Hong Kong SFC licence institution AAS433, Hang Seng Investment Services Limited 恒生投資服務有限公司

These are the licence-holders that were found for SFC licence institution AAS433 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE164 SZE Cho Man, Colin 施祖文 RE Advising on Securities 2007-10-05 2007-11-01
AAV168 LUK Ting Lung, Alan 陸庭龍 RO Advising on Securities 2009-03-09 2013-11-01
AAV957 NGAN Man Kit 顏文傑 RE Advising on Securities 2006-12-21 2007-06-21
AAW031 CHAN Kwok Ping 陳國平 RO Advising on Securities 2003-04-01 2005-02-01
AAW031 CHAN Kwok Ping 陳國平 RO Advising on Corporate Finance 2003-04-01 2003-11-15
AAW031 CHAN Kwok Ping 陳國平 RO Asset Management 2003-04-01 2004-12-03
ABF187 CHEUNG Ka Ming 張加銘 RO Advising on Securities 2003-04-01 2006-06-10
ABF187 CHEUNG Ka Ming 張加銘 RO Asset Management 2003-04-01 2004-12-03
ABN681 TAM Wing Oi 談永凱 RO Advising on Securities 2003-04-01 2009-03-28
ABN681 TAM Wing Oi 談永凱 RO Asset Management 2003-04-01 2004-12-03
ACN221 FUNG Hau Chung, Andrew 馮孝忠 RO Advising on Securities 2006-09-05 2017-06-30
ACP292 WONG Chi Ching 黃智清 RO Advising on Securities 2003-04-01 2013-11-01
ACP292 WONG Chi Ching 黃智清 RO Asset Management 2003-04-01 2004-12-03
ACZ170 WAN Chuck Pui, Mark 溫灼培 RE Advising on Securities 2007-12-04 2017-06-23
ACZ170 WAN Chuck Pui, Mark 溫灼培 RO Advising on Securities 2017-06-23
ACZ396 WOO Tracy 鄔禮詩 RE Advising on Securities 2004-05-15 2005-08-19
ACZ396 WOO Tracy 鄔禮詩 RE Advising on Securities 2008-08-26 2009-01-07
ACZ396 WOO Tracy 鄔禮詩 RO Advising on Securities 2009-01-07 2014-12-04
ADB078 TONG Man Keung, Gordon 唐文強 RO Advising on Securities 2003-04-01 2008-11-01
AEH948 LAU Ming Fai 劉明暉 RE Advising on Securities 2003-04-01 2005-01-19
AEH948 LAU Ming Fai 劉明暉 RE Advising on Corporate Finance 2003-04-01 2003-11-05
AEH948 LAU Ming Fai 劉明暉 RE Asset Management 2003-04-01 2004-12-03
AES116 LEE Ho Luen, Derek 李皓倫 RE Advising on Securities 2013-02-08 2015-05-28
AET700 WONG Ying 黃盈 RE Advising on Securities 2005-01-04 2005-09-05
AEZ493 NG Koon Ho, Steven 吳冠豪 RE Advising on Securities 2007-07-25 2009-01-22
AFD795 CHAN Ling Chung 陳令聰 RE Advising on Securities 2007-07-10 2011-04-15
AFG798 AU Kwong San 區廣新 RE Advising on Securities 2011-10-18
AFJ941 LAW Wai Ping 羅偉平 RE Advising on Securities 2010-08-10 2011-04-15
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RE Advising on Securities 2006-01-10 2009-12-14
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RO Advising on Securities 2013-05-03 2014-08-18
AFP365 WONG Arthur Siu On 黃兆安 RE Advising on Securities 2010-09-24 2014-07-01
AFP786 LEE Ho Yin 李浩然 RE Advising on Securities 2005-09-15 2009-06-06
AFU414 LEE Pui Shan 李佩珊 RE Advising on Securities 2003-04-01 2015-04-16
