Hong Kong SFC licence institution AAU941, Lehin Securities Limited 利興股票有限公司

These are the licence-holders that were found for SFC licence institution AAU941 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA111 CHAN Vai Ha, Janet 陳惠霞 RE Dealing in Securities 2008-02-01 2008-03-03
AAA111 CHAN Vai Ha, Janet 陳惠霞 RO Dealing in Securities 2003-04-01 2008-02-01
AAA111 CHAN Vai Ha, Janet 陳惠霞 RO Advising on Securities 2003-04-01 2005-01-18
AAA111 CHAN Vai Ha, Janet 陳惠霞 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAA111 CHAN Vai Ha, Janet 陳惠霞 RO Asset Management 2003-04-01 2005-01-18
AAB104 LI So Chow, Georgiana 李素秋 RE Dealing in Securities 2003-04-01
AAB104 LI So Chow, Georgiana 李素秋 RE Advising on Securities 2003-04-01 2005-01-18
AAB104 LI So Chow, Georgiana 李素秋 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAB104 LI So Chow, Georgiana 李素秋 RE Asset Management 2003-04-01 2005-01-18
AAB112 MOK Chung Fan, Frank 莫中凡 RO Dealing in Securities 2003-04-01
AAB112 MOK Chung Fan, Frank 莫中凡 RO Advising on Securities 2003-04-01 2005-01-18
AAB112 MOK Chung Fan, Frank 莫中凡 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAB112 MOK Chung Fan, Frank 莫中凡 RO Asset Management 2003-04-01 2005-01-18
AAB176 LAM Yip Shing 林業成 RE Dealing in Securities 2007-05-03 2007-05-11
AAB267 POON Suk Ying 潘淑英 RE Dealing in Securities 2005-11-02 2015-06-20
AAB270 TAM Wai Ying 譚維鎣 RE Dealing in Securities 2003-04-01 2006-06-08
AAB270 TAM Wai Ying 譚維鎣 RE Advising on Securities 2003-04-01 2005-01-18
AAB270 TAM Wai Ying 譚維鎣 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAB270 TAM Wai Ying 譚維鎣 RE Asset Management 2003-04-01 2005-01-18
AAB987 HO Tai, Joseph 何泰 RE Dealing in Securities 2003-04-01 2012-11-01
AAB987 HO Tai, Joseph 何泰 RE Advising on Securities 2003-04-01 2005-01-18
AAB987 HO Tai, Joseph 何泰 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAB987 HO Tai, Joseph 何泰 RE Asset Management 2003-04-01 2005-01-18
AAD347 SZE Nga Chun, Jeannie 舒雅珍 RE Dealing in Securities 2003-04-01 2015-02-01
AAD347 SZE Nga Chun, Jeannie 舒雅珍 RE Advising on Securities 2003-04-01 2005-01-18
AAD347 SZE Nga Chun, Jeannie 舒雅珍 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAD347 SZE Nga Chun, Jeannie 舒雅珍 RE Asset Management 2003-04-01 2005-01-18
AAD731 LAW Mow Chuen 羅茂泉 RE Dealing in Securities 2003-04-01 2005-01-03
AAD731 LAW Mow Chuen 羅茂泉 RE Advising on Securities 2003-04-01 2005-01-03
AAD731 LAW Mow Chuen 羅茂泉 RE Advising on Corporate Finance 2003-04-01 2005-01-03
AAD731 LAW Mow Chuen 羅茂泉 RE Asset Management 2003-04-01 2005-01-03
AAD989 WAN Suet Ngan 尹雪雁 RE Dealing in Securities 2003-04-01
AAD989 WAN Suet Ngan 尹雪雁 RE Advising on Securities 2003-04-01 2005-01-18
AAD989 WAN Suet Ngan 尹雪雁 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAD989 WAN Suet Ngan 尹雪雁 RE Asset Management 2003-04-01 2005-01-18
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Dealing in Securities 2005-01-03 2007-02-26
