Hong Kong SFC licence institution AAV439, St. James's Place (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAV439 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA119 ARCULLI Kim Melanie RE Advising on Securities 2003-04-01 2003-04-15
AAA119 ARCULLI Kim Melanie RE Advising on Corporate Finance 2003-04-01 2003-04-15
AAA119 ARCULLI Kim Melanie RE Asset Management 2003-04-01 2003-04-15
AAD763 PFEIL Enzio Graf von RE Dealing in Securities 2018-02-20
AAD763 PFEIL Enzio Graf von RE Advising on Securities 2018-02-20
AAD763 PFEIL Enzio Graf von RE Asset Management 2018-02-20
AAG731 KELLY Andrew Richard RE Dealing in Securities 2012-03-28
AAG731 KELLY Andrew Richard RE Advising on Securities 2003-04-01
AAG731 KELLY Andrew Richard RE Advising on Corporate Finance 2003-04-01 2005-03-16
AAG731 KELLY Andrew Richard RE Asset Management 2003-04-01 2005-06-14
ABS095 WYNN WILLIAMS Peter RO Dealing in Securities 2012-02-14 2016-02-26
ABS095 WYNN WILLIAMS Peter RE Advising on Securities 2003-04-01 2005-06-08
ABS095 WYNN WILLIAMS Peter RO Advising on Securities 2005-06-08 2016-02-26
ABS095 WYNN WILLIAMS Peter RE Advising on Corporate Finance 2003-04-01 2003-09-08
ABS095 WYNN WILLIAMS Peter RE Asset Management 2003-04-01 2003-09-08
ACA716 CHAN Philip 陳菲臘 RE Dealing in Securities 2018-11-14
ACA716 CHAN Philip 陳菲臘 RE Advising on Securities 2018-11-14
ADM299 JEFFREYS Nicholas Vaughan RE Dealing in Securities 2012-03-28
ADM299 JEFFREYS Nicholas Vaughan RE Advising on Securities 2003-04-01
ADM299 JEFFREYS Nicholas Vaughan RE Advising on Corporate Finance 2003-04-01 2003-10-07
ADM299 JEFFREYS Nicholas Vaughan RE Asset Management 2003-04-01 2003-10-07
ADN238 SLATTERY Kevin Patrick RO Advising on Securities 2003-04-01 2003-06-16
ADN249 MICHELL Antony Peter RO Advising on Securities 2003-04-01 2011-05-01
ADO332 GOLLOP Stephen Philip RE Dealing in Securities 2015-08-27 2016-07-11
ADO332 GOLLOP Stephen Philip RO Dealing in Securities 2016-07-11
ADO332 GOLLOP Stephen Philip RE Advising on Securities 2015-08-27 2016-07-11
ADO332 GOLLOP Stephen Philip RO Advising on Securities 2016-07-11
ADO332 GOLLOP Stephen Philip RO Asset Management 2015-10-30
ADW074 LONEY Joanne RE Dealing in Securities 2017-06-13
ADW074 LONEY Joanne RE Advising on Securities 2003-04-01 2007-04-13
ADW074 LONEY Joanne RE Advising on Securities 2017-06-13
ADW074 LONEY Joanne RE Advising on Corporate Finance 2003-04-01 2005-03-16
ADW074 LONEY Joanne RE Asset Management 2003-04-01 2005-06-14
ADX840 RAWSON Mark Donald RE Dealing in Securities 2017-10-04
ADX840 RAWSON Mark Donald RO Dealing in Securities 2012-02-14 2017-10-04
ADX840 RAWSON Mark Donald RE Advising on Securities 2009-05-14 2012-02-14
ADX840 RAWSON Mark Donald RE Advising on Securities 2017-10-04
ADX840 RAWSON Mark Donald RO Advising on Securities 2012-02-14 2017-10-04
AEH979 COCHRANE Ian Mark RE Dealing in Securities 2012-03-28 2018-04-27
AEH979 COCHRANE Ian Mark RE Advising on Securities 2003-04-01 2018-04-27
