Hong Kong SFC licence institution AAP898, Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司

These are the licence-holders that were found for SFC licence institution AAP898 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABN070 SOLBERG Eric Norman RE Advising on Securities 2007-02-06 2007-04-27
ABN070 SOLBERG Eric Norman RO Advising on Securities 2007-04-27 2007-06-18
ABN070 SOLBERG Eric Norman RE Advising on Corporate Finance 2007-02-06 2007-04-27
ABN070 SOLBERG Eric Norman RO Advising on Corporate Finance 2007-04-27 2007-06-18
ABN070 SOLBERG Eric Norman RE Asset Management 2007-02-06 2007-04-27
ABN070 SOLBERG Eric Norman RO Asset Management 2007-04-27 2007-06-18
ACR785 LAM Chick Leung 林植良 RO Advising on Securities 2005-05-24 2013-11-30
ACR785 LAM Chick Leung 林植良 RO Advising on Corporate Finance 2005-05-24 2013-11-30
ACR785 LAM Chick Leung 林植良 RO Asset Management 2005-05-24 2013-11-30
ADI191 CHANG Timothy Chi-Ming 張墀鳴 RO Advising on Securities 2006-07-06 2008-12-11
ADI191 CHANG Timothy Chi-Ming 張墀鳴 RO Advising on Corporate Finance 2006-07-06 2008-12-11
ADI191 CHANG Timothy Chi-Ming 張墀鳴 RO Asset Management 2006-07-06 2008-12-11
ADU316 MIN Ji Hong RE Advising on Securities 2005-05-31 2006-05-11
ADU316 MIN Ji Hong RO Advising on Securities 2006-05-11 2013-04-30
ADU316 MIN Ji Hong RE Advising on Corporate Finance 2005-05-31 2006-05-11
ADU316 MIN Ji Hong RE Advising on Corporate Finance 2007-01-11 2007-07-03
ADU316 MIN Ji Hong RO Advising on Corporate Finance 2006-05-11 2007-01-11
ADU316 MIN Ji Hong RO Advising on Corporate Finance 2007-07-03 2013-04-30
ADU316 MIN Ji Hong RE Asset Management 2005-05-31 2006-05-11
ADU316 MIN Ji Hong RO Asset Management 2006-05-11 2013-04-30
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RE Advising on Securities 2005-05-25 2009-07-02
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RO Advising on Securities 2009-07-02 2013-11-30
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RE Advising on Corporate Finance 2005-05-25 2009-07-02
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RO Advising on Corporate Finance 2009-07-02 2013-11-30
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RE Asset Management 2005-05-25 2009-07-02
AEZ135 TO Sai Lau, Jeffrey 杜世鎏 RO Asset Management 2009-07-02 2013-11-30
AFD463 TAM Tsz Kwan 譚子群 RE Advising on Securities 2005-05-25 2013-11-30
AFD463 TAM Tsz Kwan 譚子群 RE Advising on Corporate Finance 2005-05-25 2013-11-30
AFD463 TAM Tsz Kwan 譚子群 RE Asset Management 2005-05-25 2013-11-30
AFU865 CHUCK Hiu Tung, Cherie 卓曉彤 RE Advising on Securities 2005-05-25 2006-04-25
AFU865 CHUCK Hiu Tung, Cherie 卓曉彤 RE Advising on Corporate Finance 2005-05-25 2006-04-25
AFU865 CHUCK Hiu Tung, Cherie 卓曉彤 RE Asset Management 2005-05-25 2006-04-25
AFW028 CHANG Catherine Sze Mun 張思敏 RE Advising on Securities 2005-05-25 2005-07-19
AFW028 CHANG Catherine Sze Mun 張思敏 RE Advising on Corporate Finance 2005-05-25 2005-07-19
AFW028 CHANG Catherine Sze Mun 張思敏 RE Asset Management 2005-05-25 2005-07-19
AGF836 LAM Tsz Cheung 林子祥 RE Advising on Securities 2005-05-25 2013-11-30
AGF836 LAM Tsz Cheung 林子祥 RE Advising on Corporate Finance 2005-05-25 2013-11-30
AGF836 LAM Tsz Cheung 林子祥 RE Asset Management 2005-05-25 2013-11-30
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Advising on Securities 2005-05-25 2007-09-01
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Advising on Corporate Finance 2005-05-25 2007-09-01
AGM435 CHEUNG Ho Ming, Edwin 張浩明 RE Asset Management 2005-05-25 2007-09-01
