Hong Kong SFC licence institution AAU948, Tanrich Asia-Pac Securities Limited 敦沛中亞證券有限公司

These are the licence-holders that were found for SFC licence institution AAU948 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB493 LUK Kam Yuen 陸錦源 RE Dealing in Securities 2005-09-16 2014-01-30
AAB892 MAU Hung Shun 繆孔順 RE Dealing in Securities 2003-07-14
AAC146 LAM Lin Ying 林蓮英 RO Dealing in Securities 2003-04-01 2017-06-30
AAC146 LAM Lin Ying 林蓮英 RO Advising on Securities 2003-04-01 2004-11-01
AAC146 LAM Lin Ying 林蓮英 RO Advising on Securities 2016-06-27 2017-06-30
AAC146 LAM Lin Ying 林蓮英 RO Advising on Corporate Finance 2003-04-01 2004-11-01
AAC146 LAM Lin Ying 林蓮英 RO Asset Management 2003-04-01 2004-11-01
AAC530 LAU Kwong Hung, Peter 柳光洪 RE Dealing in Securities 2003-04-01 2011-12-31
AAC530 LAU Kwong Hung, Peter 柳光洪 RE Dealing in Securities 2012-06-18
AAC530 LAU Kwong Hung, Peter 柳光洪 RE Advising on Securities 2003-04-01 2004-05-05
AAC530 LAU Kwong Hung, Peter 柳光洪 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAC530 LAU Kwong Hung, Peter 柳光洪 RE Asset Management 2003-04-01 2004-05-05
AAC532 CHAN Luen Kuen, Amy 陳聯娟 RE Dealing in Securities 2005-08-01 2015-09-15
AAC998 NGAN Siu Fun 顏少芬 RE Dealing in Securities 2005-08-16 2017-04-07
AAD869 CHENG Man Ho 鄭文豪 RE Dealing in Securities 2015-11-02 2017-04-07
AAD886 LAI Po Chun 黎寶珍 RE Dealing in Securities 2003-04-01 2011-12-31
AAD886 LAI Po Chun 黎寶珍 RE Advising on Securities 2003-04-01 2004-05-05
AAD886 LAI Po Chun 黎寶珍 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAD886 LAI Po Chun 黎寶珍 RE Asset Management 2003-04-01 2004-05-05
AAD897 LAU Lai Wa, Mandy 劉麗華 RE Dealing in Securities 2010-03-22 2014-10-25
AAD939 CHO Wing Yiu, David 曹鈞峖 RE Dealing in Securities 2005-06-03 2007-07-31
AAE208 TSANG Kwong Shek 曾光石 RE Dealing in Securities 2003-04-01 2004-02-20
AAE208 TSANG Kwong Shek 曾光石 RE Advising on Securities 2003-04-01 2004-02-20
AAE208 TSANG Kwong Shek 曾光石 RE Advising on Corporate Finance 2003-04-01 2004-02-20
AAE208 TSANG Kwong Shek 曾光石 RE Asset Management 2003-04-01 2004-02-20
AAF489 CHAN Yick Tsun 陳億川 RO Dealing in Securities 2003-04-01 2007-06-30
AAF498 LO Ying Lun 勞應麟 RE Dealing in Securities 2003-04-01 2003-11-12
AAF498 LO Ying Lun 勞應麟 RE Advising on Securities 2003-04-01 2003-11-06
AAF498 LO Ying Lun 勞應麟 RE Advising on Corporate Finance 2003-04-01 2003-11-06
AAF498 LO Ying Lun 勞應麟 RE Asset Management 2003-04-01 2003-11-06
AAG115 CHAN Hung Ling 陳洪齡 RO Dealing in Securities 2003-04-01 2004-06-01
AAG115 CHAN Hung Ling 陳洪齡 RO Advising on Securities 2003-04-01 2004-06-01
AAG115 CHAN Hung Ling 陳洪齡 RO Advising on Corporate Finance 2003-04-01 2004-06-01
AAG115 CHAN Hung Ling 陳洪齡 RO Asset Management 2003-04-01 2004-06-01
AAG469 YU Kwok Leung 余國樑 RE Dealing in Securities 2003-04-01 2004-06-01
AAG469 YU Kwok Leung 余國樑 RE Advising on Securities 2003-04-01 2004-05-05
AAG469 YU Kwok Leung 余國樑 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAG469 YU Kwok Leung 余國樑 RE Asset Management 2003-04-01 2004-05-05
AAG855 TSUI Beng Chung 徐秉忠 RE Dealing in Securities 2015-11-02 2017-04-07
