Hong Kong SFC licence institution AAP809, AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAP809 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG994 YIP Tai Yuen 葉泰源 RO Advising on Securities 2004-06-11 2005-05-31
AAG994 YIP Tai Yuen 葉泰源 RO Advising on Futures Contracts 2004-06-11 2005-05-31
AAG994 YIP Tai Yuen 葉泰源 RO Asset Management 2004-06-11 2005-05-31
ACR987 FASSO Anthony Gerard RO Dealing in Securities 2005-07-21 2010-02-19
ACR987 FASSO Anthony Gerard RO Advising on Securities 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Advising on Securities 2005-05-23 2010-02-19
ACR987 FASSO Anthony Gerard RO Advising on Futures Contracts 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Advising on Futures Contracts 2005-05-23 2010-02-19
ACR987 FASSO Anthony Gerard RO Asset Management 2005-05-06 2005-05-12
ACR987 FASSO Anthony Gerard RO Asset Management 2005-05-23 2010-02-19
ADA338 ARCHER Anthony William RO Advising on Securities 2003-04-01 2005-06-22
ADA338 ARCHER Anthony William RO Advising on Corporate Finance 2003-04-01 2004-11-24
ADA338 ARCHER Anthony William RO Asset Management 2003-04-01 2005-06-22
ADP267 LAU AUYANG Sandra 劉歐陽苑姍 RE Dealing in Securities 2011-09-21 2015-02-16
ADP267 LAU AUYANG Sandra 劉歐陽苑姍 RE Advising on Securities 2011-09-21 2015-02-16
ADW996 CHOI Pik Chi 蔡碧芝 RE Dealing in Securities 2015-09-10
ADW996 CHOI Pik Chi 蔡碧芝 RE Advising on Securities 2015-09-10
AED561 GOLDFELD Leon RO Advising on Securities 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Advising on Futures Contracts 2003-04-01 2004-05-31
AED561 GOLDFELD Leon RO Asset Management 2003-04-01 2004-05-31
AFS734 CHAN Sze Man 陳思雯 RE Dealing in Securities 2006-11-02 2011-06-22
AFS734 CHAN Sze Man 陳思雯 RE Advising on Securities 2006-11-08 2011-06-22
AFS734 CHAN Sze Man 陳思雯 RE Advising on Futures Contracts 2006-11-08 2011-06-22
AFV777 LU Shu Hua 盧淑華 RE Dealing in Securities 2005-07-29 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Advising on Securities 2005-07-29 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Advising on Futures Contracts 2006-01-25 2012-04-19
AFV777 LU Shu Hua 盧淑華 RE Asset Management 2005-07-29 2012-04-19
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Dealing in Securities 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Securities 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Advising on Securities 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RE Asset Management 2010-09-01 2010-10-12
AGT968 LAM Chung Han, Terence 林忠漢 RO Asset Management 2010-10-12
AHV085 LIAO Cheng Shu RO Dealing in Securities 2005-07-21 2011-02-18
AHV085 LIAO Cheng Shu RO Advising on Securities 2004-06-16 2011-02-18
AHV085 LIAO Cheng Shu RO Advising on Futures Contracts 2004-06-16 2011-02-18
AHV085 LIAO Cheng Shu RO Asset Management 2004-06-16 2011-02-18
AIN693 FUNG Honyu 馮漢宇 RE Dealing in Securities 2014-05-20
AIN693 FUNG Honyu 馮漢宇 RE Advising on Securities 2014-05-20
AIN693 FUNG Honyu 馮漢宇 RE Asset Management 2014-05-20
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2018-08-29
AJD641 LO Pui Man 勞珮雯 RE Advising on Securities 2018-08-29
AJE176 LO Ming Sze, Amy 盧明詩 RE Dealing in Securities 2008-05-28
AJE176 LO Ming Sze, Amy 盧明詩 RE Advising on Securities 2008-05-28
