These are the licence-holders that were found for SFC licence institution AAW330 on the SFC website.
Key for Role: RE = Respresentative, RO = Responsible Officer
|SFC code||English name||Chinese name||Role||Activity||Start date||End date|
|AFB711||SHUM Wai Bill, Patrick||岑維標||RO||Dealing in Securities||2003-04-01||2003-06-03|
|AFB711||SHUM Wai Bill, Patrick||岑維標||RO||Advising on Securities||2003-04-01||2003-06-03|
|AFB711||SHUM Wai Bill, Patrick||岑維標||RO||Asset Management||2003-04-01||2003-06-03|
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