AAH157 KONG Chiu San, Raymond 江朝新 RE Dealing in Securities 2003-04-01 2003-09-08
AAH157 KONG Chiu San, Raymond 江朝新 RE Advising on Securities 2003-04-01 2003-09-08
AAH157 KONG Chiu San, Raymond 江朝新 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAH157 KONG Chiu San, Raymond 江朝新 RE Asset Management 2003-04-01 2003-09-08
AAJ268 POON To Sing 潘道成 RE Dealing in Securities 2016-04-07 2016-05-26
AAJ268 POON To Sing 潘道成 RO Dealing in Securities 2016-05-26 2017-06-09
AAJ268 POON To Sing 潘道成 RO Advising on Securities 2016-06-27 2017-06-09
AAU879 CHENG Tsan Lung, Pierre 鄭贊龍 RE Dealing in Securities 2016-02-04
AAU879 CHENG Tsan Lung, Pierre 鄭贊龍 RO Dealing in Securities 2003-11-07 2016-02-04
AAW634 LEE Yuk Chun, Ida 李玉珍 RE Dealing in Securities 2015-11-02 2017-04-07
AAZ139 HO Chi Ming 何志明 RE Dealing in Securities 2007-12-07 2008-01-20
ABA405 LI Suet Lin 李說蓮 RE Dealing in Securities 2015-11-02 2017-04-07
ABA455 LAI Ka Ching 黎嘉靜 RE Dealing in Securities 2003-04-01 2017-06-30
ABA455 LAI Ka Ching 黎嘉靜 RE Advising on Securities 2003-04-01 2004-05-05
ABA455 LAI Ka Ching 黎嘉靜 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ABA455 LAI Ka Ching 黎嘉靜 RE Asset Management 2003-04-01 2004-05-05
ABF946 YU Ching Yat 于正一 RE Dealing in Securities 2003-04-01 2004-01-16
ABF946 YU Ching Yat 于正一 RE Advising on Securities 2003-04-01 2004-01-16
ABF946 YU Ching Yat 于正一 RE Advising on Corporate Finance 2003-04-01 2004-01-16
ABF946 YU Ching Yat 于正一 RE Asset Management 2003-04-01 2004-01-16
ABH430 NG Chun Yee 吳振義 RE Dealing in Securities 2008-07-16 2011-05-21
ABQ024 LAI Kam Wo 黎錦和 RE Dealing in Securities 2003-04-01 2005-01-07
ABQ024 LAI Kam Wo 黎錦和 RO Dealing in Securities 2005-01-07 2005-06-06
ABQ024 LAI Kam Wo 黎錦和 RE Advising on Securities 2003-04-01 2004-11-01
ABQ024 LAI Kam Wo 黎錦和 RE Advising on Corporate Finance 2003-04-01 2004-11-01
ABQ024 LAI Kam Wo 黎錦和 RE Asset Management 2003-04-01 2004-11-01
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2003-07-11 2004-01-07
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2004-03-01 2006-01-31
ABR636 SIU Hi Kin, Helfen 蕭起健 RE Dealing in Securities 2017-07-28
ABS005 CHU Wai Lun, Alan 朱偉倫 RE Dealing in Securities 2016-08-04 2016-09-09
ABZ762 HO Chi Hang 何志恆 RE Dealing in Securities 2003-04-01 2017-04-07
ABZ762 HO Chi Hang 何志恆 RE Advising on Securities 2003-04-01 2004-05-05
ABZ762 HO Chi Hang 何志恆 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ABZ762 HO Chi Hang 何志恆 RE Asset Management 2003-04-01 2004-05-05
ACB850 LO Siu Fong, Regina 勞少芳 RE Dealing in Securities 2003-12-01 2016-02-25
ACD413 CHAN Man, Raymond 陳文 RO Dealing in Securities 2003-04-01 2017-03-19
ACD413 CHAN Man, Raymond 陳文 RO Advising on Securities 2003-04-01 2004-06-28
ACD413 CHAN Man, Raymond 陳文 RO Advising on Corporate Finance 2003-04-01 2004-06-28
ACD413 CHAN Man, Raymond 陳文 RO Asset Management 2003-04-01 2004-06-28
ACE690 CHAN Sai Ping, Ricky 陳世平 RO Dealing in Securities 2003-04-01 2008-06-30
ACG690 CHAN Chuen Leung 陳春良 RE Dealing in Securities 2003-04-01 2008-09-02
ACG690 CHAN Chuen Leung 陳春良 RE Advising on Securities 2003-04-01 2004-11-01