AEH979 COCHRANE Ian Mark RE Advising on Corporate Finance 2003-04-01 2005-03-16
AEH979 COCHRANE Ian Mark RE Asset Management 2003-04-01 2005-06-14
AEP424 DAVIES Simon Huw RE Dealing in Securities 2015-10-15 2016-11-26
AEP424 DAVIES Simon Huw RE Advising on Securities 2015-10-15 2016-11-26
AFA649 ROBERTS Anthony David RE Dealing in Securities 2016-06-13 2017-10-09
AFA649 ROBERTS Anthony David RE Advising on Securities 2016-06-13 2017-10-09
AFA649 ROBERTS Anthony David RE Asset Management 2016-06-13 2017-10-09
AFP275 LEIGH Anthony Ronald 李東尼 RE Dealing in Securities 2018-10-18
AFP275 LEIGH Anthony Ronald 李東尼 RE Advising on Securities 2018-10-18
AGM004 BELLINGHAM Alexander Bruce RE Advising on Securities 2003-04-01 2009-06-08
AGM004 BELLINGHAM Alexander Bruce RE Advising on Corporate Finance 2003-04-01 2005-03-16
AGM004 BELLINGHAM Alexander Bruce RE Asset Management 2003-04-01 2005-06-14
AGN072 PARK-SMITH Stephen Raymond RE Asset Management 2004-11-25 2005-02-17
AHN636 NEILSON Philip James RO Advising on Securities 2006-11-02 2009-04-17
AHP447 HENNECKE Martin Wolfgang RE Dealing in Securities 2013-10-02 2014-11-13
AHP447 HENNECKE Martin Wolfgang RO Dealing in Securities 2014-11-13
AHP447 HENNECKE Martin Wolfgang RE Advising on Securities 2013-10-02 2014-11-13
AHP447 HENNECKE Martin Wolfgang RO Advising on Securities 2014-11-13
AHP447 HENNECKE Martin Wolfgang RO Asset Management 2015-10-30
AIQ972 WILLIAMS Matthew James RE Advising on Securities 2003-04-17 2003-12-31
AJA060 BACKHOUSE James Robert RE Advising on Securities 2003-06-13 2004-01-14
AJE985 ARMITAGE Daniel William Kieren RE Advising on Securities 2003-10-16 2004-01-14
AJE987 TARQUINI Christopher Mark RE Advising on Securities 2003-10-14 2004-04-30
AJF458 WEBSTER Andrea RE Advising on Securities 2003-11-18 2003-12-05
AJO749 BUTT Mark Llewelyn RE Advising on Securities 2005-05-20 2005-09-29
ALO270 SKINNER Christopher John RE Dealing in Securities 2012-03-28 2014-02-27
ALO270 SKINNER Christopher John RE Advising on Securities 2006-02-08 2014-02-27
AMC022 LAI Kam Wah, Winston 黎錦華 RE Dealing in Securities 2012-03-28
AMC022 LAI Kam Wah, Winston 黎錦華 RE Advising on Securities 2005-07-05
AMC119 HUME Angus Kerr RE Advising on Securities 2005-07-06 2007-05-23
AMN747 BANNIGAN Julian Paul RE Dealing in Securities 2013-12-04 2016-12-15
AMN747 BANNIGAN Julian Paul RE Advising on Securities 2013-12-04 2016-12-15
AMU103 GALVIN Julian RE Dealing in Securities 2015-07-14
AMU103 GALVIN Julian RE Advising on Securities 2015-07-14
AMU103 GALVIN Julian RE Asset Management 2016-05-12
ANE042 CHAN Suk Mun, Christine 陳淑敏 RE Advising on Securities 2006-04-27 2009-07-09
ANM196 GUERILLOT Benoit Gilles RE Advising on Securities 2009-03-04 2009-03-25
ANS128 DICKINSON Sheila RE Dealing in Securities 2018-11-30
ANS128 DICKINSON Sheila RE Advising on Securities 2018-11-30
AOK050 LUMB Nicholas James RE Dealing in Securities 2012-03-28
AOK050 LUMB Nicholas James RE Advising on Securities 2007-03-02
AOO254 TSANG Wai San 曾煒燊 RE Dealing in Securities 2012-03-28 2012-09-11
