Hong Kong SFC licence institution AAW265, Delta Asia Securities Limited 滙業證券有限公司

These are the licence-holders that were found for SFC licence institution AAW265 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Dealing in Securities 2003-04-01 2008-08-08
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Advising on Securities 2003-04-01 2004-05-11
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Asset Management 2003-04-01 2004-05-11
AAA731 CHAU Chun Hung 巢振雄 RE Dealing in Securities 2003-04-01 2012-09-30
AAA731 CHAU Chun Hung 巢振雄 RE Advising on Securities 2003-04-01 2004-05-07
AAA731 CHAU Chun Hung 巢振雄 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AAA731 CHAU Chun Hung 巢振雄 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA731 CHAU Chun Hung 巢振雄 RE Asset Management 2003-04-01 2004-05-07
AAA772 LAM Tai Hang, Vicent 林大衡 RE Dealing in Securities 2003-04-01
AAA772 LAM Tai Hang, Vicent 林大衡 RE Advising on Securities 2003-04-01 2004-05-11
AAA772 LAM Tai Hang, Vicent 林大衡 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAA772 LAM Tai Hang, Vicent 林大衡 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA772 LAM Tai Hang, Vicent 林大衡 RE Asset Management 2003-04-01 2004-05-11
AAA829 LI Sing Wa 李成華 RE Dealing in Securities 2003-04-01 2005-01-14
AAA829 LI Sing Wa 李成華 RO Dealing in Securities 2005-01-14 2015-10-30
AAA829 LI Sing Wa 李成華 RE Advising on Securities 2003-04-01 2004-05-07
AAA829 LI Sing Wa 李成華 RO Advising on Securities 2005-01-14 2015-10-30
AAA829 LI Sing Wa 李成華 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AAA829 LI Sing Wa 李成華 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA829 LI Sing Wa 李成華 RE Asset Management 2003-04-01 2004-05-07
AAA879 LIU Koo Bong 廖固邦 RE Dealing in Securities 2003-04-01 2006-01-15
AAA879 LIU Koo Bong 廖固邦 RE Advising on Securities 2003-04-01 2004-05-11
AAA879 LIU Koo Bong 廖固邦 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAA879 LIU Koo Bong 廖固邦 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA879 LIU Koo Bong 廖固邦 RE Asset Management 2003-04-01 2004-05-11
AAA913 NG Nai Him 吳乃謙 RE Dealing in Securities 2003-04-01 2011-01-17
AAA913 NG Nai Him 吳乃謙 RE Advising on Securities 2003-04-01 2004-05-11
AAA913 NG Nai Him 吳乃謙 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAA913 NG Nai Him 吳乃謙 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA913 NG Nai Him 吳乃謙 RE Asset Management 2003-04-01 2004-05-11
AAA918 POON Yiu Kau 潘耀球 RE Dealing in Securities 2003-04-01 2012-08-01
AAA918 POON Yiu Kau 潘耀球 RE Advising on Securities 2003-04-01 2004-05-11
AAA918 POON Yiu Kau 潘耀球 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAA918 POON Yiu Kau 潘耀球 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAA918 POON Yiu Kau 潘耀球 RE Asset Management 2003-04-01 2004-05-11
AAA938 WONG Cheuk Yin, Jackson 黃卓賢 RE Dealing in Securities 2003-06-16 2005-10-21
AAA969 AU Chong Kit, Stanley 區宗傑 RO Dealing in Securities 2003-04-01
AAA969 AU Chong Kit, Stanley 區宗傑 RO Leveraged Foreign Exchange Trading 2011-12-23
AAA969 AU Chong Kit, Stanley 區宗傑 RO Advising on Securities 2003-04-01
AAA969 AU Chong Kit, Stanley 區宗傑 RO Advising on Corporate Finance 2003-04-01 2005-01-14
AAA969 AU Chong Kit, Stanley 區宗傑 RO Providing Automated Trading Services 2003-04-01 2003-11-07
AAA969 AU Chong Kit, Stanley 區宗傑 RO Asset Management 2003-04-01 2005-01-14
AAB244 SAE NIM Songhee RE Dealing in Securities 2003-04-01 2004-12-07
AAB244 SAE NIM Songhee RE Advising on Securities 2003-04-01 2004-05-11
AAB244 SAE NIM Songhee RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAB244 SAE NIM Songhee RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAB244 SAE NIM Songhee RE Asset Management 2003-04-01 2004-05-11
