFJ278 GOW Jason Richard RE Advising on Futures Contracts 2003-04-01 2003-09-30
AFJ278 GOW Jason Richard RE Advising on Corporate Finance 2003-04-01 2003-09-30
AFJ278 GOW Jason Richard RE Asset Management 2003-04-01 2003-09-30
AFJ279 OYASKI Joseph Thomas RE Advising on Securities 2003-04-01 2003-09-30
AFJ279 OYASKI Joseph Thomas RE Advising on Futures Contracts 2003-04-01 2003-09-30
AFJ279 OYASKI Joseph Thomas RE Advising on Corporate Finance 2003-04-01 2003-09-30
AFJ279 OYASKI Joseph Thomas RE Asset Management 2003-04-01 2003-09-30
AFW985 HIDAKA Nobuyuki RO Advising on Securities 2003-04-01 2003-09-30
AFW985 HIDAKA Nobuyuki RO Advising on Futures Contracts 2003-04-01 2003-09-30
AFW985 HIDAKA Nobuyuki RO Asset Management 2003-04-01 2003-09-30
AGD807 MITCHARD Mark Gavin RE Advising on Securities 2003-04-01 2003-09-30
AGD807 MITCHARD Mark Gavin RE Advising on Futures Contracts 2003-04-01 2003-09-30
AGD807 MITCHARD Mark Gavin RE Advising on Corporate Finance 2003-04-01 2003-09-30
AGD807 MITCHARD Mark Gavin RE Asset Management 2003-04-01 2003-09-30
AGD977 CHUDLEIGH Craig Lawrence RE Advising on Securities 2003-04-01 2003-09-30
AGD977 CHUDLEIGH Craig Lawrence RE Advising on Futures Contracts 2003-04-01 2003-09-30
AGD977 CHUDLEIGH Craig Lawrence RE Advising on Corporate Finance 2003-04-01 2003-09-30
AGD977 CHUDLEIGH Craig Lawrence RE Asset Management 2003-04-01 2003-09-30
AGK573 WONG Chiu Yin, Tim 黃昭然 RE Advising on Securities 2003-04-01 2003-08-12
AGK573 WONG Chiu Yin, Tim 黃昭然 RE Advising on Futures Contracts 2003-04-01 2003-08-12
AGK573 WONG Chiu Yin, Tim 黃昭然 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AGK573 WONG Chiu Yin, Tim 黃昭然 RE Asset Management 2003-04-01 2003-08-12
AHC088 SUBAK-SHARPE David Jonathan RE Advising on Securities 2003-04-01 2003-10-02
AHC088 SUBAK-SHARPE David Jonathan RE Advising on Futures Contracts 2003-04-01 2003-10-02
AHC088 SUBAK-SHARPE David Jonathan RE Advising on Corporate Finance 2003-04-01 2003-10-02
AHC088 SUBAK-SHARPE David Jonathan RE Asset Management 2003-04-01 2003-10-02
AIX372 GOTO Hiroshi RE Advising on Securities 2003-04-01 2003-09-30
AIX372 GOTO Hiroshi RE Advising on Futures Contracts 2003-04-01 2003-09-30
AIX372 GOTO Hiroshi RE Asset Management 2003-04-01 2003-09-30
AIX375 MEISTER Bernhard Klaus RE Advising on Securities 2003-04-01 2003-09-30
AIX375 MEISTER Bernhard Klaus RE Advising on Futures Contracts 2003-04-01 2003-09-30
AIX375 MEISTER Bernhard Klaus RE Asset Management 2003-04-01 2003-09-30

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