AOO254 TSANG Wai San 曾煒燊 RE Advising on Securities 2007-10-26 2012-09-11
AOU037 CHAN Siu Man, Simon 陳兆文 RE Advising on Securities 2007-05-09 2007-09-12
AOU084 YIP Ho Yin 葉浩然 RE Advising on Securities 2007-05-09 2011-07-08
AQC490 WICKHAM Oliver Jeremy RE Dealing in Securities 2012-07-10 2015-06-11
AQC490 WICKHAM Oliver Jeremy RE Advising on Securities 2008-01-09 2015-06-11
AQC491 BRADY Paul RE Dealing in Securities 2012-03-28
AQC491 BRADY Paul RE Advising on Securities 2008-01-09
AQC492 MARKHAM Russell Reginald Grace RE Advising on Securities 2008-01-09 2008-08-25
AQM132 BOS Damien Mark RE Advising on Securities 2008-02-19 2011-09-22
AQN705 DYSTERRE-CLARK Toby Peter RE Advising on Securities 2008-02-19 2008-03-07
AQV856 LIU Sai Ho, Simon 廖世浩 RE Advising on Securities 2008-05-14 2016-11-17
AQV856 LIU Sai Ho, Simon 廖世浩 RE Advising on Securities 2017-01-11
AQV856 LIU Sai Ho, Simon 廖世浩 RE Asset Management 2016-09-15 2016-11-17
AQV856 LIU Sai Ho, Simon 廖世浩 RE Asset Management 2017-01-11
ARD710 VAN SMIT Michael Jonathan RE Dealing in Securities 2012-03-28
ARD710 VAN SMIT Michael Jonathan RE Advising on Securities 2008-08-19
ARG878 JONES Benjamin Ross RE Dealing in Securities 2012-03-28 2017-01-06
ARG878 JONES Benjamin Ross RE Advising on Securities 2008-06-30 2017-01-06
ARH181 DOUGHTY Stephen Edward RE Dealing in Securities 2012-03-28
ARH181 DOUGHTY Stephen Edward RE Advising on Securities 2008-08-19
ARH362 KOO Ian Jo-yee RE Advising on Securities 2008-08-19 2009-02-27
ARJ019 FAOAGALI Anna Silone RE Advising on Securities 2008-09-04 2008-10-08
ART061 DAVIES Justin Paul RE Dealing in Securities 2018-10-16
ART061 DAVIES Justin Paul RE Advising on Securities 2018-10-16
ATC140 LAM Yin Hung 林燕紅 RE Dealing in Securities 2016-04-18 2016-04-28
ATC140 LAM Yin Hung 林燕紅 RE Advising on Securities 2016-04-18 2016-04-28
ATF113 MCNALLY Graham RE Dealing in Securities 2012-07-04 2015-12-30
ATF113 MCNALLY Graham RE Advising on Securities 2009-07-27 2015-12-30
ATG683 BOLTON Richard Philip RE Dealing in Securities 2012-03-28
ATG683 BOLTON Richard Philip RE Advising on Securities 2009-07-27
ATM789 BENNETT George Henry Edward RE Advising on Securities 2009-08-28 2009-11-27
ATR455 HOIJER Mattias RE Dealing in Securities 2012-03-28 2013-02-08
ATR455 HOIJER Mattias RE Advising on Securities 2009-10-13 2013-02-08
AUK186 LLEWELYN-WILLIAMS Gareth John RE Dealing in Securities 2016-08-16
AUK186 LLEWELYN-WILLIAMS Gareth John RE Advising on Securities 2016-08-16
AUK186 LLEWELYN-WILLIAMS Gareth John RE Asset Management 2016-08-16
AWG842 CHAN Sheung Tak, Ricky 陳尚德 RE Advising on Securities 2014-10-30 2015-01-16
AZG716 CHAN Ling Kit 陳靈傑 RE Dealing in Securities 2012-05-02 2014-04-17
AZG716 CHAN Ling Kit 陳靈傑 RE Advising on Securities 2012-05-02 2014-04-17
AZG717 CHEUNG Lai King, Kitty 張麗琼 RE Dealing in Securities 2012-05-11
AZG717 CHEUNG Lai King, Kitty 張麗琼 RE Advising on Securities 2012-05-11
BAP671 ROBINSON Simon Francis RE Dealing in Securities 2013-01-08