AAB523 CHAN Yee Man 陳綺文 RE Dealing in Securities 2003-04-01 2008-09-09
AAB523 CHAN Yee Man 陳綺文 RE Advising on Securities 2003-04-01 2004-05-11
AAB523 CHAN Yee Man 陳綺文 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAB523 CHAN Yee Man 陳綺文 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAB523 CHAN Yee Man 陳綺文 RE Asset Management 2003-04-01 2004-05-11
AAC486 MUSHKAT Miron RO Dealing in Securities 2003-04-01 2004-12-21
AAC486 MUSHKAT Miron RO Advising on Securities 2003-04-01 2004-12-21
AAC486 MUSHKAT Miron RO Providing Automated Trading Services 2003-04-01 2003-11-07
AAC486 MUSHKAT Miron RO Asset Management 2003-04-01 2004-12-21
AAE028 ZEE Tom 史濟通 RE Dealing in Securities 2003-04-01 2009-01-01
AAE028 ZEE Tom 史濟通 RE Advising on Securities 2003-04-01 2004-05-11
AAE028 ZEE Tom 史濟通 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAE028 ZEE Tom 史濟通 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAE028 ZEE Tom 史濟通 RE Asset Management 2003-04-01 2004-05-11
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Dealing in Securities 2008-04-15 2009-12-09
AAE260 ZEE John 徐強生 RE Dealing in Securities 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Dealing in Securities 2018-08-24
AAE260 ZEE John 徐強生 RE Leveraged Foreign Exchange Trading 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Leveraged Foreign Exchange Trading 2018-08-24
AAE260 ZEE John 徐強生 RE Advising on Securities 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Advising on Securities 2018-08-24
AAF018 LEE Chun Fai 李鎮輝 RE Dealing in Securities 2004-02-17 2004-04-13
AAF400 LI Wing Leung 李永良 RE Dealing in Securities 2016-06-15
AAF400 LI Wing Leung 李永良 RE Leveraged Foreign Exchange Trading 2016-06-15
AAF594 WONG Siu Kee 黃少基 RE Dealing in Securities 2013-05-03 2013-07-09
AAF594 WONG Siu Kee 黃少基 RE Advising on Securities 2013-06-10 2013-07-09
AAF647 CHUNG Yin Ming 鍾彥明 RE Dealing in Securities 2003-04-01 2011-10-31
AAF647 CHUNG Yin Ming 鍾彥明 RE Advising on Securities 2003-04-01 2004-05-11
AAF647 CHUNG Yin Ming 鍾彥明 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAF647 CHUNG Yin Ming 鍾彥明 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAF647 CHUNG Yin Ming 鍾彥明 RE Asset Management 2003-04-01 2004-05-11
AAI500 CHUA Tsz Lan 蔡紫蘭 RE Dealing in Securities 2003-10-27 2005-05-31
AAI500 CHUA Tsz Lan 蔡紫蘭 RE Advising on Corporate Finance 2003-10-27 2005-01-14
AAK578 SI Ka Loy, Joanna 徐嘉來 RE Dealing in Securities 2003-04-01 2006-05-12
AAK578 SI Ka Loy, Joanna 徐嘉來 RE Advising on Securities 2003-04-01 2004-05-11
AAK578 SI Ka Loy, Joanna 徐嘉來 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AAK578 SI Ka Loy, Joanna 徐嘉來 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAK578 SI Ka Loy, Joanna 徐嘉來 RE Asset Management 2003-04-01 2004-05-11
AAX843 LEUNG Wing Sun 梁榮燊 RE Dealing in Securities 2003-04-01 2003-04-30
AAX843 LEUNG Wing Sun 梁榮燊 RE Advising on Securities 2003-04-01 2003-04-30
AAX843 LEUNG Wing Sun 梁榮燊 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AAX843 LEUNG Wing Sun 梁榮燊 RE Providing Automated Trading Services 2003-04-01 2003-04-30
AAX843 LEUNG Wing Sun 梁榮燊 RE Asset Management 2003-04-01 2003-04-30
AAY338 CHAM Pui 湛培 RE Dealing in Securities 2003-04-01 2015-11-30
AAY338 CHAM Pui 湛培 RE Advising on Securities 2003-04-01 2004-05-07
AAY338 CHAM Pui 湛培 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AAY338 CHAM Pui 湛培 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AAY338 CHAM Pui 湛培 RE Asset Management 2003-04-01 2004-05-07
ABA650 WONG Nim Poon 黃念本 RE Dealing in Securities 2007-04-11 2010-04-29