AFU414 LEE Pui Shan 李佩珊 RO Advising on Securities 2015-04-16
AFU414 LEE Pui Shan 李佩珊 RE Advising on Corporate Finance 2003-04-01 2004-05-25
AFU414 LEE Pui Shan 李佩珊 RE Asset Management 2003-04-01 2004-05-25
AFV853 TSE Ching Man 謝靜雯 RE Advising on Securities 2003-12-31 2009-07-11
AGF452 HO Kit Yu Cheryl 何潔瑜 RE Advising on Securities 2015-05-21
AGF470 LEE Chung Man 李頌民 RE Advising on Securities 2008-01-15 2008-05-31
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Advising on Securities 2008-01-14 2008-05-31
AGN480 TSUI Chun Man, Thomas 徐振文 RO Advising on Securities 2003-04-01 2013-11-01
AGN480 TSUI Chun Man, Thomas 徐振文 RO Asset Management 2003-04-01 2004-05-07
AGN570 LIANG Chun Fei, Belle 梁君馡 RE Advising on Securities 2006-04-21 2007-07-14
AGN570 LIANG Chun Fei, Belle 梁君馡 RE Advising on Securities 2011-07-22 2011-08-11
AGN570 LIANG Chun Fei, Belle 梁君馡 RO Advising on Securities 2011-08-11
AHB521 SZE Kin Kau, Raymond 施建交 RE Advising on Securities 2003-04-01 2004-08-14
AHB521 SZE Kin Kau, Raymond 施建交 RE Advising on Corporate Finance 2003-04-01 2003-11-05
AHB521 SZE Kin Kau, Raymond 施建交 RE Asset Management 2003-04-01 2004-08-14
AHK487 LAU Yik Yiu 劉奕堯 RE Advising on Securities 2004-07-30 2005-09-01
AHN107 TANG Leong 鄧亮 RE Advising on Securities 2003-04-01 2005-10-28
AHN107 TANG Leong 鄧亮 RE Advising on Corporate Finance 2003-04-01 2004-12-03
AHN107 TANG Leong 鄧亮 RE Asset Management 2003-04-01 2004-12-03
AHN917 WONG Sze Wun 黃詩韻 RE Advising on Securities 2005-04-12 2010-05-31
AIO017 LEUNG Pui Yin 梁佩妍 RE Advising on Securities 2003-04-01 2006-09-04
AIO017 LEUNG Pui Yin 梁佩妍 RE Advising on Corporate Finance 2003-04-01 2004-08-17
AIO017 LEUNG Pui Yin 梁佩妍 RE Asset Management 2003-04-01 2004-08-17
AJD357 WONG Chak Nam 黃澤南 RE Advising on Securities 2015-12-07
AJF835 FU Yin Ho 符彥豪 RO Advising on Securities 2011-02-18 2012-09-17
AKI201 KEI Wing Wah 紀永華 RE Advising on Securities 2010-07-06 2012-10-22
AKL749 CHOY Wan Yi, Aggie 蔡韻儀 RE Advising on Securities 2004-06-28 2007-06-29
AKW820 LI Chun Bun 李俊斌 RE Advising on Securities 2015-02-17 2015-07-01
ALI476 YEUNG Tak Hang 楊德行 RE Advising on Securities 2004-10-19 2006-11-15
ALO569 YUEN Garvin Ka Kui 袁嘉駒 RE Advising on Securities 2012-10-31 2013-07-03
ALZ589 YAP Hing Man, Bonnie 葉馨雯 RE Advising on Securities 2011-06-07 2012-09-17
AME568 AU Chun Man, Raymond 歐俊文 RE Advising on Securities 2015-08-05
AMN905 NG Kok Ming 吳珏洺 RE Advising on Securities 2010-02-19 2011-04-08
AMR447 LAU Mei Ha 劉美霞 RE Advising on Securities 2005-11-04 2007-04-02
AMS535 WONG Lik 黃力 RE Advising on Securities 2005-11-17 2007-04-23
AMW596 SIU Chee Long, Raymond 蕭志朗 RE Advising on Securities 2008-10-13 2010-04-26