ACG690 CHAN Chuen Leung 陳春良 RE Advising on Corporate Finance 2003-04-01 2004-11-01
ACG690 CHAN Chuen Leung 陳春良 RE Asset Management 2003-04-01 2004-11-01
ACI516 WONG Wai Hon 黃偉漢 RE Dealing in Securities 2003-04-01 2006-08-31
ACI516 WONG Wai Hon 黃偉漢 RE Advising on Securities 2003-04-01 2004-05-05
ACI516 WONG Wai Hon 黃偉漢 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ACI516 WONG Wai Hon 黃偉漢 RE Asset Management 2003-04-01 2004-05-05
ACP158 LIN Peng 林芃 RO Dealing in Securities 2017-06-30
ACP158 LIN Peng 林芃 RO Advising on Securities 2017-06-30
ACZ527 LAI Yiu Chung 黎耀宗 RE Dealing in Securities 2003-04-01 2010-07-14
ACZ527 LAI Yiu Chung 黎耀宗 RE Advising on Securities 2003-04-01 2004-05-05
ACZ527 LAI Yiu Chung 黎耀宗 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ACZ527 LAI Yiu Chung 黎耀宗 RE Asset Management 2003-04-01 2004-05-05
ADF193 WONG Tin Fuk, Alex 黃天福 RE Dealing in Securities 2005-03-10
ADR287 CHENG Sui Yuk 鄭瑞玉 RE Dealing in Securities 2003-04-01 2007-11-12
ADR287 CHENG Sui Yuk 鄭瑞玉 RE Advising on Securities 2003-04-01 2003-10-21
ADR287 CHENG Sui Yuk 鄭瑞玉 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ADR287 CHENG Sui Yuk 鄭瑞玉 RE Asset Management 2003-04-01 2003-10-21
ADV246 CHAN Miu Kuen 陳妙娟 RE Dealing in Securities 2003-04-01 2003-07-15
ADV246 CHAN Miu Kuen 陳妙娟 RE Advising on Securities 2003-04-01 2003-07-15
ADV246 CHAN Miu Kuen 陳妙娟 RE Advising on Corporate Finance 2003-04-01 2003-07-15
ADV246 CHAN Miu Kuen 陳妙娟 RE Asset Management 2003-04-01 2003-07-15
ADZ879 LI Chun Ho Kevin 李俊昊 RE Dealing in Securities 2003-04-01 2007-12-11
ADZ879 LI Chun Ho Kevin 李俊昊 RE Advising on Securities 2003-04-01 2004-05-05
ADZ879 LI Chun Ho Kevin 李俊昊 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ADZ879 LI Chun Ho Kevin 李俊昊 RE Asset Management 2003-04-01 2004-05-05
AEA816 TAM Mei Woon, Peggy 譚美奐 RE Dealing in Securities 2017-03-31 2017-07-20
AEA816 TAM Mei Woon, Peggy 譚美奐 RE Advising on Securities 2017-03-31 2017-07-20
AEF382 HO Shiu Hung, Eddie 何紹雄 RE Dealing in Securities 2005-08-22 2016-06-06
AEJ590 TSUI Wing Kei, Rick 崔榮基 RE Dealing in Securities 2003-04-01 2017-03-31
AEJ590 TSUI Wing Kei, Rick 崔榮基 RE Advising on Securities 2003-04-01 2004-05-05
AEJ590 TSUI Wing Kei, Rick 崔榮基 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEJ590 TSUI Wing Kei, Rick 崔榮基 RE Asset Management 2003-04-01 2004-05-05
AEV250 TSANG Wing Kin 曾永堅 RE Dealing in Securities 2005-02-08 2006-01-16
AEY449 LEUNG CHEUNG Chee Jen 梁張志珍 RE Dealing in Securities 2003-04-01 2007-12-31
AEY449 LEUNG CHEUNG Chee Jen 梁張志珍 RE Advising on Securities 2003-04-01 2004-05-05
AEY449 LEUNG CHEUNG Chee Jen 梁張志珍 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEY449 LEUNG CHEUNG Chee Jen 梁張志珍 RE Asset Management 2003-04-01 2004-05-05
AEY750 CHIU Pui Ying 招沛礽 RE Dealing in Securities 2006-03-23
AFC688 TSANG Man Sang 曾文生 RE Dealing in Securities 2015-12-24 2018-03-12
AFJ021 YUE Ho Kei 余浩淇 RE Dealing in Securities 2003-04-01 2011-12-31
AFJ021 YUE Ho Kei 余浩淇 RE Advising on Securities 2003-04-01 2004-05-05