ABA739 LAM Kwok Kay 林國基 RE Dealing in Securities 2004-08-23 2007-06-21
ABA739 LAM Kwok Kay 林國基 RE Advising on Securities 2004-08-23 2007-06-21
ABE279 CHAN Kam Shing 陳金城 RE Dealing in Securities 2003-04-01 2011-03-03
ABE279 CHAN Kam Shing 陳金城 RE Advising on Securities 2003-04-01 2004-06-14
ABE279 CHAN Kam Shing 陳金城 RE Advising on Corporate Finance 2003-04-01 2004-06-14
ABE279 CHAN Kam Shing 陳金城 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ABE279 CHAN Kam Shing 陳金城 RE Asset Management 2003-04-01 2004-06-14
ABF492 YUNG Yiu Chung 翁耀宗 RE Dealing in Securities 2003-04-01 2008-08-22
ABF492 YUNG Yiu Chung 翁耀宗 RE Advising on Securities 2003-04-01 2004-05-11
ABF492 YUNG Yiu Chung 翁耀宗 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ABF492 YUNG Yiu Chung 翁耀宗 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ABF492 YUNG Yiu Chung 翁耀宗 RE Asset Management 2003-04-01 2004-05-11
ABG971 YIU Chun Nam 姚鎮南 RE Dealing in Securities 2007-11-08 2009-09-26
ABI152 CHAN Ho Yin, Anthony 陳浩然 RE Dealing in Securities 2003-10-15 2015-12-31
ABI259 CHIANG Kwong Chu 蔣廣珠 RE Dealing in Securities 2008-09-25 2009-06-23
ABN708 LAW Chun Pon 羅振邦 RE Dealing in Securities 2003-04-01 2006-05-15
ABN708 LAW Chun Pon 羅振邦 RE Advising on Securities 2003-04-01 2004-05-11
ABN708 LAW Chun Pon 羅振邦 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ABN708 LAW Chun Pon 羅振邦 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ABN708 LAW Chun Pon 羅振邦 RE Asset Management 2003-04-01 2004-05-11
ABQ011 CHAN Mei Tak 陳美德 RE Dealing in Securities 2014-12-29 2016-03-28
ABQ709 LAU Kin On, Kenneth 劉健安 RE Dealing in Securities 2005-04-28 2007-07-07
ABR726 HO Kwok Leung 何國良 RE Dealing in Securities 2003-04-01 2007-04-30
ABR726 HO Kwok Leung 何國良 RE Advising on Securities 2003-04-01 2003-10-27
ABR726 HO Kwok Leung 何國良 RE Advising on Corporate Finance 2003-04-01 2003-10-27
ABR726 HO Kwok Leung 何國良 RE Providing Automated Trading Services 2003-04-01 2003-10-27
ABR726 HO Kwok Leung 何國良 RE Asset Management 2003-04-01 2003-10-27
ABS170 CHAN Chi Lung 陳智龍 RE Dealing in Securities 2011-01-24 2012-04-20
ABU297 LAU Chak Lam 劉澤林 RE Dealing in Securities 2012-07-04 2012-09-14
ABU297 LAU Chak Lam 劉澤林 RO Dealing in Securities 2012-09-14 2015-08-06
ABU297 LAU Chak Lam 劉澤林 RE Leveraged Foreign Exchange Trading 2012-07-04 2013-02-28
ABU297 LAU Chak Lam 劉澤林 RO Leveraged Foreign Exchange Trading 2013-02-28 2015-08-06
ABU297 LAU Chak Lam 劉澤林 RE Advising on Securities 2012-07-04 2012-09-14
ABU297 LAU Chak Lam 劉澤林 RO Advising on Securities 2012-09-14 2015-08-06
ABY215 AU Pui Man 歐佩雯 RE Dealing in Securities 2003-04-01
ABY215 AU Pui Man 歐佩雯 RE Advising on Securities 2003-04-01 2004-05-11
ABY215 AU Pui Man 歐佩雯 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ABY215 AU Pui Man 歐佩雯 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ABY215 AU Pui Man 歐佩雯 RE Asset Management 2003-04-01 2004-05-11
ABY861 HO Chu Ming 何柱明 RE Dealing in Securities 2003-11-18 2005-06-11
ACK930 NG Man Fung 吳汶峰 RE Dealing in Securities 2003-04-01
ACK930 NG Man Fung 吳汶峰 RE Advising on Securities 2003-04-01 2004-05-11
ACK930 NG Man Fung 吳汶峰 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ACK930 NG Man Fung 吳汶峰 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ACK930 NG Man Fung 吳汶峰 RE Asset Management 2003-04-01 2004-05-11
ACO466 LAM See Tan 林思丹 RE Dealing in Securities 2003-04-01 2004-05-19
ACO466 LAM See Tan 林思丹 RE Advising on Securities 2003-04-01 2004-01-05
ACO466 LAM See Tan 林思丹 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ACO466 LAM See Tan 林思丹 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ACO466 LAM See Tan 林思丹 RE Asset Management 2003-04-01 2004-01-05
