Hong Kong SFC licence institution AAU638, Tung Tai Securities Company Limited 東泰證券有限公司

These are the licence-holders that were found for SFC licence institution AAU638 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC174 TSANG Kar Cheung 曾家祥 RE Dealing in Securities 2006-01-06
AAC176 TANG Sing Hing, Kenny 鄧聲興 RE Dealing in Securities 2003-04-01 2008-10-30
AAC176 TANG Sing Hing, Kenny 鄧聲興 RE Advising on Securities 2003-04-01 2008-10-30
AAC176 TANG Sing Hing, Kenny 鄧聲興 RE Advising on Corporate Finance 2003-04-01 2004-08-13
AAC176 TANG Sing Hing, Kenny 鄧聲興 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAC176 TANG Sing Hing, Kenny 鄧聲興 RE Asset Management 2003-04-01 2004-08-13
AAG200 CHAN Yui Kong 陳銳江 RE Dealing in Securities 2003-04-01
AAG200 CHAN Yui Kong 陳銳江 RE Advising on Securities 2003-04-01 2003-07-10
AAG200 CHAN Yui Kong 陳銳江 RE Advising on Corporate Finance 2003-04-01 2003-07-10
AAG200 CHAN Yui Kong 陳銳江 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAG200 CHAN Yui Kong 陳銳江 RE Asset Management 2003-04-01 2003-07-10
AAG208 NG Siu Yung, Conny 伍兆容 RE Dealing in Securities 2003-04-01 2005-02-15
AAG208 NG Siu Yung, Conny 伍兆容 RE Advising on Securities 2003-04-01 2004-09-15
AAG208 NG Siu Yung, Conny 伍兆容 RE Advising on Corporate Finance 2003-04-01 2004-02-09
AAG208 NG Siu Yung, Conny 伍兆容 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAG208 NG Siu Yung, Conny 伍兆容 RE Asset Management 2003-04-01 2004-02-09
AAG212 LEE Si Kar, Loretta 李斯嘉 RO Dealing in Securities 2003-04-01
AAG212 LEE Si Kar, Loretta 李斯嘉 RO Advising on Securities 2003-04-01
AAG212 LEE Si Kar, Loretta 李斯嘉 RO Advising on Corporate Finance 2003-04-01 2004-09-14
AAG212 LEE Si Kar, Loretta 李斯嘉 RO Providing Automated Trading Services 2003-04-01 2003-07-03
AAG212 LEE Si Kar, Loretta 李斯嘉 RO Asset Management 2003-04-01 2004-09-14
AAH319 LAM Yat Ming 林一鳴 RE Dealing in Securities 2003-04-01 2005-08-18
AAH319 LAM Yat Ming 林一鳴 RE Advising on Securities 2003-04-01 2005-08-18
AAH319 LAM Yat Ming 林一鳴 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AAH319 LAM Yat Ming 林一鳴 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAH319 LAM Yat Ming 林一鳴 RE Asset Management 2003-04-01 2004-05-14
AAH353 CHOI Chiu Fai, Stanley 蔡朝暉 RO Dealing in Securities 2003-04-01 2003-06-21
AAH353 CHOI Chiu Fai, Stanley 蔡朝暉 RO Advising on Securities 2003-04-01 2003-06-21
AAH353 CHOI Chiu Fai, Stanley 蔡朝暉 RO Advising on Corporate Finance 2003-04-01 2003-06-21
AAH353 CHOI Chiu Fai, Stanley 蔡朝暉 RO Providing Automated Trading Services 2003-04-01 2003-07-03
AAH353 CHOI Chiu Fai, Stanley 蔡朝暉 RO Asset Management 2003-04-01 2003-06-21
AAJ214 CHIN Ching Yue 錢澄宇 RE Dealing in Securities 2003-04-01 2018-10-12
AAJ214 CHIN Ching Yue 錢澄宇 RE Advising on Securities 2003-04-01 2004-09-15
AAJ214 CHIN Ching Yue 錢澄宇 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAJ214 CHIN Ching Yue 錢澄宇 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAJ214 CHIN Ching Yue 錢澄宇 RE Asset Management 2003-04-01 2003-10-16
AAJ532 NG Wing Chark 吳永澤 RE Dealing in Securities 2004-04-01 2004-12-10
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Dealing in Securities 2003-04-01
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Advising on Securities 2003-04-01
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Advising on Corporate Finance 2003-04-01 2004-09-14
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Providing Automated Trading Services 2003-04-01 2003-07-03
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Asset Management 2003-04-01 2004-09-14
AAK856 LEE Kam Fong 李錦芳 RE Dealing in Securities 2013-11-29
