Hong Kong SFC licence institution AAV486, FIL Investment Advisors

These are the licence-holders that were found for SFC licence institution AAV486 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ488 LEE Kon Chung 李幹聰 RO Advising on Securities 2003-04-01 2009-12-31
AAJ488 LEE Kon Chung 李幹聰 RO Advising on Corporate Finance 2003-04-01 2005-03-24
AAJ488 LEE Kon Chung 李幹聰 RO Asset Management 2003-04-01 2009-12-31
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Advising on Securities 2003-04-01 2015-04-01
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Advising on Corporate Finance 2003-04-01 2005-03-24
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Asset Management 2003-04-01 2015-04-01
AAV490 BOLTON Anthony John RE Advising on Securities 2010-02-09 2014-03-31
AAV490 BOLTON Anthony John RE Asset Management 2010-02-09 2014-03-31
AAV628 PHILLIPS Peter Frederick RE Advising on Securities 2006-06-14 2008-05-02
AAV628 PHILLIPS Peter Frederick RE Advising on Futures Contracts 2006-06-14 2006-12-18
AAV628 PHILLIPS Peter Frederick RE Asset Management 2006-06-14 2008-05-02
AAW218 CHAN Rex 陳立樹 RE Advising on Securities 2003-04-01 2003-08-29
AAW218 CHAN Rex 陳立樹 RE Advising on Corporate Finance 2003-04-01 2003-08-29
AAW218 CHAN Rex 陳立樹 RE Asset Management 2003-04-01 2003-08-29
AAY119 KAM Fred 甘任符 RE Advising on Securities 2009-09-01 2015-05-21
AAY119 KAM Fred 甘任符 RE Asset Management 2009-09-01 2015-05-21
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Securities 2003-04-01 2012-07-06
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Securities 2013-04-09
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Asset Management 2003-04-01 2012-07-06
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Asset Management 2013-04-09
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Advising on Securities 2003-04-01 2004-10-20
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Asset Management 2003-04-01 2018-03-29
ABE420 LEUNG Kin Fai 梁健輝 RE Advising on Securities 2014-08-13 2017-06-30
ABE420 LEUNG Kin Fai 梁健輝 RE Asset Management 2014-08-13 2017-06-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Securities 2003-04-01 2008-09-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Futures Contracts 2003-04-01 2008-09-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Asset Management 2003-04-01 2008-09-30
ABN710 NORTHWOOD Mark David RE Advising on Securities 2003-04-01 2004-10-20
ABN710 NORTHWOOD Mark David RE Advising on Corporate Finance 2003-04-01 2004-10-20
ABN710 NORTHWOOD Mark David RE Asset Management 2003-04-01 2008-11-17
ABN710 NORTHWOOD Mark David RO Asset Management 2008-11-17 2016-04-15
ABS671 POLCHAROEN Yosawadee RE Advising on Securities 2003-04-01 2004-10-08
ABS671 POLCHAROEN Yosawadee RE Advising on Corporate Finance 2003-04-01 2004-10-08
ABS671 POLCHAROEN Yosawadee RE Asset Management 2003-04-01 2004-10-08
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Securities 2003-04-01 2009-01-01
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Futures Contracts 2006-07-17 2009-01-01
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACD876 HO Kai Yin, Anthony 何啟賢 RE Asset Management 2003-04-01 2009-01-01
ACF644 LAU Wai Kong 劉維剛 RE Advising on Securities 2003-04-01 2004-08-31
ACF644 LAU Wai Kong 劉維剛 RE Advising on Corporate Finance 2003-04-01 2004-08-31
ACF644 LAU Wai Kong 劉維剛 RE Asset Management 2003-04-01 2004-08-31
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Securities 2003-04-01 2014-07-25
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Asset Management 2003-04-01 2014-07-25
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Securities 2003-04-01 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RO Advising on Securities 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Futures Contracts 2005-02-02 2005-12-08
ACJ511 NG Pek Yew 黃碧瑤 RO Advising on Futures Contracts 2005-12-08