AJE176 LO Ming Sze, Amy 盧明詩 RE Asset Management 2008-05-28 2015-04-21
AKP006 FU Chi Wah, Paul 符致華 RE Dealing in Securities 2010-03-19 2011-07-08
AKP006 FU Chi Wah, Paul 符致華 RE Advising on Securities 2010-03-24 2011-07-08
AKT582 RICHARDSON Nigel RO Dealing in Securities 2005-07-21 2009-03-15
AKT582 RICHARDSON Nigel RO Advising on Securities 2004-09-14 2009-03-15
AKT582 RICHARDSON Nigel RO Asset Management 2004-09-14 2009-03-15
ALI697 FLOOD Simon Richard RO Dealing in Securities 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Advising on Securities 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Advising on Futures Contracts 2014-10-17 2015-02-18
ALI697 FLOOD Simon Richard RO Asset Management 2014-10-17 2015-02-18
ALR735 DU Ying 杜迎 RE Dealing in Securities 2008-05-28 2012-08-23
ALR735 DU Ying 杜迎 RE Advising on Securities 2008-05-28 2012-08-23
ALR735 DU Ying 杜迎 RE Asset Management 2008-05-28 2012-08-23
ALU098 TAN Cheng Soon RE Dealing in Securities 2005-07-29 2010-07-26
ALU098 TAN Cheng Soon RE Advising on Securities 2005-03-24 2010-07-26
ALU098 TAN Cheng Soon RO Advising on Futures Contracts 2005-03-24 2010-07-26
ALU098 TAN Cheng Soon RE Asset Management 2005-03-24 2010-07-26
ALV116 CHOONG Chee Ming RE Dealing in Securities 2005-07-28 2010-04-06
ALV116 CHOONG Chee Ming RE Advising on Securities 2005-04-12 2010-04-06
ALV116 CHOONG Chee Ming RE Advising on Futures Contracts 2005-04-12 2010-04-06
ALV116 CHOONG Chee Ming RE Asset Management 2005-04-12 2010-04-06
ALZ686 CHENG Ka Keung 鄭家強 RE Dealing in Securities 2006-01-25 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Advising on Securities 2006-01-25 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Advising on Futures Contracts 2006-01-25 2015-03-30
ALZ686 CHENG Ka Keung 鄭家強 RE Asset Management 2006-01-25 2015-03-30
ALZ688 CLARKE Richard Timothy RE Dealing in Securities 2005-07-28 2009-02-06
ALZ688 CLARKE Richard Timothy RE Advising on Securities 2005-07-20 2009-02-06
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Dealing in Securities 2015-09-14
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Dealing in Futures Contracts 2018-03-22
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Asset Management 2015-09-14
AMU111 NG Khim Hau RE Dealing in Securities 2006-01-13 2011-06-25
AMU111 NG Khim Hau RE Advising on Securities 2006-01-13 2011-06-25
AMU111 NG Khim Hau RE Asset Management 2006-01-13 2011-06-25
ANE832 RODRIGUES Mark William RE Dealing in Securities 2014-09-11
ANE832 RODRIGUES Mark William RE Advising on Securities 2014-09-11
ANE832 RODRIGUES Mark William RE Asset Management 2014-09-11 2015-04-21
ANG121 DARDE Adrien, Jean-Christian RE Dealing in Securities 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Advising on Securities 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Advising on Futures Contracts 2006-05-22 2009-03-15
ANG121 DARDE Adrien, Jean-Christian RE Asset Management 2006-05-22 2009-03-15
ANG566 CHOW Chit 周捷 RE Dealing in Securities 2010-12-23 2015-09-01
ANG566 CHOW Chit 周捷 RE Advising on Securities 2010-12-23 2015-09-01
ANG566 CHOW Chit 周捷 RE Asset Management 2010-12-23 2015-04-28
ANH570 LIN Edith 林祥玲 RE Dealing in Securities 2006-06-07 2018-06-02
ANH570 LIN Edith 林祥玲 RE Advising on Securities 2006-06-07 2018-06-02