AGP730 TAN Suan Jin 陳川俊 RE Advising on Securities 2006-03-14 2010-03-04
AGP730 TAN Suan Jin 陳川俊 RE Advising on Corporate Finance 2006-03-14 2010-03-04
AGP730 TAN Suan Jin 陳川俊 RE Asset Management 2006-03-14 2010-03-04
AGV734 CLANCY Gordon Albert RO Advising on Securities 2005-05-24 2009-06-13
AGV734 CLANCY Gordon Albert RO Advising on Corporate Finance 2005-05-24 2009-06-13
AGV734 CLANCY Gordon Albert RO Asset Management 2005-05-24 2009-06-13
AIS599 HOR Lai Fong 柯麗芳 RE Advising on Securities 2005-05-25 2010-05-12
AIS599 HOR Lai Fong 柯麗芳 RE Advising on Corporate Finance 2005-05-25 2010-05-12
AIS599 HOR Lai Fong 柯麗芳 RE Asset Management 2005-05-25 2010-05-12
AKO802 LI Jiangping 李江平 RE Advising on Securities 2006-08-01 2013-11-30
AKO802 LI Jiangping 李江平 RE Advising on Corporate Finance 2006-08-01 2013-11-30
AKO802 LI Jiangping 李江平 RE Asset Management 2006-08-01 2013-11-30
ALN856 ZENG Chaohao 曾超浩 RE Advising on Securities 2009-07-13 2013-11-30
ALN856 ZENG Chaohao 曾超浩 RE Advising on Corporate Finance 2009-07-13 2013-11-30
ALN856 ZENG Chaohao 曾超浩 RE Asset Management 2009-08-10 2013-11-30
ALS657 CHO Gordon Elliott RE Advising on Securities 2005-05-25 2013-11-30
ALS657 CHO Gordon Elliott RE Advising on Corporate Finance 2005-05-25 2013-11-30
ALS657 CHO Gordon Elliott RE Asset Management 2005-05-25 2013-11-30
ALS659 KAI Yu-sheng 開宇聲 RE Advising on Securities 2005-06-01 2009-07-14
ALS659 KAI Yu-sheng 開宇聲 RO Advising on Securities 2009-07-14 2010-01-14
ALS659 KAI Yu-sheng 開宇聲 RE Advising on Corporate Finance 2005-06-01 2009-07-14
ALS659 KAI Yu-sheng 開宇聲 RO Advising on Corporate Finance 2009-07-14 2010-01-14
ALS659 KAI Yu-sheng 開宇聲 RE Asset Management 2005-06-01 2009-07-14
ALS659 KAI Yu-sheng 開宇聲 RO Asset Management 2009-07-14 2010-01-14
ALS660 LEE Man Hong 李文康 RE Advising on Securities 2005-05-25 2008-03-29
ALS660 LEE Man Hong 李文康 RE Advising on Corporate Finance 2005-05-25 2008-03-29
ALS660 LEE Man Hong 李文康 RE Asset Management 2005-05-25 2008-03-29
ALV069 PARK Dong Kyu 朴東圭 RE Advising on Securities 2007-01-18 2007-08-23
ALV069 PARK Dong Kyu 朴東圭 RE Advising on Corporate Finance 2007-01-18 2007-08-23
ALV069 PARK Dong Kyu 朴東圭 RE Asset Management 2007-01-18 2007-08-23
ANF044 OKADA Chikara RE Advising on Securities 2006-05-06 2006-11-06
ANF044 OKADA Chikara RE Advising on Corporate Finance 2006-05-06 2006-11-06
ANF044 OKADA Chikara RE Asset Management 2006-05-06 2006-11-06
APR853 YUEN Sze Ling 阮思玲 RE Advising on Securities 2007-09-24 2010-07-24
APR853 YUEN Sze Ling 阮思玲 RE Advising on Corporate Finance 2007-09-24 2010-07-24
APR853 YUEN Sze Ling 阮思玲 RE Asset Management 2007-09-24 2010-07-24
APR854 KIM Eun Ae 金恩愛 RE Advising on Securities 2007-09-24 2013-11-30
APR854 KIM Eun Ae 金恩愛 RE Advising on Corporate Finance 2007-09-24 2013-11-30
APR854 KIM Eun Ae 金恩愛 RE Asset Management 2007-09-24 2013-11-30
ARH267 CHU Wing Tak, Caecilia 朱穎德 RE Advising on Securities 2008-07-10 2009-06-27
ARH267 CHU Wing Tak, Caecilia 朱穎德 RE Advising on Corporate Finance 2008-07-10 2009-06-27
ARH267 CHU Wing Tak, Caecilia 朱穎德 RE Asset Management 2008-07-10 2009-06-27
AVT708 REN Yiqiao 任亦樵 RE Advising on Securities 2010-08-27 2012-02-23
AVT708 REN Yiqiao 任亦樵 RE Advising on Corporate Finance 2010-08-27 2012-02-23
AVT708 REN Yiqiao 任亦樵 RE Asset Management 2010-08-27 2012-02-23
AVV335 YANG Da-Ching 楊大慶 RE Advising on Securities 2010-09-02 2013-11-30
AVV335 YANG Da-Ching 楊大慶 RE Advising on Corporate Finance 2010-09-02 2013-11-30
AVV335 YANG Da-Ching 楊大慶 RE Asset Management 2010-09-02 2013-11-30

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