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACJ511 NG Pek Yew 黃碧瑤 RE Asset Management 2003-04-01 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RO Asset Management 2017-01-04
ACP018 CHU Suet Yi, Shirley 朱雪兒 RE Advising on Securities 2005-06-17 2008-04-10
ACP018 CHU Suet Yi, Shirley 朱雪兒 RE Asset Management 2005-06-17 2008-04-10
ACP405 CHANPONGSANG Teera RE Advising on Securities 2003-04-01
ACP405 CHANPONGSANG Teera RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACP405 CHANPONGSANG Teera RE Asset Management 2003-04-01
ACP452 SAMANT Medha Aditya RE Asset Management 2010-12-06
ACT407 BILLINGS Jason Craig RE Advising on Securities 2010-09-22 2018-06-29
ACT407 BILLINGS Jason Craig RE Asset Management 2010-09-22 2018-06-29
ACZ640 LIN Wan Ni 林宛霓 RE Advising on Securities 2003-04-01 2004-10-31
ACZ640 LIN Wan Ni 林宛霓 RE Advising on Corporate Finance 2003-04-01 2004-10-31
ACZ640 LIN Wan Ni 林宛霓 RE Asset Management 2003-04-01 2004-10-31
ACZ985 WICKHAM SECOND Philip King RE Advising on Securities 2005-12-12 2009-05-05
ACZ985 WICKHAM SECOND Philip King RE Asset Management 2005-12-12 2009-05-05
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Advising on Securities 2003-04-01 2010-02-04
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Asset Management 2003-04-01 2010-02-04
ADB362 TANDIONO Agus RE Advising on Securities 2003-04-01 2006-01-16
ADB362 TANDIONO Agus RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADB362 TANDIONO Agus RE Asset Management 2003-04-01 2006-01-16
ADH354 LO Jenn Hur, John Michael RE Advising on Securities 2003-04-01
ADH354 LO Jenn Hur, John Michael RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADH354 LO Jenn Hur, John Michael RE Asset Management 2003-04-01
ADM901 LO Patrick 盧培德 RE Advising on Securities 2003-04-01 2006-06-02
ADM901 LO Patrick 盧培德 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADM901 LO Patrick 盧培德 RE Asset Management 2003-04-01 2006-06-02
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Securities 2003-04-01 2004-10-20
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADN837 TANG Wai Nam 鄧偉南 RE Asset Management 2003-04-01 2007-04-28
ADQ869 URQUHART David Stuart RE Advising on Securities 2003-04-01 2014-06-22
ADQ869 URQUHART David Stuart RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADQ869 URQUHART David Stuart RE Asset Management 2003-04-01 2014-06-22
ADR490 GOODIN Brett Peter RO Advising on Securities 2003-04-01 2009-08-07
ADR490 GOODIN Brett Peter RO Advising on Corporate Finance 2003-04-01 2005-03-24
ADR490 GOODIN Brett Peter RO Asset Management 2003-04-01 2009-08-07
AEB941 WONG Leung Man 黃良文 RE Advising on Securities 2003-04-01 2003-05-02
AEB941 WONG Leung Man 黃良文 RE Advising on Securities 2004-10-04 2010-02-04
AEB941 WONG Leung Man 黃良文 RE Advising on Corporate Finance 2003-04-01 2003-05-02
AEB941 WONG Leung Man 黃良文 RE Asset Management 2003-04-01 2003-05-02
AEB941 WONG Leung Man 黃良文 RE Asset Management 2004-10-04 2010-02-04
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Advising on Securities 2003-04-01 2003-04-10
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Advising on Corporate Finance 2003-04-01 2003-04-10
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Asset Management 2003-04-01 2003-04-10
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Advising on Securities 2004-10-06 2011-02-03
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Asset Management 2004-10-06 2011-02-03
AEK875 HONDA Nobuyuki 本田伸行 RE Asset Management 2007-07-23
AEO690 LEE Jee Won RE Advising on Securities 2003-04-01 2003-05-27
AEO690 LEE Jee Won RE Advising on Corporate Finance 2003-04-01 2003-05-27
AEO690 LEE Jee Won RE Asset Management 2003-04-01 2003-05-27
AEP793 OOI Syn Yee 黃心怡 RE Advising on Securities 2016-08-03 2016-11-17
AEW807 LEE Sang Hoon 李相訓 RE Advising on Securities 2003-06-18 2005-01-17
