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Hong Kong SFC licensed institution AAU795
TC Concord Asset Management Limited
天宸康合資產管理有限公司

Below are the licence-holders that were found for SFC licence institution AAU795 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA736 TSUI Chi Man 徐志文 RO Advising on Securities 2003-11-21 2018-12-31
AAD706 WAN Tom 尹棠 RO Advising on Securities 2003-10-28 2004-02-28
AAJ569 TAI Siu Hung 戴少雄 RE Advising on Securities 2005-05-05 2005-09-12
AAK734 WONG Hok Kam 汪學金 RO Advising on Securities 2003-04-01 2003-08-22
ABR234 PUN Tit Shan 潘鐵珊 RO Advising on Securities 2018-03-28
ABR234 PUN Tit Shan 潘鐵珊 RO Asset Management 2018-03-28
ABU367 CHEN Yat Sun 陳一新 RO Advising on Securities 2013-06-19 2014-03-09
ABU367 CHEN Yat Sun 陳一新 RE Asset Management 2013-01-15 2013-02-26
ABU367 CHEN Yat Sun 陳一新 RO Asset Management 2013-02-26 2014-03-09
ABZ024 JAO Meng Yu 饒孟友 RO Advising on Securities 2011-12-16 2012-06-30
ABZ024 JAO Meng Yu 饒孟友 RO Asset Management 2011-12-16 2012-06-30
ADN448 TSOI Kap 蔡革 RO Advising on Securities 2006-01-09 2007-09-07
AFQ229 LEUNG Man Tat 梁文達 RO Advising on Securities 2003-12-08 2004-05-09
AFQ229 LEUNG Man Tat 梁文達 RO Advising on Securities 2005-02-07 2005-12-05
AGA256 LAW Giggs 羅憲淳 RE Asset Management 2012-01-09 2013-07-05
AGA675 TANG Kwan Chung 鄧君仲 RE Advising on Securities 2004-02-11 2004-06-23
AGA675 TANG Kwan Chung 鄧君仲 RE Advising on Securities 2005-04-12 2007-07-05
AGA675 TANG Kwan Chung 鄧君仲 RO Advising on Securities 2004-06-23 2005-04-12
AHG443 LIU Hsiang-Wen 劉湘雯 RO Advising on Securities 2008-04-01 2008-10-22
AHG708 TAN Chia Tien 譚家典 RO Advising on Securities 2009-08-28 2012-03-28
AHG708 TAN Chia Tien 譚家典 RO Asset Management 2011-03-08 2012-03-28
AJD425 CHANG Cheng Chi 張震極 RE Advising on Securities 2004-02-11 2005-10-05
AJL852 TU Wen Chi 凃文棋 RE Advising on Securities 2004-02-27 2004-07-06
AKS603 CHIANG Shih-wei 江仕偉 RE Advising on Securities 2009-07-06 2009-08-12
AKS603 CHIANG Shih-wei 江仕偉 RO Advising on Securities 2009-03-02 2009-07-06
ALO052 LAM Chi Hsin 林志興 RE Asset Management 2018-09-11
AML182 WEI Chung-Liang 韋忠良 RO Advising on Securities 2012-06-29 2014-04-20
AMR811 LAI Tsao Lung 賴朝隆 RO Advising on Securities 2014-04-28
AMR811 LAI Tsao Lung 賴朝隆 RE Asset Management 2013-01-14 2013-08-09
AMR811 LAI Tsao Lung 賴朝隆 RO Asset Management 2013-08-09
ANW396 CHUANG I-Chu 莊易築 RE Advising on Securities 2007-11-02 2007-11-20
ANW396 CHUANG I-Chu 莊易築 RO Advising on Securities 2007-11-20 2009-10-02
AOL264 WU Teh Sen, Raymond 吳德生 RE Asset Management 2011-08-29 2012-12-31
APB500 WANG Leping 王樂平 RO Advising on Securities 2011-10-07 2012-02-08