AFJ021 YUE Ho Kei 余浩淇 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFJ021 YUE Ho Kei 余浩淇 RE Asset Management 2003-04-01 2004-05-05
AFJ285 LAI Fuk Che 黎馥姿 RE Dealing in Securities 2003-04-01 2010-07-14
AFJ285 LAI Fuk Che 黎馥姿 RE Advising on Securities 2003-04-01 2004-05-05
AFJ285 LAI Fuk Che 黎馥姿 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFJ285 LAI Fuk Che 黎馥姿 RE Asset Management 2003-04-01 2004-05-05
AFL707 YANG Xiao Ming 楊曉敏 RE Dealing in Securities 2003-07-24
AFN276 CHOY Lan Ying, Silvia 蔡蘭英 RE Dealing in Securities 2003-04-01 2004-03-01
AFN276 CHOY Lan Ying, Silvia 蔡蘭英 RE Advising on Securities 2003-04-01 2004-03-01
AFN276 CHOY Lan Ying, Silvia 蔡蘭英 RE Advising on Corporate Finance 2003-04-01 2004-03-01
AFN276 CHOY Lan Ying, Silvia 蔡蘭英 RE Asset Management 2003-04-01 2004-03-01
AFW154 LEE Wai Yin 李偉賢 RO Dealing in Securities 2003-04-01 2004-03-11
AFW154 LEE Wai Yin 李偉賢 RO Advising on Securities 2003-04-01 2004-03-11
AFW154 LEE Wai Yin 李偉賢 RO Asset Management 2003-04-01 2004-03-11
AFY764 LEE Lit Ming 李烈銘 RE Dealing in Securities 2003-04-01 2007-12-31
AFY764 LEE Lit Ming 李烈銘 RE Dealing in Securities 2009-07-14 2012-12-28
AFY764 LEE Lit Ming 李烈銘 RE Advising on Securities 2003-04-01 2004-05-05
AFY764 LEE Lit Ming 李烈銘 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFY764 LEE Lit Ming 李烈銘 RE Asset Management 2003-04-01 2004-05-05
AGA571 YUE Pui Lam 余佩琳 RE Dealing in Securities 2016-07-22 2017-09-13
AGA571 YUE Pui Lam 余佩琳 RE Advising on Securities 2016-08-24 2017-09-13
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Dealing in Securities 2003-04-01 2004-03-23
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Advising on Securities 2003-04-01 2004-03-22
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Advising on Corporate Finance 2003-04-01 2004-03-22
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Asset Management 2003-04-01 2004-03-22
AGO417 WONG Wing Sheung 黃詠湘 RE Dealing in Securities 2005-04-25 2005-08-12
AGO808 LEE Kwok Ho, Andrew 李國豪 RE Dealing in Securities 2003-04-01 2003-12-30
AGO808 LEE Kwok Ho, Andrew 李國豪 RE Advising on Securities 2003-04-01 2003-12-29
AGO808 LEE Kwok Ho, Andrew 李國豪 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AGO808 LEE Kwok Ho, Andrew 李國豪 RE Asset Management 2003-04-01 2003-12-29
AGP185 LEUNG Shuk Wah 梁淑華 RE Dealing in Securities 2003-04-01 2017-12-31
AGP185 LEUNG Shuk Wah 梁淑華 RE Advising on Securities 2003-04-01 2004-05-05
AGP185 LEUNG Shuk Wah 梁淑華 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AGP185 LEUNG Shuk Wah 梁淑華 RE Asset Management 2003-04-01 2004-05-05
AHI476 YIP Lai Mei 葉麗薇 RE Dealing in Securities 2017-04-07
AHV872 LI Ka Yan, Fianna 李家茵 RE Dealing in Securities 2008-03-11 2008-09-04
AIF190 TSANG Lai Lin 曾麗蓮 RE Dealing in Securities 2003-04-01
AIF190 TSANG Lai Lin 曾麗蓮 RE Advising on Securities 2003-04-01 2004-05-05
AIF190 TSANG Lai Lin 曾麗蓮 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AIF190 TSANG Lai Lin 曾麗蓮 RE Asset Management 2003-04-01 2004-05-05
AIG676 LOK Lo 樂璐 RE Dealing in Securities 2006-01-17 2009-10-21
AIG676 LOK Lo 樂璐 RE Dealing in Securities 2010-01-11 2011-04-30