AEW807 LEE Sang Hoon 李相訓 RE Asset Management 2003-06-18 2005-01-17
AEZ566 MACTAGGART Kirsty RE Asset Management 2005-09-28 2018-01-05
AFM575 GIUBIN Marco RE Advising on Securities 2003-04-01 2006-03-24
AFM575 GIUBIN Marco RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFM575 GIUBIN Marco RE Asset Management 2003-04-01 2006-03-24
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Advising on Securities 2004-07-23 2005-04-18
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Asset Management 2004-07-23 2005-04-18
AFS763 WANG Wenying 王文瑩 RE Advising on Securities 2005-07-11 2013-10-31
AFS763 WANG Wenying 王文瑩 RE Asset Management 2005-07-11 2013-10-31
AFU293 TAN Chee Yin 陳琦盈 RE Advising on Securities 2003-04-01 2009-12-31
AFU293 TAN Chee Yin 陳琦盈 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFU293 TAN Chee Yin 陳琦盈 RE Asset Management 2003-04-01 2009-12-31
AFV222 CHAN Chi Yin 陳鋕賢 RE Advising on Securities 2006-05-16 2006-09-06
AFV222 CHAN Chi Yin 陳鋕賢 RE Asset Management 2006-05-16 2006-09-06
AFV353 FANG Chih-Shang 方至善 RE Advising on Securities 2003-04-01 2003-05-07
AFV353 FANG Chih-Shang 方至善 RE Advising on Corporate Finance 2003-04-01 2003-05-07
AFV353 FANG Chih-Shang 方至善 RE Asset Management 2003-04-01 2003-05-07
AFW023 LEUNG Wai Cheong 梁偉昌 RE Advising on Securities 2003-04-01 2004-10-19
AFW023 LEUNG Wai Cheong 梁偉昌 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFW023 LEUNG Wai Cheong 梁偉昌 RE Asset Management 2003-04-01
AFW717 LAU Pui Sze, Priscilla 劉沛思 RE Asset Management 2010-10-06
AFY400 SINGH Rajesh Kumar RE Advising on Securities 2005-07-06 2009-07-31
AFY400 SINGH Rajesh Kumar RE Asset Management 2005-07-06 2009-07-31
AGC448 KOTHARI Sandeep RE Advising on Securities 2004-04-27 2009-11-02
AGC448 KOTHARI Sandeep RE Asset Management 2004-04-27 2009-11-02
AGC758 CHEN Yuan-Chen 陳遠成 RE Advising on Securities 2004-11-26 2005-01-15
AGC758 CHEN Yuan-Chen 陳遠成 RE Asset Management 2004-11-26 2005-01-15
AGH262 TING Mei Ki, Heywood 丁美琦 RE Advising on Securities 2003-04-01 2004-10-19
AGH262 TING Mei Ki, Heywood 丁美琦 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AGH262 TING Mei Ki, Heywood 丁美琦 RE Asset Management 2003-04-01 2006-09-02
AGH862 TWU Wei-Chun 涂維純 RE Advising on Securities 2006-06-07 2011-02-17
AGH862 TWU Wei-Chun 涂維純 RE Asset Management 2006-06-07 2011-02-17
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Advising on Securities 2003-04-01 2004-10-20
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Asset Management 2003-04-01 2005-06-29
AGJ508 LEUNG Alan 梁起麟 RE Asset Management 2004-08-30 2016-09-01
AGK042 FONG Ka Leung 方嘉亮 RE Advising on Securities 2003-04-01 2003-11-07
AGK042 FONG Ka Leung 方嘉亮 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AGK042 FONG Ka Leung 方嘉亮 RE Asset Management 2003-04-01 2003-11-07
AGL457 TANG Wing Yee 鄧穎兒 RE Asset Management 2004-09-07 2005-01-25
AGM046 PRAKASH Sabita RE Advising on Securities 2004-06-16 2014-01-31
AGM046 PRAKASH Sabita RE Asset Management 2004-06-16 2014-01-31
AGM532 MA Lei 馬磊 RE Advising on Securities 2006-09-18
AGM532 MA Lei 馬磊 RE Asset Management 2006-09-18
AGO294 IKEDA Hiromasa RE Advising on Securities 2010-04-01 2016-02-19
AGO294 IKEDA Hiromasa RE Asset Management 2010-04-01 2016-02-19
AGP718 WONG Kan Man 黃健民 RE Advising on Securities 2003-04-01 2004-10-20
AGP718 WONG Kan Man 黃健民 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AGP718 WONG Kan Man 黃健民 RE Asset Management 2003-04-01 2012-12-07
AGW561 SIU Pui Kay, Ruby 蕭珮琪 RE Asset Management 2004-06-07 2005-12-16
AGZ498 SUTHERLAND Matthew Sebastian RE Advising on Securities 2006-01-26 2016-12-21
AGZ498 SUTHERLAND Matthew Sebastian RE Asset Management 2006-01-26 2016-12-21
AHK230 WELLS Andrew David RE Advising on Securities 2003-04-01 2005-10-20
AHK230 WELLS Andrew David RO Advising on Securities 2005-10-20 2017-06-30