ANH572 JOHNSON Iain Laurance George RE Dealing in Securities 2006-06-07 2010-06-30
ANH572 JOHNSON Iain Laurance George RE Advising on Securities 2006-06-07 2010-06-30
ANR562 HUI Ming Kei 許銘基 RE Dealing in Securities 2013-06-24 2018-10-05
ANR562 HUI Ming Kei 許銘基 RE Advising on Securities 2013-06-24 2018-10-05
ANT922 PANG Jason Yat Sing 彭逸升 RE Dealing in Securities 2014-09-16 2016-09-15
ANT922 PANG Jason Yat Sing 彭逸升 RE Advising on Securities 2014-09-16 2016-09-15
ANT922 PANG Jason Yat Sing 彭逸升 RE Asset Management 2014-09-16 2016-09-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Dealing in Securities 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Advising on Securities 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Advising on Futures Contracts 2006-11-01 2014-01-15
ANU491 HO Wan Ha, Wendy 何雲霞 RE Asset Management 2006-11-01 2014-01-15
AOC719 CLAPHAM Thomas Antony RE Dealing in Securities 2015-09-17 2017-10-20
AOC719 CLAPHAM Thomas Antony RE Advising on Securities 2015-09-17 2017-10-20
AOP159 FROCHAUX Jong RE Dealing in Securities 2007-02-28 2007-11-21
AOP159 FROCHAUX Jong RE Advising on Securities 2007-02-28 2007-11-21
AOP159 FROCHAUX Jong RE Asset Management 2007-02-28 2007-11-21
AOU841 LAU Man Chi 劉敏姿 RE Dealing in Securities 2011-04-28 2014-11-28
AOU841 LAU Man Chi 劉敏姿 RE Advising on Securities 2011-04-28 2014-11-28
AOX763 COYLE Jeffery RE Dealing in Securities 2008-01-17 2010-12-17
AOX763 COYLE Jeffery RE Advising on Securities 2008-05-08 2010-12-17
AOX763 COYLE Jeffery RE Asset Management 2008-05-08 2010-12-17
AQA661 COLE Rachel Emma RE Dealing in Securities 2007-11-23 2008-12-05
AQA661 COLE Rachel Emma RE Advising on Securities 2007-11-23 2008-12-05
AQA661 COLE Rachel Emma RE Asset Management 2007-11-23 2008-12-05
ASH964 GOULD Denis James RO Dealing in Securities 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Advising on Securities 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Advising on Futures Contracts 2009-02-27 2011-06-24
ASH964 GOULD Denis James RO Asset Management 2009-02-27 2011-06-24
ASP240 ZHOU Jiayi, Lucinda RE Dealing in Securities 2009-04-08 2009-08-21
ASP240 ZHOU Jiayi, Lucinda RE Advising on Securities 2009-04-08 2009-08-21
ASP240 ZHOU Jiayi, Lucinda RE Asset Management 2009-04-08 2009-08-21
AST288 GUILLOTON Bruno Jean Roger RO Dealing in Securities 2016-11-01
AST288 GUILLOTON Bruno Jean Roger RO Advising on Securities 2016-11-01
AST288 GUILLOTON Bruno Jean Roger RO Asset Management 2016-11-01
AST291 LEONI Jean Pierre RO Dealing in Securities 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Advising on Securities 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Advising on Futures Contracts 2010-02-04 2015-01-07
AST291 LEONI Jean Pierre RO Asset Management 2010-02-04 2015-01-07
ATP153 EYSSAUTIER Jean-Luc Denys Maurice RE Dealing in Securities 2009-08-25 2011-03-09
ATP153 EYSSAUTIER Jean-Luc Denys Maurice RE Advising on Securities 2009-08-25 2011-03-09
ATY073 VENEAU James Christopher RE Dealing in Securities 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Dealing in Securities 2015-05-29
ATY073 VENEAU James Christopher RO Dealing in Futures Contracts 2018-02-09
ATY073 VENEAU James Christopher RE Advising on Securities 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Advising on Securities 2015-05-29