BAP671 ROBINSON Simon Francis RE Advising on Securities 2013-01-08
BAW612 BARCLAY Nicola Susan RE Dealing in Securities 2013-03-18 2015-12-02
BAW612 BARCLAY Nicola Susan RE Advising on Securities 2013-03-18 2015-12-02
BBD722 GAULTRY Olivier Robert Jacques Louis RE Dealing in Securities 2013-05-15 2013-05-31
BBD722 GAULTRY Olivier Robert Jacques Louis RE Advising on Securities 2013-05-15 2013-05-31
BBH972 ALLEN William David Macdonald RE Dealing in Securities 2013-06-21 2013-06-21
BBH972 ALLEN William David Macdonald RE Advising on Securities 2013-06-21 2013-06-21
BCF390 BROOKS Christopher John Coram RE Dealing in Securities 2016-04-13
BCF390 BROOKS Christopher John Coram RE Advising on Securities 2016-04-13
BDH245 DODGSON Ryan Peter RE Dealing in Securities 2016-06-10 2017-08-09
BDH245 DODGSON Ryan Peter RE Advising on Securities 2016-06-10 2017-08-09
BDH245 DODGSON Ryan Peter RE Asset Management 2016-06-10 2017-08-09
BDI772 COLEMAN Eleanor Marie RE Dealing in Securities 2017-12-15
BDI772 COLEMAN Eleanor Marie RE Advising on Securities 2017-12-15
BDR377 WHITE Jason Gregory RE Dealing in Securities 2015-04-23
BDR377 WHITE Jason Gregory RE Advising on Securities 2015-04-23
BDR377 WHITE Jason Gregory RE Asset Management 2016-06-07
BDR767 CAMPION Boe Jon-paul RE Dealing in Securities 2017-05-05 2018-09-10
BDR767 CAMPION Boe Jon-paul RE Advising on Securities 2017-05-05 2018-09-10
BEB769 CRAWFORD Shane Quinton RE Dealing in Securities 2015-10-27 2017-10-04
BEB769 CRAWFORD Shane Quinton RE Advising on Securities 2015-10-27 2017-10-04
BEG153 CH'NG Kim Seng RE Dealing in Securities 2014-10-30
BEG153 CH'NG Kim Seng RE Advising on Securities 2014-10-30
BEO132 EVRENIADIS Terry RE Dealing in Securities 2015-01-06 2015-06-08
BEO132 EVRENIADIS Terry RE Advising on Securities 2015-01-06 2015-06-08
BER026 KRUIS William David Leo RE Dealing in Securities 2015-01-13
BER026 KRUIS William David Leo RE Advising on Securities 2015-01-13
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RE Dealing in Securities 2016-02-11 2017-07-20
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RO Dealing in Securities 2017-07-20
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RE Advising on Securities 2016-02-11 2017-07-20
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RO Advising on Securities 2017-07-20
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RE Asset Management 2016-09-15 2017-07-20
BEZ154 PROUDLOCK Timothy Laurence 彭樂添 RO Asset Management 2017-07-20
BEZ360 LEUNG Man Ho 梁文灝 RE Dealing in Securities 2016-06-01 2017-12-29
BEZ360 LEUNG Man Ho 梁文灝 RE Advising on Securities 2016-06-01 2017-12-29
BFA114 WARNER James William RE Dealing in Securities 2015-03-11
BFA114 WARNER James William RE Advising on Securities 2015-03-11
BFA178 GUERBER Vincent Eric Arthur RE Dealing in Securities 2015-03-11 2016-03-17
BFA178 GUERBER Vincent Eric Arthur RE Advising on Securities 2015-03-11 2016-03-17
BFA644 WRIGHT Sally Louise RE Dealing in Securities 2018-04-12