AAJ354 NG Chit Kuen 伍捷權 RE Dealing in Securities 2003-04-01 2011-01-31
AAJ354 NG Chit Kuen 伍捷權 RE Advising on Securities 2003-04-01 2005-01-18
AAJ354 NG Chit Kuen 伍捷權 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAJ354 NG Chit Kuen 伍捷權 RE Asset Management 2003-04-01 2005-01-18
AAK812 KWONG Chung Leung 鄺仲樑 RE Dealing in Securities 2003-04-01 2004-02-05
AAK812 KWONG Chung Leung 鄺仲樑 RE Advising on Securities 2003-04-01 2004-02-05
AAK812 KWONG Chung Leung 鄺仲樑 RE Advising on Corporate Finance 2003-04-01 2004-02-05
AAK812 KWONG Chung Leung 鄺仲樑 RE Asset Management 2003-04-01 2004-02-05
AAU979 WONG Yue Wing 黃如榮 RE Dealing in Securities 2003-04-01
AAU979 WONG Yue Wing 黃如榮 RE Advising on Securities 2003-04-01 2005-01-18
AAU979 WONG Yue Wing 黃如榮 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAU979 WONG Yue Wing 黃如榮 RE Asset Management 2003-04-01 2005-01-18
AAU981 LEE Yan Hung 李恩洪 RO Dealing in Securities 2003-04-01 2006-01-01
AAU981 LEE Yan Hung 李恩洪 RO Advising on Securities 2003-04-01 2005-01-18
AAU981 LEE Yan Hung 李恩洪 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAU981 LEE Yan Hung 李恩洪 RO Asset Management 2003-04-01 2005-01-18
AAU983 HUNG Cheung Look 孔祥祿 RE Dealing in Securities 2003-04-01
AAU983 HUNG Cheung Look 孔祥祿 RE Advising on Securities 2003-04-01 2005-01-18
AAU983 HUNG Cheung Look 孔祥祿 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAU983 HUNG Cheung Look 孔祥祿 RE Asset Management 2003-04-01 2005-01-18
AAU986 MOK Peter Ka Keong 莫家強 RO Dealing in Securities 2008-08-11 2009-04-11
AAU986 MOK Peter Ka Keong 莫家強 RO Dealing in Securities 2009-09-14
AAW559 AU Man 歐敏 RE Dealing in Securities 2003-04-01 2014-04-01
AAW559 AU Man 歐敏 RE Advising on Securities 2003-04-01 2005-01-18
AAW559 AU Man 歐敏 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAW559 AU Man 歐敏 RE Asset Management 2003-04-01 2005-01-18
AAY231 MOK Kin Leung 莫建良 RE Dealing in Securities 2003-04-01 2009-03-31
AAY231 MOK Kin Leung 莫建良 RE Advising on Securities 2003-04-01 2005-01-18
AAY231 MOK Kin Leung 莫建良 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAY231 MOK Kin Leung 莫建良 RE Asset Management 2003-04-01 2005-01-18
AAY580 KAN Kai Ming 簡繼銘 RE Dealing in Securities 2003-04-01
AAY580 KAN Kai Ming 簡繼銘 RE Advising on Securities 2003-04-01 2005-01-18
AAY580 KAN Kai Ming 簡繼銘 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAY580 KAN Kai Ming 簡繼銘 RE Asset Management 2003-04-01 2005-01-18
AAY581 CHAN Yiu Kwan 陳耀坤 RE Dealing in Securities 2003-04-01 2009-12-31
AAY581 CHAN Yiu Kwan 陳耀坤 RE Advising on Securities 2003-04-01 2005-01-18
AAY581 CHAN Yiu Kwan 陳耀坤 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAY581 CHAN Yiu Kwan 陳耀坤 RE Asset Management 2003-04-01 2005-01-18
ABM223 LEE Mei Fong 李美芳 RE Dealing in Securities 2003-04-01 2008-06-14
ABM223 LEE Mei Fong 李美芳 RE Advising on Securities 2003-04-01 2005-01-18