AHK230 WELLS Andrew David RO Advising on Futures Contracts 2004-11-02 2017-06-30
AHK230 WELLS Andrew David RE Advising on Corporate Finance 2003-04-01 2004-10-04
AHK230 WELLS Andrew David RE Asset Management 2003-04-01 2005-10-20
AHK230 WELLS Andrew David RO Asset Management 2005-10-20 2017-06-30
AHK319 ANG Analee D. 洪鴻華 RE Asset Management 2007-03-26
AHK659 KWOK Yin Kwan 郭嫣君 RE Asset Management 2004-10-11
AHK747 SAUL Matthew David RE Advising on Securities 2003-04-01 2004-10-20
AHK747 SAUL Matthew David RE Advising on Corporate Finance 2003-04-01 2004-10-20
AHK747 SAUL Matthew David RE Asset Management 2003-04-01 2018-04-30
AHM442 CARLE Gregor RE Advising on Securities 2003-04-01 2015-03-19
AHM442 CARLE Gregor RE Advising on Corporate Finance 2003-04-01 2004-10-19
AHM442 CARLE Gregor RE Asset Management 2003-04-01 2015-03-19
AHR671 GORDON Michael Charles RO Advising on Securities 2003-04-01 2009-03-26
AHR671 GORDON Michael Charles RO Advising on Futures Contracts 2003-04-01 2009-03-26
AHR671 GORDON Michael Charles RO Asset Management 2003-04-01 2009-03-26
AIB180 TRAN Trisha Thinh RE Asset Management 2005-06-07 2005-09-14
AIP442 CHUNG Sang Won RE Advising on Securities 2007-05-22 2008-06-20
AIP442 CHUNG Sang Won RE Asset Management 2007-04-12 2008-06-20
AIR266 KWEK Geok Lan 郭玉蘭 RE Advising on Securities 2003-06-19 2018-05-31
AIR266 KWEK Geok Lan 郭玉蘭 RE Asset Management 2003-06-19 2018-05-31
AIR269 YEOH Pak-Luan RE Advising on Securities 2003-05-09 2003-11-03
AIR269 YEOH Pak-Luan RE Asset Management 2003-05-09 2003-11-03
AIU618 LIU Yili 劉怡利 RE Advising on Securities 2003-04-30 2008-11-17
AIU618 LIU Yili 劉怡利 RE Asset Management 2003-04-30 2008-11-17
AIU726 LEE Ming Jye 李明潔 RE Asset Management 2003-05-30 2006-06-28
AIU747 LECORNU Sharon Yau 邱思安 RE Advising on Securities 2003-05-30 2003-11-03
AIU747 LECORNU Sharon Yau 邱思安 RE Asset Management 2003-05-30 2003-11-03
AIU747 LECORNU Sharon Yau 邱思安 RE Asset Management 2004-02-18 2008-04-30
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2004-07-20 2004-10-15
AJE749 FORD John Michael Frederic RE Advising on Securities 2009-09-01 2009-11-05
AJE749 FORD John Michael Frederic RO Advising on Securities 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RE Advising on Futures Contracts 2009-08-28 2009-11-05
AJE749 FORD John Michael Frederic RO Advising on Futures Contracts 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RE Asset Management 2009-09-01 2009-11-05
AJE749 FORD John Michael Frederic RO Asset Management 2009-11-05 2017-09-15
AJF334 LEVIN Deborah Yu Lan 李玉蘭 RE Advising on Securities 2003-12-09 2005-07-28
AJF334 LEVIN Deborah Yu Lan 李玉蘭 RE Asset Management 2003-12-09 2005-07-28
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Asset Management 2003-12-09 2006-10-13
AJH183 SASSINE Andy Hani RE Advising on Securities 2004-01-14 2004-06-01
AJH183 SASSINE Andy Hani RE Asset Management 2004-01-14 2004-06-01
AJI702 SMITH Martin Andrew RE Advising on Securities 2004-01-29 2004-10-15
AJI702 SMITH Martin Andrew RE Advising on Securities 2015-03-02 2015-10-02
AJI702 SMITH Martin Andrew RE Asset Management 2004-01-29 2012-04-13
AJI702 SMITH Martin Andrew RE Asset Management 2015-03-02 2015-10-02
AJK583 HO Marie 何文慧 RE Asset Management 2005-05-31 2005-11-15
AJM928 LEUNG Lai Sheung 梁禮嫦 RE Asset Management 2004-03-01 2007-04-10
AJT911 CHAN Sau Chi, Gigi 陳秀沚 RE Advising on Securities 2006-01-03 2007-05-12
AJT911 CHAN Sau Chi, Gigi 陳秀沚 RE Asset Management 2006-01-03 2007-05-12
AKJ147 LOOK Rosalind RE Advising on Securities 2004-04-20 2008-11-17
AKJ147 LOOK Rosalind RE Asset Management 2004-04-20 2008-11-17
AKN213 MAUPIN Darren John RE Advising on Securities 2004-04-28 2006-05-15
AKN213 MAUPIN Darren John RE Asset Management 2004-04-28 2006-05-15
AKN215 KWAN Heung Yan, Polly 關向欣 RE Advising on Securities 2004-04-27
AKN215 KWAN Heung Yan, Polly 關向欣 RE Asset Management 2004-04-27