BFA644 WRIGHT Sally Louise RE Advising on Securities 2018-04-12
BFA644 WRIGHT Sally Louise RE Asset Management 2018-04-12
BFB200 WOODWARD Paul Martin RE Dealing in Securities 2015-08-26 2018-04-26
BFB200 WOODWARD Paul Martin RE Advising on Securities 2015-08-26 2018-04-26
BFC254 TAWN Andrew John RE Dealing in Securities 2015-03-10
BFC254 TAWN Andrew John RE Advising on Securities 2015-03-10
BFG829 PRESTON Nicholas James RE Dealing in Securities 2016-08-22 2018-05-04
BFG829 PRESTON Nicholas James RE Advising on Securities 2016-08-22 2018-05-04
BFJ613 MAKSZIN Agost Andras RE Dealing in Securities 2016-12-12
BFJ613 MAKSZIN Agost Andras RE Advising on Securities 2016-12-12
BFJ613 MAKSZIN Agost Andras RE Asset Management 2016-12-12
BFO974 PENFOLD Christopher John RE Dealing in Securities 2016-06-01 2018-05-07
BFO974 PENFOLD Christopher John RE Advising on Securities 2016-06-01 2018-05-07
BGC209 LEWIS Richard John RE Dealing in Securities 2015-09-01
BGC209 LEWIS Richard John RE Advising on Securities 2015-09-01
BGC215 LEE Kwan Lun, Colin 李崑崙 RE Dealing in Securities 2015-09-01
BGC215 LEE Kwan Lun, Colin 李崑崙 RE Advising on Securities 2015-09-01
BGC470 WHITFIELD Philip Thomas RE Dealing in Securities 2015-09-01 2017-10-20
BGC470 WHITFIELD Philip Thomas RE Advising on Securities 2015-09-01 2017-10-20
BGC816 POWELL Sarah Jane RE Dealing in Securities 2015-09-04
BGC816 POWELL Sarah Jane RE Advising on Securities 2015-09-04
BGH354 REED Joshua Samuel RE Dealing in Securities 2015-10-02 2015-12-15
BGH354 REED Joshua Samuel RE Advising on Securities 2015-10-02 2015-12-15
BGI091 TEMPEST Nicholas Alexander James RE Dealing in Securities 2016-10-14
BGI091 TEMPEST Nicholas Alexander James RE Advising on Securities 2016-10-14
BGK942 PAREKH Meetali Raenuka RE Dealing in Securities 2015-10-27 2016-08-18
BGK942 PAREKH Meetali Raenuka RE Advising on Securities 2015-10-27 2016-08-18
BGM928 ENGLEBRECHT James Edward RE Dealing in Securities 2015-11-19
BGM928 ENGLEBRECHT James Edward RE Advising on Securities 2015-11-19
BGN176 PUTNAM Stephen Peter RE Dealing in Securities 2015-11-20
BGN176 PUTNAM Stephen Peter RE Advising on Securities 2015-11-20
BGP581 HOLLINGSWORTH Mark James RE Dealing in Securities 2015-12-03 2017-04-30
BGP581 HOLLINGSWORTH Mark James RE Advising on Securities 2015-12-03 2017-04-30
BHF164 LUDHANI Aakash Gobind RE Dealing in Securities 2016-03-22
BHF164 LUDHANI Aakash Gobind RE Advising on Securities 2016-03-22
BHL326 ROBINSON Claire RE Dealing in Securities 2016-05-10
BHL326 ROBINSON Claire RE Advising on Securities 2016-05-10
BHY430 JENKINS Ryan RE Dealing in Securities 2016-08-11
BHY430 JENKINS Ryan RE Advising on Securities 2016-08-11
BII180 PIESTRZYNSKI Bart Stefan RE Dealing in Securities 2016-10-13
BII180 PIESTRZYNSKI Bart Stefan RE Advising on Securities 2016-10-13
BIJ507 MCCORMICK-HOUSTON Annabel Frances RE Dealing in Securities 2016-10-14
BIJ507 MCCORMICK-HOUSTON Annabel Frances RE Advising on Securities 2016-10-14
