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Hong Kong SFC licensed institution AAV065
Wah Thai Securities Limited
華泰證券有限公司

Below are the licence-holders that were found for SFC licence institution AAV065 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE595 TAI Yin Hing, Makki 戴燕興 RE Dealing in Securities 2003-04-01
AAE595 TAI Yin Hing, Makki 戴燕興 RE Advising on Securities 2003-04-01 2004-10-05
AAE595 TAI Yin Hing, Makki 戴燕興 RE Advising on Corporate Finance 2003-04-01 2004-10-05
AAE595 TAI Yin Hing, Makki 戴燕興 RE Asset Management 2003-04-01 2004-10-05
AAH976 SZE Leung Kiu 施良橋 RO Dealing in Securities 2003-04-01 2018-02-08
AAH976 SZE Leung Kiu 施良橋 RO Advising on Securities 2003-04-01 2004-10-05
AAH976 SZE Leung Kiu 施良橋 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAH976 SZE Leung Kiu 施良橋 RO Asset Management 2003-04-01 2004-10-05
AAH982 SHUM Wai Cheung 沈懷翔 RE Dealing in Securities 2003-04-01
AAH982 SHUM Wai Cheung 沈懷翔 RE Advising on Securities 2003-04-01 2004-10-05
AAH982 SHUM Wai Cheung 沈懷翔 RE Advising on Corporate Finance 2003-04-01 2004-10-05
AAH982 SHUM Wai Cheung 沈懷翔 RE Asset Management 2003-04-01 2004-10-05
AAV069 CHEU Josefina 周彬娜 RO Dealing in Securities 2003-04-01 2018-02-08
AAV069 CHEU Josefina 周彬娜 RO Advising on Securities 2003-04-01 2004-10-05
AAV069 CHEU Josefina 周彬娜 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAV069 CHEU Josefina 周彬娜 RO Asset Management 2003-04-01 2004-10-05
AAV071 NG Kam Shan 吳金山 RO Dealing in Securities 2003-04-01 2018-02-08
AAV071 NG Kam Shan 吳金山 RO Advising on Securities 2003-04-01 2004-10-05
AAV071 NG Kam Shan 吳金山 RO Advising on Corporate Finance 2003-04-01 2004-10-05
AAV071 NG Kam Shan 吳金山 RO Asset Management 2003-04-01 2004-10-05
ACB077 FUNG Sing Yui 馮勝銳 RO Dealing in Securities 2018-01-02
AJD295 WONG Ping 王萍 RE Dealing in Securities 2014-09-16 2018-03-13
ALF942 KO Oi Na 高愛娜 RO Dealing in Securities 2017-12-29

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