AKN216 CHOUNG Soo Jin 鄭秀珍 RE Advising on Securities 2004-05-12 2005-08-31
AKN216 CHOUNG Soo Jin 鄭秀珍 RE Asset Management 2004-05-12 2005-08-31
AKN217 CHANG Jenny 張巧倩 RE Advising on Securities 2004-04-27 2006-09-29
AKN217 CHANG Jenny 張巧倩 RE Asset Management 2004-04-27 2006-09-29
AKN218 TUCKER JR Leon Robert RE Advising on Securities 2004-04-27 2007-07-06
AKN218 TUCKER JR Leon Robert RE Advising on Securities 2013-01-04 2016-03-24
AKN218 TUCKER JR Leon Robert RE Asset Management 2004-04-27 2007-07-06
AKN218 TUCKER JR Leon Robert RE Asset Management 2013-01-04 2016-03-24
AKT388 BLAIR James Malcolm RE Advising on Securities 2004-10-15 2006-09-01
AKT388 BLAIR James Malcolm RE Asset Management 2004-06-14 2006-09-01
ALF578 ABBONIZIO Maria Isabella RE Asset Management 2004-09-13
ALF685 LEE Jenny Jaung RE Advising on Securities 2004-09-13 2017-10-15
ALF685 LEE Jenny Jaung RE Asset Management 2004-09-13 2017-10-15
ALH991 SANDBERG Anna Louise RE Advising on Securities 2006-07-07 2009-03-31
ALH991 SANDBERG Anna Louise RE Asset Management 2006-07-07 2009-03-31
ALK264 NICHOLLS Dale Owen RE Advising on Securities 2004-11-05
ALK264 NICHOLLS Dale Owen RE Asset Management 2004-11-05
ALN360 MACLEOD Torquil Magnus RE Advising on Securities 2012-02-23 2014-07-18
ALN360 MACLEOD Torquil Magnus RE Asset Management 2012-02-23 2014-07-18
ALO536 JENKINS John Andrew RE Advising on Securities 2004-12-28 2005-07-19
ALO536 JENKINS John Andrew RE Asset Management 2004-12-28 2005-07-19
ALP628 WEE Mei Ling Beatrice RE Advising on Securities 2005-01-03 2005-07-25
ALP628 WEE Mei Ling Beatrice RE Asset Management 2005-01-03 2005-07-25
ALR004 WU Oi Chung, Jocelyn 胡愛忠 RE Advising on Securities 2005-01-26 2014-05-23
ALR004 WU Oi Chung, Jocelyn 胡愛忠 RE Asset Management 2005-01-26 2014-05-23
ALV208 LEE Jeannie M 李麗明 RE Asset Management 2005-03-22 2017-06-16
ALV268 CHEUNG Ghing Kee, Edward 張正基 RE Asset Management 2005-03-22
ALW648 CHAN Benjamin Yu-ki 曾裕基 RE Asset Management 2013-05-27 2015-10-22
ALY132 FRAZIER Rufus Lewis RE Advising on Securities 2005-04-21 2005-08-26
ALY132 FRAZIER Rufus Lewis RE Advising on Securities 2006-08-15 2010-08-12
ALY132 FRAZIER Rufus Lewis RE Asset Management 2005-04-21 2005-08-26
ALY132 FRAZIER Rufus Lewis RE Asset Management 2006-08-15 2010-08-12
ALY134 WIDJAJA Sugiharto Sudiro 黃友富 RE Advising on Securities 2005-04-21 2005-08-26
ALY134 WIDJAJA Sugiharto Sudiro 黃友富 RE Asset Management 2005-04-21 2005-08-26
ALZ174 LAU Keith Ka Ki 劉家麒 RE Asset Management 2014-04-22
ALZ242 BASRAR Saurabh RE Advising on Securities 2005-05-11 2005-08-26
ALZ242 BASRAR Saurabh RE Asset Management 2005-05-11 2005-08-26
AMB206 MCGANN Carl Nelson RE Asset Management 2005-05-31 2014-06-30
AMC831 PATEL Rikesh Hasmukh RE Advising on Securities 2005-06-16
AMC831 PATEL Rikesh Hasmukh RE Asset Management 2005-06-16
AMF023 LEUNG Alex Heng Yu 梁恆宇 RE Advising on Securities 2005-07-06 2008-05-27
AMF023 LEUNG Alex Heng Yu 梁恆宇 RE Asset Management 2005-07-06 2008-05-27
AMF770 MAHTANI Vishal Gobind RE Advising on Securities 2005-07-18 2011-07-23
AMF770 MAHTANI Vishal Gobind RE Asset Management 2005-07-18 2011-07-23
AMH154 SKURNIK Mark Damien RE Advising on Securities 2005-07-22 2017-12-26
AMH154 SKURNIK Mark Damien RE Asset Management 2005-07-22 2017-12-26
AMH160 RAO Vigyan RE Advising on Securities 2005-07-22 2007-08-08
AMH160 RAO Vigyan RE Asset Management 2005-07-22 2007-08-08
AMI862 SERGEANT Iain Andrew RE Advising on Securities 2005-08-10 2008-09-05
AMI862 SERGEANT Iain Andrew RE Asset Management 2005-08-10 2008-09-05
AMJ740 MATTHEWS Kathryn Ann RE Advising on Securities 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RO Advising on Securities 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RE Advising on Futures Contracts 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RO Advising on Futures Contracts 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RE Asset Management 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RO Asset Management 2008-04-01 2009-12-31