ABM223 LEE Mei Fong 李美芳 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ABM223 LEE Mei Fong 李美芳 RE Asset Management 2003-04-01 2005-01-18
ABS262 KWAN Lok Sing 關樂聲 RE Dealing in Securities 2007-02-09 2007-04-13
ABW714 YUEN Chan Yin 袁贊賢 RE Dealing in Securities 2003-04-01
ABW714 YUEN Chan Yin 袁贊賢 RE Advising on Securities 2003-04-01 2005-01-18
ABW714 YUEN Chan Yin 袁贊賢 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ABW714 YUEN Chan Yin 袁贊賢 RE Asset Management 2003-04-01 2005-01-18
ABW731 MOK Kee Tong 莫紀棠 RE Dealing in Securities 2003-04-01
ABW731 MOK Kee Tong 莫紀棠 RE Advising on Securities 2003-04-01 2005-01-18
ABW731 MOK Kee Tong 莫紀棠 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ABW731 MOK Kee Tong 莫紀棠 RE Asset Management 2003-04-01 2005-01-18
ABX471 KAN Chui Man 簡翠文 RE Dealing in Securities 2003-05-09 2004-05-08
ACB083 SO Chung Fat 蘇松法 RE Dealing in Securities 2003-04-01 2016-05-15
ACB083 SO Chung Fat 蘇松法 RE Advising on Securities 2003-04-01 2005-01-18
ACB083 SO Chung Fat 蘇松法 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ACB083 SO Chung Fat 蘇松法 RE Asset Management 2003-04-01 2005-01-18
ACH179 NIEM An Liang, Annette 嚴安良 RE Dealing in Securities 2003-04-01
ACH179 NIEM An Liang, Annette 嚴安良 RE Advising on Securities 2003-04-01 2005-01-18
ACH179 NIEM An Liang, Annette 嚴安良 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ACH179 NIEM An Liang, Annette 嚴安良 RE Asset Management 2003-04-01 2005-01-18
ACS210 YU Yau Chun 余幼珍 RE Dealing in Securities 2006-02-20 2017-12-29
ADW543 CHAN Wai Cheng, Joyce 陳惠貞 RE Dealing in Securities 2003-04-01
ADW543 CHAN Wai Cheng, Joyce 陳惠貞 RE Advising on Securities 2003-04-01 2005-01-18
ADW543 CHAN Wai Cheng, Joyce 陳惠貞 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ADW543 CHAN Wai Cheng, Joyce 陳惠貞 RE Asset Management 2003-04-01 2005-01-18
ADX743 LI Wai Lan 李慧蘭 RE Dealing in Securities 2003-10-13 2003-12-15
AEM702 LI Sze Tsun, Timothy 李思儁 RE Dealing in Securities 2007-06-28 2015-05-30
AEO331 HUNG Chi Cheung 洪志祥 RE Dealing in Securities 2003-04-01
AEO331 HUNG Chi Cheung 洪志祥 RE Advising on Securities 2003-04-01 2005-01-18
AEO331 HUNG Chi Cheung 洪志祥 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AEO331 HUNG Chi Cheung 洪志祥 RE Asset Management 2003-04-01 2005-01-18
AFU525 WONG Wah Ting 黃鏵霆 RE Dealing in Securities 2010-12-24 2011-04-15
AHB645 CHEUNG Yan Yuet, Tobie 張恩悅 RE Dealing in Securities 2007-10-11
AIL413 MOK James Ka-Chi 莫家志 RO Dealing in Securities 2006-02-10
AMF749 CHU May Ling, Brenda 朱美玲 RE Dealing in Securities 2005-08-25 2012-06-18
ANM297 MOK Chung Ho, William 莫宗豪 RE Dealing in Securities 2007-06-18
APO972 NG Ka Wai 伍家慧 RE Dealing in Securities 2008-06-10 2009-11-07
ARH747 SO Wai Yee 蘇偉宜 RE Dealing in Securities 2008-07-11
ARW864 CHEUNG Wai Kei 張為琦 RE Dealing in Securities 2008-12-22 2012-04-27
ATQ916 LAU Kwan Chun 劉君俊 RE Dealing in Securities 2010-03-05
AWH027 CHEUNG Ka Lok 張家樂 RE Dealing in Securities 2010-11-09

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