ANG999 TONG Pui Ling, Vivian 唐珮玲 RE Advising on Securities 2016-08-25
ANQ735 CHAU Ming Sze 周銘詩 RE Advising on Securities 2007-01-15 2010-07-26
ANX818 WAN Lik Kuen 溫力權 RE Advising on Securities 2006-09-11 2012-10-10
AOJ768 KWOK Yui Keung 郭銳強 RE Advising on Securities 2007-01-08 2011-04-27
AOS223 LEUNG Yiu Bong, Raymond 梁耀邦 RE Advising on Securities 2007-03-22 2007-06-13
AOX089 CHEUNG Hang Chin 張恆展 RE Advising on Securities 2018-05-24
APB248 PAU William 鮑威林 RE Advising on Securities 2007-06-04 2011-04-15
APD337 LI Siu Hong 李紹康 RE Advising on Securities 2015-12-04
APD386 CHENG Lok Yan, Louise 鄭樂炘 RE Advising on Securities 2013-10-02 2014-12-11
APN526 HANG Hiu Wa 幸曉華 RE Advising on Securities 2007-08-24 2007-11-10
APY963 YIP Ka Chi 葉家智 RE Advising on Securities 2016-04-18
AQE867 FAN Kwok Wai 范國威 RE Advising on Securities 2007-12-27 2009-01-22
AQW510 YU Chun Ming 余俊銘 RE Advising on Securities 2011-09-16
ARI882 DAI Yiqing 戴逸青 RE Advising on Securities 2008-07-23 2013-06-14
ASL637 CHEUNG Yin Hei 張彥熙 RE Advising on Securities 2014-10-20 2015-09-22
ASN562 NG Chi Fung 吳志峯 RE Advising on Securities 2017-05-15
ASX258 CHUI Man Nga 崔雯雅 RE Advising on Securities 2015-03-24 2015-08-07
ATI400 CHAN Cheuk Him 陳卓謙 RE Advising on Securities 2009-07-13 2011-04-15
AUW230 MUI Yim Yin 梅艷妍 RE Advising on Securities 2010-03-10
AXD737 WAN Yee Fai 溫怡暉 RE Advising on Securities 2014-03-17
AXZ233 CHEUNG Chun Tsung 張振棕 RE Advising on Securities 2013-09-10 2014-09-27
AYJ305 LEE Chor Kwan 李楚君 RE Advising on Securities 2012-12-18
AYN416 FUNG On, Jessica 馮安 RE Advising on Securities 2011-11-25 2015-06-08
AYO988 LAI Ka Man, Clement 黎嘉文 RE Advising on Securities 2011-12-01 2015-01-26
AYO988 LAI Ka Man, Clement 黎嘉文 RE Advising on Securities 2018-06-29
BAB779 TANG Kai Wing 鄧啟榮 RE Advising on Securities 2017-03-23
BBE128 CHAN Lap Pui 陳鈉培 RE Advising on Securities 2015-12-14
BBM363 KO Tsz Huen 高子暄 RE Advising on Securities 2013-07-02 2013-08-06
BCB464 SZE Kit Lam 施潔琳 RE Advising on Securities 2013-10-17
BEB978 CHAN Chu Kam 陳柱金 RE Advising on Securities 2014-08-27
BEZ541 LAM Wing Hang 林永鏗 RE Advising on Securities 2017-05-26
BFS837 TAM Chun Cheong 譚駿昌 RE Advising on Securities 2016-09-02 2017-09-05
BFU604 WONG Yin Chun 黃延俊 RE Advising on Securities 2015-07-14 2015-09-05
BFY630 LEE Kwok Ho 李國豪 RE Advising on Securities 2015-08-07
BGZ303 CHENG Cally 鄭淑賢 RE Advising on Securities 2016-02-05
BJS127 CHEUNG Ho Yan 張浩恩 RE Advising on Securities 2017-06-19
BNC843 CHAN Wang Fung 陳弘峯 RE Advising on Securities 2018-07-06 2018-12-02
BNU245 CHOI Kar Ki 蔡家琪 RE Advising on Securities 2018-11-12
BNV561 KWAN Chun Fei 關振飛 RE Advising on Securities 2018-11-26

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