AMM338 CHAN Wai Tai, Polly 陳偉娣 RE Asset Management 2005-09-20 2017-06-30
AMQ370 NG Leng RE Asset Management 2005-10-26 2006-11-30
AMU653 AVELLA Adriana Katherinne RE Asset Management 2005-12-12 2007-04-28
AMW551 LUNDBERG Karl Andreas RE Advising on Securities 2005-12-29 2008-09-30
AMW551 LUNDBERG Karl Andreas RE Asset Management 2005-12-29 2008-09-30
AMY264 WAN Lai Shan 溫麗珊 RE Asset Management 2006-01-18 2018-01-29
ANB380 SOHN Hyunho RE Advising on Securities 2010-02-17 2011-03-01
ANB380 SOHN Hyunho RE Asset Management 2010-02-17 2011-03-01
ANE311 KOO Julie J RE Asset Management 2006-03-13 2006-08-24
ANF282 REILLY Lucy RE Asset Management 2006-03-24 2006-08-17
ANG162 WONG George Ka Kui 王家駒 RE Asset Management 2006-03-24 2008-11-17
ANG431 COLLINS Bryan Anthony RE Advising on Securities 2012-04-11 2018-06-06
ANG431 COLLINS Bryan Anthony RO Advising on Securities 2018-06-06
ANG431 COLLINS Bryan Anthony RE Asset Management 2006-04-04 2018-06-06
ANG431 COLLINS Bryan Anthony RO Asset Management 2018-06-06
ANK110 KOH Shern-Ling RE Advising on Securities 2006-05-17 2006-09-02
ANK110 KOH Shern-Ling RE Asset Management 2006-05-17 2006-09-02
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ANK117 LEE Jung Lim RE Asset Management 2006-05-16 2006-09-02
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ANK121 LAU Chun Yu 劉振宇 RE Asset Management 2006-05-16 2006-09-07
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ANK738 LANDAZABAL VERDE Juan Antonio RE Asset Management 2006-06-05 2013-08-09
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APB398 NING Jing 宁靜 RE Asset Management 2013-09-27
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APR853 YUEN Sze Ling 阮思玲 RE Asset Management 2010-08-11 2012-09-07
AQA568 TAKAOKA Shiila RE Asset Management 2008-04-01 2017-11-30
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AQP990 LAI Ka Lai 賴家禮 RE Advising on Securities 2013-01-02 2017-06-05
AQP990 LAI Ka Lai 賴家禮 RE Asset Management 2013-01-02 2017-06-05
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ARA405 CHUNG Shiu Leung 鍾韶亮 RE Advising on Securities 2012-05-23 2012-08-10
ARA405 CHUNG Shiu Leung 鍾韶亮 RE Advising on Securities 2013-01-07
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ARF257 KO Mei Sze 高美詩 RE Asset Management 2008-06-17 2018-01-05
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ARK432 CLARK Kelly Kent RE Asset Management 2018-03-20
ARR353 CHOPRA Vikramaditya RE Asset Management 2008-09-29 2010-08-27
ARS414 KATHURIA Nitesh RE Advising on Securities 2008-10-24 2018-07-06
ARS414 KATHURIA Nitesh RO Advising on Securities 2018-07-06
ARS414 KATHURIA Nitesh RE Asset Management 2008-10-24 2018-07-06
ARS414 KATHURIA Nitesh RO Asset Management 2018-07-06
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ATG739 PARK Agnus RE Asset Management 2011-06-03 2014-05-23
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ATH809 LI Siu Pan, Vincent 李肇斌 RE Asset Management 2014-09-08
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AUG572 ISHIBASHI Katsumi 石橋克已 RE Asset Management 2009-12-01
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AUG573 KOJIMA Kyoko 小島杏子 RE Asset Management 2009-12-01 2011-01-29
AUI442 SHARMA Nipun RE Advising on Securities 2018-06-07
AUI442 SHARMA Nipun RE Asset Management 2018-06-07
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AVD978 RYU Tae-Ho RE Asset Management 2010-05-10
AVJ690 ORCHARD Timothy John RE Advising on Securities 2010-07-14 2016-05-09
AVJ690 ORCHARD Timothy John RO Advising on Securities 2016-05-09
AVJ690 ORCHARD Timothy John RE Advising on Futures Contracts 2010-07-14 2016-05-09
AVJ690 ORCHARD Timothy John RO Advising on Futures Contracts 2016-05-09
AVJ690 ORCHARD Timothy John RE Asset Management 2010-07-14 2016-05-09
