These are the licence-holders that were found for SFC licence institution AAW312 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC259 | WONG Wing Lok | 黃永樂 | RE | Dealing in Futures Contracts | 2003-04-01 | 2015-11-01 |
| AAC259 | WONG Wing Lok | 黃永樂 | RE | Advising on Futures Contracts | 2003-04-01 | 2004-06-23 |
| AAC259 | WONG Wing Lok | 黃永樂 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-06-23 |
| AAC259 | WONG Wing Lok | 黃永樂 | RE | Asset Management | 2003-04-01 | 2004-06-23 |
| AAC349 | SHEA Kwok Hing, Patrick | 佘國興 | RE | Dealing in Futures Contracts | 2003-04-01 | 2003-08-16 |
| AAC349 | SHEA Kwok Hing, Patrick | 佘國興 | RE | Advising on Futures Contracts | 2003-04-01 | 2003-08-16 |
| AAC349 | SHEA Kwok Hing, Patrick | 佘國興 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-08-16 |
| AAC349 | SHEA Kwok Hing, Patrick | 佘國興 | RE | Asset Management | 2003-04-01 | 2003-08-16 |
| AAF457 | WONG Shing Kwong | 黃成光 | RE | Dealing in Futures Contracts | 2003-04-01 | 2010-10-01 |
| AAF457 | WONG Shing Kwong | 黃成光 | RE | Advising on Futures Contracts | 2003-04-01 | 2010-10-01 |
| AAF457 | WONG Shing Kwong | 黃成光 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-11-23 |
| AAF457 | WONG Shing Kwong | 黃成光 | RE | Asset Management | 2003-04-01 | 2004-11-23 |
| AAJ017 | LI Ting Chung | 李定中 | RO | Dealing in Futures Contracts | 2003-04-01 | 2004-06-01 |
| AAJ017 | LI Ting Chung | 李定中 | RO | Advising on Futures Contracts | 2003-04-01 | 2004-06-01 |
| AAJ017 | LI Ting Chung | 李定中 | RO | Providing Automated Trading Services | 2003-04-01 | 2004-06-01 |
| AAJ017 | LI Ting Chung | 李定中 | RO | Asset Management | 2003-04-01 | 2004-06-01 |
| AAJ030 | KONG Oi Chu | 江愛珠 | RO | Dealing in Futures Contracts | 2003-04-01 | 2016-04-19 |
| AAJ030 | KONG Oi Chu | 江愛珠 | RO | Advising on Futures Contracts | 2003-04-01 | 2016-04-19 |
| AAJ030 | KONG Oi Chu | 江愛珠 | RO | Providing Automated Trading Services | 2003-04-01 | 2004-11-23 |
| AAJ030 | KONG Oi Chu | 江愛珠 | RO | Asset Management | 2003-04-01 | 2004-11-23 |
| AAJ118 | LI Ding Ching, Charles | 李鼎正 | RO | Dealing in Futures Contracts | 2003-04-01 | 2015-09-17 |
| AAJ118 | LI Ding Ching, Charles | 李鼎正 | RO | Advising on Futures Contracts | 2003-04-01 | 2015-09-17 |
| AAJ118 | LI Ding Ching, Charles | 李鼎正 | RO | Providing Automated Trading Services | 2003-04-01 | 2004-11-23 |
| AAJ118 | LI Ding Ching, Charles | 李鼎正 | RO | Asset Management | 2003-04-01 | 2004-11-23 |
| AAK286 | KWONG Kai Yuen | 鄺啟源 | RE | Dealing in Futures Contracts | 2004-04-27 | 2005-05-20 |
| AAK286 | KWONG Kai Yuen | 鄺啟源 | RE | Advising on Futures Contracts | 2004-04-27 | 2005-05-20 |
| AAZ381 | LEUNG YUNG Ling Ling, Jenny | 梁容玲玲 | RE | Dealing in Futures Contracts | 2003-04-01 | 2004-11-23 |
| AAZ381 | LEUNG YUNG Ling Ling, Jenny | 梁容玲玲 | RE | Advising on Futures Contracts | 2003-04-01 | 2004-11-23 |
| AAZ381 | LEUNG YUNG Ling Ling, Jenny | 梁容玲玲 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-11-23 |
| AAZ381 | LEUNG YUNG Ling Ling, Jenny | 梁容玲玲 | RE | Asset Management | 2003-04-01 | 2004-11-23 |
| ABM909 | YEUNG Yin Fan, Pauline | 楊燕芬 | RE | Dealing in Futures Contracts | 2003-04-01 | 2015-11-01 |
| ABM909 | YEUNG Yin Fan, Pauline | 楊燕芬 | RE | Advising on Futures Contracts | 2003-04-01 | 2004-06-23 |
| ABM909 | YEUNG Yin Fan, Pauline | 楊燕芬 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-06-23 |
| ABM909 | YEUNG Yin Fan, Pauline | 楊燕芬 | RE | Asset Management | 2003-04-01 | 2004-06-23 |
| ABT905 | TSANG Choi Sum, Liza | 曾菜心 | RE | Dealing in Futures Contracts | 2003-04-01 | 2004-05-28 |
| ABT905 | TSANG Choi Sum, Liza | 曾菜心 | RE | Advising on Futures Contracts | 2003-04-01 | 2004-05-28 |
| ABT905 | TSANG Choi Sum, Liza | 曾菜心 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-04-23 |
| ABT905 | TSANG Choi Sum, Liza | 曾菜心 | RE | Asset Management | 2003-04-01 | 2004-04-23 |
| ACD915 | LAI Man Hei, Fion | 黎文希 | RE | Dealing in Futures Contracts | 2005-01-31 | 2015-11-01 |
| AFD425 | LI Lawrence Ding-Lap | 李鼎立 | RE | Dealing in Futures Contracts | 2003-04-01 | 2003-06-18 |
| AFD425 | LI Lawrence Ding-Lap | 李鼎立 | RE | Dealing in Futures Contracts | 2005-09-01 | 2015-11-01 |
| AFD425 | LI Lawrence Ding-Lap | 李鼎立 | RE | Advising on Futures Contracts | 2003-04-01 | 2003-06-18 |
| AFD425 | LI Lawrence Ding-Lap | 李鼎立 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-06-18 |
| AFD425 | LI Lawrence Ding-Lap | 李鼎立 | RE | Asset Management | 2003-04-01 | 2003-06-18 |
| AFV099 | POON Chi Cheong | 潘紫昌 | RE | Dealing in Futures Contracts | 2003-04-01 | 2012-04-05 |
| AFV099 | POON Chi Cheong | 潘紫昌 | RE | Advising on Futures Contracts | 2003-04-01 | 2012-04-05 |
| AFV099 | POON Chi Cheong | 潘紫昌 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-06-15 |
| AFV099 | POON Chi Cheong | 潘紫昌 | RE | Asset Management | 2003-04-01 | 2004-06-15 |
| AGA034 | LI Ding Kay, David | 李鼎基 | RE | Dealing in Futures Contracts | 2003-04-01 | 2015-02-01 |
| AGA034 | LI Ding Kay, David | 李鼎基 | RE | Advising on Futures Contracts | 2003-04-01 | 2015-02-01 |
| AGA034 | LI Ding Kay, David | 李鼎基 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-06-16 |
| AGA034 | LI Ding Kay, David | 李鼎基 | RE | Asset Management | 2003-04-01 | 2004-06-16 |
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