APB500 WANG Leping 王樂平 RO Asset Management 2011-03-08 2012-02-08
AQE456 OU Hung Chieh 歐宏杰 RE Advising on Securities 2011-10-26 2014-03-31
AQE456 OU Hung Chieh 歐宏杰 RE Asset Management 2011-10-26 2014-03-31
ART994 CHEN Yinyi 陳引怡 RE Advising on Securities 2011-08-08 2012-10-30
ART994 CHEN Yinyi 陳引怡 RE Asset Management 2011-08-08 2012-10-30
ATX004 MI Jia 米佳 RO Asset Management 2011-03-08 2012-03-01
AWG904 HO Kim Kwong 何劍剛 RE Advising on Securities 2014-05-14 2015-09-30
AWG904 HO Kim Kwong 何劍剛 RE Asset Management 2014-05-14 2014-06-09
AWG904 HO Kim Kwong 何劍剛 RO Asset Management 2014-06-09 2015-09-30
AWY449 HUANG Shao Hsuan 黃劭萱 RE Advising on Securities 2013-01-03 2014-05-16
AWY449 HUANG Shao Hsuan 黃劭萱 RE Asset Management 2012-10-03 2012-12-14
AWY449 HUANG Shao Hsuan 黃劭萱 RO Asset Management 2012-12-14 2014-05-16
AXG994 SHIH Yung-Ping 石永平 RE Advising on Securities 2012-06-14 2012-06-21
AXG994 SHIH Yung-Ping 石永平 RO Advising on Securities 2012-06-21 2012-12-17
AXG994 SHIH Yung-Ping 石永平 RE Asset Management 2012-06-14 2012-06-21
AXG994 SHIH Yung-Ping 石永平 RO Asset Management 2012-06-21 2012-12-17
AXL089 LIN Hao Wei 林豪威 RE Advising on Securities 2012-02-20 2012-09-06
AXL089 LIN Hao Wei 林豪威 RO Advising on Securities 2012-09-06 2013-05-01
AXL089 LIN Hao Wei 林豪威 RE Asset Management 2011-07-13 2012-02-20
AXL089 LIN Hao Wei 林豪威 RO Asset Management 2012-02-20 2013-05-01
AYK003 WU Tzu Kuan 吳姿觀 RE Advising on Securities 2012-02-20 2015-08-13
AYK003 WU Tzu Kuan 吳姿觀 RO Advising on Securities 2015-08-13 2017-01-31
AYK003 WU Tzu Kuan 吳姿觀 RE Asset Management 2013-03-25 2015-08-13
AYK003 WU Tzu Kuan 吳姿觀 RO Asset Management 2015-08-13 2017-01-31
AYX360 CHAN Ki Yin 陳其延 RE Asset Management 2013-06-11 2014-01-03
AZT777 HSU Jung-hsuan 徐榕軒 RE Asset Management 2017-09-04
BBQ456 TSAI Yu-ching 蔡幼青 RE Asset Management 2013-07-29 2013-08-02
BBQ909 HE Chuangli 何闖立 RE Asset Management 2014-09-15 2015-03-06
BBW340 LAU Yik Ting 劉奕霆 RE Asset Management 2017-07-10 2018-10-05
BCQ140 CHIN Hung Tung 金宏東 RE Asset Management 2014-01-07 2014-06-12
BEA130 WONG Wing On 王永安 RE Advising on Securities 2015-06-02 2015-12-18
BEA130 WONG Wing On 王永安 RE Asset Management 2015-04-27 2015-12-18
BEB588 WONG Wai Ming, Jenny 黃慧明 RE Advising on Securities 2016-08-26 2017-03-13
BEB588 WONG Wai Ming, Jenny 黃慧明 RE Asset Management 2016-08-26 2017-03-13
BGB572 CHENG Hung Tai 鄭宏泰 RO Advising on Securities 2017-04-18 2018-03-14
BGB572 CHENG Hung Tai 鄭宏泰 RO Asset Management 2017-04-18 2018-03-14
BGZ596 CHENG Vincent Wai Sun 鄭尉燊 RE Advising on Securities 2016-05-26 2017-07-13
BGZ596 CHENG Vincent Wai Sun 鄭尉燊 RE Asset Management 2016-05-26 2017-07-13

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