AIS143 LEUNG Chung Keung 梁仲強 RE Dealing in Securities 2006-10-10 2007-09-21
AJG807 CHEUNG Wang Ho 張宏浩 RE Dealing in Securities 2004-02-03 2004-05-04
AJL916 CHAN Hue Ying, Irene 陳曉盈 RE Dealing in Securities 2007-02-05 2010-07-12
AJL916 CHAN Hue Ying, Irene 陳曉盈 RO Dealing in Securities 2010-07-12 2017-06-30
AJO082 YIU Man Man 姚文敏 RE Dealing in Securities 2014-07-22 2017-10-03
ALD459 MOK Wai Lap Gavin 莫湋苙 RE Dealing in Securities 2004-09-18 2005-12-15
ALW845 YEUNG Ching 楊靜 RE Dealing in Securities 2018-09-27
ALY258 LI Hiu Tung 李曉東 RE Dealing in Securities 2016-11-08 2017-01-27
ALY258 LI Hiu Tung 李曉東 RO Dealing in Securities 2017-01-27 2018-06-02
AMT854 LAI Hon Yee, Eric 黎漢頤 RE Dealing in Securities 2007-08-15 2008-05-31
ANA418 WONG Chi Kin 黃志堅 RE Dealing in Securities 2006-08-08 2007-05-09
AOD798 CHEN Lawrence Li 陳良驊 RE Dealing in Securities 2009-02-23 2009-10-31
AOY069 NG Chun Tak, Kenneth 吳進德 RE Dealing in Securities 2017-11-07 2018-05-29
AOY069 NG Chun Tak, Kenneth 吳進德 RO Dealing in Securities 2018-05-29
AOY069 NG Chun Tak, Kenneth 吳進德 RE Advising on Securities 2017-11-07
APK768 WONG Wai Fun 黃慧芬 RE Dealing in Securities 2017-09-06 2018-01-05
APK768 WONG Wai Fun 黃慧芬 RO Dealing in Securities 2018-01-05
APK768 WONG Wai Fun 黃慧芬 RO Advising on Securities 2018-01-05
APL786 WONG Shing Kit, Shirley 黃成潔 RE Dealing in Securities 2015-12-22 2018-06-23
APL786 WONG Shing Kit, Shirley 黃成潔 RO Advising on Securities 2016-06-27 2018-06-23
APW351 TING Pui Lan, Beverly 丁佩蘭 RE Dealing in Securities 2007-10-24 2009-06-08
AQN701 SHEA Koon Cheong 佘冠昌 RE Dealing in Securities 2008-02-22 2009-02-10
AQX612 CHUI Bo Fai 徐寶輝 RE Dealing in Securities 2008-05-05 2014-03-15
AQX612 CHUI Bo Fai 徐寶輝 RE Dealing in Securities 2014-06-16 2017-03-19
ARG885 TANG Tat Fai 鄧達輝 RE Dealing in Securities 2008-08-07 2010-06-25
ARM493 HO Cheong Wing 何昌榮 RE Dealing in Securities 2008-09-18 2009-01-01
ASG386 NG Yuen Leong 吳遠亮 RE Dealing in Securities 2018-01-08
AST883 ZHANG Jing 張晶 RE Dealing in Securities 2009-08-31 2011-03-08
ASX343 CHIU Fung Yee 趙鳳儀 RE Dealing in Securities 2017-03-15
ASX343 CHIU Fung Yee 趙鳳儀 RE Advising on Securities 2017-03-15
ATL323 YIP Chi Chung 葉志忠 RE Dealing in Securities 2009-08-20 2010-06-07
ATR442 SO Hing Nin, Henry 蘇慶年 RE Dealing in Securities 2009-09-03 2010-02-11
BBQ048 CHOI Ho Shing 崔賀丞 RE Dealing in Securities 2017-11-24 2018-04-30
BDL744 TSE Wai Chor 謝偉初 RE Dealing in Securities 2017-01-16
BDL744 TSE Wai Chor 謝偉初 RE Advising on Securities 2017-01-16
BDU447 CHEUNG Chi Kit 張智傑 RE Dealing in Securities 2018-11-14
BHY410 CHAN Ho Lim 陳晧廉 RE Dealing in Securities 2017-10-19
BJB327 YU Ka Yan Michelle 喻家欣 RE Dealing in Securities 2017-02-27
BJB327 YU Ka Yan Michelle 喻家欣 RE Advising on Securities 2017-02-27
BMG846 SIU Wing Chun 蕭永進 RE Dealing in Securities 2018-03-01 2018-07-20
BNC396 LIANG Ruichao 梁睿超 RE Dealing in Securities 2018-06-26
BNC396 LIANG Ruichao 梁睿超 RE Advising on Securities 2018-06-26
BNL407 LEE Tak Law 李德羅 RE Dealing in Securities 2018-08-31

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