ACZ377 CHOW Ka Keung 周家強 RE Dealing in Securities 2004-06-11 2005-09-07
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Dealing in Securities 2003-04-01 2018-04-10
ADI133 CHEUNG Ka Kee, Keith 張家祺 RO Dealing in Securities 2018-04-10
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Leveraged Foreign Exchange Trading 2013-02-18
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Advising on Securities 2003-04-01 2004-05-06
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Asset Management 2003-04-01 2004-05-06
ADJ833 MOK Hau Ming, Elizabeth 莫巧明 RE Dealing in Securities 2009-07-02 2014-02-28
ADJ935 LAU Siu Lun 劉兆倫 RE Dealing in Securities 2009-06-15 2013-01-31
ADJ935 LAU Siu Lun 劉兆倫 RO Dealing in Securities 2013-01-31 2014-08-31
ADN792 LEE Shuk Yi 李淑儀 RE Dealing in Securities 2014-01-15 2014-04-11
ADN792 LEE Shuk Yi 李淑儀 RE Advising on Securities 2014-01-15 2014-04-11
ADP579 CHEUNG Chiu Kun 張朝勤 RE Dealing in Securities 2003-04-01 2003-04-30
ADP579 CHEUNG Chiu Kun 張朝勤 RE Advising on Securities 2003-04-01 2003-04-30
ADP579 CHEUNG Chiu Kun 張朝勤 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ADP579 CHEUNG Chiu Kun 張朝勤 RE Providing Automated Trading Services 2003-04-01 2003-04-30
ADP579 CHEUNG Chiu Kun 張朝勤 RE Asset Management 2003-04-01 2003-04-30
ADQ466 CHAN Yat Kei 陳逸基 RE Dealing in Securities 2007-09-11 2009-02-09
ADS039 CHAN Wing Hong 陳永康 RE Dealing in Securities 2008-12-11 2011-08-06
ADS593 NG Siu Hon, Timmy 吳小翰 RE Dealing in Securities 2014-04-01 2014-12-12
ADS842 CHAN Kar Wah 陳家驊 RE Dealing in Securities 2011-09-22 2017-09-04
ADS842 CHAN Kar Wah 陳家驊 RO Leveraged Foreign Exchange Trading 2011-12-23 2017-09-04
ADU205 LAU Hang Fong 劉杏芳 RE Dealing in Securities 2003-04-01 2015-12-31
ADU205 LAU Hang Fong 劉杏芳 RE Advising on Securities 2003-04-01 2004-05-11
ADU205 LAU Hang Fong 劉杏芳 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ADU205 LAU Hang Fong 劉杏芳 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ADU205 LAU Hang Fong 劉杏芳 RE Asset Management 2003-04-01 2004-05-11
ADV245 CHAN Ka Wan 陳嘉韻 RE Dealing in Securities 2003-04-01 2007-01-19
ADV245 CHAN Ka Wan 陳嘉韻 RE Advising on Securities 2003-04-01 2004-05-11
ADV245 CHAN Ka Wan 陳嘉韻 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ADV245 CHAN Ka Wan 陳嘉韻 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ADV245 CHAN Ka Wan 陳嘉韻 RE Asset Management 2003-04-01 2004-05-11
ADV804 LIU Tim Shun 廖添順 RE Dealing in Securities 2003-04-01 2005-11-04
ADV804 LIU Tim Shun 廖添順 RE Advising on Securities 2003-04-01 2004-05-07
ADV804 LIU Tim Shun 廖添順 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADV804 LIU Tim Shun 廖添順 RE Providing Automated Trading Services 2003-04-01 2003-11-07
ADV804 LIU Tim Shun 廖添順 RE Asset Management 2003-04-01 2004-05-07
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2013-03-15 2013-06-03
ADW044 SIN Fu Wa 單富華 RE Dealing in Securities 2004-08-12 2006-01-31
AEA471 CHUI King Fai 崔景暉 RE Dealing in Securities 2003-04-01 2012-06-30
AEA471 CHUI King Fai 崔景暉 RE Advising on Securities 2003-04-01 2003-10-27
AEA471 CHUI King Fai 崔景暉 RE Advising on Corporate Finance 2003-04-01 2003-10-27
AEA471 CHUI King Fai 崔景暉 RE Providing Automated Trading Services 2003-04-01 2003-10-27
AEA471 CHUI King Fai 崔景暉 RE Asset Management 2003-04-01 2003-10-27
AEC363 MAK Chun Fai, Frankie 麥振輝 RE Dealing in Securities 2007-12-13 2010-09-25
AEC527 JONES Richard Evan RE Advising on Securities 2004-07-09 2005-01-24
AEE307 CROUCHER Sean Nicholas RE Dealing in Securities 2004-09-22 2006-07-14
