Hong Kong SFC licence institution AAW287, S W Woo And Company Limited 榮興證券有限公司

These are the licence-holders that were found for SFC licence institution AAW287 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI370 WOO CHOW Yuen Yee 胡周婉儀 RO Dealing in Securities 2003-04-01
AAI370 WOO CHOW Yuen Yee 胡周婉儀 RO Advising on Securities 2003-04-01 2004-10-11
AAI370 WOO CHOW Yuen Yee 胡周婉儀 RO Advising on Corporate Finance 2003-04-01 2004-10-11
AAI370 WOO CHOW Yuen Yee 胡周婉儀 RO Asset Management 2003-04-01 2004-10-11
AAI371 WOO Sau Wing 胡壽榮 RO Dealing in Securities 2003-04-01
AAI371 WOO Sau Wing 胡壽榮 RO Advising on Securities 2003-04-01 2004-10-11
AAI371 WOO Sau Wing 胡壽榮 RO Advising on Corporate Finance 2003-04-01 2004-10-11
AAI371 WOO Sau Wing 胡壽榮 RO Asset Management 2003-04-01 2004-10-11
AAI989 MOK Kam Fong, Lily 莫錦芳 RE Dealing in Securities 2003-04-01
AAI989 MOK Kam Fong, Lily 莫錦芳 RE Advising on Securities 2003-04-01 2004-10-11
AAI989 MOK Kam Fong, Lily 莫錦芳 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AAI989 MOK Kam Fong, Lily 莫錦芳 RE Asset Management 2003-04-01 2004-10-11
ABF721 WOO Woon Ping 胡煥屏 RE Dealing in Securities 2003-04-01
ABF721 WOO Woon Ping 胡煥屏 RE Advising on Securities 2003-04-01 2004-10-11
ABF721 WOO Woon Ping 胡煥屏 RE Advising on Corporate Finance 2003-04-01 2004-10-11
ABF721 WOO Woon Ping 胡煥屏 RE Asset Management 2003-04-01 2004-10-11
ADX891 WONG Shau King 黃秀琼 RE Dealing in Securities 2003-04-01
ADX891 WONG Shau King 黃秀琼 RE Advising on Securities 2003-04-01 2004-10-11
ADX891 WONG Shau King 黃秀琼 RE Advising on Corporate Finance 2003-04-01 2004-10-11
ADX891 WONG Shau King 黃秀琼 RE Asset Management 2003-04-01 2004-10-11
AEI605 WOO CHANG Sau Wei, Anissa 胡張秀慧 RE Dealing in Securities 2003-04-01 2005-06-03
AEI605 WOO CHANG Sau Wei, Anissa 胡張秀慧 RO Dealing in Securities 2005-06-03
AEI605 WOO CHANG Sau Wei, Anissa 胡張秀慧 RE Advising on Securities 2003-04-01 2004-10-11
AEI605 WOO CHANG Sau Wei, Anissa 胡張秀慧 RE Advising on Corporate Finance 2003-04-01 2004-10-11
AEI605 WOO CHANG Sau Wei, Anissa 胡張秀慧 RE Asset Management 2003-04-01 2004-10-11

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