ATY073 VENEAU James Christopher RE Asset Management 2013-12-09 2015-05-29
ATY073 VENEAU James Christopher RO Asset Management 2015-05-29
AVH801 HUI Ian Wai Heng 許慧恆 RE Dealing in Securities 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Advising on Securities 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Advising on Futures Contracts 2010-07-19 2012-05-11
AVH801 HUI Ian Wai Heng 許慧恆 RE Asset Management 2010-07-19 2012-05-11
AVM774 CHAU Man Fai, Ricky 周文輝 RE Dealing in Securities 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Advising on Securities 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Advising on Futures Contracts 2010-07-16 2012-04-19
AVM774 CHAU Man Fai, Ricky 周文輝 RE Asset Management 2010-07-16 2012-04-19
AVU839 WESTON Simon Michael RE Dealing in Securities 2015-09-30
AVU839 WESTON Simon Michael RE Advising on Securities 2015-09-30
AVU839 WESTON Simon Michael RE Asset Management 2015-09-30
AVY700 WANG Chun-kai 王俊凱 RE Dealing in Securities 2016-04-19
AVY700 WANG Chun-kai 王俊凱 RE Advising on Securities 2016-04-19
AWA647 LO Long Pak Rambo 盧朗柏 RE Dealing in Securities 2017-12-11 2018-12-09
AWA647 LO Long Pak Rambo 盧朗柏 RE Advising on Securities 2017-12-11 2018-12-09
AXO514 LEE Tsz Heng 李芷蘅 RE Dealing in Securities 2014-01-30
AXO514 LEE Tsz Heng 李芷蘅 RE Advising on Securities 2014-01-30
AXO514 LEE Tsz Heng 李芷蘅 RE Asset Management 2014-01-30
AYI892 DE JAILLON Julien Pierre Jeremie RE Dealing in Securities 2017-06-01
AYI892 DE JAILLON Julien Pierre Jeremie RE Dealing in Futures Contracts 2018-03-21
AYI892 DE JAILLON Julien Pierre Jeremie RE Asset Management 2017-06-01
AYK468 CHEN Wenyu RO Dealing in Securities 2012-02-07 2018-08-13
AYK468 CHEN Wenyu RO Advising on Securities 2012-02-07 2018-08-13
AYK468 CHEN Wenyu RO Advising on Futures Contracts 2012-02-07 2015-05-18
AYK468 CHEN Wenyu RO Asset Management 2012-02-07 2018-08-13
BAA275 FOK Wing Sze 霍詠詩 RE Dealing in Securities 2012-08-08 2015-06-15
BAA275 FOK Wing Sze 霍詠詩 RE Advising on Securities 2012-08-08 2015-06-15
BAK393 SUN Qi 孫琦 RE Advising on Securities 2012-10-31 2013-08-31
BBE582 ANDREW Robert John RE Dealing in Securities 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Advising on Securities 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Advising on Futures Contracts 2014-02-17 2014-06-08
BBE582 ANDREW Robert John RE Asset Management 2014-02-17 2014-06-08
BBN097 SUEN Kuk Fong 孫菊芳 RE Dealing in Securities 2013-08-27 2017-12-31
BBN097 SUEN Kuk Fong 孫菊芳 RE Advising on Securities 2013-08-27 2017-12-31
BBN097 SUEN Kuk Fong 孫菊芳 RE Asset Management 2013-08-27 2017-12-31
BBQ650 MOUTIER Boris Patrice RE Dealing in Securities 2013-07-30 2014-08-22
BBQ650 MOUTIER Boris Patrice RO Dealing in Securities 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RE Advising on Securities 2013-07-30 2014-08-22
BBQ650 MOUTIER Boris Patrice RO Advising on Securities 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RO Advising on Futures Contracts 2014-08-22 2015-04-13
BBQ650 MOUTIER Boris Patrice RO Asset Management 2014-08-22 2015-04-13
BBT696 ONG Alvin Ying Yi RE Dealing in Securities 2013-09-09 2014-06-27
BBT696 ONG Alvin Ying Yi RE Advising on Securities 2013-09-09 2014-06-27
