Hong Kong SFC licence institution AAW075, Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAW075 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
HUNG Lum, Leon 洪霖 RE 1 2004-03-30 2005-06-09
MATSUMOTO Satoshi RO 1 2003-04-01 2005-06-09
ONOUE Tsutomu RO 1 2004-03-24 2005-04-22
TO Tsz Wai 杜子偉 RE 1 2003-04-01 2005-02-07
NG Kwok Shing, Peter 伍國成 RE 1 2003-04-01 2005-02-07
MIZUNO Kosuke RE 1 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 1 2003-04-01 2005-02-07
OHIRA Yuko RE 1 2003-04-01 2005-02-07
TONG Wai Lun 唐偉麟 RE 1 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RE 1 2003-04-01 2005-02-07
MATSUSHITA Noriko RE 1 2003-04-01 2005-02-07
TONG Wai Lun 唐偉麟 RE 4 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RE 4 2003-04-01 2005-02-07
MIZUNO Kosuke RE 4 2003-04-01 2005-02-07
NG Kwok Shing, Peter 伍國成 RE 4 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 4 2003-04-01 2005-02-07
MATSUSHITA Noriko RE 4 2003-04-01 2005-02-07
TO Tsz Wai 杜子偉 RE 4 2003-04-01 2005-02-07
OHIRA Yuko RE 4 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RE 6 2003-04-01 2005-02-07
NG Kwok Shing, Peter 伍國成 RE 6 2003-04-01 2005-02-07
TONG Wai Lun 唐偉麟 RE 6 2003-04-01 2005-02-07
TO Tsz Wai 杜子偉 RE 6 2003-04-01 2005-02-07
MIZUNO Kosuke RE 6 2003-04-01 2005-02-07
MATSUSHITA Noriko RE 6 2003-04-01 2005-02-07
OHIRA Yuko RE 6 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 6 2003-04-01 2005-02-07
TONG Wai Lun 唐偉麟 RE 9 2003-04-01 2005-02-07
TO Tsz Wai 杜子偉 RE 9 2003-04-01 2005-02-07
MIZUNO Kosuke RE 9 2003-04-01 2005-02-07
NG Kwok Shing, Peter 伍國成 RE 9 2003-04-01 2005-02-07
MATSUSHITA Noriko RE 9 2003-04-01 2005-02-07
CHEUNG Kwok Wah 張國華 RE 9 2003-04-01 2005-02-07
KANG Kyong Pil 康景弼 RE 9 2003-04-01 2005-02-07
OHIRA Yuko RE 9 2003-04-01 2005-02-07
LEUNG Chun Yue 梁振宇 RE 1 2003-04-01 2004-11-25
LEUNG Chun Yue 梁振宇 RE 4 2003-04-01 2004-11-25
LEUNG Chun Yue 梁振宇 RE 6 2003-04-01 2004-11-25
LEUNG Chun Yue 梁振宇 RE 9 2003-04-01 2004-11-25
MIZUNO Masashi RO 1 2003-04-01 2004-05-24
MATSUMOTO Satoshi RO 4 2003-04-01 2004-03-22
MATSUMOTO Satoshi RO 6 2003-04-01 2004-03-22
FAN Kwong Hung, Ernest 范廣鴻 RE 1 2004-01-13 2004-02-09
TAM Tak Wing 譚德榮 RE 1 2003-04-01 2003-08-16
TAM Tak Wing 譚德榮 RE 4 2003-04-01 2003-08-16
TAM Tak Wing 譚德榮 RE 6 2003-04-01 2003-08-16
TAM Tak Wing 譚德榮 RE 9 2003-04-01 2003-08-16
YOKOTA Fumiko 橫田文子 RE 1 2003-04-01 2003-08-06
YOKOTA Fumiko 橫田文子 RE 4 2003-04-01 2003-08-06
YOKOTA Fumiko 橫田文子 RE 6 2003-04-01 2003-08-06
YOKOTA Fumiko 橫田文子 RE 9 2003-04-01 2003-08-06

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