AVJ690 ORCHARD Timothy John RO Asset Management 2016-05-09
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AVP702 RONG Yi 容憶 RE Asset Management 2010-08-09 2013-09-27
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AXG208 JIANG Yan 江彥 RE Asset Management 2011-05-17 2017-03-13
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AZY648 TAN Peck Lim RE Asset Management 2012-07-30
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BAC181 MINTARNO Elvina RE Asset Management 2012-08-27 2012-09-19
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BBL380 ZHANG Yuxiang 張宇翔 RE Asset Management 2018-12-04
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BBL695 BREUER Jochen RE Asset Management 2013-06-28
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BBP330 HU Yili 胡一立 RE Asset Management 2013-07-22 2016-07-29
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BBT527 JIE Hyo Mi RE Asset Management 2013-08-26
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BCZ812 SHEK Wing Yin, Stanley 石穎賢 RE Asset Management 2015-08-13
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BDD369 SZWARCBERG Olivier Joel Emile RO Advising on Securities 2016-03-22 2018-01-16
BDD369 SZWARCBERG Olivier Joel Emile RE Asset Management 2014-03-28 2016-03-22
BDD369 SZWARCBERG Olivier Joel Emile RO Asset Management 2016-03-22 2018-01-16
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BDO858 LAU Hung Kei 劉鴻基 RE Asset Management 2018-10-02
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BDU721 CHEN Yunzhang 陳雲章 RE Asset Management 2014-07-17 2016-05-24
BDU729 ZHAO Nianshen 趙年珅 RE Advising on Securities 2014-07-17 2017-05-23
BDU729 ZHAO Nianshen 趙年珅 RE Asset Management 2014-07-17 2017-05-23
BDW184 NG Kwok Leung 吳國樑 RE Advising on Securities 2016-01-19
BDW184 NG Kwok Leung 吳國樑 RE Asset Management 2016-01-19
BDW192 CHENG Yuan 程元 RE Advising on Securities 2016-07-05 2016-10-07
BDW192 CHENG Yuan 程元 RE Asset Management 2016-07-05 2016-10-07
BDW202 KWAN Yiu Hei 關曜熙 RE Advising on Securities 2016-02-03 2017-08-11
BDW202 KWAN Yiu Hei 關曜熙 RE Asset Management 2016-02-03 2017-08-11
BDW212 TANG Chiu Fan 鄧昭凡 RE Asset Management 2018-03-07
BDX590 LI Ben 酈犇 RE Advising on Securities 2014-08-18
BDX590 LI Ben 酈犇 RE Asset Management 2014-08-18
BEF253 FINNEY Jonathan Lai Cheng RE Asset Management 2014-09-26 2018-01-26
BEL587 CHAN Chung Yan 陳重昕 RE Asset Management 2014-11-17 2015-10-22
BFB079 KELLY Victoria Jeane RE Asset Management 2015-03-11
BFB085 OWEN Simon George RE Asset Management 2015-03-10
BFD133 LOO Kevin Lester RE Advising on Securities 2015-03-30 2017-09-29
BFD133 LOO Kevin Lester RE Asset Management 2015-03-30 2017-09-29
BFR109 CUI Yichen 崔軼辰 RE Advising on Securities 2018-02-05 2018-05-01
BFR109 CUI Yichen 崔軼辰 RE Asset Management 2018-02-05 2018-05-01
BFR746 BAHL Himalee RE Asset Management 2015-07-08
BFU975 TILLU Akash Ashirwad RE Advising on Securities 2015-07-14
BFU975 TILLU Akash Ashirwad RE Asset Management 2015-07-14
BFX163 QIN Xiaoxi 覃曉曦 RE Advising on Securities 2015-07-23
BFX163 QIN Xiaoxi 覃曉曦 RE Asset Management 2015-07-23
BGE407 TANG Ke 唐科 RE Advising on Securities 2015-09-16
BGE407 TANG Ke 唐科 RE Asset Management 2015-09-16
BGG412 CHAN Soong Khuen Kevin RE Asset Management 2015-09-22
BGX213 CHENG Hoi Tang, Vincent 鄭海騰 RE Asset Management 2016-01-25
BGX918 JIN Hwa Jeong RE Advising on Securities 2016-01-29
BGX918 JIN Hwa Jeong RE Asset Management 2016-01-29
BHO846 TRAFFORD James John RE Advising on Securities 2016-06-07
BHO846 TRAFFORD James John RE Asset Management 2016-06-07
BHW781 ZOU Quan 鄒荃 RE Advising on Securities 2016-08-02
BHW781 ZOU Quan 鄒荃 RE Asset Management 2016-08-02
BHX392 CHODA Bharat RE Asset Management 2016-08-26
BHX461 LAI Lok Chi 黎樂知 RE Advising on Securities 2016-08-01
BHX461 LAI Lok Chi 黎樂知 RE Asset Management 2016-08-01
