Hong Kong SFC licence institution AAS945, Sun Hung Kai Research Limited 新鴻基資料研究有限公司

These are the licence-holders that were found for SFC licence institution AAS945 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAY573 TANG Wai Kay 鄧偉基 RO Advising on Securities 2003-04-01 2004-12-06
AAY573 TANG Wai Kay 鄧偉基 RO Asset Management 2003-04-01 2003-11-11
ABG375 LEE Edmond Kam 李錦 RE Advising on Securities 2003-04-01 2004-07-22
ABG375 LEE Edmond Kam 李錦 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ABG375 LEE Edmond Kam 李錦 RE Asset Management 2003-04-01 2004-02-18
ABQ679 CHONG Kok Ming RE Advising on Securities 2004-06-03 2004-11-26
ABQ679 CHONG Kok Ming RO Advising on Securities 2004-11-26 2005-03-31
ACH552 GU Yi-Zheng 顧怡正 RE Advising on Securities 2003-04-01 2004-03-18
ACH552 GU Yi-Zheng 顧怡正 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ACH552 GU Yi-Zheng 顧怡正 RE Asset Management 2003-04-01 2004-01-20
ADV609 LEE Kin Ping, Christophe 李建平 RO Advising on Securities 2004-11-26 2005-03-31
AEA530 PANG Wai Sun 彭偉新 RE Advising on Securities 2004-12-21 2005-03-31
AFS329 CHEUNG Sze Mei, Florence 張斯美 RE Advising on Securities 2003-04-01 2004-01-13
AFS329 CHEUNG Sze Mei, Florence 張斯美 RE Advising on Corporate Finance 2003-04-01 2004-01-09
AFS329 CHEUNG Sze Mei, Florence 張斯美 RE Asset Management 2003-04-01 2004-01-09
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Securities 2003-04-01 2003-09-26
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AGC912 CHOI Wing Kam 蔡詠琴 RE Asset Management 2003-04-01 2003-09-26
AGY565 CHAN Tsz Man 陳梓汶 RE Advising on Securities 2003-04-01 2004-03-25
AGY565 CHAN Tsz Man 陳梓汶 RE Advising on Corporate Finance 2003-04-01 2004-01-09
AGY565 CHAN Tsz Man 陳梓汶 RE Asset Management 2003-04-01 2004-01-09
AGY625 CHENG Yuen Ha 鄭婉霞 RE Advising on Securities 2003-04-01 2004-05-25
AGY625 CHENG Yuen Ha 鄭婉霞 RE Advising on Corporate Finance 2003-04-01 2004-01-16
AGY625 CHENG Yuen Ha 鄭婉霞 RE Asset Management 2003-04-01 2004-01-16
AHO797 MOK Michael 莫永恩 RE Advising on Securities 2004-05-31 2005-03-31
AIC804 HWANG Fai 黃輝 RE Advising on Securities 2003-04-01 2003-09-15
AIC804 HWANG Fai 黃輝 RE Advising on Corporate Finance 2003-04-01 2003-09-15
AIC804 HWANG Fai 黃輝 RE Asset Management 2003-04-01 2003-09-15
AIH454 CHU Hung 朱紅 RE Advising on Securities 2003-04-01 2005-03-31
AIH454 CHU Hung 朱紅 RE Advising on Corporate Finance 2003-04-01 2004-01-16
AIH454 CHU Hung 朱紅 RE Asset Management 2003-04-01 2004-01-16
AIH947 CHAN Mei Fong 陳美芳 RE Advising on Securities 2003-04-01 2003-06-23
AIH947 CHAN Mei Fong 陳美芳 RE Advising on Corporate Finance 2003-04-01 2003-06-23
AIH947 CHAN Mei Fong 陳美芳 RE Asset Management 2003-04-01 2003-06-23
AIU386 ZHANG Xigang 張溪岡 RE Advising on Securities 2004-02-02 2005-03-31
AJF563 HA Sui Man, Vincent 哈穗民 RE Advising on Securities 2003-12-11 2005-01-27
AJI019 CHEN Mo 陳沫 RE Advising on Securities 2004-03-03 2004-10-26
AKQ872 CHU Yuen Mei, Prisca 朱婉薇 RE Advising on Securities 2004-07-27 2005-03-31
AKX041 CHOI Kam Keung 蔡金強 RE Advising on Securities 2004-08-10 2005-03-31
ALO198 YEUNG Hoi Chuen 楊海全 RE Advising on Securities 2005-01-27 2005-03-31

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