BBT696 ONG Alvin Ying Yi RE Asset Management 2013-09-09 2014-06-27
BBT702 DUVERNAY Alexis Charles Antoine RE Dealing in Securities 2013-09-09 2017-06-30
BBT702 DUVERNAY Alexis Charles Antoine RE Dealing in Securities 2018-03-13 2018-06-07
BBT702 DUVERNAY Alexis Charles Antoine RE Advising on Securities 2013-09-09 2017-06-30
BBT702 DUVERNAY Alexis Charles Antoine RE Advising on Securities 2018-03-13 2018-06-07
BBT702 DUVERNAY Alexis Charles Antoine RE Asset Management 2013-09-09 2017-06-30
BBT702 DUVERNAY Alexis Charles Antoine RE Asset Management 2018-03-13 2018-06-07
BBT883 TINKER Mark Andrew RE Dealing in Securities 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Dealing in Securities 2014-09-08
BBT883 TINKER Mark Andrew RO Dealing in Futures Contracts 2018-02-09
BBT883 TINKER Mark Andrew RE Advising on Securities 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Advising on Securities 2014-09-08
BBT883 TINKER Mark Andrew RO Advising on Futures Contracts 2014-09-08 2015-05-15
BBT883 TINKER Mark Andrew RE Asset Management 2013-09-09 2014-09-08
BBT883 TINKER Mark Andrew RO Asset Management 2014-09-08
BCG150 BILARD Laurent Bernard Michel RE Dealing in Securities 2014-09-29 2018-04-10
BCG150 BILARD Laurent Bernard Michel RO Dealing in Securities 2018-04-10
BCG150 BILARD Laurent Bernard Michel RO Dealing in Futures Contracts 2018-02-09
BCG150 BILARD Laurent Bernard Michel RE Asset Management 2013-12-02
BCQ611 YAO Yuan 姚遠 RE Dealing in Securities 2018-12-04
BCQ611 YAO Yuan 姚遠 RE Advising on Securities 2014-01-07
BDL906 KEUNG Hoi Hing 姜凱馨 RE Dealing in Securities 2016-07-13 2017-10-13
BDL906 KEUNG Hoi Hing 姜凱馨 RE Advising on Securities 2016-07-13 2017-10-13
BDL906 KEUNG Hoi Hing 姜凱馨 RE Asset Management 2016-07-13 2017-10-13
BDM987 CHUANG Wei Lun 莊瑋倫 RE Dealing in Securities 2014-05-30
BDM987 CHUANG Wei Lun 莊瑋倫 RE Advising on Securities 2014-05-30
BDM987 CHUANG Wei Lun 莊瑋倫 RE Advising on Futures Contracts 2014-05-30 2015-05-14
BDM987 CHUANG Wei Lun 莊瑋倫 RE Asset Management 2014-05-30
BEC499 DING Michael B 丁宝奇 RE Dealing in Securities 2014-09-15 2017-12-15
BEC499 DING Michael B 丁宝奇 RE Advising on Securities 2014-09-15 2017-12-15
BEC499 DING Michael B 丁宝奇 RE Asset Management 2014-09-15 2017-12-15
BGG257 YUEN Kin Chung 袁健聰 RE Dealing in Securities 2018-08-23
BGG257 YUEN Kin Chung 袁健聰 RE Advising on Securities 2018-08-23
BGM936 BELLEMIN Frederic Louis Gabriel RE Dealing in Securities 2015-11-13 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RO Dealing in Securities 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RE Advising on Securities 2015-11-13 2015-12-21
BGM936 BELLEMIN Frederic Louis Gabriel RO Advising on Securities 2015-12-21
BJH252 SHEN Shirley Xiaoying RE Advising on Securities 2017-03-27
BLW073 GLEESON Jeremy Gerard RE Dealing in Securities 2018-01-11 2018-01-19
BLW073 GLEESON Jeremy Gerard RE Advising on Securities 2018-01-11 2018-01-19
BMH151 WAY Ling Chui 惠玲翠 RE Dealing in Securities 2018-02-14
BMH151 WAY Ling Chui 惠玲翠 RE Advising on Securities 2018-02-14
BMM547 MIAO Li 繆麗 RE Dealing in Securities 2018-03-12
BMM547 MIAO Li 繆麗 RE Advising on Securities 2018-03-12
BMM547 MIAO Li 繆麗 RE Asset Management 2018-03-12

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