BHX466 NG Cheuk Fung 吳卓峰 RE Advising on Securities 2016-08-01 2018-07-04
BHX466 NG Cheuk Fung 吳卓峰 RE Asset Management 2016-08-01 2018-07-04
BHX582 SHIU Leong Hong 蕭亮康 RE Advising on Securities 2016-08-01 2018-10-24
BHX582 SHIU Leong Hong 蕭亮康 RE Asset Management 2016-08-01 2018-10-24
BHX752 FRASER Duncan Robert RE Asset Management 2016-08-26
BHZ698 HAK Natalie Cheuk Man 郝卓汶 RE Advising on Securities 2016-08-22
BHZ698 HAK Natalie Cheuk Man 郝卓汶 RE Asset Management 2016-08-22
BIB393 CHOI Young Hyun 崔永弦 RE Advising on Securities 2016-08-25
BIB393 CHOI Young Hyun 崔永弦 RE Asset Management 2016-08-25
BIC245 SNOOKS Jane Nicola RE Asset Management 2016-08-31 2018-01-31
BIG351 HUI Oi Man 許愛曼 RE Advising on Securities 2016-09-21 2017-06-30
BIG604 RUMBLE Stuart Paul RE Advising on Securities 2016-09-27
BIG604 RUMBLE Stuart Paul RE Asset Management 2016-09-27
BIH763 SHARMA Punam RE Advising on Securities 2016-10-03 2016-11-29
BIH763 SHARMA Punam RE Advising on Securities 2018-08-21
BIH763 SHARMA Punam RO Advising on Securities 2016-11-29 2018-08-21
BIH763 SHARMA Punam RE Asset Management 2016-10-03 2016-11-29
BIH763 SHARMA Punam RO Asset Management 2016-11-29 2018-06-27
BIO294 LOH Qiuli 盧湫莉 RE Asset Management 2016-11-17
BIR869 EFSTATHOPOULOS Georgios RE Advising on Securities 2016-12-16
BIR869 EFSTATHOPOULOS Georgios RE Asset Management 2016-12-16
BIS920 BANNISTER Richard John RE Asset Management 2016-12-16
BIV145 DE DIONISIO Kyle Joseph RE Advising on Securities 2016-12-22
BIV145 DE DIONISIO Kyle Joseph RE Asset Management 2016-12-22
BJG769 RIKKERINK Henk Jan RE Advising on Securities 2017-04-05 2018-06-21
BJG769 RIKKERINK Henk Jan RO Advising on Securities 2018-06-21
BJG769 RIKKERINK Henk Jan RE Asset Management 2017-04-05 2018-06-21
BJG769 RIKKERINK Henk Jan RO Asset Management 2018-06-21
BJI244 YEO Sui Chuan 楊瑞全 RE Advising on Securities 2017-04-06 2018-05-03
BJI244 YEO Sui Chuan 楊瑞全 RE Asset Management 2017-04-06 2018-05-03
BJI639 CARTER Peter Charles Quentin RE Advising on Securities 2017-04-06
BJI639 CARTER Peter Charles Quentin RE Asset Management 2017-04-06
BJK472 SUN Ka Ho 申家豪 RE Asset Management 2017-04-26
BJU983 SMITH Sherene Maria RE Asset Management 2017-07-19
BKG128 NG Kwan Ning 吳君寧 RE Advising on Securities 2017-09-04 2018-06-13
BKG128 NG Kwan Ning 吳君寧 RE Asset Management 2017-09-04 2018-06-13
BKG266 LEE Hae Su 李慧秀 RE Advising on Securities 2017-08-21
BKG266 LEE Hae Su 李慧秀 RE Asset Management 2017-08-21
BKY265 KITOV Alex Nikolaev RE Asset Management 2017-10-11 2018-04-04
BLA433 DHADDA Vaibhav RE Asset Management 2017-10-10
BLF858 MILLER Timothy Stephen RE Asset Management 2017-10-24
BLV678 GONG Ming 龔鳴 RE Advising on Securities 2018-01-10
BLV678 GONG Ming 龔鳴 RE Asset Management 2018-01-10
BMJ412 CHAN Hin Fung 陳顯豐 RE Asset Management 2018-02-27
BMW433 LACHMAN Sweeney RE Advising on Securities 2018-06-01
BMW433 LACHMAN Sweeney RE Asset Management 2018-06-01
BNC194 SO Ka Wai 蘇嘉慧 RE Advising on Securities 2018-07-25
BNC194 SO Ka Wai 蘇嘉慧 RE Asset Management 2018-07-25
BNC476 CHAN Tak Yui 陳德芮 RE Advising on Securities 2018-07-25
BNC476 CHAN Tak Yui 陳德芮 RE Asset Management 2018-07-25
BNC483 CHAN Sin Ting Kitty 陳倩婷 RE Advising on Securities 2018-07-25
BNC483 CHAN Sin Ting Kitty 陳倩婷 RE Asset Management 2018-07-25
BNH464 TSAI Terng Luen 蔡騰崙 RE Advising on Securities 2018-08-14
BNH464 TSAI Terng Luen 蔡騰崙 RE Asset Management 2018-08-14
BNH693 SONG Hao 宋好 RE Advising on Securities 2018-08-20
BNH693 SONG Hao 宋好 RE Asset Management 2018-08-20
BNM175 TOW Wen Wei 苏文伟 RE Advising on Securities 2018-09-12
BNM175 TOW Wen Wei 苏文伟 RE Asset Management 2018-09-12
BNQ806 LIAO Yuan-Ching 廖婉菁 RE Advising on Securities 2018-10-29
BNQ806 LIAO Yuan-Ching 廖婉菁 RE Asset Management 2018-10-29
BNR646 FU Mengyu 付夢昱 RE Advising on Securities 2018-11-02
BNR646 FU Mengyu 付夢昱 RE Asset Management 2018-11-02

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