BIN445 BURNS Ian Robert RO Dealing in Securities 2017-07-20
BIN445 BURNS Ian Robert RO Advising on Securities 2017-07-20
BIN445 BURNS Ian Robert RO Asset Management 2017-07-20
BIV309 POON Mei Ho 潘美好 RE Dealing in Securities 2016-12-30 2018-04-30
BIV309 POON Mei Ho 潘美好 RE Advising on Securities 2016-12-30 2018-04-30
BIW639 YAU Jason Chin Ting 邱展霆 RE Dealing in Securities 2017-01-06 2018-07-03
BIW639 YAU Jason Chin Ting 邱展霆 RE Advising on Securities 2017-01-06 2018-07-03
BJB297 BOND Matthew James William RE Dealing in Securities 2017-02-13
BJB297 BOND Matthew James William RE Advising on Securities 2017-02-13
BJC396 LEWIS James David RE Dealing in Securities 2017-03-01 2017-03-15
BJC396 LEWIS James David RE Advising on Securities 2017-03-01 2017-03-15
BJR850 BOYES KEITH CHARLES RE Dealing in Securities 2017-06-07 2018-04-08
BJR850 BOYES KEITH CHARLES RE Advising on Securities 2017-06-07 2018-04-08
BKC693 ORLINSKI Zbigniew Frank RE Dealing in Securities 2017-07-21
BKC693 ORLINSKI Zbigniew Frank RE Advising on Securities 2017-07-21
BKG298 CHAN KAI YIK 陳佳憶 RE Dealing in Securities 2017-07-31
BKG298 CHAN KAI YIK 陳佳憶 RE Advising on Securities 2017-07-31
BKK593 CRAMER Reuben Saul RE Dealing in Securities 2017-08-14
BKK593 CRAMER Reuben Saul RE Advising on Securities 2017-08-14
BKR680 HUBBARD David John RE Dealing in Securities 2017-08-31
BKR680 HUBBARD David John RE Advising on Securities 2017-08-31
BLC914 JACKSON Nicholas Mark RE Dealing in Securities 2017-09-29
BLC914 JACKSON Nicholas Mark RE Advising on Securities 2017-09-29
BLE951 BRENNAN Christopher Patrick RE Dealing in Securities 2017-10-12
BLE951 BRENNAN Christopher Patrick RE Advising on Securities 2017-10-12
BLF889 PERFETTINI Alice Mary Mathilde RE Dealing in Securities 2017-10-18
BLF889 PERFETTINI Alice Mary Mathilde RE Advising on Securities 2017-10-18
BLI623 KARIA KISHAN RE Dealing in Securities 2017-10-27
BLI623 KARIA KISHAN RE Advising on Securities 2017-10-27
BLL145 DON Bryce Francis RE Dealing in Securities 2017-11-08
BLL145 DON Bryce Francis RE Advising on Securities 2017-11-08
BMA239 ASHFORD-SMITH Daphne Karen RE Dealing in Securities 2018-01-15
BMA239 ASHFORD-SMITH Daphne Karen RE Advising on Securities 2018-01-15
BMV407 WHITTINGHAM Elliot Paul RE Dealing in Securities 2018-04-27
BMV407 WHITTINGHAM Elliot Paul RE Advising on Securities 2018-04-27
BMW507 ASSAD Karim Micael RE Dealing in Securities 2018-05-11
BMW507 ASSAD Karim Micael RE Advising on Securities 2018-05-11
BMY761 PARSONS John Sellick RE Dealing in Securities 2018-06-08
BMY761 PARSONS John Sellick RE Advising on Securities 2018-06-08
BNH474 JALIF Jasmine RE Dealing in Securities 2018-08-01
BNH474 JALIF Jasmine RE Advising on Securities 2018-08-01
BNT018 ADHAM Zuba RE Dealing in Securities 2018-11-02
BNT018 ADHAM Zuba RE Advising on Securities 2018-11-02
BNT993 O'LEARY Jason Sean RE Dealing in Securities 2018-11-06
BNT993 O'LEARY Jason Sean RE Advising on Securities 2018-11-06

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