AEE307 CROUCHER Sean Nicholas RE Advising on Securities 2004-09-22 2006-07-14
AEE793 CHEUNG Shin Kwan, Judy 張善筠 RE Dealing in Securities 2003-04-01 2007-05-31
AEE793 CHEUNG Shin Kwan, Judy 張善筠 RE Advising on Securities 2003-04-01 2004-05-07
AEE793 CHEUNG Shin Kwan, Judy 張善筠 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AEE793 CHEUNG Shin Kwan, Judy 張善筠 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AEE793 CHEUNG Shin Kwan, Judy 張善筠 RE Asset Management 2003-04-01 2004-05-07
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Dealing in Securities 2003-10-28 2007-04-20
AEM267 WONG Lap Tak, Cliffort 黃立德 RE Dealing in Securities 2003-04-01 2008-08-01
AEM267 WONG Lap Tak, Cliffort 黃立德 RE Advising on Securities 2003-04-01 2004-05-07
AEM267 WONG Lap Tak, Cliffort 黃立德 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AEM267 WONG Lap Tak, Cliffort 黃立德 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AEM267 WONG Lap Tak, Cliffort 黃立德 RE Asset Management 2003-04-01 2004-05-07
AEM387 TO Wai Man 陶偉民 RE Dealing in Securities 2003-04-01 2005-04-12
AEM387 TO Wai Man 陶偉民 RE Dealing in Securities 2015-01-19
AEM387 TO Wai Man 陶偉民 RE Leveraged Foreign Exchange Trading 2015-01-19
AEM387 TO Wai Man 陶偉民 RE Advising on Securities 2003-04-01 2004-05-07
AEM387 TO Wai Man 陶偉民 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AEM387 TO Wai Man 陶偉民 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AEM387 TO Wai Man 陶偉民 RE Asset Management 2003-04-01 2004-05-07
AEN446 LEE Man Wai, Mandy 李敏慧 RE Dealing in Securities 2003-04-01 2007-05-31
AEN446 LEE Man Wai, Mandy 李敏慧 RE Advising on Securities 2003-04-01 2003-10-21
AEN446 LEE Man Wai, Mandy 李敏慧 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEN446 LEE Man Wai, Mandy 李敏慧 RE Providing Automated Trading Services 2003-04-01 2003-10-21
AEN446 LEE Man Wai, Mandy 李敏慧 RE Asset Management 2003-04-01 2003-10-21
AER962 KWOK Hon Kuen 郭漢權 RE Dealing in Securities 2004-10-25 2012-07-13
AFA014 KWOK Ning Chi, Julie 郭鑏芝 RE Dealing in Securities 2004-05-07 2004-11-11
AFA014 KWOK Ning Chi, Julie 郭鑏芝 RE Advising on Securities 2004-05-07 2004-11-11
AFD457 NG Chi Wing 伍志榮 RE Dealing in Securities 2003-04-01
AFD457 NG Chi Wing 伍志榮 RE Advising on Securities 2003-04-01 2004-05-07
AFD457 NG Chi Wing 伍志榮 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AFD457 NG Chi Wing 伍志榮 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AFD457 NG Chi Wing 伍志榮 RE Asset Management 2003-04-01 2004-05-07
AFN498 ZEE Lai Lai 史麗麗 RE Dealing in Securities 2003-04-01
AFN498 ZEE Lai Lai 史麗麗 RE Advising on Securities 2003-04-01 2004-05-11
AFN498 ZEE Lai Lai 史麗麗 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AFN498 ZEE Lai Lai 史麗麗 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AFN498 ZEE Lai Lai 史麗麗 RE Asset Management 2003-04-01 2004-05-11
AFP804 CHAN Cheuk Man 陳卓文 RE Dealing in Securities 2012-10-26 2015-06-15
AFQ639 CHAN Chung Keung 陳仲強 RE Dealing in Securities 2003-04-01 2006-04-30
AFQ639 CHAN Chung Keung 陳仲強 RE Advising on Securities 2003-04-01 2004-12-30
AFQ639 CHAN Chung Keung 陳仲強 RE Advising on Corporate Finance 2003-04-01 2004-12-30
AFQ639 CHAN Chung Keung 陳仲強 RE Providing Automated Trading Services 2003-04-01 2003-10-07
AFQ639 CHAN Chung Keung 陳仲強 RE Asset Management 2003-04-01 2004-12-30
AFR432 HO Ming Wai, Alberta 何明蕙 RE Dealing in Securities 2014-06-11 2014-09-29
AFT232 CHAN Ka Man 陳家汶 RE Dealing in Securities 2003-04-01 2003-05-13
AFT232 CHAN Ka Man 陳家汶 RE Advising on Securities 2003-04-01 2003-05-13
AFT232 CHAN Ka Man 陳家汶 RE Advising on Corporate Finance 2003-04-01 2003-05-13
AFT232 CHAN Ka Man 陳家汶 RE Providing Automated Trading Services 2003-04-01 2003-05-13
