Hong Kong SFC licence institution AAW177, 9F Primasia Securities Limited 玖富證券有限公司

These are the licence-holders that were found for SFC licence institution AAW177 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC760 CHAN Wai Lung 陳偉隆 RE Advising on Futures Contracts 2007-05-11 2010-12-31
AAE316 YUEN Man Yan 袁文茵 RO Dealing in Securities 2010-12-17
AAE316 YUEN Man Yan 袁文茵 RO Advising on Securities 2003-04-01
AAE316 YUEN Man Yan 袁文茵 RO Advising on Futures Contracts 2007-09-25
AAE316 YUEN Man Yan 袁文茵 RO Advising on Corporate Finance 2003-04-01 2003-06-24
AAE316 YUEN Man Yan 袁文茵 RO Asset Management 2003-04-01
AAE339 LAM Mei Kam, May 林美金 RO Dealing in Securities 2010-12-17
AAE339 LAM Mei Kam, May 林美金 RO Advising on Securities 2003-04-01
AAE339 LAM Mei Kam, May 林美金 RO Advising on Corporate Finance 2003-04-01 2003-06-24
AAE339 LAM Mei Kam, May 林美金 RO Asset Management 2003-04-01 2003-06-24
AAE339 LAM Mei Kam, May 林美金 RO Asset Management 2003-07-23
AAK013 CHAN Chi Leong 陳智亮 RO Dealing in Securities 2010-12-17
AAK013 CHAN Chi Leong 陳智亮 RO Advising on Securities 2003-07-03
AAK013 CHAN Chi Leong 陳智亮 RO Advising on Futures Contracts 2003-04-01
AAK013 CHAN Chi Leong 陳智亮 RO Asset Management 2003-04-01
ABZ024 JAO Meng Yu 饒孟友 RO Advising on Securities 2008-07-21 2011-07-11
ABZ024 JAO Meng Yu 饒孟友 RO Asset Management 2008-07-21 2011-07-11
ACH553 NG Kwan Mang, Edward 吳君孟 RO Advising on Securities 2004-12-08 2007-01-12
ACH553 NG Kwan Mang, Edward 吳君孟 RO Asset Management 2004-12-08 2007-01-12
ACS410 YIP Shui Key 葉紹基 RO Advising on Securities 2003-04-01 2005-11-18
ACS410 YIP Shui Key 葉紹基 RO Advising on Futures Contracts 2003-04-01 2006-05-08
ACS410 YIP Shui Key 葉紹基 RO Advising on Corporate Finance 2003-04-01 2003-06-24
ACS410 YIP Shui Key 葉紹基 RO Asset Management 2003-04-01 2005-11-18
ACU384 CHAN Wai Ling, Maureen 陳慧玲 RE Dealing in Securities 2011-03-21 2012-06-12
ACU384 CHAN Wai Ling, Maureen 陳慧玲 RO Dealing in Securities 2012-06-12 2017-02-10
ACU384 CHAN Wai Ling, Maureen 陳慧玲 RE Advising on Securities 2011-03-21 2012-06-12
ACU384 CHAN Wai Ling, Maureen 陳慧玲 RO Advising on Securities 2012-06-12 2017-02-10
AEI385 GONG Gail Ann RE Advising on Securities 2007-01-24 2008-09-23
AEI385 GONG Gail Ann RE Asset Management 2007-01-24 2008-09-23
AFV359 CHAN Kwong Shan 陳廣山 RE Dealing in Securities 2018-07-06
AFV359 CHAN Kwong Shan 陳廣山 RE Advising on Securities 2018-07-17
AHO649 LIU Shuang 劉爽 RE Advising on Futures Contracts 2007-02-09 2007-11-11
ALG206 LEUNG Chun Shing 梁俊成 RE Advising on Futures Contracts 2004-11-12 2006-05-26
ALG206 LEUNG Chun Shing 梁俊成 RO Advising on Futures Contracts 2006-05-26 2007-09-15
ALL217 WAXLEY Simon Andrew RE Advising on Securities 2008-07-10 2009-09-09
ALL217 WAXLEY Simon Andrew RE Advising on Futures Contracts 2008-07-10 2009-09-09
ALL217 WAXLEY Simon Andrew RE Asset Management 2008-07-10 2009-09-09
AMQ579 DE VILLIERS Rene RE Asset Management 2007-01-29 2011-01-06
AOU775 CHAN Fung Ping 陳鳳萍 RE Dealing in Securities 2014-06-05 2014-09-03
AOU775 CHAN Fung Ping 陳鳳萍 RE Advising on Securities 2014-06-05 2014-09-03
ATX306 LIANG Guoqiang 梁國強 RE Advising on Securities 2010-07-27 2012-08-23
ATX306 LIANG Guoqiang 梁國強 RE Asset Management 2010-07-27 2012-08-23
AXG148 LAM Yat Chiu 林逸釗 RE Dealing in Securities 2011-05-30
AXW582 CHEN Junhui 陳俊輝 RE Dealing in Securities 2018-09-13 2018-11-05
AXW582 CHEN Junhui 陳俊輝 RO Dealing in Securities 2018-11-05
AXW582 CHEN Junhui 陳俊輝 RE Advising on Securities 2018-09-21
AXW582 CHEN Junhui 陳俊輝 RE Asset Management 2018-09-21
BBF302 LEI Chi Cheong 李子祥 RE Dealing in Securities 2014-06-23
BBF302 LEI Chi Cheong 李子祥 RE Advising on Securities 2014-06-23
BBF302 LEI Chi Cheong 李子祥 RE Asset Management 2018-09-26
BCF430 IP Kin Tung, Thomas 葉建東 RE Dealing in Securities 2013-11-25
BCF430 IP Kin Tung, Thomas 葉建東 RE Advising on Securities 2014-07-18
BCF430 IP Kin Tung, Thomas 葉建東 RE Asset Management 2014-07-18
BLP140 WANG Hongyin 汪宏音 RE Dealing in Securities 2018-10-02
BLP140 WANG Hongyin 汪宏音 RE Advising on Securities 2018-10-19
BLP140 WANG Hongyin 汪宏音 RE Asset Management 2018-10-19

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