AAV467 LAU Kar Yee 劉嘉儀 RE Dealing in Securities 2013-09-13
ABL593 CHAN Chung Yan Stephen 陳中仁 RE Dealing in Securities 2003-04-01 2003-06-23
ABL593 CHAN Chung Yan Stephen 陳中仁 RE Advising on Securities 2003-04-01 2003-06-23
ABL593 CHAN Chung Yan Stephen 陳中仁 RE Advising on Corporate Finance 2003-04-01 2003-06-23
ABL593 CHAN Chung Yan Stephen 陳中仁 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABL593 CHAN Chung Yan Stephen 陳中仁 RE Asset Management 2003-04-01 2003-06-23
ABN656 CHENG Ngoi Ming 鄭藹明 RE Dealing in Securities 2003-04-01
ABN656 CHENG Ngoi Ming 鄭藹明 RE Advising on Securities 2003-04-01 2003-08-11
ABN656 CHENG Ngoi Ming 鄭藹明 RE Advising on Corporate Finance 2003-04-01 2003-08-11
ABN656 CHENG Ngoi Ming 鄭藹明 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABN656 CHENG Ngoi Ming 鄭藹明 RE Asset Management 2003-04-01 2003-08-11
ABS091 WONG Cho Fai, Nicholas 黃祖輝 RE Dealing in Securities 2004-04-27 2004-12-10
ABT910 CHAU Christopher Chien Chung 周建忠 RE Dealing in Securities 2004-04-01 2004-12-10
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Dealing in Securities 2003-04-01
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Advising on Securities 2003-04-01
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Advising on Corporate Finance 2003-04-01 2003-08-25
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Providing Automated Trading Services 2003-04-01 2003-07-03
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Asset Management 2003-04-01 2004-09-16
ACF948 LEUNG Heung Chuen 梁享全 RE Dealing in Securities 2004-04-27 2004-08-03
ADX188 LAM Shun King 林順景 RE Dealing in Securities 2003-04-01 2003-07-21
ADX188 LAM Shun King 林順景 RE Advising on Securities 2003-04-01 2003-07-21
ADX188 LAM Shun King 林順景 RE Advising on Corporate Finance 2003-04-01 2003-07-21
ADX188 LAM Shun King 林順景 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADX188 LAM Shun King 林順景 RE Asset Management 2003-04-01 2003-07-21
AEH257 PANG Shui Man, Joyce 彭瑞敏 RE Dealing in Securities 2003-08-11 2003-12-22
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Dealing in Securities 2003-04-01 2010-10-31
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Advising on Securities 2003-04-01 2010-10-31
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Asset Management 2003-04-01 2003-08-21
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Dealing in Securities 2016-07-06 2016-10-17
AFT305 KWOK Wai Leung, Stanley 郭偉良 RO Advising on Securities 2016-07-06 2016-10-17
AGC197 TSUI Man Yee 徐敏兒 RE Dealing in Securities 2003-04-01 2008-10-31
AGC197 TSUI Man Yee 徐敏兒 RE Advising on Securities 2003-04-01 2004-02-11
AGC197 TSUI Man Yee 徐敏兒 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AGC197 TSUI Man Yee 徐敏兒 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AGC197 TSUI Man Yee 徐敏兒 RE Asset Management 2003-04-01 2004-02-11
AGC862 LO Yuen Yi, Candy 羅婉儀 RE Dealing in Securities 2004-04-01 2004-12-10
AHS952 LAU Yau Wai, Jimmy 劉有為 RE Dealing in Securities 2016-08-26 2016-10-28
AHS952 LAU Yau Wai, Jimmy 劉有為 RE Advising on Securities 2016-08-26 2016-10-28
AIR151 MAK Ka Fat 麥家發 RE Dealing in Securities 2003-04-01 2003-07-21
AIR151 MAK Ka Fat 麥家發 RE Advising on Securities 2003-04-01 2003-07-21
AIR151 MAK Ka Fat 麥家發 RE Advising on Corporate Finance 2003-04-01 2003-07-21
AIR151 MAK Ka Fat 麥家發 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AIR151 MAK Ka Fat 麥家發 RE Asset Management 2003-04-01 2003-07-21
AJK505 LEUNG Wing Yin, Patricia 梁穎賢 RE Advising on Securities 2004-01-29 2006-01-27
ANJ481 CHAN Hoi Yee 陳凱怡 RE Advising on Securities 2006-06-23 2008-10-31

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