AFT232 CHAN Ka Man 陳家汶 RE Asset Management 2003-04-01 2003-05-13
AFU127 ANG Tok Sin, Joseph 洪篤信 RE Dealing in Securities 2007-09-24 2007-12-22
AFX803 CHAN Siu Hong 陳肇康 RE Dealing in Securities 2003-11-21 2005-07-19
AFX880 HO Kam Wing 何錦榮 RE Dealing in Securities 2004-08-18 2005-06-10
AFX880 HO Kam Wing 何錦榮 RE Advising on Securities 2004-08-18 2005-06-10
AFY049 NG Ah Chau 吳亞洲 RE Dealing in Securities 2003-04-01 2003-04-30
AFY049 NG Ah Chau 吳亞洲 RE Advising on Securities 2003-04-01 2003-04-30
AFY049 NG Ah Chau 吳亞洲 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AFY049 NG Ah Chau 吳亞洲 RE Providing Automated Trading Services 2003-04-01 2003-04-30
AFY049 NG Ah Chau 吳亞洲 RE Asset Management 2003-04-01 2003-04-30
AGA347 CHEUNG Wing Chi 張永志 RE Dealing in Securities 2004-03-13 2004-06-17
AGC465 HUNG Lai Ping 熊麗萍 RE Dealing in Securities 2003-04-01 2007-04-10
AGC465 HUNG Lai Ping 熊麗萍 RO Dealing in Securities 2007-04-10 2012-06-30
AGC465 HUNG Lai Ping 熊麗萍 RE Advising on Securities 2003-04-01 2004-05-11
AGC465 HUNG Lai Ping 熊麗萍 RE Advising on Securities 2006-11-09 2007-04-10
AGC465 HUNG Lai Ping 熊麗萍 RO Advising on Securities 2007-04-10 2012-06-30
AGC465 HUNG Lai Ping 熊麗萍 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AGC465 HUNG Lai Ping 熊麗萍 RE Providing Automated Trading Services 2003-04-01 2003-11-07
AGC465 HUNG Lai Ping 熊麗萍 RE Asset Management 2003-04-01 2004-05-11
AGK517 YIU Tak Yin 姚得賢 RE Dealing in Securities 2007-03-19 2009-07-01
AGK856 NG Lai Kwan 吳麗群 RE Dealing in Securities 2005-04-04 2015-05-19
AGP697 CHIU Wing 趙榮 RE Dealing in Securities 2013-04-18 2013-06-03
AHC732 HO Hoi Wah 何凱華 RE Advising on Securities 2005-04-25 2005-07-19
AHG563 FOK Yiu Tung 霍耀東 RE Dealing in Securities 2010-06-24 2010-09-18
AHG563 FOK Yiu Tung 霍耀東 RE Advising on Securities 2010-08-02 2010-09-18
AHM630 AU Yip Hang 歐業亨 RO Dealing in Securities 2016-02-03 2017-12-23
AHM630 AU Yip Hang 歐業亨 RO Leveraged Foreign Exchange Trading 2016-02-03 2017-12-23
AHM630 AU Yip Hang 歐業亨 RE Advising on Securities 2015-12-07 2016-02-03
AHM630 AU Yip Hang 歐業亨 RO Advising on Securities 2016-02-03 2017-12-23
AHR757 HUNG Chun Ho 熊振豪 RE Advising on Securities 2004-10-25 2007-03-26
AIZ024 MAH Hak Lee, Grace 馬克莉 RE Dealing in Securities 2003-06-18 2003-07-31
AIZ025 YIP Wan Man, Jennifer 葉韻文 RE Dealing in Securities 2003-06-18 2004-05-17
AJO748 KWOK Sze Kong 郭詩江 RE Dealing in Securities 2012-09-19 2014-01-29
AJO748 KWOK Sze Kong 郭詩江 RO Dealing in Securities 2014-01-29 2016-06-30
AJO748 KWOK Sze Kong 郭詩江 RE Leveraged Foreign Exchange Trading 2012-09-19 2016-06-30
AJO748 KWOK Sze Kong 郭詩江 RE Advising on Securities 2012-09-19 2014-01-29
AJO748 KWOK Sze Kong 郭詩江 RO Advising on Securities 2014-01-29 2016-06-30
AKP467 CHAN Suk Fan, Liza 陳淑芬 RE Dealing in Securities 2005-10-19 2006-07-25
AKP467 CHAN Suk Fan, Liza 陳淑芬 RE Advising on Securities 2005-10-19 2006-07-25
AKQ533 WONG May Fat 黃美發 RE Dealing in Securities 2009-09-28
AKW747 AU Lai Chong 區麗莊 RE Dealing in Securities 2004-08-18 2007-01-11
AKW747 AU Lai Chong 區麗莊 RE Dealing in Securities 2017-07-06
AKW747 AU Lai Chong 區麗莊 RE Advising on Securities 2004-08-18 2007-01-11
AKW747 AU Lai Chong 區麗莊 RE Advising on Securities 2016-02-25 2017-07-06
AKW747 AU Lai Chong 區麗莊 RO Advising on Securities 2017-07-06
ALD560 LAM Yau Wing 林猷榮 RE Dealing in Securities 2004-10-07 2005-02-02
ALD560 LAM Yau Wing 林猷榮 RE Advising on Securities 2004-10-07 2005-02-02
ALH739 WONG Suet Yi 王雪怡 RE Dealing in Securities 2014-05-16 2014-09-29
ALL686 LEE Hoi Wah 李凱華 RE Dealing in Securities 2004-12-15 2005-12-23
ALQ658 POON Yin Ling 潘燕玲 RE Dealing in Securities 2013-08-13 2015-02-13
ALQ658 POON Yin Ling 潘燕玲 RE Leveraged Foreign Exchange Trading 2013-08-13 2015-02-13
ALR855 YIU Yan Ching 饒仁靜 RE Dealing in Securities 2005-03-21 2005-11-02
ALR864 LEE Chun Bong 李鎮邦 RE Dealing in Securities 2014-10-16 2016-02-12
ALR864 LEE Chun Bong 李鎮邦 RE Leveraged Foreign Exchange Trading 2015-03-03 2016-02-12
ALS369 YU Ka Ho 余家豪 RE Dealing in Securities 2005-04-04 2005-12-30
ALU958 YUEN Pui Ming 阮珮明 RE Dealing in Securities 2005-04-07 2005-09-30
ALW478 TANG Ka Wing 鄧家榮 RE Dealing in Securities 2005-05-31 2007-03-26
ALW478 TANG Ka Wing 鄧家榮 RE Advising on Securities 2005-05-31 2007-03-26
AMC653 CHOU Chun Lam 周俊林 RE Advising on Securities 2011-03-10 2011-11-25
AMF528 LAU Pak Sun 劉栢燊 RE Dealing in Securities 2005-08-09 2005-11-07
AML159 FUNG Kam Ho 馮金豪 RE Dealing in Securities 2005-10-19 2005-11-08
AML159 FUNG Kam Ho 馮金豪 RE Advising on Securities 2005-10-19 2005-11-08
AML889 YU Hung Fei 余鴻飛 RE Dealing in Securities 2015-05-21 2015-09-16
AML889 YU Hung Fei 余鴻飛 RE Leveraged Foreign Exchange Trading 2015-05-21 2015-09-16
AND687 TSUI Kwan 徐琨 RE Dealing in Securities 2013-08-12 2015-02-10
ANF195 YEUNG Wai Kie, Gary 楊偉基 RE Dealing in Securities 2017-08-25 2017-11-17
ANJ135 PENG Yuxiu 彭毓秀 RE Dealing in Securities 2006-06-09 2007-12-22
ANL981 CHAN Chi Shun 陳智信 RE Dealing in Securities 2006-06-30 2007-02-15
ANL981 CHAN Chi Shun 陳智信 RE Advising on Securities 2006-11-02 2007-02-15
APC770 WONG Kam Wing 黃錦榮 RE Dealing in Securities 2012-09-26 2015-08-18
APC770 WONG Kam Wing 黃錦榮 RE Leveraged Foreign Exchange Trading 2012-09-26 2015-08-18
APC770 WONG Kam Wing 黃錦榮 RE Advising on Securities 2012-09-26 2015-08-18
APF454 FONG Man Kin 方文健 RE Dealing in Securities 2013-01-28 2013-06-30
APF454 FONG Man Kin 方文健 RE Advising on Securities 2013-03-26 2013-06-30
APH458 KONG Fu Sing, Louis 江富星 RE Dealing in Securities 2018-04-18 2018-10-15
APP609 CHAN Wai Kit 陳惠傑 RE Advising on Securities 2007-10-23 2011-09-22
APQ568 CHIU Ka Chun 趙嘉俊 RE Dealing in Securities 2014-05-16 2014-09-18
APR850 SAM Chi Yung 岑智勇 RE Leveraged Foreign Exchange Trading 2016-02-23 2016-03-11
APR850 SAM Chi Yung 岑智勇 RE Advising on Securities 2013-07-16 2016-03-11
AQG855 CHAN Wing Kwong 陳榮光 RE Dealing in Securities 2008-01-14 2009-09-10
AQQ011 KWAN Ching 關正 RE Dealing in Securities 2015-04-29
ARN620 CHIU Yau Chun, Jackie 趙右焌 RE Dealing in Securities 2011-07-27 2013-08-22
ATB477 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2016-07-26 2016-10-23
ATB477 CHAN Yiu Man 陳耀文 RE Advising on Securities 2016-07-26 2016-10-23
ATC985 CHEUNG Nga Ki 張雅琪 RE Advising on Securities 2009-07-16 2010-11-01
ATR165 FUNG King Hong 馮景康 RE Dealing in Securities 2012-08-23 2013-10-02
ATR165 FUNG King Hong 馮景康 RE Leveraged Foreign Exchange Trading 2012-09-20 2013-10-02
ATR165 FUNG King Hong 馮景康 RE Advising on Securities 2012-09-20 2013-10-02
ATS378 LU Chun Yuen 盧俊元 RE Dealing in Securities 2009-09-10 2010-11-28
AUE426 CHIN Reginald Alvin 陳家暉 RE Dealing in Securities 2012-11-05 2013-09-07
AUQ663 TANG Wing Hang 鄧永衡 RE Dealing in Securities 2013-07-29 2013-11-20
AVC352 WONG King Wai 黃景威 RE Dealing in Securities 2010-04-29 2010-06-01
AVX213 WONG Hiu Man 黃曉文 RE Dealing in Securities 2010-10-13 2015-10-30
AWK552 CHEUNG Hang Lok 張恒樂 RE Advising on Securities 2010-12-28 2014-02-17
AWP433 YANG Ja Wah 楊家華 RE Dealing in Securities 2012-08-29 2013-08-05
AWP433 YANG Ja Wah 楊家華 RE Leveraged Foreign Exchange Trading 2012-09-20 2013-03-20
AWP433 YANG Ja Wah 楊家華 RE Advising on Securities 2012-09-20 2013-08-05
AXB945 DONG Fangming 董方明 RE Dealing in Securities 2012-08-29 2013-02-01
AXB945 DONG Fangming 董方明 RE Advising on Securities 2012-10-03 2013-02-01
AXJ985 SIAH Chun Pang 謝俊鵬 RE Dealing in Securities 2016-05-19 2016-07-15
AYN017 MOK Ka Yu 莫家裕 RE Dealing in Securities 2016-03-21 2016-06-21
AYO398 KWOK Shun Hei, Simon 郭信熙 RE Dealing in Securities 2017-06-15
AYO398 KWOK Shun Hei, Simon 郭信熙 RE Advising on Securities 2011-12-02 2015-11-18
AYP278 TAM Yat Kit 譚逸傑 RE Dealing in Securities 2013-01-08 2013-02-22
AYS704 CHUNG Wing Ying Wylson 鍾永英 RE Dealing in Securities 2012-09-04 2013-08-10
AYS704 CHUNG Wing Ying Wylson 鍾永英 RE Advising on Securities 2012-09-26 2013-08-10
AYV378 LI Kwai Ming, Eddie 李貴明 RE Advising on Securities 2012-01-18 2012-02-29
AYY716 CHAN Shu Wing 陳樹榮 RE Dealing in Securities 2012-04-10 2013-06-30
AYY716 CHAN Shu Wing 陳樹榮 RE Leveraged Foreign Exchange Trading 2013-02-18 2013-06-30
AZB304 LING Man Ping 凌曼冰 RE Dealing in Securities 2012-08-22 2013-11-18
AZB304 LING Man Ping 凌曼冰 RE Advising on Securities 2012-02-20 2013-11-18
AZB304 LING Man Ping 凌曼冰 RE Advising on Securities 2014-03-06 2015-09-29
AZN469 CHAN Chun Yi 陳俊頤 RE Dealing in Securities 2013-06-24 2014-09-22
AZN469 CHAN Chun Yi 陳俊頤 RE Leveraged Foreign Exchange Trading 2013-06-24 2014-09-22
AZU755 LAW Cheuk Nam 羅卓楠 RE Dealing in Securities 2014-01-13 2014-12-31
AZU755 LAW Cheuk Nam 羅卓楠 RE Advising on Securities 2014-02-28 2014-12-31
BAF514 LAM Kit Ieng 藍潔盈 RE Dealing in Securities 2013-08-16 2014-03-21
BAF514 LAM Kit Ieng 藍潔盈 RE Leveraged Foreign Exchange Trading 2013-08-16 2014-03-21
BAU495 LEUNG Ka Shun 梁迦遜 RE Dealing in Securities 2013-02-27 2013-07-10
BAZ542 WU Ling 吳凌 RE Dealing in Securities 2013-07-05 2015-01-26
BBD149 TSANG Wai Man 曾偉文 RE Dealing in Securities 2013-05-03 2013-06-04
BBM189 LI Justin Cheng Yan 李承彥 RE Dealing in Securities 2013-06-27 2013-07-29
BBN353 YIP Choi Fan 葉采凡 RE Dealing in Securities 2013-07-05 2013-08-17
BBP302 YU Hon Sum, Alec 庾漢森 RE Dealing in Securities 2013-07-15 2013-09-11
BBQ425 CHAN Ho Chun 陳浩進 RE Dealing in Securities 2013-07-29 2013-11-16
BBQ731 TANG Daheng 唐達恆 RE Dealing in Securities 2013-08-01 2014-01-10
BBS235 CHEUNG Man Sze 張文斯 RE Dealing in Securities 2013-08-07 2013-11-09
BBU796 WU Weiping 吳偉平 RE Dealing in Securities 2013-09-05 2014-01-24
BBU902 CHAN Cheuk Wing 陳卓榮 RE Dealing in Securities 2013-09-05 2014-12-31
BCF804 CHAN Kwok Wa 陳國華 RE Dealing in Securities 2013-11-05 2014-06-13
BDL628 CHAN Siu Ling 陳小鈴 RE Dealing in Securities 2014-05-16 2014-09-29
BDN265 SIU Mei Yee Angel 蕭美怡 RE Dealing in Securities 2014-07-02 2014-08-29
BDU550 LAM Chak Shing 林澤誠 RE Dealing in Securities 2016-07-18 2017-04-02
BDU550 LAM Chak Shing 林澤誠 RE Advising on Securities 2016-07-18 2017-04-02
BEA655 KWONG Chi Heng Michael 鄺智恒 RE Dealing in Securities 2014-08-19 2015-10-16
BEQ184 YIU Yuen Ting Joanette 饒苑婷 RE Dealing in Securities 2014-12-08 2015-04-07
BET661 CHONG Chi Shing 莊治城 RE Dealing in Securities 2015-01-05 2015-08-18
BET661 CHONG Chi Shing 莊治城 RE Dealing in Securities 2018-08-13
BEX238 MAK Wing Kwong Anthony 麥永光 RE Dealing in Securities 2015-01-30 2015-04-28
BJC513 LAU WING CHUNG 劉永聰 RE Dealing in Securities 2017-02-17 2017-03-26
BJC513 LAU WING CHUNG 劉永聰 RE Advising on Securities 2017-02-17 2017-03-26
BJM332 HUI Ka Yu 許嘉宇 RE Dealing in Securities 2017-06-02
BJM332 HUI Ka Yu 許嘉宇 RE Advising on Securities 2017-06-02
BKD537 MOK WAI SAN 莫慧珊 RE Dealing in Securities 2017-07-27 2017-09-19
BKQ450 TSANG Wai Kee 曾偉基 RE Dealing in Securities 2017-08-28
BKQ450 TSANG Wai Kee 曾偉基 RE Advising on Securities 2017-08-28
BMC057 LEUNG Fung Ying 梁鳳英 RE Dealing in Securities 2018-10-26

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